Section III - Discussion III. DISCUSSION 10 CFR 835.401(c)(2&3) and 403(b) require, in part, that "appropriate" instruments be used to control exposure to radiation. They also require that these instruments be routinely calibrated, maintained, and tested (10 CFR 835.401(c)(1&4)). American National Standards Institute (ANSI) Standard N323, "Radiation Protection Instrumentation Test and Calibrations" (ANSI, 1983) is referenced in DOE Order 5480.11 and is cited as a mandatory environment, safety, and health standard in DOE Order 5480.4, "Environmental Protection, Safety, and Health Protection Standards" (DOE, 1984). The measurement ranges of the instruments can be inferred from the control levels in 10 CFR 835 and the expected workplace conditions; however, 10 CFR 835 does not address the accuracy of calibrations or measurements. ANSI N323 requires an accuracy of +-2% for sources used in calibrations and an accuracy of +-10% for the calibrated instruments. Radiation monitoring instrumentation is one of the principal tools for protecting workers and the public from excess exposure to ionizing radiation. Instruments are used to establish controls for worker or public access to the radiation environment, while a personnel dosimeter provides a legal record of a worker's dose. Except for certain electronic dosimeters, conventional dosimeters provide only a retrospective record of dose; they provide the integrated dose over a period of time prior to readout. Survey instruments are important for indicating exposure dose rates, controlling radiation exposures, and for verifying the dose received by workers. Neither an emergency response program, nor the ALARA program required by 10 CFR 835.101(c), can be operated effectively without the appropriate quantity of properly functioning instruments that are appropriate for measuring the radiation(s) of interest and for operation in the facility's physical environment. In addition to measuring dose or dose rate to control direct personnel exposure, instruments are used: (1) to control the spread of contamination (e.g., surface-contamination monitors); and (2) to assess the adequacy of radiological controls (e.g., survey meters or environmental monitors). Contamination monitoring is important in the control of contact exposures, personnel contamination, and internal exposures through inhalation or ingestion. DOE facilities are expected to maintain the quality of measurements in their daily operations by establishing procedures required to ensure the proper operation and calibration of the equipment. Thus, instruments "shall" be selected for the task, properly calibrated, properly maintained, and routinely tested (10 CFR 835.401(c)). A. Instrument Selection Instruments "shall" be selected to measure the types and energies of radiation and the range of radiation dose rates or surface contamination activities present within the facility (10 CFR 835.401(c)(2)). The instruments "shall" also be selected to perform adequately under the environmental and physical conditions that prevail within the facility (10 CFR 835.401(c)(3) and RCM 562.4). Initial instrument selection "shall" be made using knowledge of facility radiation types, energies, anticipated or known ranges, and results of available instrument performance and testing data (vendor or independent) (10 CFR 835.401(c)(2)). The selection process includes Type Testing and Acceptance Testing. Type Testing Implementation of a formal instrument qualification (type testing) process in accordance with the relevant portions of ANSI N42.17A, "Performance Specifications for Health Physics Instrumentation - Portable Instruments for Use In Normal Environmental Conditions" (ANSI, 1989a), and ANSI N42.17C, "Performance Specifications for Health Physics Instrumentation - Portable Instruments for Use In Extreme Environmental Conditions" (ANSI, 1989b), is encouraged. It is recognized, however, that independent contractor qualification efforts to meet these requirements may result in significant duplication of effort and resources. To assist the development of this process and to avoid such duplication, the Office of Health is developing a program for the coordinated qualification and testing of radiological instruments used within the DOE complex (RCM 561). Acceptance Testing Prior to use, new instruments should be tested against selected specifications of ANSI N42.17A as well as other specifications as set forth in the purchase agreement. Instruments which do not meet the selected specifications should not be accepted or used by the facility. Acceptance testing may be based on only a sample of the instruments purchased for the more difficult-to-test specifications (temperature, energy response, etc.) but should involve 100% testing for basic specifications. B. Instrument Calibration The instrument shall be calibrated within acceptable limits against a standard with a known relation to national standards (ANSI N323 & RCM 562.1). The calibration "shall" be performed at the required frequency to maintain an acceptable accuracy for measurements and "shall" not exceed one year (10 CFR 835.401(c)(1)). ANSI N323 and NIST Special Publication 812, "Criteria for the Operation of Federally-Owned Secondary Calibration Laboratories (Ionizing Radiation)" (NIST, 1991), have set forth criteria for proper calibration. C. Functional testing The instrument "shall" be routinely tested during its use (10 CFR 835.401(c)(4) and RCM 551.2), and periodically examined and tested to ensure that it maintains the required performance. This may require detailed ANSI N42.17 testing or simple functional tests performed during routine calibrations (ANSI N323, Section 3). During use in the field, instruments "shall" be tested frequently with a check source to ensure that the readings remain within prescribed limits, as required by 10 CFR 835.401(c)(4) and ANSI N323 (Section 4.6). Functional tests will also include battery checks and other field checks, as prescribed by the manu- facturer or facility. Damaged or malfunctioning instruments should be promptly returned for maintenance. D. Maintenance Maintenance of portable survey instruments "shall" be provided (10 CFR 835.401(c)(1)) and a program for both preventive and corrective maintenance should be established and documented (RCM 563.1). Instruments shall undergo calibration prior to use following any maintenance or any adjustment that voids the previous calibration (RCM 563.3).