SEC NEWS DIGEST Issue 2005-125 June 30, 2005 ENFORCEMENT PROCEEDINGS INITIAL DECISION IN THE MATTER OF HUNTER ADAMS, ET AL. On June 30, an administrative law judge issued an Initial Decision in Hunter Adams, Administrative Proc. No. 3-10437. Respondents Hunter Adams, Jason A. Cohen, Steven M. Cohen, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Robert A. Mangiarano, David M. Margules, David M. Pesso, James J. Pellizzi, Michael Pugliese, Howard I. Weinstein, and Robert J. Winston had previously been ordered to cease and desist and were barred from association with any broker-dealer. Hunter Adams, 81 SEC Docket 7 (Sept. 8, 2003). The proceeding was held open for possible additional sanctions, including disgorgement and civil penalties. The Initial Decision bars Respondents from participating in any offering of penny stock and orders disgorgement of all ill-gotten gains. The Initial Decision also orders civil penalties against Respondents Hunter Adams, Jason A. Cohen, Steven M. Cohen, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Robert A. Mangiarano, David M. Margules, and David M. Pesso. (Initial Decision No. 290; File No. 3-10437) INVESTMENT ADVISER CHARGES DISMISSED On June 30, charges against Brandt, Kelly & Simmons, LLC (BKS), and Kenneth G. Brandt were dismissed after a hearing before an administrative law judge. BKS is an investment adviser, and Brandt, its majority owner. The charges concerned their use of a $7,500 payment received from a broker-dealer to defray expenses incurred when their clients transferred to that broker-dealer from another. (Initial Decision No. 289; File No. 3-11672) SEC BARS FORMER OWNER AND EMPLOYEES OF BROKER-DEALER FROM FUTURE ASSOCIATION WITH ANY BROKER OR DEALER On June 30, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Jeffrey Szur, the former owner of JS Holdings, Inc., the owner of J.S. Securities, Inc. (JSSI); Elaine Szur, JSSI’s compliance officer; Cary Weinstein and Joseph Epstein, who acted as branch managers at JSSI; and George Elian, a registered representative with JSSI. The Order bars Jeffrey Szur, Elaine Szur, Weinstein and Epstein from association with any broker or dealer. The Order bars Elian from association with any broker or dealer with a right to reapply for association after five years. The Order was based on the entry of civil injunctions against Jeffrey Szur, Elaine Szur, Cary Weinstein, Joseph Epstein and George Elian in the United States District Court for the Southern District of New York on May 24, 2005 in SEC v. Szur, et al., 97 Civ. 9305 (LAP) and the criminal convictions of Jeffrey Szur, Elaine Szur, Cary Weinstein and Joseph Epstein in parallel criminal cases in the same District entitled U.S. v. Szur, 97 Cr. 108 and U.S. v. Epstein, 98 Cr. 100170. In the civil action, the District Court entered the following injunctions: 1. Jeffrey Szur was permanently enjoined from future violations of Section 17(a) of the Securities Act of 1933, Sections 10(b), 15(c)(1), 15(g) and 17(a) of the Securities Exchange Act of 1934, and Rules 10b-3, 10b-5, 15c1-2, 15g-2, 15g-3, 15g-4, 15g-5, 15g-6, 15g-9, 17a-3 and 17a-4 thereunder, from controlling any registered broker or dealer who violates Section 15(b)(7) of the Exchange Act and Rule 15b7-1 thereunder, and from participating in any offering of a penny stock; 2. Elaine Szur was permanently enjoined from future violations of Sections 10(b), 15(c)(1), 15(g), and 17(a) of the Exchange Act and Rules 10b-3, 10b-5, 15c1-2, 15g-2, 15g-3, 15g-4, 15g-5, 15g-6, 15g-9, 17a-3 and 17a-4 thereunder, from controlling any registered broker or dealer who violates Section 15(b)(7) of the Exchange Act and Rule 15b7-1 thereunder, and from participating in any offering of a penny stock; 3. Weinstein was permanently enjoined from future violations of Section 17(a) of the Securities Act, Sections 15(a)(1) and 10(b) of the Exchange Act and Rule 10b-5 thereunder, and from participating in any offering of a penny stock; 4. Epstein was permanently enjoined from future violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and from participating in any offering of a penny stock; and 5. Elian was permanently enjoined from future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and from participating in any offering of a penny stock. In the civil action, the Commission alleged the following. From approximately January through August 1996, Jeffrey Szur and Bertram Slutsky directed a scheme to manipulate the market for securities issued by Securitek International, Inc. Slutsky, who owned a large block of Securitek stock, paid undisclosed kickbacks to Jeffrey Szur and JSSI employees to sell Securitek stock in exchange for kickbacks of up to 50% of the proceeds of such sales. These kickbacks were never disclosed to JSSI customers who purchased Securitek stock. In furtherance of the scheme, Jeffrey Szur used registered and unregistered salespersons (at registered and unregistered branch offices of JSSI), who used fraudulent and high-pressure sales tactics to sell Securitek stock to their retail customers. Weinstein helped operate the JSSI branch office in Westbury, N.Y., and he directed salespersons to utilize high-pressure fraudulent sales tactics to sell Securitek stock to retail customers. Epstein directed salespersons who worked at the Wall Street Branch to use fraudulent sales tactics to generate retail interest in Securitek stock. Elian, who was registered, agreed to allow Slutsky and Jeffrey Szur to record sales by unregistered salespersons at JSSI as Elian’s transactions. During the course of this scheme to sell Securitek stock, Jeffrey Szur and other persons associated with JSSI maintained false and misleading books and records. Elaine Szur provided essential services in support of the Securitek scheme, including keeping and reconciling records of the Securitek stock sales. As a result of the fraudulent scheme, Slutsky sold approximately 1.5 million shares of Securitek stock for approximately $3.5 million and Slutsky paid approximately $1.2 million in undisclosed bribes to Jeffrey Szur and the JSSI salespersons. In the criminal actions, Jeffrey Szur, Elaine Szur, and Weinstein were each convicted of conspiracy to commit securities fraud, penny stock fraud, wire fraud, and commercial bribery, among other offenses, for the Securitek fraud. Epstein pleaded guilty to perjury and conspiracy to commit securities fraud, wire fraud, and commercial bribery. The Court sentenced Jeffrey Szur, Elaine Szur, Weinstein, and Epstein to terms of imprisonment and ordered each of them to pay restitution. Based on the above, the Order bars Jeffrey Szur, Elaine Szur, Weinstein and Epstein from association with any broker or dealer and bars Elian from association with any broker or dealer with a right to reapply for association after five years. Jeffrey Szur, Elaine Szur, Weinstein Epstein, and Elian consented to the issuance of the Order without admitting or denying the findings in the Order that relate to the allegations in the civil injunctive action. (Rel. 34-51945; File No. 3- 11969) CANADIAN KPMG AND TWO OF ITS PARTNERS SETTLE SEC AUDITOR INDEPENDENCE CHARGES On June 30, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions against KPMG LLP (KPMG Canada), a Canadian audit firm, and two of its partners, Gary Bentham, the audit engagement partner, and John Gordon, the concurring and SEC reviewing partner. As described in the Order, KPMG Canada, Bentham and Gordon lacked independence in their audits of Southwestern Water Exploration Co.’s (Southwestern) financial statements for 1999 through 2002 because KPMG Canada had provided bookkeeping services to Southwestern and was auditing its own work. Southwestern, a now-bankrupt Colorado corporation, purported to engage in exploring and producing potable water from deep aquifers in the American Southwest. The Order finds that in each year from 1999 through 2002, after KPMG Canada prepared certain of Southwestern’s basic accounting records and financial statements, it issued purportedly independent audit reports on those financial statements in spite of the bookkeeping work it also performed. The Order finds that KPMG Canada’s audit reports were included in Southwestern’s annual reports that were filed with the Commission. The Order finds that Southwestern had no accountant to prepare its books and records in many of the time periods. The Order finds that instead, KPMG Canada prepared Southwestern’s books, records and financial statements from bank statements, summaries of bank statements and related party invoices (i.e., source documents). The Order finds that KPMG Canada also participated in deciding how to record certain of Southwestern’s stock issuances. In addition, the Order finds that even when Southwestern had an accountant, KPMG Canada continued to provide bookkeeping services. The Order finds that Bentham authorized accountants employed by KPMG Canada to provide the bookkeeping services to Southwestern and supervised the work. The Order finds that Gordon concurred in the issuance of the audit reports and did not require KPMG Canada to withhold its audit reports even though he was informed that KPMG Canada was preparing certain of Southwestern’s basic accounting records and financial statements. The Order further finds that KPMG Canada lacked adequate policies and procedures to prevent and detect the independence problems that occurred with Southwestern. The Order finds that KPMG Canada, Bentham and Gordon engaged in improper professional conduct within the meaning of Rule 102(e) of the Commission’s Rules of Practice by virtue of their violations of the auditor independence requirements imposed by the Commission’s rules and guidance and by generally accepted auditing standards in the United States. Based on the above, the Order censures KPMG Canada. KPMG Canada, without admitting or denying the Commission’s findings, consented to the issuance of the Order. KPMG Canada also agreed to a number of remedial undertakings, including adopting and implementing new auditor independence policies and procedures and paying $73,682 which represents its fees from the audit and bookkeeping services it performed for Southwestern plus prejudgment interest. Bentham and Gordon, without admitting or denying the Commission’s findings, also agreed to settle the matter. The Order denies Bentham the privilege of appearing or practicing before the Commission as an accountant, with a right to apply to resume appearing or practicing before the Commission in two years. Additionally, the Order denies Gordon the privilege of appearing or practicing before the Commission as an accountant for nine months. (Rel. 34-51946; AAER-2269; File No. 3-11970) SELF-REGULATORY ORGANIZATIONS DELISTINGS An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.01 par value, of Collins & Aikman Corporation, effective at the opening of business on June 30. (Rel. 34-51941) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Advanced Marketing Services, Inc., effective at the opening of business on June 30. (Rel. 34-51942) WITHDRAWALS A notice has been issued giving interested persons until July 25, 2005, to comment on the application of Varian Medical Systems, Inc., to withdraw its common stock, $1.00 par value, and associated preferred stock purchase rights, from listing and registration on the Pacific Exchange. (Rel. 34-51939) A notice has been issued giving interested persons until July 25, 2005, to comment on the application of Leucadia National Corporation to withdraw its common stock, $1.00 par value, and associated preferred stock purchase rights, from listing and registration on the Pacific Exchange. (Rel. 34-51940) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 SYSCO CORP, 1390 ENCLAVE PKWY, HOUSTON, TX, 77077, 2815841390 - 330,022 ($11,874,191.56) Equity, (File 333-126199 - Jun. 29) (BR. 02C) S-8 SoftNet Technology Corp., 1 ANDERSON ROAD, SUITE 105, BERNARDSVILLE, NJ, 07924, (908) 204-9911 - 540,000 ($136,890.00) Equity, (File 333-126202 - Jun. 29) (BR. 03A) S-8 NOMURA HOLDINGS INC, 9-1 NIHONBASHI 1-CHOME, CHUO-KU 103- 8645, TOKYO JAPAN, M0, 00000, 0 ($32,746,280.00) Equity, (File 333-126203 - Jun. 29) (BR. 07C) S-3 CV THERAPEUTICS INC, 3172 PORTER DR, PALO ALTO, CA, 94304, 6503848500 - 0 ($55,000,000.00) Equity, (File 333-126204 - Jun. 29) (BR. 01A) S-3 CLEAN HARBORS INC, 1501 WASHINGTON ST, 325 WOOD RD, BRAINTREE, MA, 02184, 6178491800 - 0 ($45,233,521.00) Equity, (File 333- 126205 - Jun. 29) (BR. 06C) S-8 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 0 ($31,585,000.00) Equity, (File 333-126206 - Jun. 29) (BR. 07C) S-8 KANSAS CITY SOUTHERN, 427 W 12TH STREET, KANSAS CITY, MO, 64105, 8169831303 - 2,500,000 ($48,950,000.00) Equity, (File 333- 126207 - Jun. 29) (BR. 05B) S-8 NEORX CORP, 300 ELLIOTT AVENUE WEST, SUITE 500, SEATTLE, WA, 98119-4114, 2062817001 - 0 ($1,500,000.00) Equity, (File 333-126209 - Jun. 29) (BR. 01B) S-8 BRIGHT HORIZONS FAMILY SOLUTIONS INC, 200 TALCOTT AVENUE SOUTH, P.O. BOX 9177, WATERTOWN, MA, 02471-9177, 6176738041 - 20,000 ($768,200.00) Equity, (File 333-126210 - Jun. 29) (BR. 01A) S-8 ZONE 4 PLAY INC, 103 FOULK ROAD SUITE 202, WILMINGTON, DE, 19803, 302-691-6177 - 5,000,000 ($6,150,512.90) Other, (File 333- 126211 - Jun. 29) (BR. 03B) S-8 MEDIALINK WORLDWIDE INC, 708 THIRD AVE, NEW YORK, NY, 10017, 2126828300 - 1,100,000 ($3,388,000.00) Equity, (File 333- 126213 - Jun. 29) (BR. 11C) S-8 DISTRIBUTED ENERGY SYSTEMS CORP, 10 TECHNOLOGY DR, WALLINGFORD, CT, 06492, 2036782000 - 0 ($5,538,000.00) Equity, (File 333- 126214 - Jun. 29) (BR. 02C) S-8 PACKAGING CORP OF AMERICA, 1900 W FIELD CT, LAKE FOREST, IL, 60045, 8474823000 - 0 ($43,817,000.00) Equity, (File 333-126215 - Jun. 29) (BR. 04C) S-8 THERMADYNE HOLDINGS CORP /DE, 16052 SWINGLEY RIDGE RD., SUITE 300, CHESTERFIELD, MO, 63017, 636 728 3032 - 0 ($1,810,704.00) Equity, (File 333-126216 - Jun. 29) (BR. 10C) S-3 MERRILL LYNCH MORTGAGE INVESTORS INC, 4LD FINANCIAL CENTER FLOOR 10, NEW YORK, NY, 10281-1310, 2124491000 - 8,791,667,384 ($8,791,667,384.00) Mortgage Backed Securities, (File 333-126218 - Jun. 29) (BR. 05) S-3 PROGENICS PHARMACEUTICALS INC, 777 OLD SAW MILL RIVER ROAD, TARRYTOWN, NY, 10591, 9147892800 - 0 ($70,000,000.00) Equity, (File 333-126219 - Jun. 29) (BR. 01B) SB-2 RECOM MANAGED SYSTEMS INC DE/, 4705 SOUTH LAUREL CANYON BOULEVARD, SUITE 203, STUDIO CITY, CA, 91607, (818) 432-4560 - 8,400,000 ($34,272,000.00) Equity, (File 333-126220 - Jun. 29) (BR. 10C) S-8 O CHARLEYS INC, 3038 SIDCO DR, NASHVILLE, TN, 37204, 6152568500 - 0 ($11,758,500.00) Equity, (File 333-126221 - Jun. 29) (BR. 05C) S-8 ANTICUS INTERNATIONAL CORP, 2175 RUE DE LA MONTAGNE, SUITE 300, MONTREAL, A8, H3G 1Z8, 514-875-5072 EXT 19 - 3,000,000 ($330,000.00) Equity, (File 333-126222 - Jun. 29) (BR. 11) S-3 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 30326, 7706123500 - 0 ($266,000.00) Debt Convertible into Equity, (File 333-126223 - Jun. 29) (BR. 03C) N-2 ING SENIOR INCOME FUND, ING SENIOR INCOME FUND, 7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 - 0 ($1,781,050,000.00) Equity, (File 333-126224 - Jun. 29) (BR. 17) S-8 CUBIST PHARMACEUTICALS INC, 65 HAYDEN AVENUE, LEXINGTON, MA, 02421, 781-860-8660 - 0 ($2,670,000.00) Equity, (File 333-126225 - Jun. 29) (BR. 01A) S-1 US AIRWAYS GROUP INC, 2345 CRYSTAL DR, ARLINGTON, VA, 22227, 7038727000 - 0 ($149,999,998.50) Equity, (File 333-126226 - Jun. 29) (BR. 05C) S-8 ORCHID CELLMARK INC, 4390 US ROUTE ONE, PRINCETON, NJ, 08540, 6097502200 - 1,108,547 ($10,882,418.00) Equity, (File 333- 126227 - Jun. 29) (BR. 01B) S-8 FelCor Lodging Trust Inc, 545 E JOHN CARPENTER FREEWAY, SUITE 1300, IRVING, TX, 75062, 9724444900 - 1,000,000 ($13,990,000.00) Equity, (File 333-126228 - Jun. 29) (BR. 08B) S-8 APPLIED DIGITAL SOLUTIONS INC, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, FL, 33445, 561-805-8000 - 3,000,000 ($10,170,000.00) Equity, (File 333-126229 - Jun. 29) (BR. 11B) S-8 FelCor Lodging Trust Inc, 545 E JOHN CARPENTER FREEWAY, SUITE 1300, IRVING, TX, 75062, 9724444900 - 1,000,000 ($13,990,000.00) Equity, (File 333-126230 - Jun. 29) (BR. 08B) S-3 ISONICS CORP, 5906 MCINTYRE STREET, GOLDEN, CO, 80403, 3032797900 - 0 ($50,500,630.00) Other, (File 333-126231 - Jun. 29) (BR. 06B) SB-2 CIRCUIT RESEARCH LABS INC, 1302 W DRIVERS WAY, TEMPE, AZ, 85284, 4804038300 - 1,250,000 ($500,000.00) Equity, (File 333- 126233 - Jun. 29) (BR. 11C) S-8 EDWARDS A G INC, ONE N JEFFERSON AVE, ST LOUIS, MO, 63103, 3149553000 - 20,027 ($859,658.97) Equity, (File 333-126234 - Jun. 29) (BR. 07B) S-8 WACCAMAW BANKSHARES INC, 110 NORTH J.K. POWELL BOULEVARD, WHITEVILLE, NC, 28472, 9106410044 - 276,272 ($5,105,507.00) Equity, (File 333-126235 - Jun. 29) (BR. 07B) S-8 APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN, 7400 EXCELSIOR BLVD, MINNEAPOLIS, MN, 55426-4502, 6129309000 - 0 ($1,452,000.00) Equity, (File 333-126236 - Jun. 29) (BR. 02A) S-8 EXTENDED SYSTEMS INC, 5777 MEEKER AVENUE, BOISE, ID, 83713, 2023227575 - 1,600,000 ($5,571,012.00) Equity, (File 333- 126238 - Jun. 29) (BR. 03A) S-4 ALLIED WASTE INDUSTRIES INC, 15880 N. GREENWAY-HAYDEN LOOP, SUITE 100, SCOTTSDALE, AZ, 85260, 4806272700 - 0 ($600,000,000.00) Non-Convertible Debt, (File 333-126239 - Jun. 29) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 1ST STATE BANCORP INC VA 1.01,9.01 06/29/05 3COM CORP DE 2.02,9.01 06/29/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 06/27/05 ABM INDUSTRIES INC /DE/ DE 1.02,5.02 06/29/05 ACCESS PHARMACEUTICALS INC DE 1.01 06/24/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,5.03,9.01 06/22/05 ADELPHIA COMMUNICATIONS CORP DE 1.01,9.01 06/20/05 ADELPHIA COMMUNICATIONS CORP DE 5.03,9.01 06/28/05 Airbee Wireless, Inc. DE 2.01,3.02,7.01,9.01 05/02/05 AMEND ALBEMARLE CORP VA 1.01 06/29/05 ALLIED HOLDINGS INC GA 1.01,9.01 06/27/05 ALLIED WASTE INDUSTRIES INC DE 8.01 06/29/05 ALPHARX INC DE 1.01 06/22/05 ALPINE AIR EXPRESS INC/DE DE 7.01,8.01,9.01 06/28/05 ALTERNATIVE LOAN TRUST 2005-10CB 9.01 06/25/05 Alternative Loan Trust 2005-11CB 9.01 06/25/05 Alternative Loan Trust 2005-16 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-17 9.01 06/25/05 Alternative Loan Trust 2005-19CB 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-20CB 9.01 06/25/05 Alternative Loan Trust 2005-21CB 9.01 06/25/05 Alternative Loan Trust 2005-22T1 9.01 06/25/05 Alternative Loan Trust 2005-24 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-25T1 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-26CB 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-29CB 9.01 06/25/05 Alternative Loan Trust 2005-J4 9.01 06/25/05 Alternative Loan Trust 2005-J6 9.01 06/25/05 Alternative Loan Trust Resecuritizati 9.01 06/25/05 ALTRIA GROUP INC VA 7.01,9.01 06/29/05 AMERICAN GREETINGS CORP OH 1.01,9.01 06/24/05 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 06/28/05 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 06/29/05 AMERICAN STANDARD COMPANIES INC DE 2.05 06/23/05 AMERICAS CARMART INC TX 1.01,2.03,9.01 06/23/05 APHTON CORP DE 3.01 06/23/05 APOLLO RESOURCES INTERNATIONAL INC UT 8.01 06/29/05 APPLIED DIGITAL SOLUTIONS INC MO 1.01,2.03,9.01 06/28/05 APROPOS TECHNOLOGY INC 1.01,9.01 06/28/05 ARAHOVA COMMUNICATIONS INC DE 1.01,9.01 06/20/05 ARC WIRELESS SOLUTIONS INC UT 8.01 06/29/05 ASHLAND INC KY 7.01 06/28/05 ASHLAND INC KY 8.01,9.01 06/29/05 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 06/28/05 ATS MEDICAL INC MN 1.01 06/29/05 AUGUST TECHNOLOGY CORP MN 8.01,9.01 06/28/05 AUGUST TECHNOLOGY CORP MN 8.01,9.01 06/28/05 BAKERS FOOTWEAR GROUP INC MO 7.01,9.01 06/29/05 Banc of America Alternative Loan Trus DE 8.01,9.01 06/27/05 Banc of America Alternative Loan Trus DE 8.01,9.01 06/27/05 Banc of America Alternative Loan Trus DE 8.01,9.01 06/27/05 Banc of America Funding Corp. 2005-1 DE 8.01,9.01 06/27/05 Banc of America Funding Corp. 2005-2 DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/27/05 BAS SECURITIZATION LLC DE 8.01,9.01 06/28/05 BEACON POWER CORP DE 8.01 06/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 06/29/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 06/28/05 BEHRINGER HARVARD REIT I INC MD 9.01 06/28/05 AMEND BERRY PETROLEUM CO DE 7.01,9.01 06/27/05 BIOFARM INC NV 1.01,1.02,2.03,3.02,5.02 06/16/05 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.03 06/27/05 BMC SOFTWARE INC DE 2.02,9.01 06/29/05 BOSTON SCIENTIFIC CORP DE 8.01,9.01 06/24/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 1.01,9.01 06/27/05 BROADCOM CORP CA 1.01,9.01 06/23/05 BROADWAY FINANCIAL CORP \DE\ DE 8.01,9.01 06/27/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 06/25/05 CALIFORNIA MICRO DEVICES CORP CA 2.01 06/28/05 CAMBRIDGE HEART INC DE 5.02,9.01 06/29/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 06/15/05 CAPITAL BANK CORP NC 1.01,9.01 06/29/05 CAPTIVA SOFTWARE CORP DE 1.01,9.01 06/24/05 CARDINAL HEALTH INC OH 7.01,9.01 06/29/05 CARDIODYNAMICS INTERNATIONAL CORP CA 2.02,9.01 06/28/05 CASH AMERICA INTERNATIONAL INC TX 4.01,9.01 05/04/05 CB RICHARD ELLIS GROUP INC DE 1.01 06/28/05 CEDAR SHOPPING CENTERS INC MD 1.01,9.01 06/24/05 CELL THERAPEUTICS INC WA 1.01,9.01 06/28/05 CENTER FINANCIAL CORP CA 4.01,9.01 06/15/05 AMEND CEPHALON INC DE 1.01,9.01 06/23/05 CHARLES & COLVARD LTD NC 7.01 06/28/05 CHARMING SHOPPES INC PA 1.01,9.01 06/23/05 Chartwell International, Inc. NV 5.03,9.01 06/27/05 CHILDRENS PLACE RETAIL STORES INC 1.01,9.01 06/23/05 CHL MORTGAGE PASS - THROUGH TRUST 200 DE 9.01 06/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 06/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 06/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/25/05 CIT Equipment Collateral 2005-VT1 8.01,9.01 06/20/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 06/27/05 CITIGROUP INC DE 9.01 06/29/05 CITIGROUP INC DE 9.01 06/29/05 CITIGROUP INC DE 8.01,9.01 06/14/05 CLINICAL INTELLIGENCE INC DE 5.02 06/28/05 CO LIQUIDATION, INC. DE 8.01,9.01 06/27/05 COLUMBIA BANCORP MD 8.01,9.01 06/29/05 COMMSCOPE INC DE 1.01,9.01 06/27/05 COMMUNITY BANCORP INC DE 8.01,9.01 06/27/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 8.01,9.01 06/29/05 COOPERATIVE BANKSHARES INC NC 8.01,9.01 06/29/05 Cord Blood America, Inc. FL 7.01,9.01 06/29/05 CORRPRO COMPANIES INC /OH/ OH 3.01,7.01,9.01 06/27/05 CORRPRO COMPANIES INC /OH/ OH 2.02,9.01 06/29/05 CORUS BANKSHARES INC MN 8.01 06/23/05 CRA INTERNATIONAL, INC. MA 8.01,9.01 06/28/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 06/29/05 CREDIT SUISSE FIRST BOSTON USA INC DE 8.01,9.01 06/29/05 CRESCENT FINANCIAL CORP NC 1.01,9.01 06/29/05 CROWN CASTLE INTERNATIONAL CORP DE 1.01,9.01 06/29/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 06/25/05 CTI GROUP HOLDINGS INC DE 4.01,9.01 06/24/05 CURATIVE HEALTH SERVICES INC 8.01 06/27/05 CWABS INC DE 2.01,8.01,9.01 06/24/05 AMEND CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 06/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 06/25/05 CWABS INC Asset-Backed Certificates T DE 9.01 06/25/05 CWALT INC 9.01 06/29/05 CWALT INC 9.01 06/29/05 CWALT INC 9.01 06/29/05 CWALT INC 9.01 06/29/05 CWALT INC 5.01,8.01 06/29/05 CWALT INC 9.01 06/29/05 CWALT INC 8.01,9.01 06/28/05 CWALT INC - ALTERNATIVE LOAN TRUST RE 9.01 06/25/05 CWMBS INC - RESECURITIZATION PASS-THR DE 9.01 06/25/05 CYPRESS BIOSCIENCE INC DE 1.01,9.01 06/29/05 DEPOMED INC CA 1.01,1.02,9.01 06/24/05 Dermisonics, Inc 7.01,9.01 06/27/05 DiamondRock Hospitality Co 1.01,2.01,2.03,9.01 06/23/05 Digital Realty Trust, Inc. MD 7.01,9.01 06/29/05 DIOMED HOLDINGS INC NV 1.01,9.01 06/29/05 DSLA Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 06/20/05 DST SYSTEMS INC DE 1.01,2.03,9.01 06/28/05 DYNTEK INC DE 1.01,5.02,9.01 06/27/05 EAGLE BROADBAND INC TX 1.01,3.02 06/23/05 ECLIPSYS CORP DE 1.01,9.01 06/23/05 EDWARDS A G INC DE 8.01 06/29/05 EDWARDS A G INC DE 8.01 06/29/05 EMPIRE RESORTS INC DE 8.01,9.01 06/28/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 06/25/05 ENER1 INC FL 2.05 06/23/05 ENERGEN CORP AL 8.01 06/29/05 ENTREE GOLD INC B0 3.02,7.01,9.01 06/27/05 EPIXTAR CORP FL 1.01 06/23/05 ESCALON MEDICAL CORP DE 1.01,9.01 06/23/05 EURAMAX INTERNATIONAL INC 7.01,9.01 06/29/05 EVERGREEN SOLAR INC DE 1.01,2.03,3.02,8.01,9.01 06/23/05 EXIDE TECHNOLOGIES DE 8.01,9.01 06/29/05 FBR Securitization, Inc. 8.01,9.01 06/29/05 FIBERMARK INC DE 8.01,9.01 06/24/05 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 06/27/05 FIREARMS TRAINING SYSTEMS INC DE 4.02 06/24/05 First Business Financial Services, In 5.02 06/24/05 FIRST CITIZENS BANCORPORATION INC SC 5.03,9.01 04/21/05 FIRST FINANCIAL BANCORP /OH/ OH 5.02 06/28/05 FIRST IPSWICH BANCORP /MA MA 2.01,9.01 06/24/05 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 7.01,9.01 06/27/05 Ford Credit Auto Owner Trust 2005-A DE 8.01,9.01 05/31/05 Ford Credit Auto Owner Trust 2005-B DE 8.01,9.01 05/31/05 Fortune Partners, Inc. NV 8.01 06/28/05 FRANKLIN ELECTRIC CO INC IN 5.02,9.01 06/28/05 FRANKLIN RESOURCES INC DE 5.02,5.03,9.01 06/23/05 FULTON BANCSHARES CORP PA 8.01,9.01 03/23/05 AMEND G REIT INC MD 1.01,9.01 06/27/05 GATX FINANCIAL CORP DE 1.01,2.03,9.01 06/27/05 GENERAL MILLS INC DE 2.02,9.01 06/29/05 GENIUS PRODUCTS INC NV 1.01,5.02,9.01 06/23/05 GENUINE PARTS CO GA 7.01,9.01 06/29/05 GLOBAL AXCESS CORP NV 4.01,9.01 06/20/05 GLOBALNET CORP NV 1.01,1.03,2.03,3.02,9.01 06/10/05 GMAC Commercial Mortgage Securities, DE 2.01,9.01 06/16/05 GOLDEN PATRIOT CORP NV 8.01 06/29/05 GOLDENEYE CAPITAL GROUP INC NV 5.02 06/28/05 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01 06/29/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 06/29/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 06/29/05 Greenwich Capital Acceptance, Inc New DE 8.01,9.01 06/27/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 06/29/05 Hampton Consulting Corp UT 2.01,9.01 06/15/05 HEALTHSOUTH CORP DE 7.01,9.01 06/29/05 HEARTLAND, INC. MD 2.01,8.01,9.01 12/24/04 AMEND HORTON D R INC /DE/ DE 1.01,2.03 06/23/05 HUMANA INC DE 7.01 06/29/05 HYPERCOM CORP DE 2.05,9.01 06/29/05 I2 TECHNOLOGIES INC DE 1.01,3.02,5.02,9.01 06/28/05 IA GLOBAL INC DE 3.02,9.01 06/28/05 IBSG INTERNATIONAL INC FL 8.01,9.01 05/31/05 IBSG INTERNATIONAL INC FL 5.02,9.01 06/07/05 ICON INCOME FUND NINE LLC DE 8.01 06/29/05 IEA INCOME FUND IX L P CA 8.01,9.01 06/27/05 IEA INCOME FUND VIII CA 8.01,9.01 06/27/05 IEA INCOME FUND X LP CA 8.01,9.01 06/27/05 ILLUMINA INC DE 7.01,9.01 06/29/05 ILX RESORTS INC AZ 1.01 06/23/05 IMAGE TECHNOLOGY LABORATORIES INC DE 4.01 06/23/05 IMH ASSETS CORP DE 8.01,9.01 06/28/05 IMH ASSETS CORP., COLLATERALIZED ASSE DE 8.01 05/25/05 IMMUNICON CORP 1.01,9.01 06/29/05 INDYMAC MBS INC 9.01 06/29/05 INDYMAC MBS INC 9.01 06/29/05 INDYMAC MBS INC 9.01 06/29/05 INDYMAC MBS INC 9.01 06/29/05 INDYMAC MBS INC 9.01 06/29/05 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 2.01,9.01 06/14/05 INFORMEDIX HOLDINGS INC NV 1.01,9.01 06/22/05 INKINE PHARMACEUTICAL CO INC NY 1.01,9.01 06/23/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 06/24/05 INNOVO GROUP INC DE 7.01,9.01 06/29/05 INTERNAP NETWORK SERVICES CORP DE 1.01,9.01 06/23/05 INTERNATIONAL ABSORBENTS INC A1 8.01 06/28/05 INTERNATIONAL GAME TECHNOLOGY NV 5.03,9.01 06/23/05 INTERNATIONAL PAPER CO /NEW/ NY 2.02,5.02,8.01,9.01 06/29/05 INTERNATIONAL SHIPHOLDING CORP DE 5.02 06/29/05 INTERVEST BANCSHARES CORP DE 1.01,5.03,9.01 06/23/05 INTERVEST MORTGAGE CORP NY 1.01 06/23/05 INVERNESS MEDICAL INNOVATIONS INC DE 4.02 06/22/05 INVERNESS MEDICAL INNOVATIONS INC DE 2.02,9.01 06/28/05 ISECURETRAC CORP DE 3.02,5.01,5.02,8.01,9.01 06/27/05 ISIS PHARMACEUTICALS INC DE 1.01,2.05 06/23/05 ITEC ATTRACTIONS INC NV 8.01 06/23/05 ITEC ENVIRONMENTAL GROUP INC DE 3.02,9.01 06/24/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/29/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/29/05 JANUS CAPITAL GROUP INC DE 1.01,1.02,5.02,9.01 06/29/05 JARDEN CORP DE 7.01,9.01 06/29/05 KAISER ALUMINUM & CHEMICAL CORP DE 8.01,9.01 06/29/05 KAISER ALUMINUM CORP DE 8.01,9.01 06/29/05 KAMAN CORP CT 8.01,9.01 06/29/05 KANA SOFTWARE INC DE 5.02 06/27/05 KENILWORTH SYSTEMS CORP NY 8.01,9.01 06/29/05 KENTEX PETROLEUM INC NV 1.02 06/28/05 KEYSPAN CORP NY 1.01,1.02,2.03,9.01 06/24/05 KFX INC DE 7.01,8.01,9.01 06/29/05 LAYNE CHRISTENSEN CO DE 8.01,9.01 06/29/05 LEGG MASON INC MD 1.01,2.03,3.02,8.01,9.01 06/23/05 LEHMAN SARM 2005-11 DE 8.01,9.01 06/27/05 LEVITT CORP 1.01 06/27/05 LEXINGTON CORPORATE PROPERTIES TRUST MD 8.01,9.01 04/13/05 AMEND Liberty Global, Inc. DE 7.01 06/29/05 LINCARE HOLDINGS INC DE 1.01,9.01 06/28/05 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01,9.01 06/29/05 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 06/29/05 LITFUNDING CORP NV 5.02 06/28/05 LOYALTYPOINT INC DE 5.02 06/23/05 MARATHON OIL CORP DE 1.01,8.01 06/23/05 MARLIN BUSINESS SERVICES CORP 4.01,9.01 06/24/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 06/27/05 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 06/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-1 DE 8.01,9.01 06/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-2 DE 8.01,9.01 06/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-3 8.01,9.01 06/27/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 06/25/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 06/27/05 MCRAE INDUSTRIES INC DE 1.01,9.01 06/24/05 MDC HOLDINGS INC DE 1.01,2.03,9.01 06/28/05 MEDTRONIC INC MN 1.01 06/24/05 MELT INC NV 7.01,9.01 06/27/05 MERISEL INC /DE/ DE 4.01,9.01 04/15/05 MERITAGE HOSPITALITY GROUP INC MI 8.01,9.01 06/29/05 MERIX CORP OR 2.02,9.01 06/29/05 MERRILL LYNCH & CO INC DE 8.01,9.01 06/29/05 MERRILL LYNCH DEPOSITOR INC INDEXPLUS DE 8.01,9.01 06/20/05 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 06/15/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/15/05 MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 8.01,9.01 06/15/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 06/27/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 06/27/05 MERRILL LYNCH MORT INV TRUST SERIES M DE 8.01,9.01 06/27/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/28/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/27/05 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 06/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/27/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/27/05 METLIFE INC DE 8.01,9.01 06/29/05 MGP INGREDIENTS INC KS 1.01,8.01 06/01/05 MICROSOFT CORP WA 1.01 06/20/05 MIDNET INC 5.02 06/23/05 MIDWEST BANC HOLDINGS INC DE 2.06,8.01,9.01 06/23/05 MILLENNIUM BANKSHARES CORP VA 8.01,9.01 06/29/05 MILLENNIUM PHARMACEUTICALS INC DE 1.01,5.02 06/23/05 MILLER PETROLEUM INC TN 1.01,5.02 04/10/05 MINN DAK FARMERS COOPERATIVE ND 8.01 06/28/05 MONSANTO CO /NEW/ DE 2.02,9.01 06/29/05 MONTGOMERY REALTY GROUP INC NV 2.01,9.01 06/23/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 06/27/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 06/27/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 06/27/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 06/27/05 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 8.01,9.01 06/27/05 MORTGAGEIT TRUST 2005-1, Mortgage-Bac DE 8.01,9.01 06/27/05 MORTGAGEIT TRUST 2005-2, Mortgage-Bac DE 8.01,9.01 06/27/05 Nalco Finance Holdings LLC 8.01,9.01 06/28/05 Nalco Holding CO 8.01,9.01 06/28/05 Nalco Holdings LLC DE 8.01,9.01 06/28/05 NATIONAL FUEL GAS CO NJ 8.01,9.01 06/28/05 NATURAL GAS SYSTEMS INC/NEW NV 1.01,3.02,9.01 06/23/05 NAVARRE CORP /MN/ MN 7.01 06/29/05 NEORX CORP WA 1.01,5.02 06/27/05 NEPHROS INC DE 1.01 06/23/05 NET2PHONE INC DE 8.01,9.01 06/28/05 NETCHOICE INC DE 5.02 06/24/05 NETFABRIC HOLDINGS, INC DE 5.02 06/23/05 NEW DRAGON ASIA CORP FL 1.01,9.01 06/22/05 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 06/28/05 NEWMONT MINING CORP /DE/ DE 1.01,2.06,7.01,9.01 06/23/05 NEWTEK BUSINESS SERVICES INC NY 1.01,9.01 06/29/05 NIKE INC OR 2.02,9.01 06/29/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 06/29/05 NORFOLK SOUTHERN CORP VA 7.01,8.01 06/28/05 NORTH AMERICAN TECHNOLOGIES GROUP INC DE 3.01 06/23/05 North Atlantic Holding Company, Inc. DE 1.01 06/24/05 NORTH ATLANTIC TRADING CO INC NY 1.01 06/24/05 NORTH FORK BANCORPORATION INC DE 8.01,9.01 06/28/05 NORTHWEST BANCORP INC PA 5.02 06/29/05 NU SKIN ENTERPRISES INC DE 1.01,5.02 06/24/05 NVR INC VA 1.01,5.02,9.01 06/23/05 OC Financial Inc 5.02 06/24/05 OLD LINE BANCSHARES INC 1.01 06/29/05 OLYMPIC CASCADE FINANCIAL CORP DE 1.01,7.01,9.01 06/27/05 ON SEMICONDUCTOR CORP DE 2.05,7.01,9.01 06/27/05 ONE LINK 4 TRAVEL INC DE 9.01 04/08/05 AMEND ONEIDA LTD NY 1.01,9.01 06/23/05 ONEOK INC /NEW/ OK 1.01,2.03,9.01 06/27/05 ORACLE CORP /DE/ DE 2.02,9.01 06/29/05 OVERNITE CORP VA 8.01,9.01 06/28/05 PACIFIC ENERGY PARTNERS LP 5.02 06/24/05 PALMSOURCE INC DE 1.01,2.02,2.05,5.02,9.01 06/28/05 PAMRAPO BANCORP INC DE 5.02 06/28/05 PANAMERICAN BANCORP DE 5.02,9.01 06/28/05 PARK ELECTROCHEMICAL CORP NY 9.01 06/29/05 PATHFINDER BANCORP INC DE 8.01 06/29/05 PAXSON COMMUNICATIONS CORP DE 7.01,9.01 06/28/05 PEAPACK GLADSTONE FINANCIAL CORP NJ 1.01 06/09/05 PHARMOS CORP NV 5.02,9.01 06/28/05 PHASE FORWARD INC DE 1.01,5.02,7.01,9.01 06/23/05 PHYSIOMETRIX INC DE 5.03,9.01 06/27/05 PLACER SIERRA BANCSHARES CA 8.01 06/23/05 Popular ABS Mortgage Pass-Through Tru DE 8.01 06/27/05 POPULAR ABS MORTGAGE PASS-THROUGH TRU DE 8.01 06/27/05 Popular ABS Mortgage Pass-Through Tru DE 8.01 06/27/05 PPLUS Trust Series JPM-1 DE 8.01,9.01 06/15/05 PREMIUM STANDARD FARMS, INC. 1.01,2.03,9.01 06/24/05 PRIME GROUP REALTY TRUST MD 8.01,9.01 06/28/05 PRINCIPAL LIFE INCOME FUNDINGS TRSUT DE 8.01,9.01 06/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 06/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 06/15/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/24/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/24/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/24/05 PROGENICS PHARMACEUTICALS INC DE 1.01,7.01,9.01 06/29/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 06/23/05 PURADYN FILTER TECHNOLOGIES INC DE 3.01,9.01 06/24/05 QMED INC DE 2.02,9.01 06/29/05 RADIAN GROUP INC DE 8.01 06/24/05 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01 06/28/05 REPUBLIC AIRWAYS HOLDINGS INC DE 9.01 05/06/05 AMEND RPM INTERNATIONAL INC/DE/ DE 1.01,9.01 06/08/05 SABR TRUST 2005-FR1 8.01,9.01 06/27/05 SABRE HOLDINGS CORP DE 7.01,9.01 06/29/05 SAGA COMMUNICATIONS INC DE 1.01,9.01 06/24/05 SAKS INC TN 1.01,9.01 06/23/05 SALTON INC DE 1.01,3.03,9.01 06/27/05 SAN HOLDINGS INC CO 3.02,9.01 06/29/05 SBC COMMUNICATIONS INC DE 1.01 06/28/05 SCAN OPTICS INC DE 1.01,2.03,9.01 06/27/05 SCHLUMBERGER LTD /NV/ P8 8.01,9.01 06/28/05 SCHOOL SPECIALTY INC WI 3.01 06/22/05 SCHULMAN A INC DE 2.02,9.01 06/28/05 SCOTTS MIRACLE-GRO CO OH 4.01,9.01 12/02/04 SCS TRANSPORTATION INC DE 8.01 06/27/05 SECURITY CAPITAL CORP/DE/ DE 8.01,9.01 06/28/05 SEQUA CORP /DE/ DE 3.02,9.01 06/29/05 SI Financial Group, Inc. X1 8.01,9.01 06/28/05 SIGHT RESOURCE CORP DE 8.01,9.01 06/29/05 SKYLYNX COMMUNICATIONS INC DE 8.01,9.01 06/27/05 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Private Credit Student Loan Trust 8.01,9.01 06/15/04 SLM Student Loan Trust 2002-4 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2002-5 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2002-6 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2002-7 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2002-8 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-1 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-11 DE 8.01,9.01 06/15/04 SLM STudent Loan Trust 2003-12 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-2 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-3 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-4 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-5 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-6 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-7 DE 8.01,9.01 06/15/04 SLM Student Loan Trust 2003-9 DE 8.01,9.01 06/15/04 SLM Student Loant Trust 2003-8 DE 8.01,9.01 06/15/04 SMITH & WESSON HOLDING CORP NV 7.01,9.01 06/29/05 SONICWALL INC CA 4.01,8.01,9.01 05/19/05 AMEND SPECTRX INC DE 1.01 06/29/05 STERLING FINANCIAL CORP /PA/ PA 5.02,7.01 06/28/05 STEWART ENTERPRISES INC LA 4.01,9.01 05/03/05 STEWART ENTERPRISES INC LA 4.01,9.01 05/03/05 STIFEL FINANCIAL CORP DE 4.01,9.01 06/28/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 06/15/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 06/15/05 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 06/15/05 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 06/15/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 06/27/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 06/27/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 06/27/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 06/28/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 06/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 06/29/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 06/15/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 06/15/05 SUN MICROSYSTEMS, INC. DE 1.01 06/23/05 Sunstone Hotel Investors, Inc. MD 3.02 06/24/05 SURREY BANCORP NC 1.01 06/27/05 SYNNEX CORP DE 1.01 06/23/05 TARRANT APPAREL GROUP CA 1.01 06/27/05 Taylor Madison Corp 1.01,2.01,2.03,3.02,5.01,5.02,5.03,9.0105/06/05 AMEND TELEPLUS ENTERPRISES INC 2.01,8.01,9.01 06/29/05 TEREX CORP DE 8.01 06/27/05 TGC INDUSTRIES INC TX 8.01,9.01 06/27/05 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 06/27/05 TIME AMERICA INC NV 1.01 06/23/05 TIMELINE INC WA 1.01,9.01 06/27/05 TIVO INC DE 1.01,1.02,5.02 06/23/05 TOYS R US INC DE 8.01,9.01 06/29/05 TRIBEWORKS INC DE 1.01,3.02,5.02 06/23/05 TRINITY ENERGY RESOURCES INC 7.01,9.01 06/20/05 UAL CORP /DE/ DE 2.02,9.01 06/28/05 UNIFIRST CORP MA 2.02,9.01 05/28/05 UNITED RETAIL GROUP INC/DE DE 1.01,9.01 06/27/05 US AIRWAYS GROUP INC DE 1.01 06/23/05 US DATAWORKS INC NV 2.02,9.01 06/29/05 USG CORP DE 5.02,8.01 06/28/05 UTSTARCOM INC DE 3.02 06/24/05 VALUECLICK INC/CA DE 2.01,7.01,9.01 06/24/05 VERMONT PURE HOLDINGS LTD/DE DE 1.01,9.01 06/23/05 VERSAR INC DE 1.01,8.01,9.01 06/24/05 VIA NET WORKS INC DE 3.01,8.01,9.01 06/13/05 VIASYSTEMS INC DE 8.01,9.01 06/29/05 VILLAGEEDOCS INC CA 2.01,9.01 04/15/05 AMEND VIROPHARMA INC DE 3.02 06/27/05 WALGREEN CO IL 2.02,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 06/27/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 06/27/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 06/27/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 06/27/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 06/27/05 Washington Mutual MSC Mortgage Pass-T DE 8.01,9.01 06/27/05 WD 40 CO DE 2.02,5.02,9.01 06/29/05 WESBANCO INC WV 1.01,1.02 06/23/05 WEST PHARMACEUTICAL SERVICES INC PA 5.02 06/28/05 WESTERN SIZZLIN CORP DE 8.01,9.01 06/27/05 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 4.01,9.01 06/29/05 WESTPOINT STEVENS INC DE 1.01,9.01 06/23/05 WFS FINANCIAL 2005-1 OWNER TRUST 8.01,9.01 06/17/05 WFS Financial 2005-2 Owner Trust CA 8.01,9.01 06/17/05 WFS Financial 2005-2 Owner Trust CA 8.01,9.01 05/17/05 AMEND WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 06/15/05 WHOLESALE AUTO RECEIVABLES CORP DE 9.01 06/23/05 WINFIELD CAPITAL CORP NY 8.01,9.01 06/29/05 WORLD ASSOCIATES, INC. /NV/ NV 3.01 06/28/05 WORLD HEART CORP A6 8.01,9.01 06/28/05 WPT ENTERPRISES INC 4.01,9.01 06/23/05 WYNN RESORTS LTD 1.01,3.03,9.01 06/29/05 X RITE INC MI 1.01 06/28/05 XYBERNAUT CORP DE 1.01 06/23/05 ZOND PANAERO WINDSYSTEM PARTNERS I CA 1.01,9.01 06/23/05