| Date Filed | Title |
| 03/05/2009 | N-CSR for DWS INVESTMENT TRUST | |
| | COMPANY NAME(s) - [DWS INVESTMENT TRUST (CIK - 88064 /SIC - Unspecified)] |
| | Association of Public Television Stations; Becton Dickinson and Company 3 (medical technology company); Belo Corporation 3 (media company); Boston Museum of Science; Public Radio International; PRX, The Public Radio Exchange; The PBS Foundation. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 03/05/2009 | N-CSR for LKCM Funds | |
| | COMPANY NAME(s) - [LKCM Funds (CIK - 918942 /SIC - Unspecified)] |
| | 11 -PAGE- LKCM AQUINAS VALUE FUND SCHEDULE OF INVESTMENTS, CONTINUED DECEMBER 31, 2008 ------------------------------------------------------------------------------- COMMON STOCKS SHARES VALUE ------------------------------------------------------------------------------- ROAD & RAIL - 3.0% Burlington Northern Santa Fe Corporation 10, 000 $ 757, 100 ----------- SOFTWARE - 3.7% Citrix Systems, Inc. 12, 800 294, 656 PETsMART, Inc. 17, 500 322, 875 ----------- 1, 145, 531 ----------- TOTAL COMMON STOCKS (Cost $31, 127, 083) 24, 685, 418 ----------- ------------------------------------------------------------------------------- SHORT-TERM INVESTMENTS - 2.0% ------------------------------------------------------------------------------- MONEY MARKET FUNDS - 2.0% Federated Government Obligations Fund - Institutional Shares 509, 246 509, 246 ----------- TOTAL SHORT-TERM INVESTMENTS (Cost $509, 246) 509, 246 ----------- TOTAL INVESTMENTS - 100.0% (Cost $31, 636, 329) 25, 194, 664 Liabilities in Excess of Other Assets - (0.0)% (10, 700) ----------- TOTAL NET ASSETS - 100.0% $25, 183, 964 =========== (a) Non-income producing security. 5, 000 320, 750 ----------- BEVERAGES - 4.4% Fomento Economico Mexicano, S.A.B. de C.V. - ADR (b) 21, 000 632, 730 PepsiCo, Inc. (a) 7, 000 664, 860 ----------- 1, 072, 710 ----------- COMMUNICATIONS EQUIPMENT - 3.6% Harris Corporation 15, 000 570, 750 Research In Motion Limited (a) (b) 10, 000 405, 800 ----------- 976, 550 ----------- COMPUTERS & PERIPHERALS - 9.3% Apple Inc. (b) 4, 000 356, 760 DENTSPLY International Inc. |
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| 03/05/2009 | N-CSR for DWS ADVISOR FUNDS | |
| | COMPANY NAME(s) - [DWS ADVISOR FUNDS (CIK - 797657 /SIC - Unspecified)] |
| | Association of Public Television Stations; Becton Dickinson and Company 3 (medical technology company); Belo Corporation 3 (media company); Boston Museum of Science; Public Radio International; PRX, The Public Radio Exchange; The PBS Foundation. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 03/09/2009 | N-CSR for STRATTON MONTHLY DIVIDEND REIT SHARES INC | |
| | COMPANY NAME(s) - [STRATTON MONTHLY DIVIDEND REIT SHARES INC (CIK - 30137 /SIC - Unspecified)] |
| | * The Russell 2000 Index is an unmanaged index comprised of the smallest 2000 companies in the Russell 3000 Index, representing approximately 10% of the Russell 3000 Index total market capitalization. 55, 000 2, 335, 300 5, 671, 380 Banking/Financial 1.4% Interactive Brokers Group, Inc. 30, 000 1, 609, 200 National-Oilwell Varco, Inc. 20, 000 488, 800 Penn Virginia Corp. 30, 000 492, 600 MetLife, Inc. 25, 000 1, 844, 500 Oracle Corp. 100, 000 1, 773, 000 11, 106, 750 Telecommunications 3.1% AT&T, Inc. |
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| 03/09/2009 | N-CSR for Dow 30 Premium Dividend Income Fund Inc | |
| | COMPANY NAME(s) - [Dow 30 Premium Dividend Income Fund Inc (CIK - 1314128 /SIC - Unspecified)] |
| | du Pont de Nemours & Co., expiring February 2009 at USD 27.479, Broker JPMorgan Chase 600 (32, 400 ) Exxon Mobil Corp., expiring January 2009 at USD 84.021, Broker Deutsche Bank AG 580 (97, 649 ) General Electric Co., expiring February 2009 at USD 17.798, Broker JPMorgan Chase 600 (23, 400 ) General Motors Corp., expiring February 2009 at USD 4.284, Broker JPMorgan Chase 600 (23, 400 ) Hewlett-Packard Co., expiring January 2009 at USD 36.519, Broker Deutsche Bank AG 580 (81, 542 ) Home Depot, Inc., expiring January 2009 at USD 24.38, Broker UBS Warburg 580 (30, 682 ) Intel Corp., expiring January 2009 at USD 14.71, Broker UBS Warburg 580 (47, 270 ) International Business Machines Corp., expiring January 2009 at USD 79.87, Broker UBS Warburg 580 (330, 310 ) JPMorgan Chase & Co., expiring January 2009 at USD 32.634, Broker BNP Paribas 580 (66, 120 ) Johnson & Johnson, expiring January 2009 at USD 58.99, Broker UBS Warburg 580 (122, 322 ) Kraft Foods, Inc., expiring January 2009 at USD 27.42, Broker UBS Warburg 580 (25, 404 ) Options Written Number of Contracts Value Call Options Written (concluded) McDonald s Corp., expiring January 2009 at USD 63.88, Broker UBS Warburg 580 $ (58, 232 ) Merck & Co., Inc., expiring January 2009 at USD 26.025, Broker Deutsche Bank AG 580 (265, 216 ) Microsoft Corp., expiring January 2009 at USD 20.159, Broker Deutsche Bank AG 580 (37, 822 ) Pfizer, Inc., expiring January 2009 at USD 17.388, Broker Deutsche Bank AG 580 (47, 566 ) The Procter & Gamble Co., expiring January 2009 at USD 61.51, Broker UBS Warburg 580 (117, 914 ) United Technologies Corp., expiring January 2009 at USD 49.434, Broker Deutsche Bank AG 580 (300, 521 ) Verizon Communications, Inc., expiring January 2009 at USD 34.09, Broker UBS Warburg 580 (64, 438 ) Wal-Mart Stores, Inc., expiring January 2009 at USD 57.53, Broker UBS Warburg 580 (77, 488 ) Walt Disney Co., expiring February 2009 at USD 23.909, Broker BNP Paribas 600 (48, 600 ) Total Options Written (Premiums Received $3, 595, 736) (1.8%) (2, 720, 912 ) Total Investments, Net of Options Written (Net Cost $178, 831, 353) 99.9% 153, 416, 345 Other Assets Less Liabilities 0.1% 111, 092 Net Assets 100.0% $ 153, 527, 437 * The cost and unrealized appreciation (depreciation) of investments as of December 31, 2008, as computed for federal income tax purposes, were as follows: Aggregate cost $ 182, 430, 822 Gross unrealized appreciation $ 13, 922, 036 Gross unrealized depreciation (40, 215, 601 ) Net unrealized depreciation $ (26, 293, 565 ) (a) Please see Notes to Financial Statements, Note 6. (b) All or a portion of security held as collateral in connection with option contracts. For Fund portfolio compliance purposes, the Fund s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. |
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| 03/05/2009 | N-CSR for WALL STREET FUND INC | |
| | COMPANY NAME(s) - [WALL STREET FUND INC (CIK - 104300 /SIC - Unspecified)] |
| | The monetary base that provides bank reserves to be lent has increased by 99.18%. The Fed has also been increasing the right side of its balance sheet and now has M-1 (currency and demand deposits) growing 11% year over year and M-2, which includes money market funds, is now $8 Trillion! January 26, 2009 Sincerely, Robert P. Morse President 1 THE WALL STREET FUND, INC. (a) 3, 000 100, 590 PepsiCo, Inc. (a) 1, 362 31, 748 United Therapeutics Corp. 1, 000 84, 160 203, 917 Construction & Engineering – 0.9% Fluor Corp. |
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| 03/06/2009 | N-CSR for BARCLAYS GLOBAL INVESTORS FUNDS | |
| | COMPANY NAME(s) - [BARCLAYS GLOBAL INVESTORS FUNDS (CIK - 893818 /SIC - Unspecified)] |
| | (b) 312, 292 18, 034, 863 Biogen Idec Inc. (a) 21, 761 1, 069, 771 Cytec Industries Inc. Class A (a)(b) 65, 758 5, 038, 378 Deluxe Corp. (a) 6, 586 193, 760 Western Union Co. (a) 77, 945 5, 342, 350 Procter & Gamble Co. |
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| 03/06/2009 | N-CSR for Natixis Funds Trust III | |
| | COMPANY NAME(s) - [Natixis Funds Trust III (CIK - 949683 /SIC - Unspecified)] |
| | 563, 920 40, 681 Solutia, Inc.(b) 183, 065 46, 230 Zep, Inc. (The) 1, 874, 477 92, 375 Comfort Systems USA, Inc. 381, 395 36, 340 Granite Construction, Inc. 992, 906 107, 085 Hillenbrand, Inc. 1, 070, 928 2, 139, 710 See accompanying notes to financial statements. |
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| 03/04/2009 | N-CSRS for UMB SCOUT FUNDS | |
| | COMPANY NAME(s) - [UMB SCOUT FUNDS (CIK - 1105128 /SIC - Unspecified)] |
| | 2, 900, 000 1.250%, 01/05/09 .............................. 2, 899, 597 16, 750, 000 1.000%, 01/16/09 .............................. 16, 743, 021 Brown University 5, 000, 000 1.900%, 01/05/09 .............................. 4, 998, 945 Caterpillar, Inc. 10, 000, 000 1.250%, 01/20/09 .............................. 9, 993, 403 10, 000, 000 0.400%, 01/21/09 .............................. 9, 997, 778 Deere & Co. 19, 000, 000 1.350%, 01/09/09 .............................. 18, 994, 300 3, 000, 000 1.350%, 01/12/09 .............................. 2, 998, 763 Emerson Electric Co. 10, 000, 000 0.150%, 01/06/09(3) ........................... 9, 999, 792 10, 000, 000 0.150%, 01/13/09(3) ........................... 9, 999, 500 General RE Corp. 2, 200, 000 0.200%, 01/09/09(3) ........................... 2, 199, 902 1, 700, 000 1.250%, 02/06/09(3) ........................... 1, 697, 875 10, 000, 000 1.050%, 02/26/09(3) ........................... 9, 983, 667 Merck & Co., Inc./NJ 940, 000 1.000%, 01/20/09 .............................. 939, 504 10, 000, 000 0.800%, 01/26/09 .............................. 9, 994, 444 650, 000 0.050%, 02/12/09 .............................. 649, 962 10, 000, 000 0.050%, 02/19/09 .............................. 9, 999, 319 Nebraska Public Power District 9, 980, 000 0.700%, 01/07/09 .............................. 9, 978, 836 10, 000, 000 0.950%, 01/30/09 .............................. 9, 992, 347 Nestle Capital Corp. |
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| 03/06/2009 | N-CSR for PRUDENTIALS GIBRALTAR FUND | |
| | COMPANY NAME(s) - [PRUDENTIALS GIBRALTAR FUND (CIK - 80946 /SIC - Unspecified)] |
| | 118, 700 4, 253, 021 Research In Motion Ltd.(a) 65, 400 2, 653, 932 12, 090, 353 Computers & Peripherals 5.6% Apple, Inc.(a) 34, 000 2, 901, 900 Hewlett-Packard Co. 141, 000 4, 052, 340 Wal-Mart Stores, Inc. 56, 900 3, 899, 926 Internet Software & Services 4.1% Google, Inc., Class A (a) 17, 500 5, 383, 875 IT Services 2.9% Visa, Inc., Class A 70, 800 3, 713, 460 COMMON STOCKS (continued) Shares Value (Note 1) Life Sciences, Tools & Services 1.9% Thermo Fisher Scientific, Inc.(a) 73, 500 $ 2, 504, 145 Media 1.9% Walt Disney Co. 114, 300 2, 221, 992 Oracle Corp.(a) 70, 300 1, 246, 419 5, 622, 959 Textiles, Apparel & Luxury Goods 1.7% NIKE, Inc., Class B 43, 000 2, 193, 000 TOTAL LONG-TERM INVESTMENTS (cost $125, 078, 842) 121, 687, 933 SHORT-TERM INVESTMENT 6.5% Affiliated Money Market Mutual Fund Dryden Core Investment Fund Taxable Money Market Series (cost $8, 446, 840; Note 3)(b) 8, 446, 840 8, 446, 840 TOTAL INVESTMENTS 100.1% (cost $133, 525, 682; Note 5) 130, 134, 773 LIABILITIES IN EXCESS OF OTHER ASSETS (0.1)% (166, 263 ) NET ASSETS 100.0% $ 129, 968, 510 The following abbreviation is used in portfolio descriptions: ADR American Depositary Receipt (a) Non-income producing security. |
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