| Date Filed | Title |
| 02/06/2009 | 10-Q for OVERHILL FARMS INC | |
| | COMPANY NAME(s) - [OVERHILL FARMS INC (CIK - 1101020 /SIC - 2030)] |
| | Foodservice net revenues decreased $5.1 million (34.9%) to $9.5 million for first quarter of fiscal year 2009 from $14.6 million for the first quarter of fiscal year 2008 due to anticipated reduced volume from one customer and softness in the foodservice industry caused by a slowing economy. However, we continue our sales efforts in this category and believe that foodservice represents a significant opportunity for us. However with the current uncertainty and rapidly changing events, it is difficult at the present time to predict the magnitude of the impact on revenues and the corresponding effect on gross profit margin for the upcoming quarters and for the fiscal year. As previously disclosed, we expect to make up the reduction in our sales to H. J. Heinz Company with committed new business. The timing of the new business will not coincide exactly with the H. J. Heinz Company reduction; however, we expect the new business to begin later in our second fiscal quarter. On the positive side, we believe our opportunities remain strong for new business, both from new customers and from additional products and volume from existing customers. Selling, General and Administrative Expenses. |
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| 02/06/2009 | DEF 14A for JOHN HANCOCK TAXADVANTAGED DIVIDEND INCOME FUND | |
| | COMPANY NAME(s) - [JOHN HANCOCK TAXADVANTAGED DIVIDEND INCOME FUND (CIK - 1260041 /SIC - Unspecified)] |
| | (until 1991). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 6 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=maindata colindex=04 type=gutter colindex=04 type=maindata Table Width Row END Number of Name, (Year of Birth) Principal Occupation(s) and Trustee John Hancock Funds and Position with the Fund other Directorships during the Past Five Years Since Overseen TRUSTEES NOT STANDING FOR ELECTION TERM TO EXPIRE IN 2011 James F. Carlin (1940) Independent Trustee Director and Treasurer, Alpha Analytical Laboratories (chemical analysis) (since 1985); Part Owner and Treasurer, Lawrence Carlin Insurance Agency, Inc. (management/investments) (since 1987); Trustee, Massachusetts Health and Education Tax Exempt Trust (1993-2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 William H. Cunningham (1944) Independent Trustee Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Chairman and CEO, IBT Technologies (until 2001); Director of the following: Hicks Acquisition Company 1, Inc. (until 2004), Pinnacle Foods Corporation (until 2003), rateGenius (until 2003), Lincoln National Corporation (insurance) (since 2006), Jefferson-Pilot Corporation (diversified life insurance company) (until 2006), New Century Equity Holdings (formerly Billing Concepts) (until 2001), eCertain (until 2001), ClassMap.com (until 2001), Agile Ventures (until 2001), AskRed.com (until 2001), Southwest Airlines (since 2000), Introgen (manufacturer of biopharmaceuticals) (since 2000) and Viasystems Group, Inc. (diversified automotive parts supply company) (since 2003). 2002 (A/B) 2003 (C) 2004 (D) 2007 (E) 50 callerid=999 iwidth=455 length=60 * Because each of Mr. Vrysen and Mr. Boyle is a senior executive with the Adviser, each of them is considered an interested person (as defined in the 1940 Act) of the funds. |
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| 02/06/2009 | N-CSRS for ING SERIES FUND INC | |
| | COMPANY NAME(s) - [ING SERIES FUND INC (CIK - 877233 /SIC - Unspecified)] |
| | Forward foreign currency contracts and futures are reported at their unrealized gain/loss at period end. 55, 071 124, 511 Airlines: 0.6% 28, 091 Skywest, Inc. 49, 997 18, 753 Wolverine World Wide, Inc. 403, 250 7, 950 Hancock Holding Co. 392, 042 2, 500 United Bankshares, Inc. |
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| 02/06/2009 | 13F-HR for CULLEN FROST BANKERS INC | |
| | COMPANY NAME(s) - [CULLEN FROST BANKERS INC (CIK - 39263 /SIC - 6021)] |
| | COM COMMON STOCK 78442P106 226 25400 SH DEFINED 0 0 25400 SONOCO PRODS CO COM COMMON STOCK 835495102 210 9050 SH OTHER 0 0 9050 SOUTH JERSEY INDUSTRIES INC CO COMMON STOCK 838518108 28 700 SH DEFINED 700 0 0 SOUTH JERSEY INDUSTRIES INC CO COMMON STOCK 838518108 383 9600 SH OTHER 0 0 9600 SOUTHERN CO COM COMMON STOCK 842587107 667 18030 SH DEFINED 18030 0 0 SOUTHERN CO COM COMMON STOCK 842587107 408 11020 SH OTHER 11020 0 0 SOUTHERN UNION CO COM COMMON STOCK 844030106 1397 107154 SH DEFINED 107154 0 0 SOUTHERN UNION CO COM COMMON STOCK 844030106 1510 115760 SH OTHER 210 0 115550 SOUTHWEST AIRLINES CO COM* COMMON STOCK 844741108 402 46662 SH DEFINED 33363 0 13299 SOUTHWEST AIRLINES CO COM* COMMON STOCK 844741108 134 15564 SH OTHER 13064 0 2500 SOUTHWESTERN ENERGY CO COM COMMON STOCK 845467109 397 13715 SH DEFINED 9600 0 4115 SOUTHWESTERN ENERGY CO COM COMMON STOCK 845467109 771 26600 SH OTHER 0 0 26600 SPDR GOLD TRUST ETF* COMMON STOCK 78463V107 9132 105543 SH DEFINED 105318 0 225 SPDR GOLD TRUST ETF* COMMON STOCK 78463V107 647 7483 SH OTHER 7183 0 300 SPECTRA ENERGY CORP COM* COMMON STOCK 847560109 6663 423286 SH DEFINED 235879 0 187407 SPECTRA ENERGY CORP COM* COMMON STOCK 847560109 581 36885 SH OTHER 36685 0 200 SRA INTERNATIONAL INC - CL A C COMMON STOCK 78464R105 43 2500 SH DEFINED 2500 0 0 SRA INTERNATIONAL INC - CL A C COMMON STOCK 78464R105 602 34900 SH OTHER 0 0 34900 ST. JUDE MEDICAL INC COM COMMON STOCK 790849103 251 7620 SH DEFINED 6000 0 1620 STAPLES INC COM* COMMON STOCK 855030102 1260 70325 SH DEFINED 66575 0 3750 STAPLES INC COM* COMMON STOCK 855030102 1815 101300 SH OTHER 0 0 101300 STARBUCKS CORP COM* COMMON STOCK 855244109 272 28726 SH DEFINED 19743 0 8983 STARBUCKS CORP COM* COMMON STOCK 855244109 23 2451 SH OTHER 2451 0 0 STERLING BANCSHARES INC COM COMMON STOCK 858907108 99 16260 SH DEFINED 16260 0 0 STIFEL FINL CORP COM COMMON STOCK 860630102 73 1600 SH DEFINED 1600 0 0 STIFEL FINL CORP COM COMMON STOCK 860630102 894 19500 SH OTHER 0 0 19500 STRYKER CORP COM * COMMON STOCK 863667101 461 11535 SH DEFINED 10300 0 1235 STRYKER CORP COM * COMMON STOCK 863667101 60 1511 SH OTHER 1511 0 0 SUNOCO INC COM COMMON STOCK 86764P109 275 6330 SH DEFINED 5800 0 530 SUPERIOR ENERGY SERVICES INC C COMMON STOCK 868157108 25 1600 SH DEFINED 1600 0 0 SUPERIOR ENERGY SERVICES INC C COMMON STOCK 868157108 357 22400 SH OTHER 0 0 22400 SYMANTEC CORP COM* COMMON STOCK 871503108 185 13700 SH DEFINED 10025 0 3675 SYMANTEC CORP COM* COMMON STOCK 871503108 38 2840 SH OTHER 2840 0 0 SYSCO CORP COM* COMMON STOCK 871829107 3272 142630 SH DEFINED 78714 0 63916 SYSCO CORP COM* COMMON STOCK 871829107 499 21768 SH OTHER 21768 0 0 TARGET CORP COM * COMMON STOCK 87612E106 584 16927 SH DEFINED 12627 0 4300 TARGET CORP COM * COMMON STOCK |
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| 02/06/2009 | 13F-HR for FARMERS MERCHANTS INVESTMENTS INC | |
| | COMPANY NAME(s) - [FARMERS MERCHANTS INVESTMENTS INC (CIK - 1259969 /SIC - Unspecified)] |
| | CL A 806882106 $25, 564.35 679.00 SH Shared-Defined N/A Sole Select Sector SPDR Tr SBI INT-FINL 81369Y605 $13, 308.76 1, 063.00 SH Shared-Defined N/A Sole Select Sector Spdr Tr Sbi Int-Energy SBI INT-ENERGY 81369Y506 $15, 238.63 319.00 SH Shared-Defined N/A Sole Sempra Energy COM 816851109 $42, 630.00 1, 000.00 SH Shared-Defined N/A Sole Sherwin-Williams Co Common COM 824348106 $250, 950.00 4, 200.00 SH Shared-Defined N/A Sole Sigma-aldrich Common COM 826552101 $540, 672.00 12, 800.00 SH Shared-Defined N/A Sole Simon Property Group Common COM 828806109 $4, 250.40 80.00 SH Shared-Defined N/A Sole Sirius Satellite Radio Inc COM 82967N108 $607.20 5, 060.00 SH Shared-Defined N/A Sole Smith Intl Common COM 832110100 $16, 023.00 700.00 SH Shared-Defined N/A Sole Soc Quim&min Sp Adr Sponsored Adr Repstg Ser B SPON ADR SER B 833635105 $12, 195.00 500.00 SH Shared-Defined N/A Sole Sonoco Products Co. Common COM 835495102 $36, 685.44 1, 584.00 SH Shared-Defined N/A Sole Sonus Networks, Inc. COM 835916107 $1, 106.00 700.00 SH Shared-Defined N/A Sole South Jersey Industries, Inc COM 838518108 $14, 943.75 375.00 SH Shared-Defined N/A Sole Southern Co COM 842587107 $269, 915.00 7, 295.00 SH Shared-Defined N/A Sole Southern Copper Corp COM 84265V105 $47, 136.10 2, 935.00 SH Shared-Defined N/A Sole Southwest Airlines Co common COM 844741108 $12, 068.00 1, 400.00 SH Shared-Defined N/A Sole Southwest Gas COM 844895102 $322, 437.70 12, 785.00 SH Shared-Defined N/A Sole Spdr Gold Trust GOLD SHS 78463V107 $304, 809.96 3, 523.00 SH Shared-Defined N/A Sole SPDR Index Shares Funds DJ Wilshire International Real Estate ETF DJWS INTL REAL 78463X863 $226, 361.72 8, 359.00 SH Shared-Defined N/A Sole SPDR Index Shares S&P International Small Cap S&P INTL SMLCP 78463X871 $189, 007.56 10, 151.00 SH Shared-Defined N/A Sole SPDR Series Trust DJ Wilshire Total REIT DJ WLSH REIT ETF 78464A607 $161, 349.93 3, 981.00 SH Shared-Defined N/A Sole Spectra Energy Corp COM 847560109 $124, 692.28 7, 922.00 SH Shared-Defined N/A Sole Sprint Nextel Corp COM SER 1 852061100 $183.00 100.00 SH Shared-Defined N/A Sole Standard and Poor's Depositary Receipts UNIT SER 1 78462F103 $5, 719, 772.16 63, 384.00 SH Shared-Defined N/A Sole Staples Inc COM 855030102 $954, 867.20 53, 285.00 SH Shared-Defined N/A Sole Star Bulk Carriers Corporation COM Y8162K105 $8, 259.64 3, 234.00 SH Shared-Defined N/A Sole Starbucks Corp COM 855244109 $239, 338.00 25, 300.00 SH Shared-Defined N/A |
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| 02/06/2009 | 13F-HR/A for DIAM Co Ltd | |
| | COMPANY NAME(s) - [DIAM Co Ltd (CIK - 1068855 /SIC - Unspecified)] |
| | 4, 244 256, 439 SH DIAM 256, 439 - - SCHLUMBERGER LTD COM 806857108 9, 647 235, 815 SH DIAM 235, 815 - - SCHWAB (CHARLES) CORP COM 808513105 2, 404 160, 175 SH DIAM 160, 175 - - SCRIPPS NETWORKS INTER-CL A COM 811065101 577 27, 621 SH DIAM 27, 621 - - SEAGATE TECHNOLOGY COM G7945J104 237 57, 999 SH DIAM 57, 999 - - SEALED AIR CORP COM 81211K100 669 46, 646 SH DIAM 46, 646 - - SEARS HOLDINGS CORP COM 812350106 312 8, 737 SH DIAM 8, 737 - - SEI INVESTMENTS COMPANY COM 784117103 225 15, 639 SH DIAM 15, 639 - - SEMPRA ENERGY COM 816851109 1, 351 33, 337 SH DIAM 33, 337 - - SENIOR HOUSING PROP TRUST COM 81721M109 4, 781 298, 813 SH DIAM 298, 813 - - SHERWIN-WILLIAMS CO/THE COM 824348106 875 15, 571 SH DIAM 15, 571 - - SIGMA-ALDRICH COM 826552101 1, 266 31, 203 SH DIAM 31, 203 - - SILGAN HOLDINGS INC COM 827048109 4 90 SH DIAM 90 - - SIMON PROPERTY GROUP INC COM 828806109 32, 578 665, 402 SH DIAM 665, 402 - - SK TELECOM CO LTD-ADR COM 78440P108 1 100 SH DIAM 100 - - SKYWORKS SOLUTIONS INC COM 83088M102 3 730 SH DIAM 730 - - SL GREEN REALTY CORP COM 78440X101 34, 166 1, 399, 122 SH DIAM 1, 399, 122 - - SLM CORP COM 78442P106 733 87, 640 SH DIAM 87, 640 - - SMITH (A.O.) CORP COM 831865209 3 120 SH DIAM 120 - - SMITH INTERNATIONAL INC COM 832110100 994 44, 678 SH DIAM 44, 678 - - SNAP-ON INC COM 833034101 463 12, 424 SH DIAM 12, 424 - - SOUTHERN CO COM 842587107 31, 900 881, 234 SH DIAM 881, 234 - - SOUTHERN COPPER CORP COM 84265V105 212 13, 931 SH DIAM 13, 931 - - SOUTHWEST AIRLINES CO COM 844741108 662 82, 309 SH DIAM 82, 309 - - SOUTHWESTERN ENERGY CO COM 845467109 1, 693 58, 793 SH DIAM 58, 793 - - SOVEREIGN BANCORP INC COM 845905108 199 69, 391 SH DIAM 69, 391 - - SOVRAN SELF STORAGE INC COM 84610H108 1, 888 56, 952 SH DIAM 56, 952 - - SPARTAN STORES INC COM 846822104 3 140 SH DIAM 140 - - SPECTRA ENERGY CORP COM 847560109 9, 452 623, 911 SH DIAM 623, 911 - - SPRINT NEXTEL CORP COM 852061100 685 391, 458 SH DIAM 391, 458 - - SPX CORP COM 784635104 262 7, 131 SH DIAM 7, 131 - - ST JUDE MEDICAL INC COM 790849103 1, 690 53, 757 SH DIAM 53, 757 - - STANLEY WORKS/THE COM 854616109 326 10, 221 SH DIAM 10, 221 - - STAPLES INC COM 855030102 2, 089 120, 753 SH DIAM 120, 753 - - STARBUCKS CORP COM 855244109 908 100, 638 SH DIAM 100, 638 - - STARWOOD HOTELS & RESORTS COM 85590A401 1, 453 90, 229 SH DIAM 90, 229 - - STATE STREET CORP COM 857477103 2, 415 67, 507 SH DIAM 67, 507 - - STERICYCLE INC COM 858912108 1, 579 30, 960 SH DIAM 30, 960 - - STERLITE INDUSTRIES INDI-ADR COM 859737207 192 35, 742 SH DIAM 35, 742 - - STRATEGIC HOTELS & RESORTS I COM 86272T106 249 191, 835 SH DIAM 191, 835 - - STRYKER CORP COM 863667101 2, 005 50, 977 SH DIAM 50, 977 - - SUN COMMUNITIES |
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| 02/05/2009 | 8-K for AMERICAN MEDIA OPERATIONS INC | |
| | COMPANY NAME(s) - [AMERICAN MEDIA OPERATIONS INC (CIK - 853927 /SIC - 2721)] |
| | Ross were members of the Company s Executive Committee and Compensation Committee and Mr. Pattelli has analyzed high yield investment opportunities ranging from par loans to distressed debt. Mr. Maslowe has served on the board of directors and as the chairman of the audit committee for Delek US Holdings, Inc., a diversified energy business, since May 2006, and has served on the board of directors and audit committee, as well as chairman of the human resources committee, of NorthWestern Corporation, a publicly traded provider of electricity and natural gas, since December 2004. Since December 2003, Mr. Nuccitelli has served as managing director and portfolio manager for Credit Opportunities for Brencourt Advisors, an investment firm. Mr. Koones serves as a board member for ContentNext Media, Inc., Museum of Television and Radio (Los Angeles), Museum of Moving Image (New York), Inner City Arts (Los Angeles), Environmental Media Association, and the President s Council of the University of Richmond. |
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| 02/06/2009 | N-CSR for MFS HIGH YIELD MUNICIPAL TRUST | |
| | COMPANY NAME(s) - [MFS HIGH YIELD MUNICIPAL TRUST (CIK - 809844 /SIC - Unspecified)] |
| | (American Airlines, Inc.), 5.5%, 2030 750, 000 282, 855 New Jersey Economic Development Authority, Special Facilities Rev. (American Airlines, Inc.), B , 8.5%, 2028 500, 000 388, 395 $ 3, 701, 606 Industrial Revenue - Chemicals - 0.3% Brazos River, TX, Harbor Navigation District (Dow Chemical Co.), B-2 , 4.95%, 2033 $ 400, 000 $ 276, 720 Industrial Revenue - Environmental Services - 1.9% California Pollution Control Financing Authority, Solid Waste Disposal Rev. (Waste Management, Inc.), 5.2%, 2027 660, 000 454, 852 $ 1, 841, 949 Industrial Revenue - Metals - 0.6% Director of Nevada Department of Business & Industry (Wheeling/Pittsburgh Steel), A , 8%, 2014 $ 150, 000 $ 141, 248 Greensville County, VA, Industrial Development Authority Rev. (United Parcel Service, Inc.), 6%, 2023 475, 000 363, 655 Indianapolis, IN, Airport Authority Rev., Special Facilities (FedEx Corp.), 5.1%, 2017 500, 000 400, 455 Michigan Strategic Fund Rev. (Hovensa Coker Project), 5.875%, 2022 400, 000 289, 892 Will-Kankakee, IL, Regional Development Authority Rev. |
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| 02/06/2009 | N-CSR for FIDELITY SECURITIES FUND | |
| | COMPANY NAME(s) - [FIDELITY SECURITIES FUND (CIK - 754510 /SIC - Unspecified)] |
| | (a) 24, 824 836, 072 Illumina, Inc. Ltd. (H Shares) 26, 000 39, 654 Ener1, Inc. 12, 900 156, 606 TOTAL INDUSTRIALS 2, 262, 973 Common Stocks - continued Shares Value INFORMATION TECHNOLOGY - 22.2% Communications Equipment - 4.5% Comtech Telecommunications Corp. (a) 82, 615 821, 193 IT Services - 1.2% Lender Processing Services, Inc. PLC (a) 39, 019 561, 856 Concur Technologies, Inc. |
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| 02/06/2009 | N-CSR for FIDELITY COMMONWEALTH TRUST | |
| | COMPANY NAME(s) - [FIDELITY COMMONWEALTH TRUST (CIK - 205323 /SIC - Unspecified)] |
| | (a) 605 2, 783 Matrixx Initiatives, Inc. (a) 1, 034 7, 042 Questcor Pharmaceuticals, Inc. (a) 8, 568 113, 526 XenoPort, Inc. 742 3, 035 Kratos Defense & Security Solutions, Inc. 1, 332 12, 907 Park-Ohio Holdings Corp. |
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