| Date Filed | Title |
| 02/17/2009 | 13F-HR for OLD MUTUAL ASSET MANAGERS UK LTD | |
| | COMPANY NAME(s) - [OLD MUTUAL ASSET MANAGERS UK LTD (CIK - 1080386 /SIC - Unspecified)] |
| | SOLE 0 255900 0 BUCYRUS INTL INC NEW COM 118759109 467 25200 SH SOLE 0 25200 0 CAPITAL ONE FINL CORP COM 14040H105 1929 60500 SH SOLE 0 60500 0 CATERPILLAR INC DEL COM 149123101 202 4520 SH SOLE 0 4520 0 CELGENE CORP COM 151020104 3002 54300 SH SOLE 0 54300 0 CEPHALON INC COM 156708109 2812 36500 SH SOLE 0 36500 0 CF INDS HLDGS INC COM 125269100 1775 36100 SH SOLE 0 36100 0 CHEVRON CORP NEW COM 166764100 14971 202396 SH SOLE 0 202396 0 CHUBB CORP COM 171232101 1010 19800 SH SOLE 0 19800 0 CIMAREX ENERGY CO COM 171798101 1792 66900 SH SOLE 0 66900 0 CISCO SYS INC COM 17275R102 1546 94840 SH SOLE 0 94840 0 CLOROX CO DEL COM 189054109 6462 116300 SH SOLE 0 116300 0 COMCAST CORP NEW CL A 20030N101 2443 144700 SH SOLE 0 144700 0 CROWN HOLDINGS INC COM 228368106 733 38200 SH SOLE 0 38200 0 CSX CORP COM 126408103 4916 151400 SH SOLE 0 151400 0 D R HORTON INC COM 23331A109 1751 247600 SH SOLE 0 247600 0 DEERE & CO COM 244199105 326 8500 SH SOLE 0 8500 0 DELL INC COM 24702R101 2082 203300 SH SOLE 0 203300 0 DEVON ENERGY CORP NEW COM 25179M103 2852 43400 SH SOLE 0 43400 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2422 41100 SH SOLE 0 41100 0 DOMINION RES INC VA NEW COM 25746U109 1770 49400 SH SOLE 0 49400 0 DONNELLEY R R & SONS CO COM 257867101 633 46600 SH SOLE 0 46600 0 DUKE ENERGY CORP NEW COM 26441C105 10462 697000 SH SOLE 0 697000 0 ELECTRONIC ARTS INC COM 285512109 2061 128500 SH SOLE 0 128500 0 EOG RES INC COM 26875P101 559 8400 SH SOLE 0 8400 0 EXPEDIA INC DEL COM 30212P105 1566 190100 SH SOLE 0 190100 0 F M C CORP COM NEW 302491303 447 10000 SH SOLE 0 10000 0 F5 NETWORKS INC COM 315616102 512 22400 SH SOLE 0 22400 0 FIRSTENERGY CORP COM 337932107 3911 80500 SH SOLE 0 80500 0 FLOWSERVE CORP COM 34354P105 577 11200 SH SOLE 0 11200 0 FLUOR CORP NEW COM 343412102 727 16200 SH SOLE 0 16200 0 GAP INC DEL COM 364760108 799 59700 SH SOLE 0 59700 0 GARTNER INC COM 366651107 2439 136800 SH SOLE 0 136800 0 GENERAL DYNAMICS CORP COM 369550108 3104 53900 SH SOLE 0 53900 0 GENERAL ELECTRIC CO COM 369604103 13344 823697 SH SOLE 0 823697 0 GOODRICH CORP COM 382388106 215 5800 SH SOLE 0 5800 0 GOOGLE INC CL A 38259P508 3353 10900 SH SOLE 0 10900 0 HEWITT ASSOCS INC COM 42822Q100 3965 139700 SH SOLE 0 139700 0 HEWLETT PACKARD CO COM 428236103 10491 289100 SH SOLE 0 289100 0 HOLOGIC INC COM 436440101 588 45000 SH SOLE 0 45000 0 HOME DEPOT INC COM 437076102 1874 81400 SH SOLE 0 81400 0 HUBBELL INC CL B 443510201 222 6800 SH SOLE 0 6800 0 INTEL CORP |
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| 03/04/2009 | EX-99 of 10-K for AMERICAN PHYSICIANS SERVICE GROUP INC | |
| | COMPANY NAME(s) - [AMERICAN PHYSICIANS SERVICE GROUP INC (CIK - 724024 /SIC - 6331)] |
| | 704 23, 503 23, 690 263534-10-9 EI Dupont De Nemours & Co 2, 705 128, 504 68, 437 26441C-10-5 Duke Energy Corp 35, 000 633, 326 525, 350 26483E-10-0 Dun & Bradstreet Corp. 566 21, 239 25, 040 31428X-10-6 FedEx Corp 835 60, 025 53, 565 33734X-18-4 1st Trust Utilities AlphaDEX ETF 86, 500 1, 346, 243 1, 121, 040 36467W-10-9 Gamestop Corp. 48, 565 109, 271 109, 271 423074-10-3 HJ Heinz Co. - Class A 119 16, 839 17, 009 577767-10-6 Maxwell Technologies, Inc 3, 220 40, 314 16, 325 580135-10-1 McDonald's Corp 352 20, 886 21, 891 594918-10-4 Microsoft Corp 12, 427 347, 465 241, 581 595017-10-4 Microchip Technology Inc. |
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| 02/10/2009 | 13F-HR for COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | |
| | COMPANY NAME(s) - [COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS (CIK - 1083190 /SIC - Unspecified)] |
| | HEALTHCARE RLT COM 421946104 2, 902 123, 610 SH SOLE 0 123, 610 HEALTHSOUTH CO COM 421924309 2, 312 210, 980 SH SOLE 0 210, 980 HEALTHSPRING I COM 42224N101 849 42, 500 SH SOLE 0 42, 500 HEALTHWAYS INC COM 422245100 124 10, 800 SH SOLE 0 10, 800 HEARTLAND EXPR COM 422347104 979 62, 150 SH SOLE 0 62, 150 HEIDRICK & STR COM 422819102 1, 021 47, 380 SH SOLE 0 47, 380 HEINZ H J CO COM 423074103 1, 464 38, 925 SH SOLE 0 38, 925 HELMERICH & PA COM 423452101 717 31, 500 SH SOLE 0 31, 500 HERCULES TECH COM 427096508 2, 839 358, 500 SH SOLE 0 358, 500 HERSHEY CO COM 427866108 974 28, 032 SH SOLE 0 28, 032 HESS CORP COM 42809H107 3, 970 74, 017 SH SOLE 0 74, 017 HEWLETT PACKAR COM 428236103 11, 982 330, 181 SH SOLE 0 330, 181 HIBBETT SPORTS COM 428567101 619 39, 418 SH SOLE 0 39, 418 HILL INTERNATI COM 431466101 908 129, 034 SH SOLE 0 129, 034 HIMAX TECHNOLO ADR 43289P106 637 395, 899 SH SOLE 0 395, 899 HI-TECH PHARMA COM 42840B101 520 93, 800 SH SOLE 0 93, 800 HMS HLDGS CORP COM 40425J101 390 12, 375 SH SOLE 0 12, 375 HOLLY CORP COM 435758305 348 19, 100 SH SOLE 0 19, 100 HOLOGIC INC COM 436440101 1, 568 119, 990 SH SOLE 0 119, 990 HOME BANCSHARE COM 436893200 533 19, 762 SH SOLE 0 19, 762 HOME DEPOT INC COM 437076102 4, 832 209, 885 SH SOLE 0 209, 885 HONEYWELL INTL COM 438516106 2, 952 89, 909 SH SOLE 0 89, 909 HORACE MANN ED COM 440327104 4, 136 450, 000 SH SOLE 0 450, 000 HORIZON LINES COM 44044K101 586 168, 001 SH SOLE 0 168, 001 HORNBECK OFFSH COM 440543106 371 22, 704 SH SOLE 0 22, 704 HORSEHEAD HLDG COM 440694305 1, 036 220, 400 SH SOLE 0 220, 400 HOSPIRA INC COM 441060100 530 19, 757 SH SOLE 0 19, 757 HOST HOTELS & COM 44107P104 4, 615 609, 673 SH SOLE 0 609, 673 HOT TOPIC INC COM 441339108 895 96, 565 SH SOLE 0 96, 565 HOUSTON AMERN COM 44183U100 91 26, 920 SH SOLE 0 26, 920 HQ SUSTAINABLE COM 40426A208 885 113, 029 SH SOLE 0 113, 029 HSBC HLDGS PLC ADR 404280406 535 11, 000 SH SOLE 0 11, 000 HUB GROUP INC CL A 443320106 2, 036 76, 730 SH SOLE 0 76, 730 HUDSON CITY BA COM 443683107 1, 030 64, 526 SH SOLE 0 64, 526 HUMANA INC COM 444859102 779 20, 885 SH SOLE 0 20, 885 HUNT J B TRANS COM 445658107 1, 609 61, 250 SH SOLE 0 61, 250 HUNTINGTON BAN COM 446150104 347 45, 314 SH SOLE 0 45, 314 HURCO COMPANIE COM 447324104 209 17, 400 SH SOLE 0 17, 400 HURON CONSULTI COM 447462102 2, 149 37, 525 SH SOLE 0 37, 525 HYTHIAM INC COM |
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| 02/10/2009 | 13F-HR for HARRIS ASSOCIATES L P | |
| | COMPANY NAME(s) - [HARRIS ASSOCIATES L P (CIK - 813917 /SIC - Unspecified)] |
| | 00 FORTUNE BRANDS INC COM 349631101 82486 1998205.00SH SOLE 1766805.00231400.00 14957 362326.00SH DEFINED 01 100400.00261926.00 78 1900.00 SH OTHER 02 1900.00 FRANKLIN RES INC COM 354613101 52504 823205.00SH SOLE 149100.00674105.00 26301 412369.00SH DEFINED 01 106200.00306169.00 32764 513700.00SH OTHER 02 501300.00 12400.00 GENERAL DYNAMICS CORP COM 369550108 86254 1497719.00SH SOLE 1395936.00101783.00 1085 18845.00 SH DEFINED 01 12000.00 6845.00 GENERAL ELEC CO COM 369604103 2818 173944.00SH SOLE 173944.00 GENERAL MLS INC COM 370334104 644 10600.00 SH SOLE 10600.00 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 76849 2061955.00SH SOLE 2061955.00 1345 36090.00 SH DEFINED 01 36000.00 90.00 GOODRICH B F CO COM COM 382388106 45766 1236250.00SH SOLE 1236250.00 GRUPO AEROPORTUARIO DEL PACIFI COM 400506101 11068 480800.00SH SOLE 348700.00132100.00 HARLEY DAVIDSON INC COM 412822108 60927 3590267.00SH SOLE 2914067.00676200.00 9426 555476.00SH DEFINED 01 163800.00391676.00 2436 143528.00SH OTHER 02 140728.00 2800.00 HEINZ H J CO COM 423074103 61207 1627850.00SH SOLE 1626150.00 1700.00 1350 35900.00 SH DEFINED 01 35900.00 HEWLETT PACKARD CO COM 428236103 340727 9389016.00SH SOLE 6191616.003197400.00 53166 1465020.92SH DEFINED 01 334600.001130420.92 68171 1878497.00SH OTHER 02 1089597.00788900.00 HOME DEPOT INC COM COM 437076102 124592 5412338.00SH SOLE 3882338.001530000.00 20851 905787.00SH DEFINED 01 233300.00672487.00 71 3100.00 SH OTHER 02 3100.00 HONEYWELL INTL INC COM COM 438516106 947 28840.00 SH SOLE 28840.00 HOSPIRA INC COM 441060100 223395 8329412.00SH SOLE 8329412.00 1550 57800.00 SH DEFINED 01 57800.00 29502 1100000.00SH OTHER 02 1100000.00 HUBBELL INC CL B COM 443510201 390 11920.00 SH SOLE 11920.00 ILLINOIS TOOL WORKS COM 452308109 70193 2002642.00SH SOLE 1388642.00614000.00 8111 231399.00SH DEFINED 01 77700.00153699.00 6551 186900.00SH OTHER 02 900.00186000.00 INTEL CORP COM 458140100 591263 40331700.00SH SOLE 31200250.009131450.00 75972 5182284.00SH DEFINED 01 2258100.002924184.00 167177 11403636.00SH OTHER 02 8517236.002886400.00 INTERNATIONAL BUSINESS MACHINE COM 459200101 1863 22132.00 SH SOLE 22132.00 INTERNATL RECTIFIER CP COM COM 460254105 24638 1825000.00SH SOLE 1784800.00 40200.00 38 2800.00 SH OTHER 02 2800.00 ISHARES TR RUSSELL1000VAL COM 464287598 10354 209095.00SH DEFINED 01 209095.00 535 10810.00 SH OTHER 02 10810.00 ITT CORP COM 450911102 355287 7725300.00SH SOLE 7725300.00 11769 255900.00SH DEFINED 01 255900.00 35983 782400.00SH OTHER 02 782400.00 JOHNSON & JOHNSON COM 478160104 36876 616342.00SH SOLE 616342.00 JPMORGAN CHASE & CO COM COM 46625H100 340881 10811312.00SH SOLE 8679333.002131979.00 34939 1108135.00SH DEFINED 01 259000.00849135.00 25243 800588.00SH OTHER 02 392288.00408300.00 KAPSTONE PAPER & PACK UNIT EX COM 48562P202 23 10000.00 SH SOLE 10000.00 KELLOGG CO COM 487836108 281 6400. |
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| 03/05/2009 | 13F-HR for ENVESTNET ASSET MANAGEMENT INC | |
| | COMPANY NAME(s) - [ENVESTNET ASSET MANAGEMENT INC (CIK - 1407543 /SIC - Unspecified)] |
| | COM 418056107 1 25 SH SOLE 25 0 0 Haynes International Inc Com New COM 420877201 7 122 SH SOLE 122 0 0 Hcc Ins Hldgs Inc COM 404132102 246 10848 SH SOLE 10848 0 0 HCP Inc COM 40414L109 243 7186 SH SOLE 7186 0 0 Hdfc Bank Ltd ADR REPS 3 SHS 40415F101 20 202 SH SOLE 202 0 0 Headwaters Inc COM 42210P102 680 51587 SH SOLE 51587 0 0 Health Mgmt Assoc Inc New CL A 421933102 3 500 SH SOLE 500 0 0 Health Net Inc COM 42222G108 10 333 SH SOLE 333 0 0 Healthcare Rlty Tr COM 421946104 3 115 SH SOLE 115 0 0 Healthcare Services Group COM 421906108 2 89 SH SOLE 89 0 0 Healthshares Inc Diagnst Idx Fd ETF 42226E109 2 68 SH SOLE 68 0 0 Healthspring, Inc. COM 422360305 43 33500 SH SOLE 33500 0 0 Heidrick & Struggles Intl Inc COM 422819102 68 2086 SH SOLE 2086 0 0 Heinz H J Co COM 423074103 60 12777 SH SOLE 12777 0 0 Helen of Troy, Ltd. COM 806407102 356 6197 SH SOLE 6197 0 0 Hercules Offshore, Inc. COM 427056106 9 493 SH SOLE 493 0 0 Herley Inds Inc Del COM 427398102 57 5560 SH SOLE 5560 0 0 Hershey Company COM 427866108 218 5795 SH SOLE 5795 0 0 Hertz Global Holdings Inc COM 42805T105 15 1218 SH SOLE 1218 0 0 Hess Corp COM 42809H107 9 97 SH SOLE 97 0 0 Hewlett Packard Co COM 428236103 953 20867 SH SOLE 20867 0 0 Hexcel Corporation COM 428291108 395 20660 SH SOLE 20660 0 0 Highland Cr Strategies Fd ETF 43005Q107 13 1011 SH SOLE 1011 0 0 Hilb Rogal & Hobbs Company COM 431294107 15 478 SH SOLE 478 0 0 Hilltop Holdings Inc COM 432748101 3 300 SH SOLE 300 0 0 Hitachi Limited 10 Com ADR 433578507 13 225 SH SOLE 225 0 0 Hittite Microwave Corporation COM 43365Y104 1 35 SH SOLE 35 0 0 HMS Holdings Corporation COM 40425J101 2 75 SH SOLE 75 0 0 Hollis-Eden Pharmaceuticals, Inc. |
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| 02/10/2009 | 13F-HR for LAZARD ASSET MANAGEMENT LLC | |
| | COMPANY NAME(s) - [LAZARD ASSET MANAGEMENT LLC (CIK - 1207017 /SIC - Unspecified)] |
| | 0 HAEMONETICS COR Common Stock 405024100 5 100 shs sole 100 0 0 HALLIBURTON CO Common Stock 406216101 19, 260 1, 059, 435 shs sole 998, 411 0 61, 024 HALLIBURTON CO Common Stock 406216101 3, 097 170, 370 shs sole 1 35, 110 0 135, 260 HANCOCK TAX ADV Cl-EndFund Eq12 41013V100 24, 569 2, 385, 410 shs sole 2, 379, 485 0 5, 925 HANESBRANDS INC Common Stock 410345102 17, 301 1, 356, 980 shs sole 1, 322, 730 0 34, 250 HARMAN INTL IND Common Stock 413086109 24 1, 476 shs sole 1, 476 0 0 HARMONIC INC Common Stock 413160102 2, 194 391, 200 shs sole 367, 500 0 23, 700 HARRIS STRATEX- Common Stock 41457P106 6 1, 214 shs sole 1, 214 0 0 HARTFORD FINCL Common Stock 416515104 245 14, 950 shs sole 14, 950 0 0 HASBRO INC Common Stock 418056107 844 28, 957 shs sole 28, 957 0 0 HAWAIIAN HOLDIN Common Stock 419879101 50 7, 868 shs sole 7, 868 0 0 HAYNES INTL INC Common Stock 420877201 2, 908 118, 122 shs sole 111, 022 0 7, 100 HCC INS HLDGS I Common Stock 404132102 6, 235 233, 100 shs sole 218, 800 0 14, 300 HDFC BANK LTD CommonStock ADR 40415F101 89, 297 1, 251, 018 shs sole 1, 053, 004 0 198, 014 HEADWATERS INC Common Stock 42210P102 1, 155 171, 238 shs sole 158, 738 0 12, 500 HEALTH MGMT ASS Common Stock 421933102 14 8, 092 shs sole 8, 092 0 0 HEALTHCARE RLTY Common Stock 421946104 5, 209 221, 880 shs sole 208, 780 0 13, 100 HEALTHRONICS Common Stock 42222L107 2, 664 1, 184, 400 shs sole 1, 117, 700 0 66, 700 HEARST-ARGYLE Common Stock 422317107 3 640 shs sole 640 0 0 HEINZ H J CO Common Stock 423074103 79 2, 124 shs sole 2, 124 0 0 HELLENC TEL ADS CommonStock ADS 423325307 58 7, 055 shs sole 7, 055 0 0 HERBALIFE LTD Common Stock G4412G101 702 32, 400 shs sole 32, 400 0 0 HESS CORP Common Stock 42809H107 66, 946 1, 248, 062 shs sole 634, 478 0 613, 584 HEWLETT PACKARD Common Stock 428236103 98, 746 2, 721, 036 shs sole 982, 087 0 1, 738, 949 HEWLETT PACKARD Common Stock 428236103 523 14, 425 shs defined 9, 000 0 5, 425 HGSI 2.25 11 Bond 30/360P2 U 444903AK4 59, 250 2, 000, 000 pri sole 2, 000, 000 0 0 HLTH CORP Common Stock 40422Y101 31 3, 054 shs sole 3, 054 0 0 HOLLY CORP COM Common Stock 435758305 59, 277 3, 251, 638 shs sole 3, 142, 276 0 109, 362 HOLLY CORP COM Common Stock 435758305 573 31, 484 shs sole 1 0 0 31, 484 HOLX 2 12/15/37 Bond 30/360P2 U 436440AA9 116, 250 2, 000, 000 pri sole 2, 000, 000 0 0 HOME DEPOT INC Common Stock 437076102 16, 563 719, 519 shs sole |
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| 03/05/2009 | N-CSRS for BLACKROCK PRINCIPAL PROTECTED TRUST | |
| | COMPANY NAME(s) - [BLACKROCK PRINCIPAL PROTECTED TRUST (CIK - 1177406 /SIC - Unspecified)] |
| | ortfolio Information as of December 31, 2008 BlackRock Basic Value Principal Protected Fund Ten Largest Equity Holdings Percent of Long-Term Investments Exxon Mobil Corp. 4 Occidental Petroleum Corp. 4 Time Warner, Inc. 1, 200 66, 672 Industrial Conglomerates 0.0% General Electric Co. 4, 100 148, 789 Diversified Financial Services 0.1% Bank of America Corp. 3, 300 64, 152 Total Below-Average Price/Earnings Ratio 1, 627, 590 Low Price-to-Book Value 2.0% Aerospace & Defense 0.2% Raytheon Co. |
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| 02/17/2009 | 13F-HR for WEXFORD CAPITAL LLC | |
| | COMPANY NAME(s) - [WEXFORD CAPITAL LLC (CIK - 1048462 /SIC - Unspecified)] |
| | STAR RES LTD CDA COM 38119T104 548 547700 SH SOLE NONE 547700 0 0 GOODRICH CORP COM 382388106 478 12900 SH SOLE NONE 12900 0 0 GOOGLE INC CL A 38259P508 655 2130 SH SOLE NONE 2130 0 0 GRACE W R & CO DEL NEW COM 38388F108 63 10600 SH SOLE NONE 10600 0 0 GRAFTECH INTL LTD COM 384313102 335 40300 SH SOLE NONE 40300 0 0 GRAND CANYON ED INC COM 38526M106 305 16250 SH SOLE NONE 16250 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 60 53000 SH SOLE NONE 53000 0 0 GREAT BASIN GOLD LTD COM 390124105 722 563876 SH SOLE NONE 563876 0 0 GREAT PLAINS ENERGY INC COM 391164100 3585 185463 SH SOLE NONE 185463 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 179 13800 SH SOLE NONE 13800 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 341 31701 SH SOLE NONE 31701 0 0 GTX INC DEL COM 40052B108 313 18605 SH SOLE NONE 18605 0 0 GUSHAN ENVIRONMENTAL ENRGY L SPON ADR 40330W106 113 61400 SH SOLE NONE 61400 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 342 44400 SH SOLE NONE 44400 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 270 48163 SH SOLE NONE 48163 0 0 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 151 10400 SH SOLE NONE 10400 0 0 HARBIN ELECTRIC INC COM 41145W109 174 21800 SH SOLE NONE 21800 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 2533 230900 SH SOLE NONE 230900 0 0 HASTINGS ENTMT INC COM 418365102 29 16700 SH SOLE NONE 16700 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 487 22000 SH SOLE NONE 22000 0 0 HAWK CORP CL A 420089104 188 11300 SH SOLE NONE 11300 0 0 HEADWATERS INC COM 42210P102 105 15500 SH SOLE NONE 15500 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 35 19600 SH SOLE NONE 19600 0 0 HECLA MNG CO COM 422704106 98 34900 SH SOLE NONE 34900 0 0 HEELYS INC COM 42279M107 32 13900 SH SOLE NONE 13900 0 0 HEINZ H J CO COM 423074103 451 12000 SH SOLE NONE 12000 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 313 43200 SH SOLE NONE 43200 0 0 HELMERICH & PAYNE INC COM 423452101 478 21000 SH SOLE NONE 21000 0 0 HERSHEY CO COM 427866108 493 14200 SH SOLE NONE 14200 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 80 15700 SH SOLE NONE 15700 0 0 HESS CORP COM 42809H107 569 10600 SH SOLE NONE 10600 0 0 HEWLETT PACKARD CO COM 428236103 1110 30574 SH SOLE NONE 30574 0 0 HILAND HLDGS GP LP UNIT LP INT 43129M107 25 10700 SH SOLE NONE 10700 0 0 HLTH CORPORATION COM 40422Y101 477 45600 SH SOLE NONE 45600 0 0 HOLLIS-EDEN PHARMACEUTICALS COM 435902101 12 17600 SH SOLE NONE 17600 0 0 HOLLY CORP COM PAR $0.01 435758305 685 37586 SH SOLE NONE 37586 0 0 HOME DEPOT INC COM 437076102 2919 126786 SH |
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| 02/10/2009 | N-Q for FORUM FUNDS | |
| | COMPANY NAME(s) - [FORUM FUNDS (CIK - 315774 /SIC - Unspecified)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03023 FORUM FUNDS Three Canal Plaza, Suite 600 Portland, Maine 04101 Stacey E. Hong, Principal Executive Officer Three Canal Plaza, Suite 600 Portland, Maine 04101 207-347-2000 Date of fiscal year end: September 30 Date of reporting period: October 1, 2008 December 31, 2008 Item 1. Schedule of Investments. (a) 828, 342 85, 650 Time Warner, Inc. 1, 245, 090 16, 600 Chubb Corp. (a) 779, 140 34, 300 Fiserv, Inc. 157, Fair Value Measurements ( SFAS 157 .) This standard establishes a single authoritative definition of fair value, sets out a framework for measuring fair value, and requires additional disclosures about fair value measurements. |
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| 02/17/2009 | 13F-HR for CHEMICAL BANK | |
| | COMPANY NAME(s) - [CHEMICAL BANK (CIK - 919087 /SIC - 6021)] |
| | Common 35461310-1 923 14, 475 Shares Sole 14, 475 --------------------------------------------------------------------------------------------------------------------------------- Page 6 of 15 -/TABLE- -PAGE- -TABLE- FORM 13F INFORMATION TABLE -CAPTION- COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- General Dynamics Co. Common 37033410-4 1, 196 19, 684 Shares Sole 18, 884 800 --------------------------------------------------------------------------------------------------------------------------------- General Mls Inc. Common 42307410-3 414 11, 000 Shares Sole 11, 000 --------------------------------------------------------------------------------------------------------------------------------- Heinz H J Co. Common 43707610-2 1, 810 78, 625 Shares Sole 78, 175 450 --------------------------------------------------------------------------------------------------------------------------------- Home Depot, Inc. Common 45814010-0 461 31, 430 Shares Sole 29, 030 2, 400 --------------------------------------------------------------------------------------------------------------------------------- Intel Corp. |
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