| Date Filed | Title |
| 08/29/2008 | N-PX for UNIFIED SERIES TRUST | |
| | COMPANY NAME(s) - [UNIFIED SERIES TRUST (CIK - 1199046 /SIC - Unspecified)] |
| | Harrell Irrev Trust 400 79563532 DR CLEVE E JOHNSON 208 7992330117MT 100 909000128320 909000128420 56 909000128420 87, 759 909000132720 3, 261 909000156520 2, 389 909000156620 3, 696 Aggregate L000000000051C 00 93 hil##ak7xxxxx 86, 712 HIL##CV1XXXXX Pershing Aggregate Account - CV1 6, 353 HILXXXXX 76, 058 HMXXXXX 136 L2110 23016489 00 Carl C Greer Trust 1, 646 m025124083 Joseph Abramson 650 M025124110 Exeter Investments LLC 1, 540 Pershing Aggregate Account - 6XE//HILXXXXX 4, 185 Total: 548, 732 03/18/08 EGM Federated Funds 60934N401 1/18/2008 92, 799 Elect Director Nicholas P Constantakis For For For With Elect Director J. Christopher Donahue For For For With Elect Director R. James Nicholson For For For With Elect Director Thomas M. O'Neill For For For With Elect Director James F. Will For For For With Other Business For Against Against With Fund Name Shares Voted 5124250 Sheila McCarten 26, 776 7920858 Anne Olsson Loebs Revocable Trust 10, 706 7920858 Anne Olsson Loebs Revocable Trust 2, 030 7922833 Sture Olsson Irr Trust 11, 610 7922833 Sture Olsson Irr Trust 17, 744 M025124110 Exeter Investments LLC 23, 933 Total: 92, 799 03/19/08 AGM Hewlett-Packard Co. 428236103 1/22/2008 655, 219 Elect Director Lawrence T. Babbio, Jr. For For For With Elect Director Sari M. Baldauf For For For With Elect Director Richard A. Hackborn For For For With Elect Director John H. Hammergren For For For With Elect Director Mark V. Hurd For For For With Elect Director Joel Z. Hyatt For For For With Elect Director John R. Joyce For For For With Elect Director Robert L. Ryan For For For With Elect Director Lucille S. Salhany For For For With Elect Director G. Kennedy Thompson For For For With Ratify Auditors For For For With Fund Name Shares Voted 00 100026191289VE55 480 0000031243999 1Y801 Layne & Rebecca Clemenz 140 000015687172 Jerome W. Frautschi 3, 200 000015687280 Pleasant T. Rowland Revocable Trust 3, 012 000016217680 Pleasant T. Rowland Foundation 6, 900 013423 0000000000XX 13, 984 1392851 942 1403302 133 1445147 158 01HLC00000000000000 Smith Barney Aggregate Account - HLC 44, 426 0808131793 WRAP Hillman capital 16, 141 0808394969 WRAP Charles Schwab 28, 793 0808476458 WRAP HCM/Schwab Aggregate 4, 826 11021-20-L Focused Advantage Equity 110, 000 11021-21-L Advantage Equity 10, 600 1216229-014 Charles B. |
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| 08/29/2008 | N-PX for GOLDMAN SACHS VARIABLE INSURANCE TRUST | |
| | COMPANY NAME(s) - [GOLDMAN SACHS VARIABLE INSURANCE TRUST (CIK - 1046292 /SIC - Unspecified)] |
| | MAY 1, 2008 Meeting Type: Annual Record Date: MAR 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 ELECTION OF DIRECTOR: MICHAEL O. JOHNSON For For Management 2 ELECTION OF DIRECTOR: JOHN TARTOL For For Management 3 APPROVE AN AMENDMENT AND RESTATEMENT OF For Against Management THE COMPANY S 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3, 000, 000. -------------------------------------------------------------------------------- HEWLETT-PACKARD CO. For For Management 2 Elect Director Sari M. Baldauf For For Management 3 Elect Director Richard A. Hackborn For For Management 4 Elect Director John H. Hammergren For For Management 5 Elect Director Mark V. Hurd For For Management 6 Elect Director Joel Z. Hyatt For For Management 7 Elect Director John R. Joyce For For Management 8 Elect Director Robert L. Ryan For For Management 9 Elect Director Lucille S. Salhany For For Management 10 Elect Director G. Kennedy Thompson For For Management 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- HOME DEPOT, INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 28, 2008 Meeting Type: Annual Record Date: FEB 29, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gordon M. Bethune For For Management 2 Elect Director Jaime Chico Pardo For For Management 3 Elect Director David M. Cote For For Management 4 Elect Director D. Scott Davis For For Management 5 Elect Director Linnet F. Deily For For Management 6 Elect Director Clive R. Hollick For For Management 7 Elect Director Bradley T. Sheares For For Management 8 Elect Director Eric K. Shinseki For For Management 9 Elect Director John R. |
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| 08/29/2008 | N-PX for BlackRock Variable Series Funds Inc | |
| | COMPANY NAME(s) - [BlackRock Variable Series Funds Inc (CIK - 355916 /SIC - Unspecified)] |
| | MAR 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Alan R. Batkin For For Management 1.3 Elect Director Frank J. Biondi, Jr. For For Management 1.6 Elect Director Michael W.O. Garrett For For Management 1.7 Elect Director E. Gordon Gee For For Management 1.8 Elect Director Brian Goldner For For Management 1.9 Elect Director Jack M. Greenberg For For Management 1.10 Elect Director Alan G. Hassenfeld For For Management 1.11 Elect Director Edward M. Philip For For Management 1.12 Elect Director Paula Stern For For Management 1.13 Elect Director Alfred J. Verrecchia For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- HERCULES INC. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 19, 2008 Meeting Type: Annual Record Date: |
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| 08/29/2008 | N-Q for iSHARES TRUST | |
| | COMPANY NAME(s) - [iSHARES TRUST (CIK - 1100663 /SIC - Unspecified)] |
| | 2, 159 833, 009 43, 323, 945 NETHERLANDS 0.41% ASML Holding NV 61, 260 1, 510, 510 1, 510, 510 SOUTH KOREA 2.90% Samsung Electronics Co. Class A(a) 10, 420 557, 366 Agilent Technologies Inc.(a) 52, 197 1, 855, 081 Akamai Technologies Inc.(a) 23, 241 808, 554 Altera Corp. Class A(a) 66, 548 1, 816, 095 CA Inc. Class A(a) 31, 541 16, 603, 813 Hewlett-Packard Co. 24, 892 1, 013, 353 Lexmark International Inc. |
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| 08/29/2008 | N-Q for MORGAN STANLEY INSTITUTIONAL FUND TRUST | |
| | COMPANY NAME(s) - [MORGAN STANLEY INSTITUTIONAL FUND TRUST (CIK - 741375 /SIC - Unspecified)] |
| | Hewlett Packard Co., 5.50%, 3/1/18 30 29 HJ Heinz Finance Co., 6.75%, 3/15/32 30 30 Home Depot, Inc., 2.90%, 12/16/09 (h)40 39 5.88%, 12/16/36 70 57 Honeywell International, Inc., 5.30%, 3/1/18 40 39 IBM Corp., 5.88%, 11/29/32 60 58 JCPenney Corp., Inc., 7.40%, 4/1/37 35 32 Kellogg Co., 7.45%, 4/1/31 60 68 Koninklijke Philips Electronics NV, 6.88%, 3/11/38 75 78 Kraft Foods, Inc., 6.88%, 1/26/39 105 102 Kroger Co. (The), 6.90%, 4/15/38 25 26 Lockheed Martin Corp., 6.15%, 9/1/36 65 65 Lowes Cos, Inc., 6.65%, 9/15/37 25 24 Macy s Retail Holdings, Inc., 6.38%, 3/15/37 40 31 Medco Health Solutions, Inc., 7.125%, 3/15/18 55 57 Merck & Co., Inc., 5.75%, 11/15/36 35 34 Monsanto Company, 5.88%, 4/15/38 30 29 News America, Inc., 6.40%, 12/15/35 135 128 Nexen, Inc., 6.40%, 5/15/37 115 109 Norfolk Southern Corp., 7.05%, 5/1/37 45 49 Northrop Grumman Systems Corp., 7.75%, 2/15/31 55 65 Oracle Corp., 6.50%, 4/15/38 30 30 Parker Hannifin Corp., 6.25%, 5/15/38 50 51 SEQ.=1, FOLIO='', FILE='C:\JMS\105451\08-22380-1\task3117262\22380-1-ck.htm', USER='105451', CD='Aug 29 20:26 2008' Petro Canada, 6.80%, 5/15/38 30 29 5.95%, 5/15/35 55 48 Philip Morris International, Inc., 6.38%, 5/16/38 80 78 Proctor & Gamble Co., 5.55%, 3/5/37 75 72 Raytheon Co., 7.00%, 11/1/28 25 27 Schering - Plough Corp., 6.55%, 9/15/37 80 78 Suncor Energy, Inc., 6.50%, 6/15/38 25 24 Telecom Italia Capital S.A., 7.20%, 7/18/36 125 121 Telefonica Europe B.V., 8.25%, 9/15/30 130 150 Time Warner Cable Inc., 7.30%, 7/1/38 30 30 6.55%, 5/1/37 80 74 Time Warner Inc., 6.50%, 11/15/36 75 67 7.70%, 5/1/32 210 216 Northrop Grumman Systems Corp., 7.75%, 6/1/29 10 12 United Technologies Corp., 6.05%, 6/1/36 115 114 UnitedHealth Group, Inc., 6.875%, 2/15/38 50 47 Valero Energy Corp., 6.63%, 6/15/37 100 92 Verizon Communications, Inc., 5.85%, 9/15/35 135 119 6.40%, 2/15/38 165 154 Viacom, Inc., 6.88%, 4/30/36 140 132 Vivendi, 6.625%, 4/4/18 (e)80 80 Vodafone Group plc, 6.15%, 2/27/37 110 101 Wal-Mart Stores, Inc., 5.25%, 9/1/35 150 131 6.50%, 8/15/37 40 41 Weatherford International Ltd., 6.50%, 8/1/36 55 54 7.00%, 3/15/38 35 36 Wyeth, 5.95%, 4/ |
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| 08/29/2008 | N-Q for RidgeWorth Funds | |
| | COMPANY NAME(s) - [RidgeWorth Funds (CIK - 883939 /SIC - Unspecified)] |
| | (The), Ser B, 2.901%, 06/28/10 (a) 1, 125 1, 097 HSBC Finance Corp., 4.125%, 11/16/09 425 422 IBM International Group Capital LLC, 3.253%, 07/29/09 (a) 950 953 International Lease Finance Corp., Ser Q, 5.450%, 03/24/11 200 188 Intesa Funding LLC, 2.708%, 08/04/08 (b) 750 748 JPMorgan Chase & Co., 2.886%, 01/17/11 (a) 865 851 Lehman Brothers Holdings, Inc., 2.998%, 10/22/08 (a) 850 847 Lehman Brothers Holdings, Inc., Ser G, 4.250%, 01/27/10, MTN 300 292 End Table Body See Notes to Schedules of Portfolio Investments. Folio /Folio PAGEBREAK SCHEDULES OF PORTFOLIO INVESTMENTS RIDGEWORTH FUNDS June 30, 2008 (Amounts in thousands, except Shares) (Unaudited) Ultra-Short Bond Fund Begin Table Head Shares or Principal Amount ($) Value ($) End Table Head Begin Table Body End Table Body Begin Table Head End Table Head Begin Table Body Merrill Lynch & Co., Inc., Ser C, 2.808%, 05/08/09 (a) 650 636 Morgan Stanley, 4.000%, 01/15/10 500 491 10, 341 Industrials (0.6%) Dover Corp., 6.500%, 02/15/11 225 236 Emerson Electric Co., 7.125%, 08/15/10 275 294 530 Information Technology (1.3%) Hewlett-Packard Co., 3.081%, 09/03/09 (a) 1, 125 1, 121 Insurance (2.3%) Lincoln National Corp., 2.838%, 04/06/09 (a) 1, 000 995 Met Life Global Funding I, 3.554%, 06/25/10(a)(c) 1, 000 999 1, 994 Media (0.7%) Comcast Cable Communication, Inc., 6.750%, 01/30/11 160 166 Cox Communications, Inc., 7.750%, 11/01/10 175 184 Time Warner Entertainment Co., 7.250%, 09/01/08 110 111 Time Warner, Inc., 6.750%, 04/15/11 170 174 635 Miscellaneous Manufacturer (0.3%) Honeywell International, Inc., 7.500%, 03/01/10 200 213 Oil & Gas (0.2%) Enterprise Products Partners LP, Ser B, 4.625%, 10/15/09 195 194 Pipelines (0.3%) CenterPoint Energy Resources Corp., 7.750%, 02/15/11 125 132 DCP Midstream LLC, 7.875%, 08/16/10 124 130 262 Software (0.2%) Oracle Corp., 5.000%, 01/15/11 195 199 Telecommunication Services (1.2%) AT&T, Inc., 2.884%, 02/05/10 (a) 675 672 End Table Body Begin Table Head Shares or Principal Amount ($) Value ($) End Table Head Begin Table Body BellSouth Telecommunications, Inc., 5.875%, 01/15/09 375 379 1, 051 Transportation (0.3%) Union Pacific Corp., 6.650%, 01/15/11 200 209 Utilities (0.2%) American Electric Power Co., Inc., Ser C, 5.375%, 03/15/10 200 202 Total Corporate Bonds 23, 232 Master Notes (1.7%) Banks (1.7%) Bank of America Corp., 2.600% (a) 1, 499 1, 500 Total Master Notes 1, 500 U.S. |
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| 08/28/2008 | 40-24B2 for DODGE COX FUNDS | |
| | COMPANY NAME(s) - [DODGE COX FUNDS (CIK - 29440 /SIC - Unspecified)] |
| | Historical 1-Year Investment Returns for MSCI World Historical 3-Year Investment Returns for MSCI World Historical 5-Year Investment Returns for MSCI World -2.7% 2.4% 5.9% -10.7% -15.1% -30.0% -20.0% -10.0% 0.0% 10.0% 20.0% P/E Change EPS Change Avg Yield Currency Total Annualized Return ( ) x x + ] [ 10.9% 2.2% 3.0% 8.9% -6.4% -10.0% 0.0% 10.0% 20.0% P/E Change EPS Change Avg Yield Currency Total Annualized Return ] ( ) x x + [ 2.2% 2.4% 12.0% 17.5% -8.6% -20.0% -10.0% 0.0% 10.0% 20.0% 30.0% P/E Change EPS Change Avg Yield Currency Total Annualized Return ( ) x x + ] [ 08-305 Dodge & Cox / Investment Managers / San Francisco Megacaps Valuation Gap Has Narrowed as of June 30, 2008 $132B $182B 1.5x 14x World 50 Largest $8B $27B Median Market Capitalization $70B $59B Weighted Avg. Statements of fact may be inaccurate or incomplete. The information provided is historical, does not predict future results or profitability and is subject to change without notice. Before investing in any Dodge & Cox Fund, you should carefully consider the Fund s investment objectives, management fees, risks and expenses. 2.6% Novartis AG 2.6% Royal Dutch Shell PLC 1.9% Nokia Oyj 1.9% GlaxoSmithKline PLC 1.8% HSBC Holdings PLC 1.2% Telefonica SA 1.1% Schlumberger, Ltd. 0.8% General Electric Co. 0.8% 18.6% World 50 Largest as a % of World 28.2% World 50 Largest as a % of World 40.9% 08-305 $102B $179B 2.3x 30x World 50 Largest $4B Median Market Capitalization $84B Weighted Avg. |
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| 08/28/2008 | S-1/A for EnterConnect Inc | |
| | COMPANY NAME(s) - [EnterConnect Inc (CIK - 1403386 /SIC - 7372)] |
| | Mr. Galland graduated with a Bachelor of Science in Computer Science from Colorado State University. Prior thereto and from June 1997, Ms. Zelnio served as Director of Financial Reporting at The Alpine Group Inc., an international holding company, and served as a senior manager at KPMG LLP, where she specialized in the audits of large-cap companies from January 1988 to May 1997. Ms. Zelnio holds a Bachelor of Accounting from Florida International University. She is a certified public accountant in the state of Georgia. Ashburn was with Hewlett-Packard for 33 years, where he was Vice President and General Manager of HP Services, a $5 billion business with more than 30, 000 employees in 120 countries. Prior to that role, he lead HP Customer Support Business for four years. He holds a bachelor’s degree in industrial technology from California State University, Long Beach. Name and Principal Position Year Salary ($) Bonus ($) Stock Awards ($) Option Awards ($) Non-Equity Incentive Plan Compen-sation ($) Nonqualified Deferred Compen-sation ($) All Other Compen-sation ($) Total ($) Sam Jankovich, Chairman of the Board and Chief Executive Officer 2007 250, 000 -0- -0- -0- -0- -0- -0- 250, 000 2008 250, 000 73, 279 -0- -0- -0- -0- -0- 323, 279 Michael Wainstein, Director 2007 83, 333 -0- -0- -0- -0- -0- -0- 83, 333 2008 83, 333 -0- -0- -0- -0- -0- -0- 83, 333 Dean Galland, Chief Financial and Operating Officer – Resigned as C.F.O March 23, 2008 2007 250, 000 -0- -0- -0- -0- -0- -0- 250, 000 2008 250, 000 -0- 36, 466 -0- -0- -0- -0- 286, 466 Carolyn Zelnio, Chief Financial Officer 2008 3, 864 -0- -0- -0- -0- -0- -0- 3, 864 Compensation of Directors All directors are reimbursed for out-of-pocket expenses in connection with attendance at Board of Director's and/or committee meetings. Benefit Plans We do not have any pension plan, profit sharing plan, or similar plans for the benefit of our executives or employees. |
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| 08/28/2008 | S-8 POS for ELECTRONIC DATA SYSTEMS CORP DE | |
| | COMPANY NAME(s) - [ELECTRONIC DATA SYSTEMS CORP DE (CIK - 1007456 /SIC - 7370)] |
| | As filed with the Securities and Exchange Commission on August 28, 2008. 2 to GM s Registration Statement on Form S-8 (Commission File No. In connection with the Split-Off, the shares of Class E Common Stock of GM were converted on a one-for-one basis into shares of EDS common stock, par value $0.01 per share (the Common Stock ), under the 1996 Electronic Data Systems Corporation Stock Purchase Plan. In accordance with an undertaking made by EDS in the Registration Statement to remove from registration, by means of a post-effective amendment, any securities registered under the Registration Statement that remain unsold at the termination of the offering, EDS hereby removes from registration the Common Stock registered but unsold under the Registration Statement. ELECTRONIC DATA SYSTEMS CORPORATION By /s/ Paul T. Porrini Name: Paul T. Porrini Title: President and Secretary |
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| 08/28/2008 | N-Q for NEW PERSPECTIVE FUND INC | |
| | COMPANY NAME(s) - [NEW PERSPECTIVE FUND INC (CIK - 71516 /SIC - Unspecified)] |
| | Licensed to: CRMC Document Created using EDGARizer 4.0.6.2 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. 54, 255, 000 $ 1, 492, 555 Cisco Systems, Inc.1 48, 005, 100 1, 116, 599 Samsung Electronics Co., Ltd.2 1, 325, 250 792, 656 Yahoo! 4, 687, 000 555, 550 Taiwan Semiconductor Manufacturing Co. 15, 000, 000 345, 750 High Tech Computer Corp.2 15, 350, 200 343, 423 EMC Corp.1 19, 425, 000 285, 353 Hon Hai Precision Industry Co., Ltd.2 54, 401, 786 267, 574 Agilent Technologies, Inc.1 6, 325, 900 224, 823 Juniper Networks, Inc.1 10, 000, 000 221, 800 STMicroelectronics NV2 21, 100, 000 217, 820 Citizen Holdings Co., Ltd.2, 3 22, 459, 200 171, 759 Canon, Inc.2 3, 160, 000 162, 264 Applied Materials, Inc. (GDR)1, 2, 4 630, 000 14, 553 Nortel Networks Corp.1 11, 938, 400 98, 134 Trend Micro Inc.2 2, 557, 000 84, 285 Hewlett-Packard Co. |
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| 08/28/2008 | N-PX for NUVEEN INVESTMENT TRUST | |
| | COMPANY NAME(s) - [NUVEEN INVESTMENT TRUST (CIK - 1013881 /SIC - Unspecified)] |
| | ROK 773903109 2/6/2008 A.1 Elect Director Bruce M. Rockwell Management For For A.2 Elect Director Joseph F. Toot, Jr. And increase shares 4 Ratify Auditors Management For For Hewlett-Packard Company HPQ 428236103 3/19/2008 1a Elect Director L. T. Babbio, Jr. ADBE 00724F101 4/9/2008 1a Elect Director Edward W. Barnholt Management For For 1b Elect Director Michael R. Cannon Management For For 1c Elect Director James E. Daley Management For For 1d Elect Director Charles M. Geschke Management For For 1e Elect Director Shantanu Narayen Management For For 1f Elect Director Delbert W. Yocam Management For For 2 Approval Amendment & Restatement of 2003 Equity Incentive Plan Management For For 3 Ratify Auditors Management For For Agilent Technologies, Inc. IGT 459902102 2/27/2008 1.1 Elect Director Robert A. Bittman Management For For 1.2 Elect Director Richard R. Burt Management For For 1.3 Elect Director Patti S. Hart Management For For 1.4 Elect Director Leslie S. Heisz Management For For 1.5 Elect Director Robert A. Mathewson Management For For 1.6 Elect Director Thomas J. Matthews Management For For 1.7 Elect Director Robert Miller Management For For 1.8 Elect Director Frederick B. |
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| 08/28/2008 | N-PX for MFS Series Trust XII | |
| | COMPANY NAME(s) - [MFS Series Trust XII (CIK - 1330967 /SIC - Unspecified)] |
| | Johns For For Management 1.7 Elect Director Michael M.E. Johns For For Management 1.8 Elect Director J. Hicks Lanier For For Management 1.9 Elect Director Wendy B. Needham For For Management 1.10 Elect Director Jerry W. Nix For For Management 1.11 Elect Director Larry L. Prince For For Management 1.12 Elect Director Gary W. Rollins For For Management 1.13 Elect Director Lawrence G. Steiner For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- GLOBALSANTAFE CORPORATION (FORMERLY SANTA FE INTERNATIONAL CORP) Ticker: GSF Security ID: G3930E101 Meeting Date: NOV 9, 2007 Meeting Type: Court Record Date: OCT 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE SCHEME OF ARRANGEMENT, For For Management ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX H. TO BE VOTED ON AT THE FIRST PART OF THE SHAREHOLDERS MEETING, WHICH PART IS CONVENED PURSUANT TO THE ORDER OF THE GRAND COURT OF THE CAYMAN ISLANDS. -------------------------------------------------------------------------------- HASBRO, INC. For For Management 1.4 Elect Director Kenneth A. Bronfin For For Management 1.5 Elect Director John M. Connors, Jr. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 19, 2008 Meeting Type: Annual Record Date: JAN 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence T. Babbio, Jr. |
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| 08/28/2008 | N-PX for VANGUARD TAXMANAGED FUNDS | |
| | COMPANY NAME(s) - [VANGUARD TAXMANAGED FUNDS (CIK - 923202 /SIC - Unspecified)] |
| | GERALD A. BENJAMIN ISSUER YES FOR FOR ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI ISSUER YES FOR FOR ELECTION OF DIRECTOR: MARK E. MLOTEK ISSUER YES FOR FOR ELECTION OF DIRECTOR: STEVEN PALADINO ISSUER YES FOR FOR ELECTION OF DIRECTOR: BARRY J. ALPERIN ISSUER YES FOR FOR ELECTION OF DIRECTOR: PAUL BRONS ISSUER YES FOR FOR ELECTION OF DIRECTOR: M.A. HAMBURG, M.D. ISSUER YES FOR FOR ELECTION OF DIRECTOR: DONALD J. KABAT ISSUER YES FOR FOR ELECTION OF DIRECTOR: PHILIP A. LASKAWY ISSUER YES FOR FOR ELECTION OF DIRECTOR: KARYN MASHIMA ISSUER YES FOR FOR ELECTION OF DIRECTOR: NORMAN S. MATTHEWS ISSUER YES FOR FOR ELECTION OF DIRECTOR: LOUIS W. SULLIVAN, M.D. ISSUER YES FOR FOR PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF BDO ISSUER YES FOR FOR SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008. VOTE CAST MGMT ELECTION OF DIRECTOR: E.E. HOLIDAY ISSUER YES FOR FOR ELECTION OF DIRECTOR: J.H. MULLIN ISSUER YES FOR FOR ELECTION OF DIRECTOR: J.J. O'CONNOR ISSUER YES FOR FOR ELECTION OF DIRECTOR: F.B. WALKER ISSUER YES FOR FOR ELECTION OF DIRECTOR: R.N. WILSON ISSUER YES FOR FOR PROPOSAL #02: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2008. PROPOSAL #04: APPROVAL OF THE 2008 LONG-TERM INCENTIVE ISSUER YES FOR FOR PLAN. VOTE CAST MGMT PROPOSAL #1A: ELECTION OF DIRECTOR: L.T. BABBIO, JR. VOTE CAST MGMT PROPOSAL #01: |
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| 08/28/2008 | 4 for ELECTRONIC DATA SYSTEMS CORP DE | |
| | COMPANY NAME(s) - [ELECTRONIC DATA SYSTEMS CORP DE (CIK - 1007456 /SIC - 7370), HANCOCK ELLEN M (CIK - 1182210 /SIC - Unspecified)] |
| | X0303 4 2008-08-26 1 0001007456 ELECTRONIC DATA SYSTEMS CORP /DE/ EDS 0001182210 HANCOCK ELLEN M 5400 LEGACY DRIVE PLANO TX 75024 1 0 0 0 Common Stock 2008-08-26 4 M 0 31457 A 45635 D Common Stock 2008-08-26 4 D 0 45635 D 0 D Nonemployee Stock Option (Right to Buy) 03/01/04 Grant 19.10 2008-08-26 4 D 0 1080 D 2014-02-28 Common Stock 1080 0 D Nonemployee Dir Stock Option (Right to Buy) 06/01/04 Grant 16.145 2008-08-26 4 D 0 18582 D 2014-05-30 Common Stock 18582 0 D Phantom Stock 0 2008-08-26 4 M 0 31457 0 D Common Stock 31457 0 D This amount reflects the accelerated vesting of 2, 715, and 1, 480 restricted stock award units ("RSAs") in connection with the acquisition of Issuer by Hewlett-Packard (the "Merger"). Pursuant to the Merger the RSAs, and shares owned directly by Reporting Person, were canceled in exchange for a cash payment of $25 per share on the effective date of the Merger. Information originally included at time grant was reported. 1 for 1 This option was exchanged by HP in the Merger with an option to purchase 596 shares of HP common stock for $34.61 per share. Reporting Person's option award(s) were converted using an exchange ratio (i.e., the numerator was the Issuer's per-share merger consideration ($25/share) and the denominator was the average closing price of HP's stock on the NYSE as reported by The Wall Street Journal for the five (5) full trading days ending on the date that is two (2) trading days prior to closing (rounded down to the nearest whole share), with the exercise price of converted stock option grant(s) being equal to (x), the original exercise price for the Issuer's options, divided by (y) - the exchange ratio described above - rounded up to the nearest whole cent.) Phantom stock units ("PSUs") are payable in cash upon Reporting Person's termination as Director. The amount listed includes 65 phantom stock unit dividends @ $24.460 credited to Reporting Person's account on 06/10/08, and 63 phantom stock unit dividends @ $25.00 credited to Reporting Person's account on 08/26/08 (reflecting the dividend declared to holders of record on 08/15/08). All of the Reporting Person's PSUs were canceled in the Merger in exchange for a cash payment of $25 per PSU. |
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| 08/27/2008 | N-PX for Eaton Vance TaxManaged Global BuyWrite Opportunities Fund | |
| | COMPANY NAME(s) - [Eaton Vance TaxManaged Global BuyWrite Opportunities Fund (CIK - 1322435 /SIC - Unspecified)] |
| | Mgmt For For JOCHEN ZEITZ Mgmt For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. Agenda Number: 932852153 -------------------------------------------------------------------------------------------------------------------------- Security: 418056107 Meeting Type: Annual Meeting Date: 22-May-2008 Ticker: HAS ISIN: US4180561072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR BASIL L. ANDERSON Mgmt For For ALAN R. BATKIN Mgmt For For FRANK J. BIONDI, JR. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HERBALIFE, LTD. -------------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Agenda Number: 932811498 -------------------------------------------------------------------------------------------------------------------------- Security: 428236103 Meeting Type: Annual Meeting Date: 19-Mar-2008 Ticker: HPQ ISIN: US4282361033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. |
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| 08/27/2008 | N-PX for ECLIPSE FUNDS | |
| | COMPANY NAME(s) - [ECLIPSE FUNDS (CIK - 802209 /SIC - Unspecified)] |
| | Garrett For For Management 1.7 Elect Director E. Gordon Gee For For Management 1.8 Elect Director Brian Goldner For For Management 1.9 Elect Director Jack M. Greenberg For For Management 1.10 Elect Director Alan G. Hassenfeld For For Management 1.11 Elect Director Edward M. Philip For For Management 1.12 Elect Director Paula Stern For For Management 1.13 Elect Director Alfred J. Verrecchia For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- HCP INC. For For Management 1.2 Elect Director James F. Flaherty III For For Management 1.3 Elect Director Christine N. Garvey For For Management 1.4 Elect Director David B. Henry For For Management 1.5 Elect Director Lauralee E. Martin For For Management 1.6 Elect Director Michael D. McKee For For Management 1.7 Elect Director Harold M. Messmer, Jr. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 19, 2008 Meeting Type: Annual Record Date: JAN 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence T. Babbio, Jr. Ticker: HD Security ID: 437076102 Meeting Date: MAY 22, 2008 Meeting Type: Annual Record Date: MAR 24, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director F. Duane Ackerman For For Management 2 Elect Director David H. Batchelder For For Management 3 Elect Director Francis S. |
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| 08/27/2008 | N-PX for INVESTMENT CO OF AMERICA | |
| | COMPANY NAME(s) - [INVESTMENT CO OF AMERICA (CIK - 51931 /SIC - Unspecified)] |
| | Mgmt For For For 13.0 Proposal On Human Rights Policy. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/26/2008 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Director E.e. Holiday Mgmt For For For 1.2 Director J.h. Mullin Mgmt For For For 1.3 Director J.j. O'connor Mgmt For For For 1.4 Director F.b. Walker Mgmt For For For 1.5 Director R.n. Wilson Mgmt For For For 2.0 Ratification Of The Selection Of Ernst & Young Llp As Independent Auditors For Fiscal Year Ending December 31, 2008. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.0 Election Of Director: L.t. Babbio, Jr. |
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| 08/26/2008 | N-CSR for PIONEER VARIABLE CONTRACTS TRUST MA | |
| | COMPANY NAME(s) - [PIONEER VARIABLE CONTRACTS TRUST MA (CIK - 930709 /SIC - Unspecified)] |
| | (b) $ 387, 300 ----------- Computer & Electronics Retail - 1.5% 8, 225 Best Buy Co., Inc. $ 496, 956 ----------- Total, Food Beverage & Tobacco $ 496, 956 ----------- Household & Personal Products - 2.6% Household Products - 2.6% 9, 305 Procter & Gamble Co.* $ 565, 837 ----------- Total Household & Personal Products $ 565, 837 ----------- Health Care Equipment & Services - 5.0% Health Care Distributors - 1.8% 7, 465 Henry Schein, Inc.* $ 384, 970 ----------- Health Care Equipment - 3.2% 12, 855 Hologic, Inc.*(b) $ 280, 239 6, 725 Stryker Corp. $ 172, 436 3, 025 Intercontinental Exchange, Inc.* 344, 850 ----------- $ 517, 286 ----------- Total Diversified Financials $ 1, 380, 981 ----------- Insurance - 2.8% Life & Health Insurance - 2.8% 9, 815 Aflac, Inc. 386, 549 15, 560 Qualcomm, Inc. 690, 397 ----------- $ 1, 706, 943 ----------- Computer Hardware - 4.7% 3, 450 Apple, Inc.* $ 577, 668 10, 000 Hewlett-Packard Co. |
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| 08/26/2008 | N-CSR for PIONEER FUND MA | |
| | COMPANY NAME(s) - [PIONEER FUND MA (CIK - 78713 /SIC - Unspecified)] |
| | Pioneer Fund | Semiannual Report | 6/30/08 21 -PAGE- Schedule of Investments | 6/30/08 (unaudited) (continued) -TABLE- -CAPTION- -------------------------------------------------------------------------- Shares Value -------------------------------------------------------------------------- -S- -C- -C- Consumer Finance -- 0.7% 1, 126, 500 American Express Co. $ 45, 270, 027 -------------------------------------------------------------------------- Property & Casualty Insurance -- 2.6% 2, 348, 400 Chubb Corp. 27, 660, 000 2, 808, 561 Motorola, Inc. (b) $ 47, 658, 185 ------------------------------------------------------------------------ Semiconductors -- 2.4% 3, 511, 300 Intel Corp. (b) $ 38, 845, 007 ------------------------------------------------------------------------ Multi-Utilities -- 0.5% 745, 100 Public Service Enterprise Group, Inc. |
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| 08/26/2008 | N-PX for RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS | |
| | COMPANY NAME(s) - [RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS (CIK - 917125 /SIC - Unspecified)] |
| | Juliber Management Yes For Yes Goldman Sachs Group, GS 38141G104 4/10/2008 10 - Elect Directors Edward M. Liddy Management Yes For Yes Goldman Sachs Group, GS 38141G104 4/10/2008 11 - Elect Directors Ruth J. Simmons Management Yes For Yes Goldman Sachs Group, GS 38141G104 4/10/2008 12 - Elect Directors Jon Winkelried Management Yes For Yes Goldman Sachs Group, GS 38141G104 4/10/2008 13 - Ratify Auditors Management Yes For Yes Goldman Sachs Group, GS 38141G104 4/10/2008 14 - Prohibit Executive Stock-Based Award Shareholder Yes Against Yes Goldman Sachs Group, GS 38141G104 4/10/2008 15 - Advisory Vote to Ratify Named Execut Shareholder Yes For No Goldman Sachs Group, GS 38141G104 4/10/2008 16 - Prepare Sustainability Report Shareholder Yes Against Yes Hewlett-Packard Co. HPQ 428236103 3/19/2008 5 - Elect Director Mark V. Hurd Management Yes For Yes Hewlett-Packard Co. HPQ 428236103 3/19/2008 10 - Elect Director G. Kennedy Thompson Management Yes For Yes Hewlett-Packard Co. HOLX 436440101 10/18/2007 4 - Amend Omnibus Stock Plan Management Yes Against No Hologic, Inc. HOLX 436440101 3/11/2008 1.2 - Elect Director Patrick J. Sullivan Management Yes For Yes Hologic, Inc. |
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| 08/26/2008 | N-PX for FIDELITY BEACON STREET TRUST | |
| | COMPANY NAME(s) - [FIDELITY BEACON STREET TRUST (CIK - 311884 /SIC - Unspecified)] |
| | 5 ELECT PATRICK FOLEY AS A DIRECTOR Management For Withhold 1. 6 ELECT JAY M. GELLERT AS A DIRECTOR Management For Withhold 1. 7 ELECT ROGER F. GREAVES AS A DIRECTOR Management For Withhold 1. 8 ELECT BRUCE G. WILLISON AS A DIRECTOR Management For Withhold 1. 9 ELECT FREDERICK C. YEAGER AS A DIRECTOR Management For Withhold 2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS HEALTH NET S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. ISSUER NAME: HELMERICH & PAYNE, INC. ISSUER NAME: HESS CORPORATION MEETING DATE: 05/07/2008 TICKER: HES SECURITY ID: 42809H107 Proposal No Proposal Proposed By Management Recommendation Vote Cast 1. 1 ELECT E.E. HOLIDAY AS A DIRECTOR Management For For 1. 2 ELECT J.H. MULLIN AS A DIRECTOR Management For For 1. 3 ELECT J.J. O'CONNOR AS A DIRECTOR Management For For 1. 4 ELECT F.B. WALKER AS A DIRECTOR Management For For 1. 5 ELECT R.N. WILSON AS A DIRECTOR Management For For 2 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2008. These descriptions may include special characters such as asterisks. |
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| 08/26/2008 | N-PX for FIDELITY ADVISOR SERIES I | |
| | COMPANY NAME(s) - [FIDELITY ADVISOR SERIES I (CIK - 722574 /SIC - Unspecified)] |
| | GOLDSTONE AS A DIRECTOR Management For For 1. 6 ELECT STEPHEN L. KEY AS A DIRECTOR Management For For 1. 7 ELECT ISABEL V. SAWHILL AS A DIRECTOR Management For For 2 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Generally, asterisks refer to the class of director or stock or indicate notice of voting instructions. Generally, asterisks refer to the class of director or stock or indicate notice of voting instructions. These descriptions may include special characters such as asterisks. |
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| 08/26/2008 | N-PX for AMERICAN BALANCED FUND INC | |
| | COMPANY NAME(s) - [AMERICAN BALANCED FUND INC (CIK - 4568 /SIC - Unspecified)] |
| | ShrHldr Against Against For H.J. HEINZ COMPANY Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/15/2007 Voted Meeting Type Country of Trade Annual United States Issue No. Mgmt For For For 3.0 To Amend And Extend The Amended And Restated Global Stock Purchase Plan. Mgmt For For For 6.0 To Amend The Company Articles Of Incorporation To Reduce The Shareholder Vote Required To Approve Certain Business Combinations. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.0 Election Of Director: L.t. Babbio, Jr. |
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| 08/25/2008 | N-Q for BLACKROCK BOND ALLOCATION TARGET SHARES | |
| | COMPANY NAME(s) - [BLACKROCK BOND ALLOCATION TARGET SHARES (CIK - 1221845 /SIC - Unspecified)] |
| | Notes, 3.90%, 10/22/08(c) 660 657, 760 CHUBB Corp., Senior Unsecured Notes, 6.00%, 5/11/37 1, 400 1, 273, 779 John Hancock Financial Services, Inc., Senior Unsecured Notes, 5.63%, 12/01/08 25 25, 217 Lincoln National Corp., Senior Unsecured Notes, 6.15%, 4/07/36 1, 500 1, 382, 322 Marsh & McLennan Co., Inc., Senior Unsecured Notes, 5.15%, 9/15/10 25 24, 832 MetLife, Inc., Senior Notes, 5.38%, 12/15/12(e) 4, 400 4, 440, 326 MetLife, Inc., Senior Unsecured Notes, 6.13%, 12/01/11 1, 200 1, 249, 472 Metropolitan Life Global Funding I, Senior Unsecured Notes, 5.13%, 4/10/13(c) 2, 550 2, 510, 955 Metropolitan Life Global Funding, Inc., Unsecured Notes, 4.25%, 7/30/09(c) 200 198, 514 Protective Life Corp., Secured Notes, 3.70%, 11/24/08 2, 000 1, 993, 258 Prudential Financial, Inc., Senior Notes, 6.63%, 12/01/37 875 820, 986 Prudential Financial, Inc., Unsecured Notes, 5.70%, 12/14/36 1, 375 1, 166, 030 TIAA Global Markets, Unsecured Notes, 5.13%, 10/10/12(c)(e) 1, 700 1, 729, 978 6 JUNE 30, 2008 Schedule of Investments (continued) Series C Portfolio (Percentages shown are based on Net Assets) Par (000) Value Corporate Bonds Insurance (Continued) WellPoint, Inc., Unsecured Notes, 5.00%, 12/15/14 $ 1, 825 $ 1, 712, 485 19, 295, 124 Manufacturing 2.0% Alcoa, Inc., Senior Unsecured Notes, 5.87%, 2/23/22 130 118, 918 Cisco Systems, Inc., Senior Unsecured Notes, 5.25%, 2/22/11 1, 550 1, 595, 863 Hewlett-Packard Co., Unsecured Notes, 5.25%, 3/01/12 3, 000 3, 073, 506 Honeywell International, Inc., Senior Unsecured Notes, 5.30%, 3/15/17 2, 835 2, 817, 225 International Paper Co., Senior Unsecured Notes, 7.95%, 6/15/18 1, 150 1, 143, 599 8, 749, 111 Medical & Medical Services 0.7% Aetna, Inc., Senior Unsecured Notes, 6.63%, 6/15/36 195 187, 251 Hospira, Inc., Unsecured Notes, 6.05%, 3/30/17 1, 660 1, 602, 011 Schering-Plough Corp., Senior Unsecured Notes, 6.55%, 9/15/37 1, 275 1, 245, 192 3, 034, 454 Medical Instruments & Supplies 0.2% Johnson & Johnson, Unsecured Notes, 5.55%, 8/15/17 1, 000 1, 041, 302 Metal & Mining 0.5% United States Steel Corp., Senior Unsecured Notes, 5.65%, 6/01/13 2, 450 2, 385, 474 Motor Vehicles 0.9% DaimlerChrysler N.A. |
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| 08/25/2008 | N-PX for OLD MUTUAL INSURANCE SERIES FUND | |
| | COMPANY NAME(s) - [OLD MUTUAL INSURANCE SERIES FUND (CIK - 1029526 /SIC - Unspecified)] |
| | US42330P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR GORDON F. AHALT Mgmt For For ANTHONY TRIPODO Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HENRY SCHEIN, INC. 03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTANTS FOR 2008. 03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For PUBLIC ACCOUNTANTS. Agenda Number: 932772292 -------------------------------------------------------------------------------------------------------------------------- Security: 436440101 Meeting Type: Special Meeting Date: |
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