SEC NEWS DIGEST Issue 2005-133 July 13, 2005 ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDING INSTITUTED AGAINST TWENTY COMPANIES THAT FAILED TO MAKE REQUIRED PERIODIC FILINGS On July 13, the Commission instituted a public administrative proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 against twenty public companies to determine whether the registration of each company’s securities should be revoked or suspended for failing to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, which require the filing of periodic reports with the Commission. The Respondents are: American Machine, Inc.; Asia4Sale.com, Inc.; Pacific Vision Group, Inc.; Preferred Investments, Inc.; Deerwood, Inc.; Nascent Technology, Inc.; Profits Emporium, Inc.; Ring of Fire Marketing, LTD.; Seminar Strategies & Marketing, Inc.; Social Engagements International, Inc.; Passover Management International, LTD.; Triumphant Endeavors, Inc.; Idoleyez Corporation (a/k/a ISEmployment.Com, Inc.) (f/k/a Magical Marketing, Inc.); Sun Asset Holdings, Inc. (f/k/a Coyote Canyon Corporation); Sino Pharmaceuticals Corporation (f/k/a Unimann, Inc.); Premium Financial Services & Leasing, Inc.; Arcadia Investments Corporation; Easy Living Investments, Inc.; Vinex Wines, Inc.; and Western Financial Corporation. The Division of Enforcement alleges that each of the above-listed companies is at least one year delinquent in its required periodic filings with the Commission and has failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide each of the companies an opportunity to dispute the allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of each company’s securities. The Commission directed that an administrative law judge shall issue an initial decision in this matter within 120 days from service of the Order upon the listed companies. (Rel. 34-52020; File No. 3-11979) COMMISSION SANCTIONS UBS SECURITIES LLC FOR FAILING TO PRESERVE E-MAIL The Commission today instituted and settled public administrative and cease-and-desist proceedings against UBS Securities LLC (UBS). These proceedings, and related proceedings brought simultaneously by the New York Stock Exchange, Inc. (NYSE) and NASD, Inc. (NASD), found that during the period from 1999 through 2002, UBS failed to preserve all business-related e-mail communications for the required three year period. The order also found that the firm lacked adequate systems and procedures to ensure the preservation of e-mail. The Commission ordered UBS to cease and desist from committing or causing any violation or future violation of Section 17(a) of the Securities Exchange Act of 1934 and Rule 17a-4 thereunder, censured the firm, and ordered the firm to pay a $700,000 penalty and comply with undertakings to establish e-mail retention policies and procedures that comply with the record-keeping requirements of the federal securities laws and the rules of NASD and NYSE. UBS consented to the entry of the order without admitting or denying the Commission’s allegations. UBS also agreed in related NASD and NYSE proceedings to pay $700,000, respectively to settle those related proceedings. Accordingly, by settling this matter, UBS will pay penalties totaling $2.1 million. (Rel. 34-52022; File No. 3-11980) IN THE MATTER OF SPECTRUM BRANDS CORP. On July 13, the Commission issued an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Order) against Spectrum Brands Corp. The Division of Enforcement alleges that Spectrum Brands, with a class of securities registered with the Commission pursuant to Exchange Act Section 12, is delinquent in its periodic filings, having last filed a periodic report for the period ending Sept. 30, 2001. The Division of Enforcement also alleges that Spectrum Brands failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder by failing to file annual and quarterly reports with the Commission. Based on the above, the Commission deems it necessary and appropriate for the protection of investors to institute public administrative proceedings to determine: (a) whether the Division of Enforcement’s allegations are true and to afford Spectrum Brands an opportunity to establish any defenses to such allegations; and (b) whether it is necessary and appropriate for the protection of investors to suspend for a period not exceeding twelve months, or revoke the registration of each class of securities of Spectrum Brands registered pursuant to Section 12 of the Exchange Act. (Rel. 34-52023; File No. 3-11981) SEC FILES CIVIL FRAUD ACTION AGAINST BERNARD EBBERS, WORLDCOM’S FORMER CHIEF EXECUTIVE OFFICER; EBBERS CONSENTS TO FRAUD INJUNCTION, PERMANENT OFFICER AND DIRECTOR BAR The Commission announced on July 13 that it filed a civil fraud action against Bernard J. Ebbers, the former Chief Executive Officer of WorldCom, Inc. (now known as MCI, Inc.), for his role in the WorldCom fraud. Ebbers has agreed to settle the matter by consenting, without admitting or denying the allegations in the Commission’s complaint, to the entry of a final judgment enjoining him from violating the anti- fraud and other provisions of the federal securities laws, and permanently barring him from serving as an officer or director of a public company. The settlement is subject to the approval of the Court. The Commission’s action against Ebbers is its sixth civil enforcement action related to the WorldCom fraud. The complaint filed today alleges that Ebbers, along with other WorldCom senior officers, caused numerous fraudulent adjustments and entries in WorldCom’s books and records, often in the hundreds of millions of dollars, in furtherance of a scheme to make the Company’s publicly reported financial results appear to meet Wall Street’s expectations. The complaint further alleges that these market expectations were based, in some instances, on financial performance targets set by Ebbers that Ebbers knew could not be attained by legitimate means. In addition, the Commission alleged that Ebbers made numerous false and misleading public statements about WorldCom’s financial condition and performance, and signed multiple SEC filings that contained false and misleading material information. If the settlement is approved by the Court, Ebbers will be enjoined from future violations of the antifraud, reporting, books and records, internal controls, and lying-to-auditors provisions of the federal securities laws—Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13, 13b2-1 and 13b2-2 thereunder. The Commission acknowledges the assistance and cooperation of the U.S. Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation. [SEC v. Bernard J. Ebbers, Civil Action No. 05 Civ 6378, USDC, SDNY] LR-19301; AAE Rel. 2277) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF A PROPOSED RULE CHANGES The Commission has approved, on an accelerated basis, a proposed rule change filed under Section 19(b)(1) of the Exchange Act by The Options Clearing Corporation (SR-OCC-2005-06). The proposed rule change will amend OCC’s By-Laws and Rules to accommodate short-term options proposed for trading by the Chicago Board Options Exchange, American Stock Exchange, International Securities Exchange, and Pacific Exchange. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52010) The International Securities Exchange filed under Section 19(b)(1) of the Securities Exchange Act of 1934 a proposed rule change and Amendment No. 1 thereto (SR-ISE-2005-17) to list and trade Short Term Option Series, and the Commission has granted accelerated approval to the proposed rule change. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52012) The American Stock Exchange filed under Section 19(b)(1) of the Securities Exchange Act of 1934 a proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-035) to list and trade Short Term Option Series, and the Commission has granted accelerated approval to the proposed rule change. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52014) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2004-63) submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Chicago Board Options Exchange to list and trade Short Term Option Series, and issued notice of filing and granted accelerated approval to Amendment No. 2 thereto. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34- 52011) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 POWERWAVE TECHNOLOGIES INC, 1801 E. ST. ANDREW PLACE, SANTA ANA, CA, 92705, 7144661000 - 10,000,000 ($101,050,000.00) Equity, (File 333-126525 - Jul. 12) (BR. 11B) SB-2 GLOBAL MATRECHS, INC., 90 GROVE STREET, SUITE 202, RIDGEFIELD, CT, 06877, 203 431 8120 - 127,576,685 ($4,210,031.00) Equity, (File 333-126526 - Jul. 12) (BR. 03A) S-4 LUNA GOLD CORP, SUITE 902 - 475 WEST GEORGIA STREET, VANCOUVER, A1, V6B 4M9, (604) 689-7317 - 24,572,700 ($2,801,287.80) Equity, (File 333-126527 - Jul. 12) (BR. 04) S-3 QUICKLOGIC CORPORATION, 1277 ORLEANS DR, SUNNYVALE, CA, 94089-1138, 4089904000 - 0 ($30,000,000.00) Other, (File 333-126528 - Jul. 12) (BR. 10C) S-8 NORANDA INC, BCE PLACE, 181 BAY STREET, SUITE 200, TORONTO, A6, M5J 2T3, 416-982-7115 - 15,711,716 ($227,181,741.00) Equity, (File 333-126529 - Jul. 12) (BR. 04C) SB-2 LIGHTING SCIENCE GROUP CORP, 2100 MCKINNEY AVENUE, SUITE 1555, DALLAS, TX, 75201, 2143823630 - 0 ($28,269,226.00) Equity, (File 333-126530 - Jul. 12) (BR. 11B) S-8 NEOWARE SYSTEMS INC, 400 FEHELEY DR, KING OF PRUSSIA, PA, 19406, 6102778300 - 1,500,000 ($15,690,000.00) Equity, (File 333-126533 - Jul. 12) (BR. 03B) F-1 Baidu.com, Inc., 12/F, IDEAL INTERNATIONAL PLAZA, NO. 58 WEST-NORTH 4TH RING, BEIJING, F4, 100080, (86-10) 8262-1188 - 0 ($80,000,000.00) ADRs/ADSs, (File 333-126534 - Jul. 12) (BR. 03) S-3 AMERICAN GENERAL FINANCE CORP, 601 NW SECOND ST, EVANSVILLE, IN, 47708, 8124248031 - 0 ($10,000,000,000.00) Other, (File 333-126535 - Jul. 12) (BR. 07B) S-8 DAVE & BUSTERS INC, 2481 MANANA DRIVE, DALLAS, TX, 75220, 2143579588 - 0 ($10,884,000.00) Equity, (File 333-126536 - Jul. 12) (BR. 05A) F-6 XINHUA FINANCE LTD, 199 DES COEUX RD CENTRAL, SUITE 2003-4 VICWOOD PLAZA, HONG KONG, K3, 00000, 852-3196-3939 - 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-126537 - Jul. 12) (BR. ) S-4 TRIAD FINANCIAL CORP, 7711 CENTER AVENUE, SUITE 250, HUNTINGTON BEACH, CA, 92647, 7143738300 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-126538 - Jul. 12) (BR. 05) S-3 SYNERGY BRANDS INC, 40 UNDERHILL BLVD, SYOSSET, NY, 11791, 5166821980 - 475,000 ($2.10) Equity, (File 333-126539 - Jul. 12) (BR. 02C) S-8 CURTISS WRIGHT CORP, 1200 WALL ST W, LYNDHURST, NJ, 07071, 2018968400 - 2,500,000 ($13,545,000.00) Equity, (File 333-126541 - Jul. 12) (BR. 06A) S-8 CURTISS WRIGHT CORP, 1200 WALL ST W, LYNDHURST, NJ, 07071, 2018968400 - 50,000 ($2,709,000.00) Equity, (File 333-126543 - Jul. 12) (BR. 06A) S-8 INNOVO GROUP INC, 5804 EAST SLAUSON AVENUE, -, COMMERCE, CA, 90040, 3237255516 - 0 ($9,810,000.00) Equity, (File 333-126544 - Jul. 12) (BR. 02B) S-3 FIRST AMERICAN CORP, 1 FIRST AMERICAN WAY, SANTA ANA, CA, 92707, 714-800-3000 - 483,322 ($1,706.61) Equity, (File 333-126545 - Jul. 12) (BR. 01A) F-6 Baidu.com, Inc., 12/F, IDEAL INTERNATIONAL PLAZA, NO. 58 WEST-NORTH 4TH RING, BEIJING, F4, 100080, (86-10) 8262-1188 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-126546 - Jul. 12) (BR. 03) S-3 AMERUS GROUP CO/IA, 699 WALNUT STREET, DES MOINES, IA, 50309, 5153623600 - 0 ($1,452,426,812.00) Other, (File 333-126547 - Jul. 12) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 51142 INC. DE 1.01,5.01,5.02 07/08/05 ABSOLUTE GLASS PROTECTION INC NV 5.03,9.01 07/11/05 ABX AIR INC 1.01,9.01 06/09/05 AMEND ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 07/11/05 ACCREDO HEALTH INC DE 8.01,9.01 07/11/05 ACXIOM CORP DE 2.02 07/12/05 ADVANCED ENERGY INDUSTRIES INC DE 1.01,9.01 07/06/05 AEROSONIC CORP /DE/ DE 8.01,9.01 07/12/05 AEROSONIC CORP /DE/ DE 8.01,9.01 07/12/05 AETHER SYSTEMS INC DE 3.01,3.03,8.01,9.01 07/12/05 ALASKA AIR GROUP INC DE 7.01 07/12/05 ALBEMARLE CORP VA 1.01,2.03,9.01 07/12/05 ALBERTSONS INC /DE/ DE 1.01,2.03,9.01 07/06/05 ALEXANDERS INC DE 1.01,2.03,9.01 07/06/05 ALLIN CORP DE 1.01 07/07/05 ALONG MOBILE TECHNOLOGY INC. 1.01,5.01,5.02 07/08/05 ALPHATRADE COM NV 8.01,9.01 07/12/05 AM-CH, INC. DE 5.02 07/08/05 AMB PROPERTY CORP MD 2.02,7.01,9.01 07/12/05 AMB PROPERTY LP DE 7.01,9.01 07/12/05 AMBASSADORS GROUP INC DE 5.02 07/08/05 AMEDISYS INC DE 2.01,7.01,9.01 07/11/05 AMERICAN ACCESS TECHNOLOGIES INC FL 2.02,9.01 07/11/05 AMERICAN INSURED MORTGAGE INVESTORS S CA 2.01 07/11/05 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.01,9.01 07/07/05 AMERICAN POWER CONVERSION CORPORATION MA 1.01,9.01 07/11/05 AMERICAN STANDARD COMPANIES INC DE 1.01,2.03,5.02,9.01 07/07/05 AMERICAS CARMART INC TX 8.01 07/07/05 AMERITRADE HOLDING CORP DE 2.02,8.01,9.01 07/12/05 AMSURG CORP TN 7.01,9.01 07/12/05 ANIKA THERAPEUTICS INC MA 1.01,5.02,9.01 07/11/05 ANIXTER INTERNATIONAL INC DE 2.01,9.01 07/08/05 ANTARES PHARMA INC MN 8.01,9.01 07/11/05 ARDEN GROUP INC DE 1.01 06/22/05 ARK RESTAURANTS CORP NY 8.01 07/12/05 ASB FINANCIAL CORP /OH OH 3.01,3.03,8.01 07/06/05 ASHWORTH INC DE 5.02 07/07/05 ASPENBIO INC CO 8.01,9.01 07/11/05 ATLANTIC REALTY TRUST CA 1.01 07/12/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 07/12/05 ATLAS MINING CO ID 5.02 07/12/05 AUDIOVOX CORP DE 2.02,8.01 07/11/05 AUTOZONE INC NV 5.02,8.01,9.01 07/11/05 AVANIR PHARMACEUTICALS CA 1.01,9.01 07/08/05 Banc of America Funding 2005-3 Trust DE 8.01,9.01 05/27/05 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 07/12/05 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 2.01 07/06/05 BEXIL CORP MD 9.01 03/31/05 BON TON STORES INC PA 1.01,1.02,2.01,7.01,9.01 07/08/05 BUFFALO WILD WINGS INC MN 2.02,9.01 07/12/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 07/12/05 BUSINESS OBJECTS S.A. 8.01,9.01 07/06/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 06/25/05 CABLEVISION SYSTEMS CORP /NY DE 1.01 07/06/05 CALIPER LIFE SCIENCES INC DE 2.02,9.01 07/12/05 CALLWAVE INC 8.01 07/06/05 CALPINE CORP DE 8.01,9.01 07/12/05 CAMPBELL SOUP CO NJ 1.01 07/10/05 Capital One Auto Finance Trust 2005-A DE 8.01,9.01 07/12/05 Capital One Auto Finance Trust 2005-A DE 8.01,9.01 07/11/05 AMEND Capital One Auto Finance Trust 2005-B DE 8.01,9.01 07/12/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 07/11/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 07/11/05 CAPITAL TRUST INC MD 8.01,9.01 07/12/05 CAPSTONE TURBINE CORP DE 5.02,9.01 07/11/05 CASUAL MALE RETAIL GROUP INC DE 7.01,9.01 07/12/05 CECO ENVIRONMENTAL CORP DE 5.02 07/11/05 CENUCO INC DE 4.01,9.01 07/05/05 Chartwell International, Inc. NV 3.02,9.01 07/08/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/08/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 07/08/05 CHESAPEAKE ENERGY CORP OK 5.03,9.01 07/12/05 CHICOS FAS INC FL 8.01,9.01 07/12/05 CHILCO RIVER HOLDINGS INC 8.01 07/11/05 CHINA EXPERT TECHNOLOGY INC NV 4.01,9.01 07/08/05 CHINA EXPERT TECHNOLOGY INC NV 4.01 07/08/05 CHURCHILL DOWNS INC KY 1.01,9.01 07/06/05 CIBER INC DE 1.01,9.01 07/11/05 CITIZENS & NORTHERN CORP PA 2.02,9.01 06/30/05 COACHMEN INDUSTRIES INC IN 2.02,7.01,9.01 07/11/05 COCA COLA CO DE 8.01,9.01 07/12/05 COFFEE PACIFICA INC NV 8.01 07/12/05 COLGATE PALMOLIVE CO DE 7.01,9.01 07/12/05 COMMUNITY BANCSHARES INC /DE/ DE 5.02 07/07/05 COVENANT TRANSPORT INC NV 4.01 05/12/05 Creative Eateries Corp NV 2.01,9.01 07/12/05 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 07/08/05 CWABS INC ASSET BACKED CERTIFICATES S DE 8.01,9.01 06/28/05 CWALT INC 8.01,9.01 06/24/05 DETROIT EDISON CO MI 9.01 07/12/05 DOMINION RESOURCES INC /VA/ VA 8.01,9.01 07/11/05 DOUBLECLICK INC DE 8.01,9.01 07/12/05 DreamWorks Animation SKG, Inc. 7.01,8.01,9.01 07/11/05 DUNE ENERGY INC DE 8.01,9.01 07/12/05 EAGLE BROADBAND INC TX 2.02 07/11/05 Eagle Hospitality Properties Trust, I MD 1.01,2.03 07/07/05 EAST DELTA RESOURCES CORP. DE 4.01,9.01 06/10/05 ENDEVCO INC TX 4.01 07/07/05 ENTREMETRIX CORP 8.01,9.01 07/11/05 Epic Bancorp 8.01,9.01 07/12/05 EPIXTAR CORP FL 1.02,5.02 06/30/05 EQUITEX INC DE 1.01,9.01 07/06/05 EVANS BOB FARMS INC DE 1.01,9.01 05/09/05 AMEND EXELON CORP PA 8.01,9.01 07/12/05 EXIDE TECHNOLOGIES DE 5.02,9.01 07/12/05 FBR Securitization, Inc. 8.01,9.01 07/08/05 FIBERNET TELECOM GROUP INC\ DE 1.01 07/11/05 FIRST CENTURY BANKSHARES INC WV 8.01 07/11/05 FIRST NATIONAL BANCSHARES INC/ FL/ FL 2.02,9.01 07/08/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 8.01,9.01 07/11/05 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 07/07/05 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,7.01,9.01 07/07/05 FOAMEX INTERNATIONAL INC DE 8.01,9.01 07/11/05 FORWARD INDUSTRIES INC NY 1.01,9.01 07/12/05 FRANKLIN COVEY CO UT 2.02,9.01 07/12/05 FRANKLIN LAKE RESOURCES INC /NV NV 8.01,9.01 07/08/05 FUELCELL ENERGY INC DE 3.02,9.01 07/07/05 G III APPAREL GROUP LTD /DE/ DE 8.01,9.01 07/11/05 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 07/11/05 GLADSTONE COMMERCIAL CORP MD 1.01,9.01 07/06/05 GLOBAL ENERGY INC NV 1.01,2.01,5.02,5.03,9.01 07/11/05 GLOBAL ENVIRONMENTAL ENERGY COPORATIO C5 8.01,9.01 06/16/05 GLOBAL PREFERRED HOLDINGS INC DE 5.02,8.01,9.01 07/06/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/08/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 06/30/05 AMEND GREEN MT LABS INC NV 1.01,9.01 07/12/05 GREENS WORLDWIDE INC AZ 1.01,2.01,5.01,5.02,9.01 07/11/05 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 07/12/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 07/11/05 GSAA Home Equity Trust 2005-6 DE 8.01,9.01 07/12/05 GSI GROUP INC DE 4.02 07/12/05 HARTFORD LIFE INSURANCE CO CT 9.01 07/12/05 HIBBETT SPORTING GOODS INC DE 1.01,5.02,9.01 07/06/05 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,9.01 07/12/05 HOLLY CORP DE 1.01,3.02,7.01,9.01 07/06/05 HOLLY ENERGY PARTNERS LP DE 1.01,2.01,3.02,5.03,7.01,9.01 07/06/05 HOLLYWOOD CASINO SHREVEPORT LA 1.03,9.01 06/19/05 AMEND HORIZON HEALTH CORP /DE/ DE 2.02,9.01 07/11/05 HOST AMERICA CORP DE 7.01,9.01 07/12/05 HUDSON UNITED BANCORP NJ 1.01,9.01 07/11/05 HUDSON VALLEY HOLDING CORP NY 5.02 07/07/05 HUDSONS GRILL INTERNATIONAL INC TX 8.01,9.01 07/11/05 HyperSpace Communications, Inc. CO 1.01,9.01 07/07/05 I2 TELECOM INTERNATIONAL INC WA 1.01,3.02,9.01 07/06/05 IAC/INTERACTIVECORP DE 7.01,9.01 07/12/05 ILLINOIS TOOL WORKS INC DE 5.02 07/08/05 ILX RESORTS INC AZ 1.01,3.02 07/08/05 IMMUNE RESPONSE CORP DE 5.02 07/06/05 INDUS INTERNATIONAL INC DE 2.02,5.02,9.01 07/11/05 INERGY HOLDINGS, L.P. 1.01,9.01 07/08/05 INERGY L P DE 1.01,9.01 07/08/05 INGRAM MICRO INC DE 7.01,9.01 07/11/05 INNOVO GROUP INC DE 7.01,9.01 07/12/05 INSIGHT ENTERPRISES INC DE 1.01,1.02 07/11/05 INSTINET GROUP INC DE 8.01,9.01 07/11/05 Integrated Security Technologies, Inc 5.03 07/11/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 07/12/05 INTERVEST BANCSHARES CORP DE 2.02,9.01 07/12/05 INTRAC INC NV 8.01,9.01 07/12/05 IPC ACQUISITION CORP 7.01 06/12/05 IPEX, INC NV 1.01,3.02,9.01 06/29/05 IPEX, INC NV 5.02,9.01 07/06/05 AMEND ISTA PHARMACEUTICALS INC DE 1.01 07/06/05 JAFRA WORLDWIDE HOLDINGS LUX SARL N4 4.01,9.01 07/07/05 JANEL WORLD TRADE LTD NV 1.01,9.01 07/06/05 JMAR TECHNOLOGIES INC DE 1.01 07/06/05 KAYDON CORP DE 5.02,9.01 07/07/05 KOSS CORP DE 2.02,7.01,9.01 07/11/05 LANTRONIX INC DE 2.02,7.01,9.01 07/11/05 LEHMAN ABS CORP BACKED TR CERT FED EX DE 8.01,9.01 07/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 07/01/05 LENNOX INTERNATIONAL INC DE 1.01,1.02,2.03,9.01 07/08/05 LIMELIGHT MEDIA GROUP INC NV 7.01 07/12/05 LINCOLN BANCORP /IN/ IN 2.06,8.01,9.01 07/07/05 LINCOLN INTERNATIONAL CORP KY 4.01 07/08/05 LUMERA CORP 1.01,2.03,9.01 07/11/05 M I HOMES INC OH 7.01,9.01 07/11/05 M&T BANK CORP NY 2.02,9.01 07/12/05 MAGNA ENTERTAINMENT CORP DE 1.01,2.05,9.01 07/06/05 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 07/12/05 MAJESCO ENTERTAINMENT CO DE 1.01,1.02,5.02,9.01 07/07/05 MANOR CARE INC DE 2.02,9.01 07/11/05 MARSHALL & ILSLEY CORP/WI/ WI 2.02,9.01 07/12/05 MCKESSON CORP DE 8.01 07/11/05 MEDIA GENERAL INC VA 2.02,9.01 07/12/05 Meritage Homes CORP MD 2.02,9.01 07/11/05 MERRILL LYNCH & CO INC DE 7.01 07/12/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 07/08/05 METALLINE MINING CO NV 8.01,9.01 07/12/05 METROMEDIA INTERNATIONAL GROUP INC DE 1.01,9.01 07/08/05 MEXICAN RAILWAY TRANSPORTATION GROUP O5 5.02 07/05/05 MGM MIRAGE DE 5.02 07/06/05 MILLENIA HOPE INC 1.01,3.02,5.02 03/18/05 MONSANTO CO /NEW/ DE 8.01 07/12/05 MORGAN STANLEY DE 5.02,8.01 07/11/05 MORTONS RESTAURANT GROUP INC DE 1.01,5.02,9.01 07/06/05 MS STRUCTURED SATURNS SERIES 2005-2 DE 8.01,9.01 07/01/05 MTM Technologies, Inc. NY 3.02,7.01,9.01 07/07/05 MYOGEN INC DE 7.01,9.01 07/12/05 NATURAL HEALTH TRENDS CORP FL 8.01,9.01 06/29/05 NATURAL RESOURCE PARTNERS LP DE 2.01,9.01 07/11/05 NAVTEQ CORP DE 1.01,9.01 07/08/05 NCO GROUP INC PA 1.01 07/06/05 NCR CORP MD 2.02,9.01 07/12/05 NEIMAN MARCUS GROUP INC DE 2.01,9.01 07/07/05 NET 1 UEPS TECHNOLOGIES INC FL 8.01,9.01 07/07/05 NETFABRIC HOLDINGS, INC DE 1.01,3.02,9.01 07/05/05 NEW DRAGON ASIA CORP FL 1.01,2.03,3.02,3.03,5.03,7.01,9.01 06/30/05 NEW ENGLAND BANCSHARES INC 1.01,9.01 07/11/05 NEW JERSEY RESOURCES CORP NJ 7.01 07/08/05 NISSAN MASTER OWNER TRUST RECEIVABLES DE 8.01,9.01 07/12/05 NORTHERN BORDER PARTNERS LP DE 7.01,9.01 07/12/05 NOVA BIOGENETICS INC DE 1.01,9.01 05/23/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 07/11/05 NYFIX INC DE 8.01,9.01 07/11/05 NYMEX HOLDINGS INC DE 8.01 07/12/05 OSI PHARMACEUTICALS INC DE 8.01,9.01 06/27/05 OSI PHARMACEUTICALS INC DE 8.01 07/11/05 OVERSEAS SHIPHOLDING GROUP INC DE 1.01,9.01 07/12/05 Pacific Peak Investments 1.01 07/11/05 PACIFIC STATE BANCORP 8.01,9.01 07/12/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 1.01,8.01,9.01 07/06/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 3.03,9.01 07/12/05 PARTY CITY CORP DE 2.02,9.01 07/12/05 PENN TREATY AMERICAN CORP PA 8.01 07/08/05 PENNSYLVANIA COMMERCE BANCORP INC 8.01,9.01 07/12/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.03,9.01 07/12/05 PEPSICO INC NC 2.02,9.01 07/12/05 PERFORMANCE TECHNOLOGIES INC \DE\ DE 8.01 07/12/05 PHARMACEUTICAL FORMULATIONS INC DE 1.01,1.03,8.01 07/08/05 PHARMOS CORP NV 8.01,9.01 07/06/05 PHELPS DODGE CORP NY 7.01,9.01 07/12/05 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 07/11/05 PLURISTEM LIFE SYSTEMS INC NV 5.02 07/08/05 POGO PRODUCING CO DE 1.01,9.01 07/08/05 Polypore International, Inc. 1.01,5.02,8.01,9.01 07/06/05 Polypore, Inc. DE 1.01,5.02,8.01,9.01 07/06/05 Polypore, Inc. DE 1.01,5.02,8.01,9.01 07/06/05 PORTAL SOFTWARE INC DE 2.02,9.01 07/06/05 POWER2SHIP INC NV 8.01 07/05/05 POWER2SHIP INC NV 9.01 03/21/05 AMEND POWERWAVE TECHNOLOGIES INC DE 1.01,9.01 07/11/05 PRACTICEXPERT INC NV 3.02,9.01 07/11/05 PRB Gas Transportation, Inc. NV 8.01,9.01 07/12/05 PROCTER & GAMBLE CO OH 7.01 07/12/05 PROLONG INTERNATIONAL CORP NV 5.02 07/07/05 PSB GROUP INC MI 2.02,9.01 07/08/05 PSYCHIATRIC SOLUTIONS INC DE 3.02,9.01 07/01/05 AMEND PUBLIC SERVICE ENTERPRISE GROUP INC NJ 8.01,9.01 07/12/05 PURE CYCLE CORP DE 2.02 05/31/05 QUEST OIL CORP NV 5.02 07/08/05 RALI Series 2005-QS8 Trust DE 8.01,9.01 07/12/05 RAPA MINING INC NV 7.01 07/11/05 REGENERX BIOPHARMACEUTICALS INC DE 8.01,9.01 07/12/05 RELATIONSERVE MEDIA INC 8.01,9.01 07/12/05 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 2.01,9.01 06/17/05 RESOURCE AMERICA INC DE 7.01,9.01 07/11/05 RESOURCES CONNECTION INC DE 2.02,9.01 07/12/05 RIVIERA HOLDINGS CORP NV 8.01,9.01 07/12/05 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 07/12/05 RUBY TUESDAY INC GA 1.01 07/06/05 SCANTEK MEDICAL INC DE 8.01,9.01 07/12/05 SEACHANGE INTERNATIONAL INC DE 1.01 07/06/05 SEVERN BANCORP INC MD 2.02,9.01 07/12/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 07/12/05 SIGMA ALDRICH CORP DE 8.01,9.01 07/11/05 SILICON GRAPHICS INC DE 8.01,9.01 07/11/05 SIRICOMM INC DE 3.02,9.01 07/07/05 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 07/12/05 SMART ONLINE INC 8.01,9.01 07/12/05 Southeastern Bank Financial CORP GA 5.03,8.01,9.01 07/12/05 SOUTHERN STAR CENTRAL CORP DE 7.01,9.01 07/12/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01,2.03,9.01 07/07/05 SPORT HALEY INC CO 8.01,9.01 07/11/05 STRATUS SERVICES GROUP INC DE 5.02 07/06/05 STREICHER MOBILE FUELING INC FL 5.02,9.01 07/08/05 SURMODICS INC MN 8.01,9.01 07/11/05 SYMBOLLON CORP DE 3.02 07/12/05 SYNOVUS FINANCIAL CORP GA 1.01,9.01 07/08/05 TALX CORP MO 2.02,9.01 07/11/05 TANOX INC DE 5.02,7.01 07/12/05 TD BANKNORTH INC. DE 1.01,9.01 07/12/05 TECHNITROL INC PA 1.01 07/06/05 Tectonic Network, Inc DE 4.01 07/12/05 TECUMSEH PRODUCTS CO MI 3.03,9.01 07/07/05 TELTRONICS INC DE 1.01,9.01 07/05/05 TEPPCO PARTNERS LP DE 5.02 07/08/05 TERADYNE INC MA 2.05 07/12/05 THERMODYNETICS INC DE 2.04 07/11/05 TLC VISION CORP A6 1.01,8.01,9.01 07/11/05 TOP GROUP HOLDINGS INC CO 3.02,8.01,9.01 06/01/05 TOR MINERALS INTERNATIONAL INC DE 2.03,9.01 06/27/05 TOTAL SYSTEM SERVICES INC GA 1.01,9.01 07/08/05 Triad Automobile Receivables Trust 20 CA 8.01,9.01 07/12/05 TRIO TECH INTERNATIONAL CA 2.05,9.01 07/07/05 TUESDAY MORNING CORP/DE DE 8.01,9.01 07/07/05 TURBOSONIC TECHNOLOGIES INC DE 2.02,8.01,9.01 07/06/05 UBIQUITEL INC DE 8.01,9.01 07/12/05 ULTRALIFE BATTERIES INC DE 7.01 07/12/05 UNITEDHEALTH GROUP INC MN 1.01,8.01,9.01 07/06/05 UNIVERSAL FOREST PRODUCTS INC MI 2.02,9.01 07/12/05 VAXGEN INC DE 5.02,9.01 07/06/05 VITRIA TECHNOLOGY INC DE 2.02,2.05,9.01 07/07/05 WELLPOINT INC IN 1.01,7.01,9.01 07/12/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 06/16/05 WENDYS INTERNATIONAL INC OH 1.01,9.01 07/07/05 WGNB CORP GA 2.02,9.01 07/11/05 WINDOW ROCK CAPITAL CORP 2.01,9.01 07/12/05 WINNEBAGO INDUSTRIES INC IA 1.01,9.01 07/12/05 WORLD GOLF LEAGUE INC DE 4.01 07/08/05 Wright Express CORP 1.01,8.01,9.01 07/06/05 ZANETT INC DE 8.01 07/12/05 ZENITH NATIONAL INSURANCE CORP DE 3.02 07/11/05