| Date Filed | Title |
| 03/10/2009 | N-CSR for BISHOP STREET FUNDS | |
| | COMPANY NAME(s) - [BISHOP STREET FUNDS (CIK - 925737 /SIC - Unspecified)] |
| | Treasury Bond 7.250% 08/15/22 1.8% 7. FHLMC MTN 4.250% 05/22/13 1.6% 8. U.S. Treasury Bond 4.375% 02/15/38 1.6% 9. IBM 8.375% 11/01/19 1.5% 10. Hydro-Quebec 7.500% 04/01/16 1.4% -/TABLE- SECTOR WEIGHTINGS (UNAUDITED)+ (BAR CHART) -TABLE- -CAPTION- -S- -C- U.S. Treasury Obligations 27.8% U.S. Government Agency Obligations 19.1% Financials 12.0% Industrials 10.9% Consumer Staples 5.6% U.S. Government Mortgage-Backed Obligations 5.4% Information Technology 4.8% Health Care 4.0% Energy 2.9% Materials 2.3% Consumer Discretionary 2.2% Municipal Bonds 1.4% Asset-Backed Security 0.8% Utilities 0.4% Short-Term Investments 0.4% -/TABLE- + Percentages are based on total investments. Excludes securities purchased with cash collateral received from securities lending. SCHEDULE OF INVESTMENTS -TABLE- -CAPTION- Face Amount Value (000) (000) ------- -------- -S- -C- -C- CORPORATE OBLIGATIONS -- 42.7% Aerospace & Defense -- 3.0% Emerson Electric $ 500 5.250%, 10/15/18 $ 511 General Dynamics 1, 000 4.500%, 08/15/10 1, 021 Rockwell Automation 800 6.700%, 01/15/28 887 United Technologies 1, 200 6.350%, 03/01/11 1, 269 -------- 3, 688 -------- -/TABLE- Bishop Street Funds 24 -PAGE- High Grade Income Fund SCHEDULE OF INVESTMENTS (continued) -TABLE- -CAPTION- Face Amount Value (000) (000) ------- --------- -S- -C- -C- Auto Finance -- 1.0% Toyota Motor Credit $1, 200 5.450%, 05/18/11 $ 1, 218 --------- Banks -- 5.6% American Express Bank 1, 400 5.500%, 04/16/13 1, 326 Bank of America (A) 1, 325 1.878%, 03/22/09 1, 331 Bank of Oklahoma (A) 500 5.750%, 05/15/12 443 BHP Billiton Finance 850 5.250%, 12/15/15 761 Citigroup (C) 700 2.875%, 12/09/11 722 JPMorgan Chase 1, 400 5.875%, 06/13/16 1, 397 Wells Fargo 850 4.375%, 01/31/13 832 --------- 6, 812 --------- Beverages -- 1.1% PepsiCo 1, 350 4.650%, 02/15/13 1, 388 --------- Broadcasting & Cable -- 1.8% TCI Communications 1, 200 7.875%, 08/01/13 1, 234 Turner Broadcasting System 975 8.375%, 07/01/13 951 --------- 2, 185 --------- Chemicals -- 1.3% Monsanto 1, 400 7.375%, 08/15/12 1, 558 --------- -/TABLE- December 31, 2008 25 www.bishopstreetfunds.com -PAGE- High Grade Income Fund SCHEDULE OF INVESTMENTS (continued) -TABLE- -CAPTION- Face Amount Value (000) (000) --------- -------- -S- -C- -C- Computer Hardware -- 4.7% Cisco Systems $ 1, 400 5.500%, 02/22/16 $ 1, 483 Hewlett-Packard 1, 275 4.500%, 03/01/13 1, 294 IBM 1, 400 8.375%, 11/01/19 1, 768 Oracle 1, 200 5.250%, 01/15/16 1, 222 -------- 5, 767 -------- Consumer Discretionary -- 0.9% Costco Wholesale 1, 000 5.500%, 03/15/17 1, 063 -------- Financials -- 4.2% Bear Stearns LLC 1, 400 7.250%, 02/01/18 1, 534 Boeing Capital (C) 1, 400 6.500%, 02/15/12 1, 431 General Electric Capital MTN, |
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| 02/23/2009 | 13F-HR for LVM CAPITAL MANAGEMENT LTDMI | |
| | COMPANY NAME(s) - [LVM CAPITAL MANAGEMENT LTDMI (CIK - 1053054 /SIC - Unspecified)] |
| | -TABLE- FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- ENDURANCE SPECIALTY HOLDING 7. PRD 29267H208 147 10200 SH Sole 10200 EQUITY RESIDENTIAL PROPERTIES PRD 29476L784 301 14500 SH Sole 14500 HSBC HOLDINGS PLC 6.2% SER A PRD 404280604 498 26800 SH Sole 26800 ROYAL BANK OF SCOTLAND 7.25% S PRD 780097713 112 11000 SH Sole 11000 SL GREEN REALTY 7.875% SERIES PRD 78440X408 218 14450 SH Sole 14450 DODGE & COX INTERNATIONAL FUND 256206103 215 9805.394 SH Sole 9805.394 VANGUARD INFLATION-PROTECTED S 922031869 141 12273.622 SH Sole 12273.622 3M COM 88579Y101 3082 53562 SH Sole 53562 ABBOTT LABS COM 002824100 538 10074 SH Sole 10074 AGL RESOURCES COM 001204106 4151 132405 SH Sole 132405 ALLIED CAPITAL COM 01903Q108 524 194955 SH Sole 194955 ALTRIA GROUP COM 02209S103 1370 90985 SH Sole 90985 AMERICAN CAPITAL COM 02503Y103 656 202525 SH Sole 202525 AMEX CONSUMER STAPLES SPDR COM 81369Y308 421 17655 SH Sole 17655 AMEX ENERGY SELECT SECTOR SPDR COM 81369y506 359 7515 SH Sole 7515 APACHE COM 037411105 302 4050 SH Sole 4050 ARCHER DANIELS MIDLAND COM 039483102 5309 184152 SH Sole 184152 ASTRAZENECA PLC-ADR COM 046353108 8390 204490 SH Sole 204490 AT&T COM 00206R102 685 24026 SH Sole 24026 BERKSHIRE HATHAWAY - CLASS A COM 084670108 1159 12 SH Sole 12 BIOVAIL COM 09067J109 100 10550 SH Sole 10550 BP PLC-ADR COM 055622104 1146 24509 SH Sole 24509 BRISTOL-MYERS SQUIBB COM 110122108 683 29375 SH Sole 29375 CATERPILLAR COM 149123101 258 5767 SH Sole 5767 CEMEX SAB DE CV COM 151290889 119 13061 SH Sole 13061 CHEVRON COM 166764100 3941 53276 SH Sole 53276 CISCO SYSTEMS COM 17275r102 250 15314 SH Sole 15314 CONOCOPHILLIPS COM 20825C104 4782 92323 SH Sole 92323 DUKE ENERGY COM 26441C105 2150 143248 SH Sole 143248 ENSCO INTERNATIONAL COM 26874Q100 3092 108925 SH Sole 108925 EXXON MOBIL COM 30231G102 4500 56372 SH Sole 56372 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 2027 82946 SH Sole 82946 GENERAL DYNAMICS COM 369550108 4326 75125 SH Sole 75125 GENERAL ELECTRIC COM 369604103 1015 62677 SH Sole 62677 GLAXOSMITHKLINE PLC-ADR COM 37733W105 406 10886 SH Sole 10886 HALLIBURTON COM 406216101 2346 129025 SH Sole 129025 HEALTH CARE SELECT SECTOR SPDR COM 81369Y209 320 12045 SH Sole 12045 HEWLETT-PACKARD COM 428236103 2888 79570 SH Sole 79570 HUNTINGTON BANCSHARES COM 446150104 149 19391 SH Sole 19391 INTEL COM 458140100 731 49865 SH Sole 49865 INTERNATIONAL BUSINESS MACHINE COM 459200101 5260 62505 SH Sole 62505 IRWIN FINANCIAL COM 464119106 13 10200 SH Sole 10200 ISHARES MSCI MALAYSIA INDEX FU COM 464286830 1939 266040 SH Sole 266040 ISHARES RUSSELL 1000 VALUE IND COM 464287598 1118 22584 SH Sole 22584 ISHARES S&P SMALLCAP 600 VALUE COM 464287879 376 7725 SH Sole 7725 JACOBS ENGINEERING COM 469814107 2912 60540 SH |
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| 02/12/2009 | 13F-HR for CORNERSTONE ADVISORS INC | |
| | COMPANY NAME(s) - [CORNERSTONE ADVISORS INC (CIK - 1166880 /SIC - Unspecified)] |
| | Sole BURLINGTON NORTHN SANTA FE CP Common 12189T104 560 7400 Sole CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT Common 128125101 1592 254700 Sole CARDINAL HEALTH INC Common 14149Y108 274 7950 Sole CATERPILLAR INC DEL Common 149123101 728 16300 Sole CELGENE CORP Common 151020104 359 6500 Sole CHEVRON CORP NEW Common 166764100 2911 39351 Sole CHUBB CORP Common 171232101 459 9000 Sole CISCO SYS INC Common 17275R102 1848 113370 Sole CITIGROUP INC Common 172967101 271 40430 Sole CLOUGH GLOBAL EQUITY FD Common 18914C100 478 50200 Sole CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT Common 18914E106 1167 129000 Sole COCA COLA CO Common 191216100 1811 40000 Sole COLGATE PALMOLIVE CO Common 194162103 1021 14900 Sole COMCAST CORP NEW CL A Common, Cl A 20030N101 674 39925 Sole CONOCOPHILLIPS Common 20825C104 968 18682 Sole CORNING INC Common 219350105 281 29500 Sole CSX CORP Common 126408103 471 14500 Sole CVS CAREMARK CORPORATION Common 126650100 743 25851 Sole DANAHER CORP DEL Common 235851102 793 14000 Sole DEERE & CO Common 244199105 500 13053 Sole DEVON ENERGY CORP NEW Common 25179M103 427 6500 Sole DIRECTV GROUP INC Common 25459L106 527 23000 Sole DISNEY WALT CO COM DISNEY Common 254687106 2092 92200 Sole DOMINION RES INC VA NEW Common 25746U109 796 22200 Sole DOW CHEM CO Common 260543103 240 15900 Sole DREMAN/CLAYMORE DIVID & INC FD Common 26153R100 670 354355 Sole DU PONT E I DE NEMOURS & CO Common 263534109 450 17800 Sole DUKE ENERGY CORP NEW Common 26441C105 636 42400 Sole E M C CORP MASS Common 268648102 797 76148 Sole EATON VANCE TAX MNG GBL DV EQT Common 27829F108 1227 124550 Sole EATON VANCE TX ADV GLBL DIV FD Common 27828S101 499 47000 Sole EATON VANCE TXMGD GL BUYWR OPP Common 27829C105 718 70900 Sole EBAY INC Common 278642103 168 12000 Sole EDISON INTL Common 281020107 209 6500 Sole EMERSON ELEC CO Common 291011104 802 21900 Sole EXELON CORP Common 30161N101 341 6128 Sole EXPRESS SCRIPTS INC Common 302182100 290 5278 Sole EXXON MOBIL CORP Common 30231G102 7781 97475 Sole FIRSTENERGY CORP Common 337932107 364 7500 Sole FORD MTR CO DEL COM PAR $0.01 Common 345370860 46 20000 Sole FPL GROUP INC Common 302571104 604 12000 Sole FRANKLIN RES INC Common 354613101 319 5000 Sole FREEPORT-MCMORAN COPPER & GOLD Common 35671D857 235 9619 Sole GABELLI DIVD & INCOME TR Common 36242H104 509 49414 Sole GAP INC DEL Common 364760108 311 23200 Sole GENERAL AMERN INVS INC Common 368802104 445 25600 Sole GENERAL DYNAMICS CORP Common 369550108 443 7700 Sole GENERAL ELECTRIC CO Common 369604103 2864 176818 Sole GENERAL MLS INC Common 370334104 334 5500 Sole GILEAD SCIENCES INC Common 375558103 1176 23000 Sole GOLDMAN SACHS GROUP INC Common 38141G104 574 6800 Sole GOOGLE INC CL A Common, Cl A 38259P508 2163 7032 Sole H & Q HEALTHCARE FD SH BEN INT Common 404052102 302 27300 Sole H & Q LIFE SCIENCES INVS SH BEN INT Common 404053100 458 53000 Sole HALLIBURTON CO Common 406216101 379 20863 Sole HEINZ H J CO Common 423074103 478 12700 Sole HEWLETT |
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| 02/19/2009 | 13F-HR/A for LORD ABBETT CO LLC | |
| | COMPANY NAME(s) - [LORD ABBETT CO LLC (CIK - 728100 /SIC - Unspecified)] |
| | COM 423452101 14, 831, 089.01 651, 916 651, 916 619, 186 32, 730 Hertz Global Holdings, Inc. COM 43365Y104 5, 805, 829.50 197, 075 197, 075 192, 370 4, 705 HMS Holdings Corp. COM 438516106 37, 599, 017.11 1, 145, 264 1, 145, 264 1, 125, 220 20, 044 HSN, Inc. COM 44919P508 276, 414, 342.54 17, 572, 431 17, 517, 384 16, 288, 707 1, 283, 724 IBERIABANK Corp. |
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| 02/12/2009 | 13F-HR for Acropolis Investment Management LLC | |
| | COMPANY NAME(s) - [Acropolis Investment Management LLC (CIK - 1318601 /SIC - Unspecified)] |
| | COM 00206R102 2450 85979 SH SOLE 1 85979 0 0 Cerner Corp COM 156782104 2440 63484 SH SOLE 1 63484 0 0 Emerson Elec Co Com COM 291011104 2422 66172 SH SOLE 1 66172 0 0 WISDOM TREE TRUST INTL SMCAP DIV 97717W760 2240 66515 SH SOLE 1 66515 0 0 Harris Corp COM 413875105 2211 58127 SH SOLE 1 58127 0 0 ITT Industries Inc COM 450911102 2191 47649 SH SOLE 1 47649 0 0 WISDOMTREE TRUST EMRG MKT HGHYD 97717W315 2135 65615 SH SOLE 1 65615 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2124 58295 SH SOLE 1 58295 0 0 ISHARES TR S&P MIDCP VALU 464287705 2062 41017 SH SOLE 1 41017 0 0 General Dynamics Corp Com COM 369550108 2007 34857 SH SOLE 1 34857 0 0 Jacobs Engr Group Inc Del COM 469814107 1981 41186 SH SOLE 1 41186 0 0 Minnesota Mng & Mfg Com Com COM 88579Y101 1942 33762 SH SOLE 1 33762 0 0 Price (T. Rowe) Associates COM 74144T108 1923 54267 SH SOLE 1 54267 0 0 ISHARES TR MSCI EMERG MKT 464287234 1885 75509 SH SOLE 1 75509 0 0 Hansen Nat Corp COM 411310105 1796 53575 SH SOLE 1 53575 0 0 Hewlett Packard Co Com COM 428236103 1773 48867 SH SOLE 1 48867 0 0 Illinois Tool Works COM 452308109 1756 50112 SH SOLE 1 50112 0 0 St Jude Medical Inc COM 790849103 1716 52069 SH SOLE 1 52069 0 0 Johnson & Johnson COM 478160104 1714 28649 SH SOLE 1 28649 0 0 Curtiss-Wright Corp COM 231561101 1704 51060 SH SOLE 1 51060 0 0 Harsco Corp COM 415864107 1690 61055 SH SOLE 1 61055 0 0 ISHARES TR DJ US REAL EST 464287739 1619 43495 SH SOLE 1 43495 0 0 General Electric Co. COM 369604103 1573 97146 SH SOLE 1 97146 0 0 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 1530 8920 SH SOLE 1 8920 0 0 WISDOM TREE TRUST DIEFA HG YD EQ 97717W802 1496 43890 SH SOLE 1 43890 0 0 Alliant Techsystems Inc. COM 018804104 1446 16866 SH SOLE 1 16866 0 0 ISHARES TR DJ US HEALTHCR 464287762 1401 26094 SH SOLE 1 26094 0 0 Hologic Inc COM 436440101 1400 107159 SH SOLE 1 107159 0 0 Wellpoint Health Networks COM 94973V107 1361 32323 SH SOLE 1 32323 0 0 Kimberly-Clark Corp COM 494368103 1332 25261 SH SOLE 1 25261 0 0 Emcor Group Inc COM 29084Q100 1319 58840 SH SOLE 1 58840 0 0 Cisco Systems Inc. |
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| 02/12/2009 | 13F-HR for MURPHY CAPITAL MANAGEMENT INC | |
| | COMPANY NAME(s) - [MURPHY CAPITAL MANAGEMENT INC (CIK - 1056515 /SIC - Unspecified)] |
| | DYNAMICS COM 369550108 451 7845 SH SOLE 7845 GENERAL ELECTRIC COM 369604103 2298 141872 SH SOLE 1100 140772 16 1000 SH OTHER 1000 GENERAL MILLS COM 370334104 1311 21595 SH SOLE 21595 18 300 SH OTHER 300 GENESIS ENERGY LP MLP COM 371927104 138 15935 SH SOLE 15935 GENZYME GENERAL COM 372917104 262 3950 SH SOLE 3950 GILEAD SCIENCES COM 375558103 648 12690 SH SOLE 12690 GLAXOSMITHKLINE ADR COM 37733W105 613 16449 SH SOLE 16449 GOLDMAN SACHS GROUP COM 38141G104 295 3500 SH SOLE 150 3350 GOOGLE COM 38259p508 754 2451 SH SOLE 2451 GREENHILL & CO INC COM COM 395259104 463 6650 SH SOLE 6650 H&Q LIFE SCIENCES INVS SH BEN COM 404053100 88 10207 SH SOLE 10207 HAWAIIAN ELECTRIC INDUSTRIES COM 419870100 290 13100 SH SOLE 13100 HEINZ (HJ) COM 423074103 238 6355 SH SOLE 6355 HERSHEY COMPANY COM 427866108 833 23980 SH SOLE 23980 HEWLETT PACKARD COM 428236103 1678 46249 SH SOLE 800 45449 18 500 SH OTHER 500 HOME DEPOT COM 437076102 1738 75525 SH SOLE 600 74925 HONEYWELL INTERNATIONAL COM 438516106 1698 51725 SH SOLE 1200 50525 32 1000 SH OTHER 1000 HUDSON CITY BANCORP COM 443683107 241 15161 SH SOLE 15161 8 550 SH OTHER 550 IBM COM 459200101 4205 49971 SH SOLE 800 49171 33 400 SH OTHER 400 INTEL COM 458140100 252 17214 SH SOLE 17214 2 200 SH OTHER 200 INTERCONTINENTAL EXCHANGE COM 45865V100 474 5750 SH SOLE 5750 INTUITIVE SURGICAL COM 46120E602 292 2300 SH SOLE 2300 ISHARES TR DJ AEROSPACE COM 464288760 222 5380 SH SOLE 5380 ISHARES TR DJ OIL EQUIP COM 464288844 294 11095 SH SOLE 11095 13 500 SH OTHER 500 ISHARES TR RESIDENT INDEX COM 464288562 210 7800 SH SOLE 7800 ISHARES TR US PFD STK IDX COM 464288687 248 8500 SH SOLE 8500 JACOBS ENGINE COM 469814107 235 4900 SH SOLE 4900 JEFFERIES GRP INC NEW COM COM 472319102 140 10000 SH SOLE 10000 JOHNSON & JOHNSON COM 478160104 4521 75571 SH SOLE 800 74771 JP MORGAN CHASE COM 46625H100 2070 65672 SH SOLE 1200 64472 KAYNE ANDERSON MLP COM 486606106 706 43313 SH SOLE 43313 KELLOGG COM 487836108 225 5150 SH SOLE 200 4950 KIMBERLY CLARK COM 494368103 510 9675 SH SOLE 9675 15 300 SH OTHER 300 KINDER MORGAN ENERGY LP MLP COM 494550106 1308 28600 SH SOLE 28600 9 200 SH OTHER 200 KRAFT FOODS CL A COM 50075N104 627 23358 SH SOLE 414 22943 KROGER COM 501044101 644 24408 SH SOLE 24408 LABORATORY CORP OF AMERICA COM 50540R409 409 6350 SH SOLE 6350 LOCKHEED MARTIN COM 539830109 504 5995 SH SOLE 5995 LORILLARD INC COM COM 544147101 470 8350 SH SOLE 8350 MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 679 22485 SH SOLE 22485 12 400 SH OTHER 400 MCDONALDS COM 580135101 2822 45378 SH SOLE 1300 44078 6 100 SH OTHER 100 MCKESSON COM 58155Q103 218 5650 SH SOLE 5650 MEDCO HEALTH SOLUTIONS COM 58405U102 1002 23918 SH SOLE 23918 MEDIVATION INC COM COM 58501N101 423 29100 SH SOLE 29100 MERCK COM |
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| 02/23/2009 | POS 8C for CALAMOS CONVERTIBLE HIGH INCOME FUND | |
| | COMPANY NAME(s) - [CALAMOS CONVERTIBLE HIGH INCOME FUND (CIK - 1222719 /SIC - Unspecified), CALAMOS CONVERTIBLE HIGH INCOME FUND (CIK - 1222719 /SIC - Unspecified)] |
| | 7.750%, 08/15/13 249, 550 1, 806, 957 Blank Space Utilities (0.1%) 483, 000 Energy Future Holdings Corp.* 10.250%, 11/01/15 370, 702 TOTAL CORPORATE BONDS 36, 341, 162 End Table Body Begin Table Head NUMBER OF CONTRACTS VALUE End Table Head Begin Table Body Options (1.1%) Consumer Discretionary (0.2%) 915 Carnival Corp.# Call, 01/16/10, Strike $35.00 263, 062 Nike, Inc. Class B# 670 Call, 01/16/10, Strike $60.00 680, 050 550 Call, 01/16/10, Strike $70.00 341, 000 900 Omnicom Group, Inc.# Call, 01/17/09, Strike $50.00 4, 500 1, 288, 612 Blank Space Consumer Staples (0.1%) 1, 060 Coca-Cola Company# Call, 01/17/09, Strike $60.00 18, 550 1, 350 Sysco Corp.# Call, 01/16/10, Strike $30.00 371, 250 1, 050 Walgreen Company# Call, 01/16/10, Strike $32.50 278, 250 668, 050 Blank Space Energy (0.0%) 90 Schlumberger, Ltd.# Call, 01/17/09, Strike $90.00 1, 125 Blank Space Health Care (0.3%) Blank Space Express Scripts, Inc# 650 Call, 01/17/09, Strike $65.00 331, 500 475 Call, 01/16/10, Strike $70.00 456, 000 690 Gilead Sciences, Inc.# Call, 01/16/10, Strike $55.00 407, 100 980 Johnson & Johnson# Call, 01/16/10, Strike $70.00 401, 800 End Table Body See accompanying Notes to Schedule of Investments Folio F-20 /Folio PAGEBREAK Schedule of Investments OCTOBER 31, 2008 Begin Table Head NUMBER OF CONTRACTS VALUE End Table Head Begin Table Body 700 Medtronic, lnc.# Call, 01/16/10, Strike $50.00 $ 203, 000 13, 054 Schering-Plough Corp.# 32, 635 Call, 11/22/08, Strike S27.50 1, 832, 035 Industrials (0.0%) 530 General Dynamics Corp.# Call, 01/17/09, Strike $90.00 6, 625 720 Honeywell International, lnc.# 5, 400 Call, 01/17/09, Strike $55.00 12, 025 Information Technology (0.5%) 1, 030 Accenture, Ltd.# Call, 01/16/10, Strike $40.00 458, 350 860 Adobe Systems, lnc.# Call, 01/16/10, Strike $45.00 139, 750 Apple, lnc.# 200 Call, 01/17/09, Strike $190.00 3, 200 80 Call, 01/16/10, Strike $170.00 79, 200 Cisco Systems, lnc.# 1, 800 Call, 01/16/10, Strike $25.00 291, 600 1, 240 Call, 01/17/09, Strike $27.50 9, 300 1, 450 Dell, lnc.# Call, 01/16/10, Strike $25.00 76, 850 2, 830 eBay, lnc.# Call, 01/16/10, Strike $25.00 307, 055 60 Google, lnc.# Call, 01/17/09, Strike $710.00 450 235 Hewlett-Packard Company# Call, 01/17/09, Strike $45.00 32, 313 1, 190 Microsoft Corp.# Call, 01/17/09, Strike $35.00 1, 785 3, 180 Nokia Corp.# Call, 01/17/09, Strike $40.00 7, 950 Oracle Corp.# 2, 260 Call, 01/17/09, Strike $22.50 113, 000 1, 250 Call, 01/16/10, Strike $20.00 384, |
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| 02/18/2009 | 13F-HR/A for Ancora Advisors LLC | |
| | COMPANY NAME(s) - [Ancora Advisors LLC (CIK - 1446114 /SIC - Unspecified)] |
| | MASS COM 268648102 $1, 189 113, 540 Sole NONE Sole EMERSON ELECTRIC CO COM 291011104 $275 7, 521 Sole NONE Sole EMERSON RADIO CORP COM NEW COM 291087203 $117 174, 121 Sole NONE Sole EXXON MOBIL CORP COM 30231g102 $1, 415 17, 730 Sole NONE Sole FERRO CORP COM COM 315405100 $338 48, 000 Sole NONE Sole FORTUNE BRANDS INC COM 349631101 $423 10, 255 Sole NONE Sole FREQUENCY ELECTRS INC COM COM 358010106 $50 17, 648 Sole NONE Sole GANNETT CO INC COM 364730101 $823 102, 827 Sole NONE Sole GENERAL ELECTRIC CO COM 369604103 $3, 929 242, 517 Sole NONE Sole GEVITY HR INC COM COM 374393106 $476 315, 400 Sole NONE Sole GSI LUMONICS INC COM COM 36229u102 $109 190, 000 Sole NONE Sole HANCOCK J PATRIOT II COM SH BEN INT COM 41013t105 $2, 454 345, 105 Sole NONE Sole HARRIS CORP DEL COM COM 413875105 $646 16, 975 Sole NONE Sole HARRIS INTERACTIVE INC COM COM 414549105 $7 10, 000 Sole NONE Sole HEALTH MGMT ASSOC INC CL A COM 421933102 $292 162, 870 Sole NONE Sole HEWLETT PACKARD CO COM 428236103 $591 16, 296 Sole NONE Sole HONEYWELL INTL INC COM COM 438516106 $1, 490 45, 390 Sole NONE Sole HUNTINGTON BANCSHARES COM COM 446150104 $83 10, 872 Sole NONE Sole INFOCUS CORP COM COM 45665b106 $30 38, 500 Sole NONE Sole INGERSOLL-RAND COMPANY CL A COM g4776g101 $217 12, 500 Sole NONE Sole INTEL CORP COM 458140100 $3, 922 267, 515 Sole NONE Sole INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 $1, 748 20, 766 Sole NONE Sole INTERNATIONAL GAME TEC COM COM 459902102 $814 68, 500 Sole NONE Sole INTL PAPER CO COM COM 460146103 $433 36, 700 Sole NONE Sole INVACARE CORP COM COM 461203101 $1, 595 102, 776 Sole NONE Sole ION GEOPHYSICAL CORP COM COM 462044108 $48 14, 000 Sole NONE Sole IRWIN FINL CORP COM COM 464119106 $48 37, 000 Sole NONE Sole ISHARES TR RUSSELL1000VAL COM 464287598 $1, 000 20, 200 Sole NONE Sole ITT INDS INC IND COM COM 450911102 $767 16, 688 Sole NONE Sole J P MORGAN CHASE & CO COM 46625h100 $1, 833 58, 141 Sole NONE Sole JOHNSON & JOHNSON COM 478160104 $1, 285 21, 485 Sole NONE Sole KEYCORP NEW COM 493267108 $502 58, 910 Sole NONE Sole KIMBALL INTL INC CL B COM 494274103 $138 16, 000 Sole NONE Sole KINDER MORGAN ENERGY PARTNERS COM 494550106 $435 9, 500 Sole NONE Sole KOPIN CORP COM COM 500600101 $20 10, 000 Sole NONE Sole KRAFT FOODS INC CL A COM 50075n104 $436 16, 232 Sole NONE Sole LA Z BOY INC COM COM 505336107 $199 91, 600 Sole NONE Sole LANNET INC COM COM 516012101 $53 10, 500 Sole NONE Sole LCA-VISION INC COM PAR $.001 COM 501803308 $136 33, 000 Sole NONE Sole LEADIS TECHNOLOGY INC COM COM 52171n103 $11 33, 812 Sole NONE Sole LEGG MASON INC COM COM 524901105 $438 20, 000 Sole NONE Sole LIBERTY MEDIA CORP NEW ENTMT |
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| 02/18/2009 | 13F-HR for Zebra Capital Management LLC | |
| | COMPANY NAME(s) - [Zebra Capital Management LLC (CIK - 1316915 /SIC - Unspecified)] |
| | 7 1021 SH Sole 7 HELEN OF TROY LTD (FORMERLY HE COM STK Common Stock G4388N106 10 635 SH Sole 10 HOLLY ENERGY PARTNERS LP COM STK Common Stock 435763107 293 13828 SH Sole 293 HARLEYSVILLE GROUP INC COM STK Common Stock 412824104 19 563 SH Sole 19 HANGER ORTHOPEDIC GROUP INC COM STK Common Stock 41043F208 4 270 SH Sole 4 HUGOTON RTY TR TEX COM STK Common Stock 444717102 16 1028 SH Sole 16 HARTE-HANKS INC COM STK Common Stock 416196103 8 1379 SH Sole 8 HIBBETT SPORTING GOODS INC COM STK Common Stock 428567101 105 6931 SH Sole 105 HARTFORD FINL SVCS GROUP INC COM STK Common Stock 416515104 11 697 SH Sole 11 HIMAX TECHNOLOGIES INC ADR Depository Receipts 43289P106 4 2761 SH Sole 4 HITACHI LTD ADR Depository Receipts 433578507 1 20 SH Sole 1 HITTITE MICROWAVE CORP COM Common Stock 43365Y104 9 308 SH Sole 9 HERBALIFE LTD COM STK Common Stock G4412G101 472 22914 SH Sole 472 HARMONIC INC COM STK Common Stock 413160102 2 294 SH Sole 2 HOME PROPERTIES INC COM STK Registered Investment Co 437306103 4 113 SH Sole 4 HORACE MANN EDUCATORS CORP NEW COM STK Common Stock 440327104 8 924 SH Sole 8 HAMPTON RDS BANKSHARES INC COM STK Common Stock 409321106 6 755 SH Sole 6 HMS HOLDINGS CORP COM STK Common Stock 40425J101 66 2138 SH Sole 66 Harmony Gold Mining Co Ltd Depository ADR Receipts 413216300 2 200 SH Sole 2 HARLEYSVILLE NATIONAL CORP PA COM STK Common Stock 412850109 4 280 SH Sole 4 HNI CORP COM STK Common Stock 404251100 16 1064 SH Sole 16 HUANENG POWER INTERNATIONAL Depository IN ADR Receipts 443304100 5 167 SH Sole 5 HARVEST NATURAL RESOURCES INC Common Stock 41754V103 227 57576 SH Sole 227 HEALTH NET INC COM STK Common Stock 42222G108 846 76888 SH Sole 846 HEINZ H J CO COM STK Common Stock 423074103 11 291 SH Sole 11 HOLLY CORP COM STK Common Stock 435758305 12 658 SH Sole 12 HOME BANCSHARES INC/CONWAY A Common Stock 436893200 232 8761 SH Sole 232 HONEYWELL INTERNATIONAL INC COM STK Common Stock 438516106 37 1136 SH Sole 37 HORNBECK OFFSHORE SERVICES INC Common Stock 440543106 38 2446 SH Sole 38 HOT TOPIC INC COM STK Common Stock 441339108 30 3285 SH Sole 30 HOVNANIAN K ENTERPRISES INC CL A COM STK Common Stock 442487203 337 205260 SH Sole 337 HELMERICH & PAYNE INC COM STK Common Stock 423452101 1 49 SH Sole 1 HEWLETT-PACKARD CO COM STK Common Stock 428236103 82 2265 SH Sole 82 HOSPITALITY PROPERTIES TRUST Registered COM STK Investment Co 44106M102 1 49 SH Sole 1 HEARTLAND PAYMENT SYSTEMS INC COM STK Common Stock 42235N108 2 150 SH Sole 2 HEALTHCARE REALTY TRUST COM Registered REIT Investment Co 421946104 1 55 SH Sole 1 HILL-ROM HOLDINGS COM STK Common Stock 431475102 6 353 SH Sole 6 HERLEY INDS INC DEL COM STK Common Stock 427398102 6 530 SH Sole 6 HARRIS CORP |
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| 02/18/2009 | EX-99.4 of 8-K for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)] |
| | (a) Industry Standard Servers $ 2, 689 $ 2, 818 $ 2, 814 $ 3, 059 $ 11, 380 $ 2, 689 $ 2, 818 $ 2, 814 $ 3, 059 $ 11, 380 $ -- $ -- $ -- $ -- $ -- Business Critical Systems 846 862 811 1, 034 3, 553 846 862 811 1, 034 3, 553 -- -- -- -- -- Storage 886 914 891 1, 015 3, 706 886 914 891 1, 015 3, 706 -- -- -- -- -- Enterprise Storage and Servers 4, 421 4, 594 4, 516 5, 108 18, 639 4, 421 4, 594 4, 516 5, 108 18, 639 -- -- -- -- -- Technology Services 2, 272 2, 346 2, 361 2, 462 9, 441 2, 062 2, 120 2, 128 2, 229 8, 539 210 226 233 233 902 Outsourcing Services -- -- -- -- -- 1, 129 1, 200 1, 239 1, 271 4, 839 (1, 129 ) (1, 200 ) (1, 239 ) (1, 271 ) (4, 839 ) Consulting and Integration -- -- -- -- -- 741 805 798 848 3, 192 (741 ) (805 ) (798 ) (848 ) (3, 192 ) Infrastructure Technology Outsourcing 1, 092 1, 161 1, 196 1, 222 4, 671 -- -- -- -- -- 1, 092 1, 161 1, 196 1, 222 4, 671 Application Services 259 281 274 288 1, 102 -- -- -- -- -- 259 281 274 288 1, 102 Business Process Outsourcing 26 26 29 34 115 -- -- -- -- -- 26 26 29 34 115 Services (b) 3, 649 3, 814 3, 860 4, 006 15, 329 3, 932 4, 125 4, 165 4, 348 16, 570 (283 ) (311 ) (305 ) (342 ) (1, 241 ) Business Technology Optimization 524 505 555 692 2, 276 460 437 487 620 2, 004 64 68 68 72 272 Other 329 340 325 358 1, 352 138 131 119 139 527 191 209 206 219 825 HP Software 853 845 880 1, 050 3, 628 598 568 606 759 2, 531 255 277 274 291 1, 097 Technology Solutions Group 8, 923 9, 253 9, 256 10, 164 37, 596 8, 951 9, 287 9, 287 10, 215 37, 740 (28 ) (34 ) (31 ) (51 ) (144 ) Notebooks 4, 146 4, 086 4, 254 5, 164 17, 650 4, 146 4, 086 4, 254 5, 164 17, 650 -- -- -- -- -- Desktops 3, 821 3, 913 3, 933 4, 222 15, 889 3, 821 3, 913 3, 933 4, 222 15, 889 -- -- -- -- -- Workstations 405 402 441 473 1, 721 405 402 441 473 1, 721 -- -- -- -- -- Handhelds 191 116 116 108 531 191 116 116 108 531 -- -- -- -- -- Other 156 146 150 166 618 156 146 150 166 618 -- -- -- -- -- Personal Systems Group 8, 719 8, 663 8, 894 10, 133 36, 409 8, 719 8, 663 8, 894 10, 133 36, 409 -- -- -- -- -- Commercial hardware 1, 725 1, 830 1, 780 2, 036 7, 371 1, 616 1, 709 1, 658 1, 880 6, 863 109 121 122 156 508 Consumer hardware 1, 177 942 925 1, 176 4, 220 1, 241 1, 008 996 1, 251 4, 496 (64 ) (66 ) (71 ) (75 ) (276 ) Supplies 4, 125 4, 423 4, 077 4, 393 17, 018 4, 142 4, 444 4, 097 4, 423 17, 106 (17 ) (21 ) (20 ) (30 ) (88 ) Imaging and Printing Group 7, 027 7, 195 6, 782 7, 605 28, 609 6, 99 7, 161 6, 751 7, 554 28, 465 28 34 31 51 144 HP Financial Services 547 550 582 657 2, 336 547 550 582 657 2, 336 -- -- -- -- -- Corporate Investments 157 175 220 210 762 157 175 220 210 762 -- -- -- -- -- Total segments 25, 373 25, 836 25, 734 28, 769 105, 712 25, 373 25, 836 25, 734 28, 769 105, 712 -- -- -- -- -- Eliminations of intersegment net revenue and other (291 ) (302 ) (357 ) (476 ) (1, 426 ) (291 ) (302 ) (357 ) (476 ) (1, 426 ) -- -- -- -- -- Total HP Consolidated $ 25, 082 $ 25, 534 $ 25, 377 $ 28, 293 $ 104, 286 $ 25, 082 $ 25, 534 $ 25, 377 $ 28, 293 $ 104, 286 $ -- $ -- $ -- $ -- $ -- MARKER FORMAT-SHEET="Para (List) Flush Lv 0- TNR" FSL="Workstation" (a) Certain fiscal 2009 organizational reclassifications have been reflected retroactively to provide improved visibility and comparability. In addition, revenue was transferred among the business units within the Services, HP Software and Imaging and Printing Group segments. MARKER FORMAT-SHEET="Para (List) Flush Lv 0- TNR" FSL="Default" (b) Infrastructure Technology Outsourcing, Application Services and Business Process Outsourcing business units were added to the Services business segment. |
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