| Date Filed | Title |
| 02/11/2009 | 13F-HR for TD ASSET MANAGEMENT INC | |
| | COMPANY NAME(s) - [TD ASSET MANAGEMENT INC (CIK - 1056053 /SIC - Unspecified)] |
| | 484 Sole 117, 484 JONES APPAREL GROUP INC COM 480074103 162 27, 604 Sole 27, 604 JPMORGAN & CHASE & CO COM 46625H100 86, 455 2, 741, 990 Sole 2, 741, 990 JPMORGAN & CHASE & CO COM 46625H100 22, 447 711, 912 Defined 1 711, 912 JUNIPER NETWORKS INC COM 48203R104 22, 817 1, 303, 090 Sole 1, 303, 090 KB HOME COM 48666K109 249 18, 258 Sole 18, 258 KELLOGG CO COM 487836108 2, 799 63, 820 Sole 63, 820 KEYCORP NEW COM 493267108 3, 261 382, 697 Sole 382, 697 KFORCE INC COM 493732101 169 22, 000 Sole 22, 000 KIMBERLY CLARK CORP COM 494368103 12, 804 242, 769 Sole 242, 769 KIMCO REALTY CORP COM 49446R109 2, 441 133, 515 Sole 133, 515 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 320 7, 000 Sole 7, 000 KING PHARMACEUTICALS INC COM 495582108 677 63, 712 Sole 63, 712 KINGSWAY FINL SVCS INC COM 496904103 1, 145 219, 522 Sole 219, 522 KINROSS GOLD CORP COM NO PAR 496902404 123, 123 6, 755, 342 Sole 6, 755, 342 KLA-TENCOR CORP COM 482480100 1, 387 63, 646 Sole 63, 646 KNIGHT TRANSN INC COM 499064103 828 51, 389 Sole 51, 389 KNOLOGY INC COM 499183804 68 13, 200 Sole 13, 200 KNOT INC COM 499184109 726 87, 260 Sole 87, 260 KOHLS CORP COM 500255104 15, 468 427, 281 Sole 427, 281 KOHLS CORP COM 500255104 381 10, 525 Defined 1 10, 525 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 1, 717 86, 387 Defined 1 86, 387 KOPPERS HOLDINGS INC COM 50060P106 391 18, 100 Sole 18, 100 KOREA ELECTRIC PWR SPONSORED ADR 500631106 1, 277 110, 000 Sole 110, 000 KRAFT FOODS INC CL A 50075N104 29, 217 1, 088, 154 Sole 1, 088, 154 KROGER CO COM 501044101 4, 309 163, 157 Sole 163, 157 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3, 129 42, 405 Sole 42, 405 LABORATORY CORP AMER HLDGS COM NEW 50540R409 22, 892 355, 409 Sole 355, 409 LAMAR ADVERTISING CO CL A 512815101 2, 159 171, 896 Sole 171, 896 LAN AIRLINES S A SPONSORED ADR 501723100 1, 346 167, 254 Sole 167, 254 LANDSTAR SYS INC COM 515098101 488 12, 700 Sole 12, 700 LAUDER ESTEE COS INC CL A 518439104 4, 833 156, 107 Sole 156, 107 LAUDER ESTEE COS INC CL A 518439104 294 9, 495 Defined 1 9, 495 LEAP WIRELESS INTL INC COM NEW 521863308 4, 208 156, 500 Sole 156, 500 LEGG MASON INC COM 524901105 1, 481 67, 593 Sole 67, 593 LEGGETT & PLATT INC COM 524660107 1, 167 76, 825 Sole 76, 825 LENNAR CORP CL A 526057104 309 35, 650 Sole 35, 650 LEUCADIA NATL CORP COM 527288104 4, 591 230, 710 Sole 230, 710 LEUCADIA NATL CORP COM 527288104 1, 129 57, 000 Sole 57, 000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 8, 449 12, 069, 400 Sole 12, 069, 400 LEVEL 3 COMMUNICATIONS INC COM 52729N100 37 53, 285 Sole 53, |
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| 02/11/2009 | 13F-HR/A for COMERICA BANK | |
| | COMPANY NAME(s) - [COMERICA BANK (CIK - 901541 /SIC - 6022)] |
| | INDUSTRIES COM 838518108 1186 29774 SH SOLE 830 SOLE 3000 97 SOLE 3000 28115 SOLE 1000 27 SOLE 1000 405 SOLE 300 SOUTH JERSEY INDUSTRIES COM 838518108 6 153 SH OTHER 153 SOUTH JERSEY INDUSTRIES COM 838518108 416 10444 SH DEF/OTH 10444 SOUTHERN CO COM 842587107 24556 663684 SH SOLE 6840 SOLE 1000 9915 SOLE 5000 8523 SOLE 3000 250442 SOLE 3000 54079 SOLE 1000 289124 SOLE 40711 SOLE 2000 4050 SOUTHERN CO COM 842587107 1543 41711 SH OTHER 19507 OTHER 1000 12545 OTHER 1000 2569 OTHER 7090 SOUTHERN CO COM 842587107 11 300 SH DEFINED 300 SOUTHERN CO COM 842587107 1875 50683 SH DEF/OTH 5443 DEF/OTH 5459 DEF/OTH 39196 DEF/OTH 1000 400 DEF/OTH 1000 185 SOUTHERN COPPER CORP DEL COM 84265V105 279 17359 SH SOLE 1079 SOLE 1000 1061 SOLE 3000 15219 SOUTHERN COPPER CORP DEL COM 84265V105 70 4390 SH OTHER 1950 OTHER 2100 OTHER 1000 340 SOUTHERN UN CO NEW COM 844030106 1352 103683 SH SOLE 1000 985 SOLE 3000 397 SOLE 3000 86791 SOLE 5000 3410 SOLE 1000 12100 SOUTHERN UN CO NEW COM 844030106 10 756 SH OTHER 6 OTHER 1000 750 SOUTHERN UN CO NEW COM 844030106 221 16950 SH DEF/OTH 16950 SOUTHWEST AIRLINES CO COM 844741108 3007 348852 SH SOLE 25503 SOLE 3000 51573 -/TABLE- -PAGE- -TABLE- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- SOLE 370 SOLE 1000 15283 SOLE 1000 1740 SOLE 3000 254383 SOUTHWEST AIRLINES CO COM 844741108 103 11965 SH OTHER 10447 OTHER 1000 260 OTHER 1000 38 OTHER 1220 SOUTHWEST AIRLINES CO COM 844741108 30 3500 SH DEF/OTH 90 DEF/OTH 110 DEF/OTH 1000 3300 SOUTHWEST GAS CORP COM 844895102 1052 41724 SH SOLE 1000 107 SOLE 5000 150 SOLE 3000 141 SOLE 3000 41326 SOUTHWEST GAS CORP COM 844895102 2 91 SH OTHER 91 SOUTHWEST GAS CORP COM 844895102 8 300 SH DEF/OTH 300 SOUTHWESTERN ENERGY CO COM 845467109 4911 169538 SH SOLE 2828 SOLE 13010 SOLE 1000 7646 SOLE 1000 300 SOLE 3000 23910 SOLE 3000 121844 SOUTHWESTERN ENERGY CO COM 845467109 236 8160 SH OTHER 8000 OTHER 44 OTHER 1000 116 SOUTHWESTERN ENERGY CO COM 845467109 246 8506 SH DEF/OTH 506 DEF/OTH 1000 8000 SOVEREIGN BANCORP INC COM 845905108 645 216568 SH SOLE 3000 37466 SOLE 3000 179102 SOVRAN SELF STORAGE INC REA 84610H108 769 21370 SH SOLE 665 SOLE 3000 71 SOLE 3000 20634 SOVRAN SELF STORAGE INC REA 84610H108 1 30 SH OTHER 30 SPARTAN MOTORS COM 846819100 188 39767 SH SOLE 780 SOLE 9500 SOLE 3000 141 SOLE 3000 29346 SPARTAN STORES INC COM 846822104 530 22816 SH SOLE 3000 94 SOLE 3000 22722 SPARTON CORPORATION COM 847235108 54 32467 SH SOLE 1000 32467 SPDR BARCLAYS CAPITAL TIPS CLO 78464A656 111 2350 SH SOLE 2350 SPDR BARCLAYS CAPITAL TIPS CLO 78464A656 109 2300 SH OTHER 900 OTHER 1000 220 OTHER 1180 SPDR CONSUMER STAPLES CLO 81369Y308 267 11191 SH SOLE 1351 SOLE 9840 SPDR CONSUMER STAPLES CLO |
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| 02/09/2009 | 10-Q for RAYMOND JAMES FINANCIAL INC | |
| | COMPANY NAME(s) - [RAYMOND JAMES FINANCIAL INC (CIK - 720005 /SIC - 6211)] |
| | The Company seeks to limit this risk through careful review of the underlying business and the use of limits established by senior management, taking into consideration factors including the financial strength of the counterparty, the size of the position or commitment, the expected duration of the position or commitment and other positions or commitments outstanding. Although Continental remains current on its lease payments to the Company, the inability of Continental to make its lease payments, or the termination or modification of the lease through a bankruptcy proceeding, could result in the write-down of the Company's investment and the acceleration of certain income tax payments. Loan Underwriting Policies The Company’s credit risk is managed through its policies and procedures. These factors include, but are not limited to: loan performance trends, loan product parameters and qualification requirements, geographic and industry concentrations, borrower credit scores, LTV ratios, occupancy (i.e. owner occupied, second home or investment property), collateral value trends, level of documentation, loan purpose, industry performance trends, average loan size, and policy exceptions. |
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| 02/09/2009 | 13F-HR for GATEWAY INVESTMENT ADVISERS LLC | |
| | COMPANY NAME(s) - [GATEWAY INVESTMENT ADVISERS LLC (CIK - 1114618 /SIC - Unspecified)] |
| | Donnelley & Sons Company STOCK 257867101 6320 465380 SH Sole 465380 RadioShack Corporation STOCK 750438103 3151 263924 SH Sole 263924 Raytheon Company STOCK 755111507 30220 592088 SH Sole 592088 Regal Entertainment Group - Cl STOCK 758766109 5761 564228 SH Sole 564228 Regency Centers Corporation STOCK 758849103 204 4376 SH Sole 4376 Regions Financial Corporation STOCK 7591EP100 586 73580 SH Sole 73580 Republic Services, Inc. STOCK 770323103 501 24068 SH Sole 24068 Rockwell Automation, Inc. STOCK 749685103 7931 596778 SH Sole 596778 Safeway Inc. STOCK 828806109 528 9944 SH Sole 9944 Sirius XM Radio Inc. |
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| 02/06/2009 | 10-K for EXELON GENERATION CO LLC | |
| | COMPANY NAME(s) - [EXELON GENERATION CO LLC (CIK - 1168165 /SIC - 4911), PECO ENERGY CO (CIK - 78100 /SIC - 4931),
more...
] |
| | NEOs and other officers may participate in the Deferred Compensation Plan, into which payroll contributions in excess of the specified IRS limit are credited under the separate, unfunded plan that has the same portfolio of investment options as the 401(k) plan. The values shown in this column include the premiums paid during 2008 for additional term life insurance policies for the NEOs, additional supplemental accidental death and dismemberment insurance and for additional long-term disability insurance over and above the basic coverage provided to all employees. (6) The amounts shown represent the dividends on current equity awards that have not been included in the values shown in the column labeled Stock Awards in the Summary Compensation Tables above. 123-R, of reinvested regular dividends earned during 2008 on their unvested performance share balances which were distributed in stock upon vesting in January 2009. |
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| 02/09/2009 | N-CSRS for MORGAN STANLEY MUNICIPAL INCOME OPPORTUNITIES TRUST | |
| | COMPANY NAME(s) - [MORGAN STANLEY MUNICIPAL INCOME OPPORTUNITIES TRUST (CIK - 835333 /SIC - Unspecified)] |
| | Other investments, however, helped enhance the Fund s performance during the period. These highly-rated, short-term securities benefited from the outperformance of the short end of the municipal yield curve and the high-quality sector of the market. This method helps support the market value of the Fund s shares. There is no guarantee that any sectors mentioned will continue to perform as discussed herein or that securities in such sectors will be held by the Fund in the future. Typically, funds with shorter durations perform better in rising-interest-rate environments, while funds with longer durations perform better when rates decline. |
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| 02/06/2009 | N-CSR for FIDELITY FINANCIAL TRUST | |
| | COMPANY NAME(s) - [FIDELITY FINANCIAL TRUST (CIK - 708191 /SIC - Unspecified)] |
| | 150, 000 6, 317 58, 780 Common Stocks - continued Shares Value (000s) FINANCIALS - continued Commercial Banks - 2.5% Industrial & Commercial Bank of China 8, 700, 000 $ 4, 266 PNC Financial Services Group, Inc. 200, 000 15, 692 MBIA, Inc. (a) 600, 000 44, 088 Genzyme Corp. 1, 600, 000 42, 752 Pfizer, Inc. Ltd. (H Shares) 2, 000, 000 2, 173 Industrial Conglomerates - 1.0% General Electric Co. |
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| 02/09/2009 | DEF 14A for JOHN HANCOCK PREFERRED INCOME FUND III | |
| | COMPANY NAME(s) - [JOHN HANCOCK PREFERRED INCOME FUND III (CIK - 1215913 /SIC - Unspecified)] |
| | (until 1991). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 6 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=maindata colindex=04 type=gutter colindex=04 type=maindata Table Width Row END Number of Name, (Year of Birth) Principal Occupation(s) and Trustee John Hancock Funds and Position with the Fund other Directorships during the Past Five Years Since Overseen TRUSTEES NOT STANDING FOR ELECTION TERM TO EXPIRE IN 2011 James F. Carlin (1940) Independent Trustee Director and Treasurer, Alpha Analytical Laboratories (chemical analysis) (since 1985); Part Owner and Treasurer, Lawrence Carlin Insurance Agency, Inc. (management/investments) (since 1987); Trustee, Massachusetts Health and Education Tax Exempt Trust (1993-2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 William H. Cunningham (1944) Independent Trustee Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Chairman and CEO, IBT Technologies (until 2001); Director of the following: Hicks Acquisition Company 1, Inc. (until 2004), Pinnacle Foods Corporation (until 2003), rateGenius (until 2003), Lincoln National Corporation (insurance) (since 2006), Jefferson-Pilot Corporation (diversified life insurance company) (until 2006), New Century Equity Holdings (formerly Billing Concepts) (until 2001), eCertain (until 2001), ClassMap.com (until 2001), Agile Ventures (until 2001), AskRed.com (until 2001), Southwest Airlines (since 2000), Introgen (manufacturer of biopharmaceuticals) (since 2000) and Viasystems Group, Inc. (diversified automotive parts supply company) (since 2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 callerid=999 iwidth=455 length=60 * Because each of Mr. Vrysen and Mr. Boyle is a senior executive with the Adviser, each of them is considered an interested person (as defined in the 1940 Act) of the funds. |
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| 02/09/2009 | DEF 14A for HANCOCK JOHN CURRENT INTEREST | |
| | COMPANY NAME(s) - [HANCOCK JOHN CURRENT INTEREST (CIK - 26262 /SIC - Unspecified)] |
| | Cunningham (1944) Trustee* Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Chairman and CEO, IBT Technologies (until 2001); Director of the following: Hicks Acquisition Company 1, Inc. (until 2004), Pinnacle Foods Corporation (until 2003), rateGenius (until 2003), Lincoln National Corporation (insurance) (since 2006), Jefferson-Pilot Corporation (diversified life insurance company) (until 2006), New Century Equity Holdings (formerly Billing Concepts) (until 2001), eCertain (until 2001), ClassMap.com (until 2001), Agile Ventures (until 2001), AskRed.com (until 2001), Southwest Airlines (since 2000), Introgen (manufacturer of biopharmaceuticals) (since 2000) and Viasystems Group, Inc. (diversified automotive parts supply company) (since 2003). 50 Deborah Jackson (1952) Trustee (since 2008) Chief Executive Officer, American Red Cross of Massachusetts Bay (since 2002); Board of Directors of Eastern Bank Corporation (since 2001); Board of Directors of Eastern Bank Charitable Foundation (since 2001); Board of Directors of American Student Association Corp. (retired 1998); Director of AmeriGas Partners, L.P.(gas distribution) (until 1997); Director, EnergyNorth, Inc. |
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| 02/06/2009 | DEF 14A for JOHN HANCOCK PREFERRED INCOME FUND | |
| | COMPANY NAME(s) - [JOHN HANCOCK PREFERRED INCOME FUND (CIK - 1176199 /SIC - Unspecified)] |
| | (until 1991). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 6 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=maindata colindex=04 type=gutter colindex=04 type=maindata Table Width Row END Number of Name, (Year of Birth) Principal Occupation(s) and Trustee John Hancock Funds and Position with the Fund other Directorships during the Past Five Years Since Overseen TRUSTEES NOT STANDING FOR ELECTION TERM TO EXPIRE IN 2011 James F. Carlin (1940) Independent Trustee Director and Treasurer, Alpha Analytical Laboratories (chemical analysis) (since 1985); Part Owner and Treasurer, Lawrence Carlin Insurance Agency, Inc. (management/investments) (since 1987); Trustee, Massachusetts Health and Education Tax Exempt Trust (1993-2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 William H. Cunningham (1944) Independent Trustee Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Chairman and CEO, IBT Technologies (until 2001); Director of the following: Hicks Acquisition Company 1, Inc. (until 2004), Pinnacle Foods Corporation (until 2003), rateGenius (until 2003), Lincoln National Corporation (insurance) (since 2006), Jefferson-Pilot Corporation (diversified life insurance company) (until 2006), New Century Equity Holdings (formerly Billing Concepts) (until 2001), eCertain (until 2001), ClassMap.com (until 2001), Agile Ventures (until 2001), AskRed.com (until 2001), Southwest Airlines (since 2000), Introgen (manufacturer of biopharmaceuticals) (since 2000) and Viasystems Group, Inc. (diversified automotive parts supply company) (since 2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 callerid=999 iwidth=455 length=60 * Because each of Mr. Vrysen and Mr. Boyle is a senior executive with the Adviser, each of them is considered an interested person (as defined in the 1940 Act) of the funds. |
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