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Date FiledTitle
02/27/2009N-CSR for PIONEER FUND MA
 COMPANY NAME(s) - [PIONEER FUND MA (CIK - 78713 /SIC - Unspecified)]
 18, 881, 945 -------------- $ 105, 728, 265 ------------------------------------------------------------------------------------- Consumer Finance -- 0.2% 626, 500 American Express Co. $ 119, 768, 400 -------------- Total Insurance $ 130, 288, 680 ------------------------------------------------------------------------------------- SOFTWARE & SERVICES -- 2.4% Application Software -- 0.6% 1, 240, 400 Adobe Systems, Inc.* $ 26, 408, 116 ------------------------------------------------------------------------------------- Data Processing & Outsourced Services -- 1.8% 1, 159, 200 Automatic Data Processing, Inc. 22 Pioneer Fund | Annual Report | 12/31/08 -PAGE- -TABLE- -CAPTION- Shares Value -S- -C- -C- Office Electronics -- 1.3% 1, 865, 850 Canon, Inc. $ 75, 920, 210 1, 026, 306 Verizon Communications, Inc.
 Exhibits List->    |  1
02/27/200910-K/A for NORTH AMERICAN SCIENTIFIC INC
 COMPANY NAME(s) - [NORTH AMERICAN SCIENTIFIC INC (CIK - 949876 /SIC - 3845)]
 Young has been a Venture Partner of Three Arch Partners since May 2006. Prior to Targesome, Mr. Young also served as Chairman and CEO of General Surgical Innovations, President & CEO of Focus Surgery, President of Toshiba America MRI and President and COO of Diasonics. Jude Medical; Pain Concepts, a medical device company who’s flagship product was acquired by Stryker Medical; Cardiac Science, a publicly traded medical device company who merged with Quinton Cardiology Systems; and finally, Neuro Navigational Corporation, a publicly traded medical device company which was sold to Ballard Medical. L. Michael Cutrer served as our Executive Vice President and Chief Technology Officer from April 2007 until his resignation in May 2008. Previously, Mr. From February 2001 to November 2001, he served as Senior Vice President, Business Operations and Chief Financial Officer of Trinagy, Inc., a software company that was merged into Hewlett-Packard Company.
 Exhibits List->    |  1  |  2
02/23/200913F-HR/A for FC Asset Management plc
 COMPANY NAME(s) - [FC Asset Management plc (CIK - 1319184 /SIC - Unspecified)]
 123, 000 SH sole n/a 123, 000 HARTFORD FINANCIAL USD0.01 COM STK416515104 1, 531 93, 294 SH sole n/a 93, 294 HARVARD BIOSCIENCE COM USD0.01 416906105 4, 228 1, 599, 913 SH sole n/a 1, 599, 913 HARVEST ENERGY TRUST UNIT 41752X101 343 40, 000 SH sole n/a 40, 000 HARVEST NATURAL RES USD0.01 COM 41754V103 2, 364 551, 684 SH sole n/a 551, 684 HASBRO USD0.50 418056107 5, 331 182, 808 SH sole n/a 182, 808 HCC INSURANCE USD1 404132102 4, 618 172, 592 SH sole n/a 172, 592 HCP INC USD1 40414L109 10, 647 383, 412 SH sole n/a 383, 412 HDFC BANK ADR INR10 ADR EACH 40415F101 682 9, 559 SH sole n/a 9, 559 HEALTH CARE REIT USD1 42217K106 18, 470 437, 678 SH sole n/a 437, 678 HEALTHCARE REALTY TRUST INC USD0.01 421946104 3, 647 155, 326 SH sole n/a 155, 326 HENRY SCHEIN 3% 15/08/2034 C806407AB8 5, 664 5, 629, 000 PRN sole n/a 5, 629, 000 HENRY SCHEIN USD0.01 806407102 8, 741 238, 170 SH sole n/a 238, 170 HERSHEY CO USD1 427866108 650 18, 700 SH sole n/a 18, 700 HESS CORP USD1 42809H107 1, 326 24, 716 SH sole n/a 24, 716 HEWLETT PACKARD CO COM USD0.01 428236103 19, 584 539, 775 SH sole n/a 539, 775 HJ HEINZ CO USD0.25 423074103 1, 490 39, 616 SH sole n/a 39, 616 HOLOGIC INC 2% 15/12/2037 C436440AA9 2, 958 4, 880, 000 PRN sole n/a 4, 880, 000 HOME DEPOT COM STK USD0.05437076102 11, 300 490, 638 SH sole n/a 490, 638 HOME PROPERTIES INC USD0.01 437306103 5, 368 132, 217 SH sole n/a 132, 217 HONEYWELL INTL COM 438516106 7, 542 229, 800 SH sole n/a 229, 800 HORIZON LINES USD0.01 44044K101 5, 273 1, 504, 180 SH sole n/a 1, 504, 180 HOST HOTELS & RESORTS INC USD0.01 44107P104 598 79, 049 SH sole n/a 79, 049 HUDSON CITY BANCORP USD0.01 443683107 217 13, 600 SH sole n/a 13, 600 HUMANA USD0.166 444859102 1, 119 30, 016 SH sole n/a 30, 016 HUNTINGTON BANCSHARES INC NPV 446150104 397 51, 817 SH sole n/a 51, 817 I SHARES EX JAPAN ETF 464286665 51, 097 2, 018, 831 SH sole n/a 2, 018, 831 I SHARES JAPAN INDEX ETF 464286848 184 19, 132 SH sole n/a 19, 132 IAC INTERACTIVECORP USD0.01 44919P508 12, 643 803, 776 SH sole n/a 803, 776 IAMGOLD CORP COM 450913108 1, 242 200, 000 SH sole n/a 200, 000 IBM CAP STK USD0.50459200101 19, 755 234, 659 SH sole n/a 234, 659 ICF INTERNATIONAL COM 44925C103 851 34, 632 SH sole n/a 34, 632 ICICI BANK ADR ADR REP 2 ORD I45104G104 202 10, 500 SH sole
   
02/13/200913F-HR for Bangor Savings Bank
 COMPANY NAME(s) - [Bangor Savings Bank (CIK - 1352675 /SIC - Unspecified)]
 088606108 948 22089 SH X 21144 170 775 BHP BILLITON LTD SPONSORED ADR 088606108 31 725 SH X 620 105 CVS CAREMARK CORPORATION COM 126650100 2076 72248 SH X 68883 600 2765 CVS CAREMARK CORPORATION COM 126650100 56 1958 SH X 1468 490 CANADIAN NATL RY CO COM 136375102 1290 35105 SH X 33520 285 1300 CANADIAN NATL RY CO COM 136375102 29 790 SH X 640 150 CERNER CORP COM 156782104 1825 47474 SH X 45319 390 1765 CERNER CORP COM 156782104 49 1275 SH X 910 365 CHEVRON CORP NEW COM 166764100 2153 29104 SH X 27964 155 985 CHEVRON CORP NEW COM 166764100 270 3652 SH X 3522 130 COCA COLA CO COM 191216100 308 6800 SH X 6800 COLGATE PALMOLIVE CO COM 194162103 219 3200 SH X 3200 COLGATE PALMOLIVE CO COM 194162103 62 900 SH X 900 CONOCOPHILLIPS COM 20825C104 1806 34872 SH X 33497 250 1125 CONOCOPHILLIPS COM 20825C104 64 1229 SH X 1056 173 COVANCE INC COM 222816100 1114 24212 SH X 23167 185 860 COVANCE INC COM 222816100 34 745 SH X 555 190 DANAHER CORP DEL COM 235851102 37 650 SH X 650 DANAHER CORP DEL COM 235851102 283 5000 SH X 5000 DISNEY WALT CO COM DISNEY 254687106 1472 64865 SH X 62275 350 2240 DISNEY WALT CO COM DISNEY 254687106 42 1870 SH X 1365 505 DU PONT E I DE NEMOURS & CO COM 263534109 188 7433 SH X 7433 DU PONT E I DE NEMOURS & CO COM 263534109 131 5178 SH X 5178 ELECTRONIC ARTS INC COM 285512109 879 54806 SH X 52226 460 2120 ELECTRONIC ARTS INC COM 285512109 22 1395 SH X 1075 320 EXELON CORP COM 30161N101 2032 36541 SH X 34911 290 1340 EXELON CORP COM 30161N101 75 1345 SH X 1030 315 EXXON MOBIL CORP COM 30231G102 5028 62978 SH X 62978 EXXON MOBIL CORP COM 30231G102 708 8864 SH X 8136 728 GENERAL ELECTRIC CO COM 369604103 1050 64810 SH X 64810 GENERAL ELECTRIC CO COM 369604103 323 19925 SH X 19725 200 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1747 46873 SH X 44833 275 1765 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 91 2440 SH X 2070 370 HEWLETT PACKARD CO COM 428236103 1953 53807 SH X 51717 285 1805 HEWLETT PACKARD CO COM 428236103 81 2245 SH X 1900 345 ISHARES TR S&P 500 INDEX 464287200 5350 59242 SH X 57208 892 1142 ISHARES TR S&P 500 INDEX 464287200 544 6024 SH X 5570 200 254 ISHARES TR MSCI EMERG MKT 464287234 2486 99546 SH X 94973 908 3665 ISHARES TR MSCI EMERG MKT 464287234 93 3726 SH X 2541 1185 ISHARES TR MSCI EAFE IDX 464287465 7887 175815 SH X 167685 1617 6513 ISHARES TR MSCI EAFE IDX 464287465 278 6196 SH X 4727 1319 150 ISHARES TR S&P MIDCAP 400 464287507 7539 141362 SH X 135041 1256 5065 ISHARES TR S&P MIDCAP 400 464287507 274 5136 SH X 3779 1072 285 ISHARES TR S&P SMLCAP 600 464287804
   
02/26/2009PRE 14A for MARSHALL ILSLEY CORP
 COMPANY NAME(s) - [MARSHALL ILSLEY CORP (CIK - 1399315 /SIC - 6022)]
 PROPOSAL 6. SHAREHOLDER PROPOSAL: MAJORITY ELECTION OF DIRECTORS The United Association S&P 500 Index Fund (the Fund ), a shareholder of the Company that owns approximately 5, 007 shares of Common Stock, has notified the Company of its intention to propose a resolution at the Annual Meeting. Director Election Majority Vote Standard Proposal Resolved: That the shareholders of Marshall & Ilsley Corporation ( Company ) hereby request that the Board of Directors initiate the appropriate process to amend the Company s articles of incorporation to provide that director nominees shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders, with a plurality vote standard retained for contested director elections, that is, when the number of director nominees exceeds the number of board seats. We believe that a majority vote standard in board elections would establish a challenging vote standard for board nominees and improve the performance of individual directors and entire boards. Additionally, these companies have adopted bylaws or policies to address post-election issues related to the status of director nominees that fail to win election.
   
02/18/2009EX-99.1 of 8-K for HEWLETT PACKARD CO
 COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)]
 MARKER FORMAT-SHEET="Head Left-TNR" FSL="Workstation" Material Limitations Associated with Use of Non-GAAP Financial Measures MARKER FORMAT-SHEET="Para Flush Lv 0-TNR" FSL="Workstation" These non-GAAP financial measures may have limitations as analytical tools, and these measures should not be considered in isolation or as a substitute for analysis of HP s results as reported under GAAP. MARKER FORMAT-SHEET="Para Hang Lv 1-TNR" FSL="Workstation" o Items such as restructuring charges that are excluded from non-GAAP operating profit, non-GAAP operating margin, non-GAAP net earnings and non-GAAP diluted earnings per share can have a material impact on cash flows and earnings per share. *************************************************************************** MARKER PAGE="sheet: 21; page: 21" MARKER FORMAT-SHEET="Head Left-TNR" FSL="Workstation" Compensation for Limitations Associated with Use of Non-GAAP Financial Measures MARKER FORMAT-SHEET="Para Flush Lv 0-TNR" FSL="Workstation" HP compensates for the limitations on its use of non-GAAP operating profit, non-GAAP operating margin, non-GAAP net earnings, non-GAAP diluted earnings per share and gross cash by relying primarily on its GAAP results and using non-GAAP financial measures only supplementally. HP further believes that providing this information better enables HP s investors to understand HP s operating performance and to evaluate the efficacy of the methodology and information used by management to evaluate and measure such performance.
  Parent Filing
02/18/2009N-CSR for DREYFUS STOCK INDEX FUND INC
 COMPANY NAME(s) - [DREYFUS STOCK INDEX FUND INC (CIK - 846800 /SIC - Unspecified)]
 Common Stocks (continued) Shares Value ($) Industrial (continued) Tyco International 93, 367 2, 016, 727 Union Pacific 100, 106 4, 785, 067 United Parcel Service, Cl. A 19, 150 b 879, 942 Agilent Technologies 70, 290 b 1, 098, 633 Akamai Technologies 33, 200 b 500, 988 Altera 59, 100 987, 561 Amphenol, Cl. A 86, 787 b 1, 472, 775 CA 77, 459 a 1, 435, 315 Ciena 17, 785 a, b 119, 160 Cisco Systems 1, 155, 084 b 18, 827, 869 Citrix Systems 35, 900 b 846, 163 Cognizant Technology Solutions, Cl. A 47, 174 b 14, 513, 081 Harris 26, 400 1, 004, 520 Hewlett-Packard 482, 994 17, 527, 852 Intel 1, 097, 292 16, 086, 301 International Business Machines 265, 029 22, 304, 841 Intuit 63, 100 b 1, 501, 149 Jabil Circuit 41, 250 278, 437 JDS Uniphase 42, 099 a, b 153, 661 Juniper Networks 104, 315 b 1, 826, 556 KLA-Tencor 34, 050 741, 949 Lexmark International, Cl. A 14, 200 a 2, 029, 606 McAfee 30, 083 b 1, 039, 969 MEMC Electronic Materials 44, 400 b 634, 032 Microchip Technology 36, 250 a 707, 962 Micron Technology 149, 600 a, b 394, 944 Microsoft 1, 514, 686 29, 445, 496 Molex 28, 025 406, 082 Motorola 445, 435 1, 973, 277 National Semiconductor 38, 350 386, 184 NetApp 64, 350 b 898, 969 Novell 67, 850 b 263, 937 Novellus Systems 19, 500 a, b 240, 630 NVIDIA 109, 400 b 882, 858 Oracle 772, 509 b 13, 696, 585 Paychex 63, 075 1, 657, 611 QLogic 25, 800 a, b 346, 752 QUALCOMM 326, 449 11, 696, 668 Salesforce.com 20, 500 a, b 656, 205 SanDisk 44, 250 b 424, 800 Sun Microsystems 147, 996 b 565, 345 Symantec 164, 929 b 2, 229, 840 20 $$/page=
 Exhibits List->    |  1  |  2  |  3
02/27/2009N-Q for DWS INVESTMENT TRUST
 COMPANY NAME(s) - [DWS INVESTMENT TRUST (CIK - 88064 /SIC - Unspecified)]
 474, 800 18, 412, 744 53, 789, 571 Information Technology 15.6% Communications Equipment 0.3% Cisco Systems, Inc.* 390, 400 6, 363, 520 Computers & Peripherals 6.7% Hewlett-Packard Co. "A"* (a) 74, 340 22, 870, 701 Yahoo!, Inc.* 88, 500 1, 079, 700 28, 781, 957 IT Services 3.6% Accenture Ltd. (a) 1, 530, 000 25, 505, 100 The Mosaic Co. 24, 200 535, 788 Pepco Holdings, Inc. 28, 800 703, 296 5, 477, 610 Independent Power Producers & Energy Traders 0.4% AES Corp.* 959, 500 7, 906, 280 Multi-Utilities 0.5% Dominion Resources, Inc.
 Exhibits List->    |  1
02/27/2009N-CSR for LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
 COMPANY NAME(s) - [LINCOLN VARIABLE INSURANCE PRODUCTS TRUST (CIK - 914036 /SIC - Unspecified)]
 Cost $23, 655, 496) 19, 213, 300 LIABILITIES NET OF RECEIVABLES AND OTHER ASSETS (0.24%) (45, 121 ) NET ASSETS APPLICABLE TO 3, 261, 342 SHARES OUTSTANDING 100.00% $ 19, 168, 179 NET ASSET VALUE LVIP SSGA EMERGING MARKETS 100 FUND STANDARD CLASS ($162, 391 / 27, 644 Shares) $5.874 NET ASSET VALUE LVIP SSGA EMERGING MARKETS 100 FUND SERVICE CLASS ($19, 005, 788 / 3, 233, 698 Shares) $5.877 COMPONENTS OF NET ASSETS AT DECEMBER 31, 2008: Shares of beneficial interest (unlimited authorization no par) $ 23, 650, 396 Distributions in excess of net investment income (15, 081 ) Accumulated net realized loss on investments (18, 482 ) Net unrealized depreciation of investments and foreign currencies (4, 448, 654 ) Total net assets $ 19, 168, 179 callerid=999 iwidth=521 length=72 Δ Securities have been classified by country of origin. These securities have significant business operations in China. Security is being valued based on international fair value pricing. See Note 1 in Notes to financial statements. See accompanying notes LVIP SSgA Funds 16 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH LVIP SSgA Large Cap 100 Fund Statement of Net Assets December 31, 2008 Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 colindex=04 type=gutter colindex=04 type=lead colindex=04 type=body colindex=04 type=hang1 Table Width Row END Number of Value Shares (U.S. $) COMMON STOCK 100.09% Aerospace & Defense 2.24% Northrop Grumman 8, 072 $ 363, 563 Raytheon 9, 338 476, 611 840, 174 Automobiles 0.71% Harley-Davidson 15, 707 266, 548 266, 548 Beverages 1.06% Pepsi Bottling Group 17, 767 399, 935 399, 935 Building Products 0.98% Masco 32, 957 366, 811 366, 811 Capital Markets 0.16% American Capital 18, 315 59, 341 59, 341 Chemicals 2.53% Dow Chemical 14, 972 225, 927 duPont (E.I.) deNemours 12, 266 310, 330 PPG Industries 9, 773 414, 669 950, 926 Commercial Banks 5.03% BB&T 17, 502 480, 605 Fifth Third Bancorp 27, 696 228, 769 KeyCorp 24, 624 209, 796 Marshall & Ilsley 24, 002 327, 387 Regions Financial 27, 022 215, 095 SunTrust Banks 10, 640 314, 306 Wachovia 20, 677 114, 551 1, 890, 509 Commercial Services & Supplies 1.47% Waste Management 16, 611 550, 489 550, 489 Communications Equipment 1.12% Harris 11, 057 420, 719 420, 719 Computers & Peripherals 1.62% Hewlett-Packard 12, 912 468, 576 Seagate Technology 31, 853 141, 109 609, 685 Construction Materials 1.61% Vulcan Materials 8, 693 604, 859 604, 859 Consumer Finance 0.96% Capital One
 Exhibits List->    |  1  |  2  |  3
02/27/2009N-Q for BLACKROCK FUNDS
 COMPANY NAME(s) - [BLACKROCK FUNDS (CIK - 844779 /SIC - Unspecified)]
 7.13%, 1/29/26 (f) USD 170 $ 160, 225 8.88%, 9/30/27 (f) 95 103, 550 263, 775 Peru 0.0% Republic of Peru, 6.55%, 3/14/37 (f) 115 102, 638 Philippines 0.1% Republic of Philippines, 9.00%, 2/15/13 (f) 370 392, 200 Russia 0.0% Russian Federation, 7.50%, 3/31/30 (n) 196 170, 943 Turkey 0.1% Republic of Turkey, 6.75%, 4/03/18 (f) 530 503, 500 Ukraine 0.0% Ukraine Government, 6.58%, 11/21/16 (d)(f) 100 37, 000 United Kingdom 0.1% United Kingdom Treasury Bonds, 4.25%, 12/07/49 GBP 275 431, 658 Uruguay 0.0% Republic of Uruguay, 7.63%, 3/21/36 (f) USD 165 138, 600 Venezuela 0.1% Republic of Venezuela, 8.50%, 10/08/14 (f) 200 104, 000 9.25%, 9/15/27 (f) 200 107, 000 9.38%, 1/13/34 (f) 100 46, 000 257, 000 Total Foreign Government Obligations 1.6% 8, 399, 551 Taxable Municipal Bonds Atlantic Marine Corp. Communities LLC, Notes (Delaware), 5.34%, 12/01/49(d) 600 393, 564 Ohana Hawaii Military Communities LLC, Military Housing Revenue Bonds (Navy Housing Privatization Project), Series 04-A, Class 1, 6.19%, 4/01/49(d) 25 18, 567 Total Taxable Municipal Bonds 0.1% 412, 131 Exchange-Traded Funds Shares iShares Russell 2000 Value Index Fund 1, 463 71, 936 iShares Russell Midcap Growth Index Fund 3, 700 115, 884 Total Exchange-Traded Funds 0.0% 187, 820 Total Long-Term Investments (Cost $529, 549, 422) 88.4% 463, 374, 166 Beneficial Interest Par/Shares (000) Short-Term Securities APRECO LLC, 0.50%, 3/02/09(p) USD 5, 000 4, 988, 766 Atlantis One Funding Corp., 0.50%, 1/14/09(p) 3, 500 3, 499, 368 0.90%, 2/13/09(p) 1, 500 1, 496, 459 Barton Capital Corp, 0.25%, 1/14/09(p) 5, 000 4, 999, 549 BlackRock Liquidity Series, LLC Money Market Series, 0.80%(q)(r)(s) 805 804, 850 BlackRock TempFund, 1.66%(q)(s) 27, 595 27, 595, 120 Chariot Funding LLC, 0.60%, 1/05/09(p) 5, 000 4, 999, 667 1.40%, 1/09/09(p) 4, 270 4, 268, 671 Clipper Receivables Co. LLC, 1.50%, 1/12/09(p) 5, 000 4, 997, 708 Danske Corp., 1.50%, 6/04/09(p) 6, 000 5, 959, 907 Galleon Capital LLC, 2.25%, 1/05/09(p) 4, 840 4, 838, 790 Hewlett-Packard Co., 0.29%, 1/21/09(p) 5, 000 4, 999, 194 Liberty Street Funding LLC, 2.00%, 1/09/09(p) 2, 060 2, 059, 084 Prudential Funding LLC, 1.85%, 1/21/09(p) 5, 000 4, 994, 861 Ranger Funding Co. LLC, 0.25%, 1/20/09(p) 3, 800 3, 799, 499 SANPAOLO IMI U.S.
 Exhibits List->    |  1
02/13/200913F-HR for TD OPTIONS LLC IL
 COMPANY NAME(s) - [TD OPTIONS LLC IL (CIK - 1180122 /SIC - Unspecified)]
 1 363 19, 970 SH SOLE 19, 970 * HANESBRANDS INC COM Call 410345 10 2 129 10, 100 Call SOLE 10, 100 * HARLEY DAVIDSON INC COM Call 412822 10 8 312 18, 400 Call SOLE 18, 400 * HARLEY DAVIDSON INC COM Put 412822 10 8 417 24, 600 Put SOLE 24, 600 * HARMONY GOLD MNG LTD SPONSORED ADR COM 413216 30 0 113 10, 337 SH SOLE 10, 337 * HARMONY GOLD MNG LTD SPONSORED ADR Put 413216 30 0 184 16, 800 Put SOLE 16, 800 * HARRIS CORP DEL COM Put 413875 10 5 202 5, 300 Put SOLE 5, 300 * HARTFORD FINL SVCS GROUP INC COM Call 416515 10 4 184 11, 200 Call SOLE 11, 200 * HEALTH NET INC COM COM 42222G 10 8 218 20, 021 SH SOLE 20, 021 * HEALTH NET INC COM Put 42222G 10 8 321 29, 500 Put SOLE 29, 500 * HEALTH NET INC COM Call 42222G 10 8 604 55, 500 Call SOLE 55, 500 * HEINZ H J CO COM Call 423074 10 3 290 7, 700 Call SOLE 7, 700 * HEINZ H J CO COM Put 423074 10 3 624 16, 600 Put SOLE 16, 600 * HELMERICH & PAYNE INC COM Call 423452 10 1 268 11, 800 Call SOLE 11, 800 * HERSHEY CO COM Call 427866 10 8 274 7, 900 Call SOLE 7, 900 * HESS CORP COM COM 42809H 10 7 707 13, 183 SH SOLE 13, 183 * HESS CORP COM Put 42809H 10 7 1, 824 34, 000 Put SOLE 34, 000 * HESS CORP COM Call 42809H 10 7 2, 682 50, 000 Call SOLE 50, 000 * HEWLETT PACKARD CO COM COM 428236 10 3 224 6, 162 SH SOLE 6, 162 * HEWLETT PACKARD CO COM Call 428236 10 3 2, 185 60, 200 Call SOLE 60, 200 * HEWLETT PACKARD CO COM Put 428236 10 3 2, 330 64, 200 Put SOLE 64, 200 * HOLOGIC INC COM COM 436440 10 1 142 10, 892 SH SOLE 10, 892 * HOLOGIC INC COM Call 436440 10 1 516 39, 500 Call SOLE 39, 500 * HOME DEPOT INC COM Call 437076 10 2 1, 015 44, 100 Call SOLE 44, 100 * HOME DEPOT INC COM Put 437076 10 2 1, 149 49, 900 Put SOLE 49, 900 * HONEYWELL INTL INC COM COM 438516 10 6 529 16, 121 SH SOLE 16, 121 * HONEYWELL INTL INC COM Put 438516 10 6 1, 661 50, 600 Put SOLE 50, 600 * HONEYWELL INTL INC COM Call 438516 10 6 2, 065 62, 900 Call SOLE 62, 900 * HSBC HLDGS PLC SPON ADR NEW Put 404280 40 6 1, 421 29, 200 Put SOLE 29, 200 * HSBC HLDGS PLC SPON ADR NEW Call 404280 40 6 1, 475 30, 300 Call SOLE 30, 300 * HUMANA INC COM Call 444859 10 2 712 19, 100 Call SOLE 19, 100 * HUMANA INC COM Put 444859 10 2 1, 029 27, 600 Put SOLE 27, 600 * HUTCHINSON TECHNOLOGY INC COM Put 448407 10 6 71 20, 400 Put SOLE 20,
   
02/13/200913F-HR for SAM Sustainable Asset Management Ltd
 COMPANY NAME(s) - [SAM Sustainable Asset Management Ltd (CIK - 1418427 /SIC - Unspecified)]
 INC COM 29250N105 1973 60700 SH DEFINED 01 02 60700 0 0 ENCANA CORP COM 292505104 318 6802 SH DEFINED 01 02 6802 0 0 ENER1 INC COM NEW 29267A203 6078 850000 SH DEFINED 01 02 850000 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 23950 950000 SH DEFINED 01 02 950000 0 0 ENERGY RECOVERY INC COM 29270J100 3790 500000 SH DEFINED 01 02 500000 0 0 ENERSYS COM 29275Y102 4400 400000 SH DEFINED 01 02 400000 0 0 ENOVA SYSTEMS INC COM NEW 29355M200 109 271750 SH DEFINED 01 02 271750 0 0 ENTERGY CORP NEW COM 29364G103 483 5810 SH DEFINED 01 02 5810 0 0 EXELON CORP COM 30161N101 381 6860 SH DEFINED 01 02 6860 0 0 FIRST SOLAR INC COM 336433107 3075 22290 SH DEFINED 01 02 22290 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 122 53330 SH DEFINED 01 02 53330 0 0 FPL GROUP INC COM 302571104 3151 62600 SH DEFINED 01 02 62600 0 0 GAP INC DEL COM 364760108 1615 120630 SH DEFINED 01 02 120630 0 0 GENENTECH INC COM NEW 368710406 216 2610 SH DEFINED 01 02 2610 0 0 GENERAL ELECTRIC CO COM 369604103 609 37565 SH DEFINED 01 02 37565 0 0 GENERAL MLS INC COM 370334104 765 12600 SH DEFINED 01 02 12600 0 0 GENZYME CORP COM 372917104 447 6740 SH DEFINED 01 02 6740 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1305 15468 SH DEFINED 01 02 15468 0 0 GRAFTECH INTL LTD COM 384313102 236 28370 SH DEFINED 01 02 28370 0 0 HAIN CELESTIAL GROUP INC COM 405217100 3507 183700 SH DEFINED 01 02 183700 0 0 HALLIBURTON CO COM 406216101 1366 75120 SH DEFINED 01 02 75120 0 0 HEWLETT PACKARD CO COM 428236103 4836 133260 SH DEFINED 01 02 133260 0 0 HUMANA INC COM 444859102 970 26030 SH DEFINED 01 02 26030 0 0 IDEX CORP COM 45167R104 40834 1690850 SH DEFINED 01 02 1690850 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 9991 507400 SH DEFINED 01 02 507400 0 0 INTEL CORP COM 458140100 704 48050 SH DEFINED 01 02 48050 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4136 49150 SH DEFINED 01 02 49150 0 0 ITC HLDGS CORP COM 465685105 7725 176850 SH DEFINED 01 02 176850 0 0 ITRON INC COM 465741106 85922 1348000 SH DEFINED 01 02 1348000 0 0 ITT CORP NEW COM 450911102 93804 2039660 SH DEFINED 01 02 2039660 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 14203 3250000 SH DEFINED 01 02 3250000 0 0 JOHNSON & JOHNSON COM 478160104 6288 105100 SH DEFINED 01 02 105100 0 0 JOHNSON CTLS INC COM 478366107 209 11490 SH DEFINED 01 02 11490 0 0 JPMORGAN & CHASE & CO COM 46625H100 400 12680 SH DEFINED 01 02 12680 0 0 KIMBERLY CLARK CORP COM 494368103 1172 22215 SH DEFINED 01 02 22215 0 0 KRAFT FOODS INC CL A 50075N104 693 25825 SH DEFINED 01 02
   
03/13/2009DEF 14A for BOEING CO
 COMPANY NAME(s) - [BOEING CO (CIK - 12927 /SIC - 3721)]
 The CEO develops pay recommendations for other officers, including the other NEOs, and is assisted in pay administration by the Senior Vice President, Human Resources and Administration. The pay tally sheets provide total annual compensation (for the current year and for the following year, based on expected pay adjustments), accumulated wealth (value of equity holdings, outstanding long-term incentives, deferred compensation and pension) and estimated compensation under various termination scenarios. The 2008 peer group was comprised of the following 24 companies: 3M AT&T Caterpillar Chevron Dell DuPont Exxon Mobil Ford General Dynamics General Electric General Motors Hewlett-Packard Honeywell IBM Intel Johnson & Johnson Johnson Controls Lockheed Martin Motorola Northrop Grumman Procter & Gamble Raytheon United Technologies Verizon Communications Peer group compensation benchmarking is one of several factors considered in the pay setting process. Actual total compensation earned may be more or less than target based on Company and individual performance results during the performance period.
   
02/18/200913F-HR for DAVIS HAMILTON JACKSON ASSOCIATES LPDE
 COMPANY NAME(s) - [DAVIS HAMILTON JACKSON ASSOCIATES LPDE (CIK - 887813 /SIC - Unspecified)]
 COM 31428x106 3917 61066.00 SH SOLE 48092.00 12974.00 Franklin Resources COM 354613101 5195 81456.00 SH SOLE 64812.00 16644.00 Freeport-Mcmoran Copper-B COM 35671D857 3046 124643.00SH SOLE 99710.00 24933.00 Gamestop Corp. COM 428236103 10758 296457.00SH SOLE 236360.00 60097.00 Honeywell Internat'l Inc. COM 585055106 3713 118189.00SH SOLE 92828.00 25361.00 Merck & Co., Inc. COM 742718109 7483 121048.00SH SOLE 95770.00 25278.00 Qualcomm Inc. COM 87612E106 3554 102929.00SH SOLE 80889.00 22040.00 Texas Instruments Inc COM 882508104 3263 210231.00SH SOLE 168260.00 41971.00 Thermo Fisher Scientific Inc.
   
02/18/200913F-HR for JANUS CAPITAL MANAGEMENT LLC
 COMPANY NAME(s) - [JANUS CAPITAL MANAGEMENT LLC (CIK - 812295 /SIC - Unspecified)]
 416515104 8351 508574 SH DEFINED 1 235601 0 272973 HARTFORD FINL SVCS GROUP INC COM 416515104 15 SH SOLE 15 0 0 HASBRO INC COM 418056107 106134 3638474 SH DEFINED 1 1812932 0 1825542 HAWAIIAN ELEC INDUSTRIES COM 419870100 11059 499500 SH DEFINED 1 67700 0 431800 HCP INC COM 40414L109 79582 2865750 SH DEFINED 1 1479387 0 1386363 HEALTH CARE REIT INC COM 42217K106 21952 520200 SH DEFINED 1 140700 0 379500 HEALTH GRADES INC COM 42218Q102 3671 1781935 SH SOLE 1724040 0 57895 HEALTH GRADES INC COM 42218Q102 57 27835 SH DEFINED 1 0 0 27835 HEALTHWAYS INC COM 422245100 6944 604861 SH SOLE 589871 0 14990 HEALTHWAYS INC COM 422245100 82 7170 SH DEFINED 1 0 0 7170 HECKMANN CORP COM 422680108 2201 389595 SH SOLE 374325 0 15270 HECKMANN CORP COM 422680108 28 4975 SH DEFINED 1 0 0 4975 HEINZ H J CO COM 423074103 148033 3937058 SH DEFINED 1 1940611 0 1996447 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 146 20200 SH DEFINED 1 3500 0 16700 HELMERICH & PAYNE INC COM 423452101 15536 682910 SH SOLE 577662 0 105248 HELMERICH & PAYNE INC COM 423452101 11775 517600 SH DEFINED 1 160894 0 356706 HERBALIFE LTD COM USD SHS G4412G101 5624 259400 SH DEFINED 1 102800 0 156600 HERCULES OFFSHORE INC COM 427093109 117 24600 SH DEFINED 1 10500 0 14100 HERCULES TECH GROWTH CAP INC COM 427096508 9265 1169831 SH SOLE 1149456 0 20375 HERCULES TECH GROWTH CAP INC COM 427096508 616 77743 SH DEFINED 1 67172 0 10571 HERSHEY CO COM 427866108 43512 1252516 SH DEFINED 1 619816 0 632700 HERTZ GLOBAL HOLDINGS INC COM 42805T105 200 39500 SH DEFINED 1 11200 0 28300 HESS CORP COM 42809H107 870246 16223824 SH SOLE 15836921 0 386903 HESS CORP COM 42809H107 215547 4018401 SH DEFINED 1 2214782 0 1803619 HEWITT ASSOCS INC COM 42822Q100 42309 1490803 SH DEFINED 1 609803 0 881000 HEWLETT PACKARD CO COM 428236103 490618 13519380 SH DEFINED 1 6924027 0 6595353 HEWLETT PACKARD CO COM 428236103 167583 4617893 SH SOLE 4617893 0 0 HILL ROM HLDGS INC COM 431475102 8216 499156 SH SOLE 499156 0 0 HILL ROM HLDGS INC COM 431475102 6293 382300 SH DEFINED 1 77400 0 304900 HLTH CORPORATION COM 40422Y101 2135 204100 SH DEFINED 1 20100 0 184000 HMS HLDGS CORP COM 40425J101 9520 302030 SH SOLE 282515 0 19515 HMS HLDGS CORP COM 40425J101 165 5220 SH DEFINED 1 0 0 5220 HOME DEPOT INC COM 437076102 76936 3342134 SH DEFINED 1 1567334 0 1774800 HOME DEPOT INC COM 437076102 11242 488338 SH SOLE 488338 0 0 HONEYWELL INTL INC COM 438516106 159020 4843735 SH DEFINED 1 2456774 0 2386961 HORIZON LINES INC COM 44044K101 12116 3471626 SH SOLE 3398331 0 73295 HORIZON LINES INC COM 44044K101 467 133825 SH DEFINED 1 91315 0 42510 HORMEL FOODS CORP COM 440452100 4224 135900 SH DEFINED 1 19600 0 116300 HOSPIRA INC COM 441060100 52129 1943665 SH SOLE 1783647 0 160018 HOSPIRA INC COM 441060100 43382 1617540 SH DEFINED 1
   
02/26/2009N-CSR for THRIVENT SERIES FUND INC
 COMPANY NAME(s) - [THRIVENT SERIES FUND INC (CIK - 790166 /SIC - Unspecified)]
 2, 000, 000 5.500%, 11/15/2012 1, 822, 560 Wachovia Capital Trust III 700, 000 5.800%, 3/15/2011 413, 000 Wachovia Corporation 1, 605, 000 6.150%, 3/15/2009 1, 602, 565 2, 000, 000 5.500%, 5/1/2013 1, 977, 682 Wells Fargo & Company 2, 000, 000 2.096%, 3/16/2009 c 1, 979, 240 675, 000 4.375%, 1/31/2013 660, 971 Wells Fargo Capital XIII 2, 000, 000 7.700%, 3/26/2013 1, 650, 622 Wells Fargo Capital XV 2, 000, 000 9.750%, 9/26/2013 2, 020, 000 Total Financials 234, 086, 721 Foreign (0.5%) Corporacion Andina de Fomento 5, 000, 000 5.750%, 1/12/2017 4, 181, 460 Total Foreign 4, 181, 460 Mortgage-Backed Securities (1.2%) Federal National Mortgage Association Conventional 30- Yr. 700, 000 7.650%, 8/15/2009 g 682, 500 Xerox Corporation 2, 100, 000 5.500%, 5/15/2012 1, 759, 905 Total Technology 9, 568, 064 Transportation (1.0%) Delta Air Lines, Inc. 2, 400, 000 6.841%, 4/1/2011 1, 968, 000 Union Pacific Corporation 1, 150, 000 6.125%, 1/15/2012 1, 119, 809 800, 000 5.450%, 1/31/2013 775, 967 Total Transportation 9, 388, 300 U.S. Government (8.6%) Federal Home Loan Banks 7, 500, 000 4.625%, 10/10/2012 g 8, 113, 807 Federal Home Loan Mortgage Corporation 4, 242, 084 0.511%, 1/26/2009 c 4, 026, 666 Federal National Mortgage Association 10, 000, 000 4.625%, 5/1/2013 10, 360, 100 U.S. Treasury Notes 18, 000, 000 2.125%, 1/31/2010 18, 329, 760 1, 525, 000 2.750%, 2/28/2013 1, 629, 368 U.S. Treasury Notes, TIPS 38, 789, 888 2.000%, 7/15/2014 g 36, 683, 713 Total U.S. Government 79, 143, 414 U.S. Municipals (0.9%) Denver, Colorado City & County Airport Revenue Bonds 5, 500, 000 5.250%, 5/15/2010 5, 569, 355 Houston, Texas Utility System Revenue Bonds 1, 350, 000 5.000%, 5/15/2011 1, 409, 724 The accompanying Notes to Financial Statements are an integral part of this schedule.
 Exhibits List->    |  1  |  2  |  3
02/13/200913F-HR for FIDGEON TIMOTHY F
 COMPANY NAME(s) - [FIDGEON TIMOTHY F (CIK - 1053911 /SIC - Unspecified)]
 NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY VALUE PRINCIPAL --------------------- ---------------- AMOUNT (A) (B) (C) (A) (B) (C) SOLE SHARED NONE ----------------------- -------------- ------------ ----------- --------- --- --- --- -------- ---- ------ ---- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- GENZYME CORPORATION COMMON STOCK 372917104 537597 8100 XX 8100 GRAINGER W W INC COMMON STOCK 384802104 288160 3655 XX 3655 GROUPE DANONE SPONSORED 399449107 191644 15965 XX 13765 ADR XX 25 200 XX 35 2000 HELMERICH & PAYNE INC COMMON STOCK 423452101 288993 12703 XX 7475 XX 25 2478 XX 26 300 XX 32 2050 XX 35 400 HESS CORP COMMON STOCK 42809H107 1058854 19740 XX 32 3740 XX 18, 32 9000 XX 18, 35 7000 HEWLETT PACKARD CO COMMON STOCK 428236103 397376 10950 XX 4950 XX 25 1000 XX 35 2000 XX 25, 32 3000 INTEL CORPORATION COMMON STOCK 458140100 4158090 283635 XX 140215 XX 18 9500 XX 25 47650 XX 26 2400 XX 32 45950 XX 35 10320 XX 18, 32 13000 XX 18, 35 13000 XX 25, 32 1600 INTL BUSINESS MACHINES COMMON STOCK 459200101 1311213 15580 XX 9214 XX 25 30 XX 32 4235 XX 35 1301 XX 25, 32 800 ISHARES RUSSELL 3000 INDEX FUND ETF 464287689 1078480 20740 XX 35 20740 -/TABLE- 8 -PAGE- AS OF DECEMBER 31, 2008 FORM 13F SEC FILE # TIMOTHY F. FIDGEON\28-06169 -TABLE- -CAPTION- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY VALUE PRINCIPAL --------------------- ---------------- AMOUNT (A) (B) (C) (A) (B) (C) SOLE SHARED NONE ------------------------ -------------- ------------ ----------- --------- --- --- --- -------- ---- ------ ---- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- ISHARES MSCI EAFE INDEX FUND ETF 464287465 457886 10207 XX 35 10207 JACOBS ENGINEERING COMMON STOCK 469814107 418903 8709 XX 7659 GROUP XX 32 1050 JOHNSON & JOHNSON COMMON STOCK 478160104 9811163 163984 XX 72559 XX 25 19445 XX 26 1400 XX 32 28300 XX 35 6280 XX 18, 32 17500 XX 18, 35 15500 XX 25, 32 3000 ELI LILLY & CO. COMMON STOCK 532457108 234170 5815 XX 1915 XX 32 900 XX 25, 32 3000 LINCOLN NATL CORP IND COMMON STOCK 534187109 812607 43132 XX 17311 XX 18 1886 XX 25 9529 XX 32 4602 XX 35 824 XX 18, 32 5388 XX 18, 35 3592 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 187296 10998 XX 25, 32 10998 MEDTRONIC INC COMMON STOCK 585055106 240363 7650 XX 7400 XX 25 100 XX 32 150 MERCK & CO INC COMMON STOCK 589331107 1687048 55495 XX 46070 XX 25 1500 XX 32 7100 XX 35 825 -/TABLE- 9 -PAGE- AS OF DECEMBER 31, 2008 FORM 13F SEC FILE # TIMOTHY F. FIDGEON\28-06169 -TABLE- -CAPTION- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
   
02/17/2009497 for DWS VALUE SERIES INC
 COMPANY NAME(s) - [DWS VALUE SERIES INC (CIK - 825062 /SIC - Unspecified)]
 (magazine publisher); Box Top Media Inc. (advertising); The Kennel Shop (retailer) ---------------------------------------------------------------------------------------------------------------------- Kenneth C. Froewiss Clinical Professor of Finance, NYU Stern School of Business 135 (1945) (1997-present); Member, Finance Committee, Association for Asian Board Member since Studies (2002-present); Director, Mitsui Sumitomo Insurance Group 2001 (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) ---------------------------------------------------------------------------------------------------------------------- -2- ---------------------------------------------------------------------------------------------------------------------- Name, Year of Birth, Position with the Funds Number of Funds and Length of Time Business Experience and in DWS Fund Served(1) Directorships During the Past 5 Years Complex Overseen ---------------------------------------------------------------------------------------------------------------------- Richard J. Herring Jacob Safra Professor of International Banking and Professor, Finance 135 (1946) Department, The Wharton School, University of Pennsylvania (since Board Member since July 1972); Co-Director, Wharton Financial Institutions Center (since 1990 July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) ---------------------------------------------------------------------------------------------------------------------- William McClayton (1944) Chief Administrative Officer, Diamond Management & Technology 135 Board Member since 2004 Consultants, Inc. Private investor since October 2003; Trustee of 8 open-end mutual 135 (1946) funds managed by Sun Capital Advisers, Inc. Former Directorships: Mutual Fund Directors Forum (2002-2004), American Bar Retirement Association (funding vehicle for retirement plans) (1987-1990 and 1994-1996) ---------------------------------------------------------------------------------------------------------------------- Robert H. Wadsworth (1940) President, Robert H. Wadsworth & Associates, Inc.
   
02/27/2009N-Q for FIRST INVESTORS INCOME FUNDS
 COMPANY NAME(s) - [FIRST INVESTORS INCOME FUNDS (CIK - 740967 /SIC - Unspecified)]
 $$/page= UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------- FORM N-Q -------- QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER 811-3967 FIRST INVESTORS INCOME FUNDS (Exact name of registrant as specified in charter) 110 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Joseph I. Benedek First Investors Management Company, Inc. Raritan Plaza I Edison, NJ 08837-3620 (Name and address of agent for service) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 1-212-858-8000 DATE OF FISCAL YEAR END: SEPTEMBER 30, 2009 DATE OF REPORTING PERIOD: DECEMBER 31, 2008 Item 1. Schedule of Investments The Quarterly Schedule of Portfolio Holdings follows Portfolio of Investments (unaudited) CASH MANAGEMENT FUND December 31, 2008 Principal Interest Amount Security Rate* Value CORPORATE NOTES-67.3% Abbott Laboratories: $ 4, 708 M 2/17/09 1.88 % $ 4, 715, 532 1, 400 M 2/17/09 2.60 1, 402, 603 2, 000 M 5/15/09 2.86 2, 018, 320 800 M 5/15/09 2.80 807, 320 7, 000 M BASF SE, 1/20/09 (a) 1.80 6, 993, 336 3, 100 M BP Capital Markets PLC, 3/4/09 (a) 1.25 3, 093, 316 2, 100 M Brown-Forman Corp., 2/2/09 (a) 1.60 2, 097, 009 4, 000 M Campbell Soup Co., 1/21/09 (a) 2.00 3, 995, 540 5, 000 M Chevron Funding Corp., 2/6/09 1.20 4, 993, 994 7, 000 M Coca-Cola Co., 2/17/09 (a) 1.30 6, 988, 100 ConocoPhillips Qatar: 4, 000 M 1/12/09 (a) 2.23 3, 997, 265 4, 000 M 1/23/09 (a) 1.95 3, 995, 222 5, 000 M Eli Lilly & Co., 2/12/09 (a) 1.45 4, 991, 524 2, 276 M General Electric Capital Corp., 4/1/09 3.13 2, 277, 650 Hershey Co.: 5, 000 M 1/26/09 (a) 2.25 4, 992, 156 2, 500 M 1/27/09 (a) 1.15 2, 497, 922 8, 000 M Hewlett-Packard Co., 1/13/09 (a) 2.10 7, 994, 381 1, 375 M Illinois Tool Works, Inc., 3/1/09 1.75 1, 384, 019 International Business Machines Corp.: 1, 000 M 1/15/09 2.14 1, 001, 250 1, 000 M 2/1/09 2.81 1, 002, 100 Madison Gas & Electric Co.: 2, 600 M 1/9/09 0.95 2, 599, 450 5, 500 M 1/26/09 0.20 5, 499, 236 2, 000 M Nestle Capital Corp., 2/20/09 (a) 1.12 1, 996, 885 New Jersey Natural Gas Co.: 3, 000 M 1/29/09 1.40 2, 996, 728 7, 000 M 1/30/09 0.25 6, 998, 590 Northwest Natural Gas Co.: 3, 500 M 1/8/09 (a) 1.35 3, 499, 080 3, 625 M 1/22/09 (a) 1.45 3, 621, 929 6, 000 M Paccar Financial Corp., 2/5/09 1.20 5, 992, 994 5, 955 M Pepsi Bottling Holdings, Inc., 2/17/09 (b) 3.00 5, 975, 470 5, 000 M Pfizer, Inc., 3/18/09 (a) 1.20 4, 987, 315 1, 585 M Pitney Bowes Credit Corp, 9/15/09 3.17 1, 643, 392 Procter & Gamble Co.: 2, 500 M 1/22/09 (a) 1.17 2, 498, 290 345 M 8/10/09 2.50 357, 324 2, 000 M Procter & Gamble International Finance, 7/6/09 (a) 5.30 2, 032, 338 2, 500 M Toyota Motor Credit Corp., 1/26/09 2.10 2, 496,
 Exhibits List->    |  1
02/27/2009N-CSRS for VAN KAMPEN SERIES FUND INC
 COMPANY NAME(s) - [VAN KAMPEN SERIES FUND INC (CIK - 891080 /SIC - Unspecified)]
 5, 400 $ 242, 298 Fortune Brands, Inc. 4, 300 261, 225 Genworth Financial, Inc., Class A 2, 700 7, 641 Genzyme Corp. 13, 800 317, 676 Honeywell International, Inc. 700 32, 193 Jacobs Engineering Group, Inc. 400 29, 512 Laboratory Corp.
 Exhibits List->    |  1  |  2
02/12/200913F-HR for Plante Moran Financial Advisors Ltd Partnership
 COMPANY NAME(s) - [Plante Moran Financial Advisors Ltd Partnership (CIK - 1424717 /SIC - Unspecified)]
 COM G37260109 8 400.0000 SH Sole 400 General Electric Co Com COM 369604103 1267 78230.3211 SH Sole 78230 General Mls Inc Com COM 370334104 51 840.0000 SH Sole 840 General Motors Corp COM 370442105 94 29265.0000 SH Sole 29265 Gentex Corp Com COM 371901109 121 13677.0000 SH Sole 13677 Gilead Sciences Inc Com COM 375558103 4 82.0000 SH Sole 82 Globecomm Systems Inc COM 37956x103 0 35.0000 SH Sole 35 Goldman Sachs Group Inc COM 38141g104 9 106.6720 SH Sole 107 Google Inc Cl A COM 38259P508 2 5.0000 SH Sole 5 Great Plains Energy Inc COM 391164100 2 102.3190 SH Sole 102 Green Plains Renewable Energy COM 393222104 0 229.0000 SH Sole 229 Groupe CGI Inc Cl A COM 39945C109 3 431.0000 SH Sole 431 H J Heinz Co COM 423074103 6 150.0000 SH Sole 150 Hanmi Financial COM 410495105 0 45.2330 SH Sole 45 Hansen Natural Corp COM 411310105 3 75.0000 SH Sole 75 Harley Davidson Inc Wis COM 412822108 9 515.0000 SH Sole 515 Harmonic Lightwaves Inc COM 413160102 3 600.0000 SH Sole 600 Harvest Energy Tr Unit Trust COM 41752x101 12 1360.0000 SH Sole 1360 HCP Inc COM 40414L109 144 5199.0000 SH Sole 5199 Heartland Express, Inc COM 422347104 2 133.0000 SH Sole 133 Helmerich & Payne Inc COM 423452101 27 1200.0000 SH Sole 1200 Henry Schein, Inc COM 806407102 61 1660.0000 SH Sole 1660 Hercules Tech Growth Cap COM 427096508 17 2129.0000 SH Sole 2129 Hershey Company COM 427866108 42 1200.0000 SH Sole 1200 Hewlett Packard Co Com COM 428236103 276 7600.0000 SH Sole 7600 Home Depot Inc Com COM 437076102 142 6177.0000 SH Sole 6177 Honeywell Intl Inc Com COM 438516106 146 4450.0000 SH Sole 4450 Hospira Inc COM 441060100 5 200.0000 SH Sole 200 Hudson City Bancorp Inc COM 443683107 107 6725.0000 SH Sole 6725 Hugoton Rty Tr COM 444717102 15 925.0000 SH Sole 925 Huntington Bancshares COM 446150104 322 42069.4467 SH Sole 42069 Illinois Tool Works Inc Com COM 452308109 24 675.0000 SH Sole 675 Imation Corp COM 45245A107 0 32.0000 SH Sole 32 India Fund, Inc COM 454089103 5 270.0000 SH Sole 270 Intel Corp Com COM 458140100 1144 78028.0510 SH Sole 78028 International Business Machs C COM 459200101 507 6021.0000 SH Sole 6021 Intuitive Surgical Inc Com New COM 46120E602 8 60.0000 SH Sole 60 IPC Hldgs Ltd Ord COM G4933P101 3 101.4400 SH Sole 101 iShares Lehman TIPS Bond COM 464287176 7 70.0000 SH Sole 70 iShares MSCI EAFE Index Fund COM 464287465 30 675.0000 SH Sole 675 iShares MSCI EAFE Value Index COM 464288877 4 100.0000 SH Sole 100 iShares S&P 100 Index COM 464287101 44566 1031616.7897 SH Sole 1031617 iShares Silver Trust COM 46428Q109 17 1490.0000 SH Sole 1490 Ishares Tr DJ US Healthcare
   
03/12/200910-K for ACTUATE CORP
 COMPANY NAME(s) - [ACTUATE CORP (CIK - 1062478 /SIC - 7372)]
 Coggins was Vice President, Engineering at Verisign, a publicly traded security software company. From August 1994 to July 2000, Mr. Akiha was Vice President, Marketing and Business Development at Inference Corporation. Mr. McKeever was formerly with Sun Microsystems, Inc., was an associate in several law firms in the San Francisco Bay Area and served as a law clerk to the Honorable Lawrence T. Lydick of the United States District Court for the Central District of California (Orange County). Bernard Skomra, 47, has been Vice President and General Manager, Customer Service Group since December 2007. Adoption of Code of Ethics Actuate has adopted a Code of Ethics and Business Conduct (the Code ) applicable to all of its Board members, employees and executive officers, including its Chief Executive Officer (Principal Executive Officer), Chief Financial Officer (Principal Financial and Accounting Officer) and Controller.
 Exhibits List->    |  1  |  2  |  3  |  4  |  5
03/05/2009N-CSRS for SPDR SERIES TRUST
 COMPANY NAME(s) - [SPDR SERIES TRUST (CIK - 1064642 /SIC - Unspecified)]
 (a)(b).... 7, 043 174, 174 Stericycle, Inc. ............... 63, 164 2, 263, 166 ------------ 7, 504, 893 ------------ COMPUTERS & PERIPHERALS -- 5.1% Apple, Inc. .................. 6, 920 310, 501 Foster Wheeler, Ltd. (a)...... 6, 187 118, 790 Pactiv Corp. (a)... 6, 421 127, 136 Moody's Corp.
 Exhibits List->    |  1  |  2
02/17/200913F-HR for BOSTON TRUST INVESTMENT MANAGEMENT CO
 COMPANY NAME(s) - [BOSTON TRUST INVESTMENT MANAGEMENT CO (CIK - 829937 /SIC - Unspecified)]
 COMMON STOCK 600544100 1188 91165 SH OTHER 0 0 91165 HEWLETT-PACKARD COMPANY COMMON STOCK 428236103 18585 512122 SH OTHER 0 0 512122 HIBBETT SPORTS INC COMMON STOCK 428567101 1639 104316 SH OTHER 0 0 104316 HNI CORP COMMON STOCK 404251100 51 3200 SH OTHER 0 0 3200 HOLOGIC INC COMMON STOCK 436440101 124 9472 SH OTHER 0 0 9472 HOME DEPOT, INC. COMMON STOCK 437076102 194 8410 SH OTHER 0 0 8410 HONEYWELL INTERNATIONAL INC. COMMON STOCK 438516106 181 5526 SH OTHER 0 0 5526 HOSPIRA INC COMMON STOCK 441060100 68 2532 SH OTHER 0 0 2532 HUBBELL INC CL B COMMON STOCK 443510201 233 7122 SH OTHER 0 0 7122 ICU MED INC COMMON STOCK 44930G107 3503 105697 SH OTHER 0 0 105697 IDEXX LABS INC COMMON STOCK 45168D104 7938 219989 SH OTHER 0 0 219989 ILLINOIS TOOL WORKS INC. COMMON STOCK 452308109 32300 921563 SH OTHER 0 0 921563 IMMUCOR INC COMMON STOCK 452526106 1643 61825 SH OTHER 0 0 61825 IMS HEALTH INC COMMON STOCK 449934108 407 26850 SH OTHER 0 0 26850 INDEPENDENT BK CORP MASS COMMON STOCK 453836108 3370 128848 SH OTHER 0 0 128848 INDEVUS PHARMACEUTICALS INC COMMON STOCK 454072109 13 4208 SH OTHER 0 0 4208 INTEL CORP COMMON STOCK 458140100 8832 602480 SH OTHER 0 0 602480 INTERFACE INC COMMON STOCK 458665106 340 73281 SH OTHER 0 0 73281 INTERNATIONAL BUSINESS MACHS C COMMON STOCK 459200101 10825 128622 SH OTHER 0 0 128622 INTERNATIONAL FLAVORS & FRAGRA COMMON STOCK 459506101 33 1100 SH OTHER 0 0 1100 INTUIT INC COMMON STOCK 461202103 151 6335 SH OTHER 0 0 6335 INVESTMENT TECHNOLOGY GROUP IN COMMON STOCK 46145F105 116 5067 SH OTHER 0 0 5067 IRON MTN INC PA COMMON STOCK 462846106 7 300 SH OTHER 0 0 300 ITRON INC COMMON STOCK 465741106 7188 112776 SH OTHER 0 0 112776 JACOBS ENGR GROUP INC COMMON STOCK 469814107 345 7175 SH OTHER 0 0 7175 JDSU COMMON STOCK 46612J507 0 25 SH OTHER 0 0 25 JOHNSON & JOHNSON COMMON STOCK 478160104 47076 786822 SH OTHER 850 0 785972 JOHNSON CONTROLS INC COMMON STOCK 478366107 13485 742586 SH OTHER 0 0 742586 JONES APPAREL GROUP, INC.
   
02/20/20096-K for LG Display Co Ltd
 COMPANY NAME(s) - [LG Display Co Ltd (CIK - 1290109 /SIC - 3679)]
 We reinforced our position as a leader in LCD technology by developing public displays such as the world s largest 52-inch multi-touch screen panel and a 47-inch triple-view panel as well as the world s largest 6-inch oval LCD panel, a 17.1-inch switchable 3D display which function allows for a 2D/3D conversion with ease, a 15-inch TFT LCD panel with a C/F board that applies the role printing method and a 15-inch AM OLED that uses the a-Si method. Moreover, we formed strategic alliances or entered into long-term sales contracts with major global firms such as Dell, Hewlett Packard and Kodak of the United States and Japan s Toshiba, among others, to secure customers and expand partnerships for technology development. (2) Financial Statements Korean GAAP Consolidated Financial Statements a. Consolidated Income Statements (Based on Korean GAAP) (KRW Million) Description FY 2008 FY 2007 Remarks 1. Sales 16, 263, 635 14, 351, 966 2. Cost of goods sold (13, 616, 615 ) (12, 115, 363 ) 3. Gross income 2, 647, 020 2, 236, 603 4. SG&A (911, 579 ) (732, 596 ) 5. Income from operations 1, 735, 441 1, 504, 007 6. Non-operating income 3, 393, 908 683, 800 7. Non-operating expenses (3, 817, 850 ) (644, 848 ) 8. Income before income tax 1, 311, 499 1, 542, 959 9. Income tax expense (224, 721 ) (198, 932 ) 10. Net income 1, 086, 778 1, 344, 027 b. Consolidated Balance Sheets (Based on Korean GAAP) (KRW Million) Description FY 2008 FY 2007 Remarks 1. Current assets 7, 018, 010 5, 746, 133 2. Non-current assets 10, 370, 356 8, 033, 702 1) Investments 190, 227 24, 718 2) Tangible assets 9, 270, 262 7, 528, 523 3) Intangible assets 199, 697 123, 111 4) Other non-current assets 710, 170 357, 350 Total Assets 17, 388, 366 13, 779, 835 1. Current liabilities 4, 785, 882 2, 401, 222 2. Non-current liabilities 3, 313, 861 3, 089, 154 Total Liabilities 8, 099, 743 5, 490, 376 1. Controlling interest 9, 276, 022 8, 289, 373 1) Capital stock 1, 789, 079 1, 789, 079 2) Capital surplus 2, 311, 071 2, 311, 071 3) Accumulated other comprehensive income 173, 938 5, 823 4) Retained earnings 5, 001, 934 4, 183, 400 2. Minority interest 12, 601 86 Total Shareholders Equity 9, 288, 623 8, 289, 459 Total Liabilities and Total Shareholders Equity 17, 388, 366 13, 779, 835 Korean GAAP Non-Consolidated Financial Statements a. Non-Consolidated Income Statements (Based on Korean GAAP) (KRW Million) Description FY 2008 FY 2007 Remarks 1. Revenues 15, 865, 240 14, 163, 131 2. Cost of goods sold (13, 626, 602 ) (12, 076, 688 ) 3. Gross income 2, 238, 638 2, 086, 443 4. SG&A (702, 332 ) (595, 308 ) 5. Income from operations 1, 536, 306 1, 491, 135 6. Non-operating income 3, 127, 987 571, 713 7.
   
581 - 605 of approximately 8000+ results
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