| Date Filed | Title |
| 02/23/2009 | 485BPOS for VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 22 | |
| | COMPANY NAME(s) - [VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 22 (CIK - 1172265 /SIC - Unspecified)] |
| | The issuer secures these bonds by pledging its faith, credit and unlimited taxing power for the payment of principal and interest. The ability of the issuer to make payments on these bonds primarily depends on the ability of airlines to meet their obligations under use agreements. Certificates of participation are generally a type of municipal lease obligation. Health care bonds are obligations of issuers that derive revenue from hospitals and hospital systems. Private corporations usually operate these projects. The ability of the issuer to make payments on these bonds depends on factors such as the creditworthiness of the corporation operating the project, revenues generated by the project, expenses of the project and environmental or other regulatory restrictions. |
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| 02/27/2009 | N-14 for RIVERSOURCE GLOBAL SERIES INC | |
| | COMPANY NAME(s) - [RIVERSOURCE GLOBAL SERIES INC (CIK - 842918 /SIC - Unspecified)] |
| | -TABLE- -CAPTION- INDUSTRY VALUE VALUE VALUE RIVERSOURCE RIVERSOURCE PARTNERS PARTNERS SELIGMAN INTERNATIONAL PERCENTAGE OF INTERNATIONAL SELECT INTERNATIONAL SELECT GROWTH FUND NET ASSETS GROWTH FUND GROWTH FUND PRO FORMA COMBINED -S- -C- -C- -C- -C- Aerospace & Defense 0.9% $ 3, 636, 122 $ -- $ 3, 636, 122 Air Freight & Logistics 0.5 2, 233, 157 -- 2, 233, 157 Airlines 0.3 -- 1, 437, 028 1, 437, 028 Auto Components 0.5 1, 926, 418 -- 1, 926, 418 Automobiles 0.4 1, 818, 797 -- 1, 818, 797 Beverages 0.6 2, 429, 746 136, 434 2, 566, 180 Biotechnology 1.3 4, 578, 391 1, 038, 557 5, 616, 948 Building Products 0.4 1, 888, 776 -- 1, 888, 776 Capital Markets 1.0 2, 247, 867 1, 995, 226 4, 243, 093 Chemicals 3.9 15, 309, 467 1, 091, 328 16, 400, 795 Commercial Banks 3.4 13, 363, 132 1, 128, 515 14, 491, 647 Commercial Services & Supplies 1.5 6, 240, 689 -- 6, 240, 689 Communications Equipment 0.9 3, 004, 444 879, 571 3, 884, 015 Computers & Peripherals 0.7 2, 964, 162 -- 2, 964, 162 Construction & Engineering 1.2 4, 788, 072 115, 961 4, 904, 033 Construction Materials -- 68, 553 -- 68, 553 Consumer Finance 0.1 477, 427 -- 477, 427 Containers & Packaging 0.2 771, 816 -- 771, 816 Distributors 0.1 290, 280 -- 290, 280 Diversified Consumer Services 0.4 1, 556, 289 -- 1, 556, 289 Diversified Financial Services 1.8 7, 464, 028 -- 7, 464, 028 Diversified Telecommunication Services 3.1 10, 734, 188 2, 375, 886 13, 110, 074 Electric Utilities 2.7 11, 193, 780 -- 11, 193, 780 Electrical Equipment 1.9 7, 607, 501 404, 536 8, 012, 037 Electronic Equipment, Instruments & Components 1.8 7, 770, 213 -- 7, 770, 213 Energy Equipment & Services 1.9 8, 142, 628 -- 8, 142, 628 Food & Staples Retailing 3.4 12, 533, 799 1, 653, 412 14, 187, 211 Food Products 4.7 18, 157, 619 1, 490, 029 19, 647, 648 Gas Utilities 0.4 1, 169, 585 416, 664 1, 586, 249 Health Care Equipment & Supplies 1.4 5, 205, 357 663, 009 5, 868, 366 Health Care Providers & Services 1.3 4, 930, 956 594, 236 5, 525, 192 Hotels, Restaurants & Leisure 1.9 7, 644, 487 376, 134 8, 020, 621 Household Durables 1.5 6, 487, 079 -- 6, 487, 079 Household Products 1.1 3, 021, 364 1, 673, 236 4, 694, 600 Independent Power Producers & Energy Traders 0.3 1, 130, 783 -- 1, 130, 783 Industrial Conglomerates 0.9 3, 612, 512 -- 3, 612, 512 Insurance 1.9 7, 917, 792 183, 927 8, 101, 719 Internet & Catalog Retail 0.3 1, 435, 571 -- 1, 435, 571 Internet Software & Services 0.3 281, 912 826, 519 1, 108, 431 IT Services 0.2 999, 654 -- 999, 654 Leisure Equipment & Products 0.5 2, 083, 644 -- 2, 083, 644 Life Sciences Tools & Services 0.4 1, 852, 315 -- 1, 852, 315 |
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| 02/26/2009 | 10-K for SEACOR HOLDINGS INC NEW | |
| | COMPANY NAME(s) - [SEACOR HOLDINGS INC NEW (CIK - 859598 /SIC - 4412)] |
| | Inland River Services owns, operates, invests in and markets inland river transportation equipment. Aviation Services. Aviation Services is primarily engaged in transportation services to the offshore oil and gas exploration, development and production industry, aircraft leasing, transportation services to hospitals and flightseeing tours in Alaska. 124 Environmental Services. Environmental Services primarily provides emergency preparedness and response services to oil, chemical, industrial and marine transportation clients in the United States and abroad. Business is conducted primarily through the Company s wholly owned subsidiaries and their affiliates: National Response Corporation, O Brien s Response Management Inc. Commodity Trading contributed 13% and 1% of consolidated operating revenues in 2008 and 2007, respectively. |
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| 02/23/2009 | 485BPOS for Van Kampen Unit Trusts Municipal Series 662 | |
| | COMPANY NAME(s) - [Van Kampen Unit Trusts Municipal Series 662 (CIK - 1371362 /SIC - Unspecified)] |
| | It should be noted that the creditworthiness of obligations issued by local Ohio issuers may be unrelated to the creditworthiness of obligations issued by the State of Ohio, and there is no obligation on the part of the State to make payment on such local obligations in the event of default. The Sponsor is unable to predict whether or to what extent such factors or other factors may affect the issuers of the bonds contained in the Ohio IM-IT, the market value or marketability of such bonds or the ability of the respective issuers of such bonds acquired by the Ohio IM-IT to pay interest on or principal of such bonds. No independent verification has been made of the accuracy or completeness of any of the foregoing information. Oklahoma was ranked fourteenth, higher than surrounding states in the "Top 10 Pro-Business States for 2007" by Pollina Corporate Real Estate. |
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| 02/13/2009 | 485APOS for RYDEX VARIABLE TRUST | |
| | COMPANY NAME(s) - [RYDEX VARIABLE TRUST (CIK - 1064046 /SIC - Unspecified), RYDEX VARIABLE TRUST (CIK - 1064046 /SIC - Unspecified)] |
| | Transportation Fund The Fund may invest in companies that are involved in the transportation sector, including companies engaged in providing transportation services or companies engaged in the design, manufacture, distribution, or sale of transportation equipment. Transportation services may include companies 41 SEQ.=1, FOLIO='41', FILE='C:\JMS\c900274\09-3423-1\task3355673\3423-1-bk-09.htm', USER='c900274', CD='Feb 13 18:45 2009' involved in the movement of freight and/or people such as airline, railroad, ship, truck, and bus companies. Other service companies include those that provide leasing and maintenance for automobiles, trucks, containers, rail cars, and planes. Equipment manufacturers include makers of trucks, automobiles, planes, containers, rail cars, or any other mode of transportation and their related products. In addition, the Fund may invest in companies that sell fuel-saving devices to the transportation industries and those that sell insurance and software developed primarily for transportation companies. Utilities Fund The Fund will invest primarily in companies in the public utilities industry and companies deriving a majority of their revenues from their public utility operations as described in the Fund s Prospectus. Such companies may include companies involved in the manufacturing, production, generation, transmission, distribution or sales of gas or electric energy; water supply, waste and sewage disposal; and companies involved in the public communication field, including telephone, telegraph, satellite, microwave and other public communication facilities. DESCRIPTION OF THE MONEY MARKET FUND The Money Market Fund seeks to provide security of principal, high current income, and liquidity. The Money Market Fund invests primarily in money market instruments issued or guaranteed as to principal and interest by the U.S. government, its agencies or instrumentalities, and may invest any remaining assets in receipts and enter into repurchase agreements fully collateralized by U.S. government securities. The Money Market Fund is governed by SEC rules that impose certain liquidity, maturity and diversification requirements. The Money Market Fund s assets are valued using the amortized cost method, which enables the Money Market Fund to maintain a stable NAV. All securities purchased by the Money Market Fund must have remaining maturities of 397 days or less. Although the Money Market Fund is managed to maintain a stable price per share of $1.00, there is no guarantee that the price will be constantly maintained. |
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| 02/23/2009 | 485BPOS for VAN KAMPEN UNIT TRUSTS MUNICIPAL SERIES 541 | |
| | COMPANY NAME(s) - [VAN KAMPEN UNIT TRUSTS MUNICIPAL SERIES 541 (CIK - 1246721 /SIC - Unspecified)] |
| | It should be noted that the creditworthiness of obligations issued by local Ohio issuers may be unrelated to the creditworthiness of obligations issued by the State of Ohio, and there is no obligation on the part of the State to make payment on such local obligations in the event of default. The Sponsor is unable to predict whether or to what extent such factors or other factors may affect the issuers of the bonds contained in the Ohio IM-IT, the market value or marketability of such bonds or the ability of the respective issuers of such bonds acquired by the Ohio IM-IT to pay interest on or principal of such bonds. No independent verification has been made of the accuracy or completeness of any of the foregoing information. Oklahoma was ranked fourteenth, higher than surrounding states in the "Top 10 Pro-Business States for 2007" by Pollina Corporate Real Estate. |
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| 03/06/2009 | N-CSR for HEARTLAND GROUP INC | |
| | COMPANY NAME(s) - [HEARTLAND GROUP INC (CIK - 809586 /SIC - Unspecified)] |
| | Treasury Bills, Discount Notes, 5/15/09 0.010 % 10, 000, 000 9, 996, 710 31, 989, 472 TOTAL SHORT-TERM INVESTMENTS (Cost $35, 409, 403) 35, 401, 890 TOTAL INVESTMENTS (99.5%) (Cost $879, 368, 545) 701, 312, 285 Other assets and liabilities, net - (0.5%) 3, 393, 728 NET ASSETS - (100.0%) $ 704, 706, 013 (a) Non-income producing security. Industry and sector classifications for each security held are generally determined by referencing the Global Industry Classification Standard Codes (GICS) developed by Standard & Poor s and Morgan Stanley Capital International. (a) 161, 238 632, 053 2, 871, 973 Biotechnology (0.8%) Sangamo Biosciences, Inc. (a) 623, 697 3, 891, 869 BGC Partners, Inc. (d) 116, 240 2, 003, 978 Tamalpais Bancorp (b) 200, 000 1, 694, 000 Eastern Virginia Bankshares, Inc. |
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| 02/19/2009 | EX-31.1 of 10-K for AMERICAN AIRLINES INC | |
| | COMPANY NAME(s) - [AMERICAN AIRLINES INC (CIK - 4515 /SIC - 4512)] |
| | Licensed to: American Airlines Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved Exhibit 31.1 I, Gerard J. Arpey, certify that: 1. I have reviewed this annual report on Form 10-K of American Airlines, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and (b) Any fraud, whether or not material, that involves management or ther employees who have a significant role in the registrant's internal control over financial reporting. Date: February 18, 2009 /s/ Gerard J. Arpey Gerard J. Arpey Chairman, President and Chief Executive Officer |
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| 02/19/2009 | EX-10.29Y of 10-K for AMERICAN AIRLINES INC | |
| | COMPANY NAME(s) - [AMERICAN AIRLINES INC (CIK - 4515 /SIC - 4512)] |
| | Licensed to: American Airlines Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. 3219 (the Purchase Agreement) between The Boeing Company (Boeing) and American Airlines, Inc. 1. 787 SA-eE. Notwithstanding any other provisions of the Purchase Agreement, the rights and obligations described in this Letter Agreement are provided to Customer in consideration of Customer becoming the operator of the Aircraft and cannot be assigned, in whole or in part, without the prior written consent of Boeing. By Its P.A. No. |
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| 02/19/2009 | EX-10.29I of 10-K for AMERICAN AIRLINES INC | |
| | COMPANY NAME(s) - [AMERICAN AIRLINES INC (CIK - 4515 /SIC - 4512)] |
| | [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (a) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (b) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (c) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT] (d) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (e) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (f) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (g) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (h) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (i) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. 7. [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (a) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (b) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (c) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (d) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (e) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. (f) [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. NOTE: [CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT]. P.A. No. 3219 SLP1- PA_Supp_Ex_SLP1_787 Rev.: 12/15/06 BOEING PROPRIETARY |
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