| Date Filed | Title |
| 01/20/2009 | 13F-HR for Essex Financial Services Inc | |
| | COMPANY NAME(s) - [Essex Financial Services Inc (CIK - 1315785 /SIC - Unspecified)] |
| | SOLE N/A NONE CITIGROUP INC EQUITIES 172967101 132 19611 SH SOLE N/A NONE COCA COLA CO EQUITIES 191216100 749 16547 SH SOLE N/A NONE COLGATE-PALMOLIVE CO EQUITIES 194162103 878 12813 SH SOLE N/A NONE COMERICA INC EQUITIES 200340107 213 10740 SH SOLE N/A NONE CONOCOPHILLIPS EQUITIES 20825C104 315 6072 SH SOLE N/A NONE CSX CORPORATION EQUITIES 126408103 1279 39400 SH SOLE N/A NONE CVS CORP EQUITIES 126650100 390 13571 SH SOLE N/A NONE DEVON ENERGY CORP EQUITIES 25179M103 336 5116 SH SOLE N/A NONE DU PONT E I DE NEMOURS EQUITIES 263534109 345 13638 SH SOLE N/A NONE EATON VANCE CORP EQUITIES 278265103 429 20417 SH SOLE N/A NONE ECOLAB INC EQUITIES 278865100 1074 30544 SH SOLE N/A NONE ELI LILLY & CO EQUITIES 532457108 219 5430 SH SOLE N/A NONE EMERSON ELECTRIC CO EQUITIES 291011104 388 10598 SH SOLE N/A NONE EQUITY RESIDENTIAL EQUITIES 29476L107 691 23172 SH SOLE N/A NONE EXXON MOBIL CORP EQUITIES 30231G102 11723 146848 SH SOLE N/A NONE GENERAL DYNAMICS CORP EQUITIES 369550108 795 13799 SH SOLE N/A NONE GENERAL ELECTRIC CO EQUITIES 369604103 4403 271808 SH SOLE N/A NONE GENETECH INC EQUITIES 368710406 402 4844 SH SOLE N/A NONE GENERAL MILLS EQUITIES 370334104 562 9256 SH SOLE N/A NONE GOLDMAN SACHS GROUP INC EQUITIES 38141G104 284 3371 SH SOLE N/A NONE GOOGLE INC EQUITIES 38259P508 1013 3292 SH SOLE N/A NONE HCP INC EQUITIES 40414L109 1197 43090 SH SOLE N/A NONE HEINZ HJ CO EQUITIES 423074103 309 8226 SH SOLE N/A NONE HERSHEY FOODS CORP EQUITIES 427866108 367 10560 SH SOLE N/A NONE HEWLETT PACKARD CO EQUITIES 428236103 306 8425 SH SOLE N/A NONE HOME DEPOT INC EQUITIES 437076102 315 13964 SH SOLE N/A NONE INTEL CORP EQUITIES 458140100 284 19384 SH SOLE N/A NONE INTL BUSINESS MACHS EQUITIES 459200101 1287 15295 SH SOLE N/A NONE ISHARES IBOXX EQUITIES 464287242 333 3280 SH SOLE N/A NONE ISHARES BARCLAYS TREAS EQUITIES 464287457 246 2900 SH SOLE N/A NONE JOHNSON & JOHNSON EQUITIES 478160104 3054 51045 SH SOLE N/A NONE JP MORGAN CHASE & CO EQUITIES 46625H100 918 29116 SH SOLE N/A NONE KINDER MORGAN ENERGY EQUITIES 494550106 293 6415 SH SOLE N/A NONE KRAFT FOODS INC EQUITIES 50075N104 216 8048 SH SOLE N/A NONE M & T BK CORP EQUITIES 55261F104 1320 23000 SH SOLE N/A NONE MCDONALDS CORP EQUITIES 580135101 491 7900 SH SOLE N/A NONE MEDCOHEALTH SOLUTIONS EQUITIES 58405U102 267 6360 SH SOLE N/A NONE MERCK & CO INC EQUITIES 589331107 728 23949 SH SOLE N/A NONE MICROSOFT CORP EQUITIES 594918104 741 38119 SH SOLE N/A NONE NEW YORK CMNTY BANCORP EQUITIES 649445103 242 20241 SH SOLE N/A NONE NORFOLK SOUTHERN CORP EQUITIES 655844108 381 8088 SH SOLE N/A NONE NUVEEN QLTY PFD INC FD EQUITIES 67071S101 88 18100 SH SOLE N/A NONE PEPSICO INC |
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| 01/20/2009 | 13F-HR for CHARTER TRUST CO | |
| | COMPANY NAME(s) - [CHARTER TRUST CO (CIK - 1035463 /SIC - Unspecified)] |
| | COMMON STOCK 428236103 1827 50331 SH SOLE 49971 0 360 HEWLETT PACKARD CO COMMON STOCK 428236103 236 6498 SH OTHER 1215 0 5283 HOME DEPOT INC COMMON STOCK 437076102 383 16621 SH SOLE 16621 0 0 HOME DEPOT INC COMMON STOCK 437076102 7 300 SH OTHER 0 0 300 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 487 14846 SH SOLE 14596 0 250 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 63 1932 SH OTHER 0 0 1932 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 476 13585 SH SOLE 13285 0 300 INTEL CORP COMMON STOCK 458140100 2297 156706 SH SOLE 153806 0 2900 INTEL CORP COMMON STOCK 458140100 4 300 SH OTHER 100 0 200 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 13987 166190 SH SOLE 164375 0 1815 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 1439 17097 SH OTHER 820 0 16277 INTERNATIONAL FLAVORS & FRAGRA COMMON STOCK 459506101 232 7811 SH SOLE 7811 0 0 INTERNATIONAL PAPER CO COMMON STOCK 460146103 237 20068 SH SOLE 19068 0 1000 INTERNATIONAL PAPER CO COMMON STOCK 460146103 20 1684 SH OTHER 150 0 1534 ISHARES DOW JONES US FINANCIAL COMMON STOCK 464287788 228 5036 SH SOLE 5036 0 0 ISHARES S&P MIDCAP 400 GROWTH COMMON STOCK 464287606 309 5565 SH SOLE 5455 0 110 ISHARES S&P MIDCAP 400 INDEX F COMMON STOCK 464287507 5241 98269 SH SOLE 97584 0 685 ISHARES S&P MIDCAP 400 INDEX F COMMON STOCK 464287507 16 294 SH OTHER 294 0 0 ISHARES S&P MIDCAP 400 VALUE I COMMON STOCK 464287705 292 5801 SH SOLE 5676 0 125 ISHARES S&P NA NAT RES INDEX F COMMON STOCK 464287374 226 8926 SH SOLE 8926 0 0 ISHARES S&P SMALL CAP 600/VALU COMMON STOCK 464287879 411 8450 SH SOLE 8450 0 0 ISHARES S&P SMALL CAP 600/VALU COMMON STOCK 464287879 3 60 SH OTHER 60 0 0 ISHARES S&P SMALLCAP 600 INDEX COMMON STOCK 464287804 5983 136062 SH SOLE 135057 0 1005 ISHARES S&P SMALLCAP 600 INDEX COMMON STOCK 464287804 32 738 SH OTHER 738 0 0 ISHARES S&P SMALLCAP 600/GRO I COMMON STOCK 464287887 273 6137 SH SOLE 6137 0 0 ISHARES S&P SMALLCAP 600/GRO I COMMON STOCK 464287887 3 64 SH OTHER 64 0 0 ISHARES S&P 500 COMMON STOCK 464287200 8743 96810 SH SOLE 95915 0 895 ISHARES S&P 500 COMMON STOCK 464287200 19 215 SH OTHER 215 0 0 ISHARES S&P 500 GROWTH INDEX F COMMON STOCK 464287309 370 8230 SH SOLE 8230 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 8390 140238 SH SOLE 135565 0 4673 JOHNSON & JOHNSON COMMON STOCK 478160104 2616 43727 SH OTHER 8868 0 34859 JOHNSON CONTROLS INC COMMON STOCK 478366107 448 24651 SH SOLE 23501 0 1150 JOHNSON CONTROLS INC COMMON STOCK 478366107 103 5650 SH OTHER 2850 0 2800 JPMORGAN CHASE & CO COMMON STOCK 46625H100 2019 64043 SH SOLE 63043 0 1000 JPMORGAN CHASE & CO COMMON STOCK 46625H100 936 29676 SH OTHER 1300 0 28376 KELLOGG CO |
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| 01/20/2009 | 4 for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570), HURD MARK V (CIK - 1223778 /SIC - Unspecified)] |
| | X0303 4 2009-01-15 0000047217 HEWLETT PACKARD CO HPQ 0001223778 HURD MARK V C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 1 1 0 0 Chm, CEO & President Common Stock 2009-01-15 4 A 0 72740 A 592233 D Represents 72, 740 unvested restricted stock units ("RSUs") that were granted pursuant to a Rule 16b-3 qualified plan to the Reporting Person on 01/15/09 and that vest 36, 370 RSUs on each of 01/15/10 and 01/15/11. /s/ David Ritenour as Attorney-in-Fact for Mark Hurd 2009-01-20 |
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| 01/02/2009 | N-CSR for FORUM FUNDS | |
| | COMPANY NAME(s) - [FORUM FUNDS (CIK - 315774 /SIC - Unspecified)] |
| | SCHEDULE OF INVESTMENTS OCTOBER 31, 2008 Shares Security Description Value Common Stock 95.2% Consumer Discretionary 16.0% 18, 750 American Eagle Outfitters, Inc. 510, 230 2, 798, 765 Consumer Staples 5.8% 6, 400 Costco Wholesale Corp. 560, 720 225 Berkshire Hathaway, Inc., Class B (a) 864, 000 6, 500 First American Corp. 408, 600 3, 741, 377 Health Care 7.2% 16, 000 Coventry Health Care, Inc. 376, 543 7, 800 Ryanair Holdings PLC, ADR (a) 173, 706 6, 800 United Technologies Corp. |
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| 12/31/2008 | N-CSR for DREYFUSLAUREL FUNDS INC | |
| | COMPANY NAME(s) - [DREYFUSLAUREL FUNDS INC (CIK - 819940 /SIC - Unspecified)] |
| | Common Stocks (continued) Shares Value ($) Information Technology 20.4% Activision Blizzard 27, 470 a 342, 276 Adobe Systems 12, 554 a 334, 439 Agilent Technologies 16, 307 a 361, 852 Akamai Technologies 26, 331 a 378, 640 Altera 29, 947 519, 580 Apple 12, 839 a 1, 381, 348 Autodesk 5, 820 a 124, 024 Broadcom, Cl. 2005-DA, Cl. A3 4.87 12/6/10 50, 443 49, 675 AmeriCredit Automobile Receivables Trust, Ser. 2006-C, Cl. A3A 5.07 7/15/11 75, 454 73, 483 Capital One Auto Finance Trust, Ser. 2007-A, Cl. C 5.80 2/15/13 100, 000 71, 782 Honda Auto Receivables Owner Trust, Ser. 2007-1, Cl. D 5.65 2/20/13 125, 000 64, 959 WFS Financial Owner Trust, Ser. |
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| 12/31/2008 | 497 for ShortTerm Bond Fund of America | |
| | COMPANY NAME(s) - [ShortTerm Bond Fund of America (CIK - 1368040 /SIC - Unspecified)] |
| | 2.61% due 9/18/2008 14, 050 14, 031 Electricit de France 2.21% due 10/17/20083 12, 890 12, 853 ING (U.S.) Funding LLC 2.575% due 9/3/2008 12, 400 12, 397 Johnson & Johnson 2.05% due 11/7/20083 12, 300 12, 236 BASF AG 2.20% due 11/24/20083 12, 200 12, 135 Bank of America Corp. 2.35% due 9/10/2008 10, 000 9, 993 Harvard University 2.08% due 10/14/2008 9, 700 9, 669 Eksportfinans ASA 2.30% due 11/14/20083 9, 500 9, 444 Genentech, Inc. 2.08% due 10/17/20083 4, 200 4, 189 Total short-term securities (cost: $358, 071, 000) 357, 996 Total investment securities (cost: $1, 155, 229, 000) 1, 146, 609 Other assets less liabilities 11, 819 Net assets $ 1, 158, 428 1 Index-linked bond whose principal amount moves with a government retail price index. 4 Coupon rate may change periodically. MFGEFP-948-1008O-S15780 Financial statements Statement of assets and liabilities at August 31, 2008 (dollars in thousands) Assets: Investment securities, at value (cost: |
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| 12/31/2008 | 497 for INCOME FUND OF AMERICA INC | |
| | COMPANY NAME(s) - [INCOME FUND OF AMERICA INC (CIK - 50013 /SIC - Unspecified)] |
| | 5.526% 20144, 5 15, 500 14, 492 Sanmina-SCI Corp. 9.125% 2013 48, 900 50, 245 KLA-Tencor Corp. 7.875% 2011 16, 540 16, 705 Celestica Inc. 10.375% 2016 13, 430 12, 473 Oracle Corp. 7.125% 2010 9, 000 9, 299 MagnaChip Semiconductor SA and MagnaChip Semiconductor Finance Co. |
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| 12/31/2008 | 485BPOS for AMERICAN MUTUAL FUND INC | |
| | COMPANY NAME(s) - [AMERICAN MUTUAL FUND INC (CIK - 5506 /SIC - Unspecified), AMERICAN MUTUAL FUND INC (CIK - 5506 /SIC - Unspecified)] |
| | 1, 620, 000 84, 499 .61 Questar Corp. 6.90% 2038 20, 000 17, 151 .12 FINANCIALS - 0.32% KeyCorp 6.50% 2013 50, 000 44, 063 .32 Total bonds & notes (cost: $119, 760, 000) 106, 192 .77 Short-term securities - 18.70% AT&T Inc. 1.95% due 11/28/2008 75, 000 74, 886 .54 Coca-Cola Co. 2.55%-2.95% due 11/3-12/16/2008 (5) 121, 900 121, 595 .88 Honeywell International Inc. Inc. 1.80%-2.15% due 11/14-12/12/2008 134, 500 134, 224 .97 Pfizer Inc 2.09%-2.28% due 11/7/2008-1/7/2009 (5) 119, 500 119, 141 .86 Procter & Gamble International Funding S.C.A. 1.85%-2.15% due 11/7/2008-1/29/2009 (5) 238, 305 237, 683 1.73 Target Corp. |
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| 12/30/2008 | N-Q for FIDELITY SECURITIES FUND | |
| | COMPANY NAME(s) - [FIDELITY SECURITIES FUND (CIK - 754510 /SIC - Unspecified)] |
| | sponsored ADR 900, 000 38, 592 202, 985 TOTAL HEALTH CARE 836, 075 INDUSTRIALS - 8.6% Aerospace & Defense - 1.8% Honeywell International, Inc. Ltd. sponsored ADR (a)(d) 3, 400, 000 59, 500 307, 161 Machinery - 1.5% Eaton Corp. (a) 1, 200, 000 129, 108 Hewlett-Packard Co. sponsored ADR 2, 700, 000 42, 471 Visa, Inc. 900, 000 80, 082 Common Stocks - continued Shares Value (000s) MATERIALS - continued Metals & Mining - 0.4% ArcelorMittal SA (NY Shares) Class A (d) 450, 000 $ 11, 813 Timminco Ltd. |
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| 12/30/2008 | N-CSR for EATON VANCE MUTUAL FUNDS TRUST | |
| | COMPANY NAME(s) - [EATON VANCE MUTUAL FUNDS TRUST (CIK - 745463 /SIC - Unspecified)] |
| | 17 SEQ.=15, FOLIO='17', FILE='08-28601-23.ga', USER='kkerber', CD='Dec 22 12:05 2008' Document name: 08-28601-23.ha Tax-Managed Value Portfolio as of October 31, 2008 PORTFOLIO OF INVESTMENTS Common Stocks 94.6% Security Shares Value Aerospace & Defense 4.5% General Dynamics Corp. 1, 400, 000 20, 874, 000 $ 31, 049, 000 Chemicals 2.1% Air Products and Chemicals, Inc. 350, 000 32, 539, 500 $ 65, 077, 500 Security Shares Value Diversified Financial Services 5.7% Bank of America Corp. 400, 000 21, 696, 000 FPL Group, Inc. 225, 000 $ 5, 595, 750 UnitedHealth Group, Inc. |
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