| Date Filed | Title |
| 02/11/2009 | 13F-HR for BINGHAM OSBORN SCARBOROUGH LLC | |
| | COMPANY NAME(s) - [BINGHAM OSBORN SCARBOROUGH LLC (CIK - 1276673 /SIC - Unspecified)] |
| | SOLE 60529 0 0 FEDERAL HOME LN MTG CORP COM 313400301 24 32500 SH SOLE 32500 0 0 GENERAL ELECTRIC CO COM 369604103 2443 150785 SH SOLE 150785 0 0 HEINZ H J CO COM 423074103 287 7620 SH SOLE 7620 0 0 HEWLETT PACKARD CO COM 428236103 209 5765 SH SOLE 5765 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 261 |
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| 02/11/2009 | 13F-HR for Pinnacle Holdings LLC | |
| | COMPANY NAME(s) - [Pinnacle Holdings LLC (CIK - 1411784 /SIC - Unspecified)] |
| | Sm Cap ETF CMN STK 86330e406 403, 214 9512 SH SOLE SOLE Du Pont CMN STK 263534109 303, 853 12010 SH SOLE SOLE Eagle Rock CMN STK 26985r104 501, 106 106392 SH SOLE SOLE El Paso Pipe Part CMN STK 283702108 126, 360 8100 SH SOLE SOLE Encore Cap CONV BOND 292554AB8 2, 095, 917 2780000 PRN SOLE SOLE Energy |
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| 02/11/2009 | 13F-HR for SpiderRock Trading LLC | |
| | COMPANY NAME(s) - [SpiderRock Trading LLC (CIK - 1421412 /SIC - Unspecified)] |
| | 8700 HEINZ H J CO COM 42307410 48 25, 000 CALL SOLE 25000 HEINZ H J CO COM 42307410 60 24, 100 PUT SOLE 24100 HELMERICH & PAYNE INC COM 42345210 569 25, 002 SH SOLE 25002 HELMERICH & PAYNE INC COM 42345210 15 14, 900 CALL SOLE 14900 HELMERICH & PAYNE INC COM 42345210 20 2, 000 PUT SOLE 2000 HENRY JACK & |
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| 02/11/2009 | 13F-HR for STERNE AGEE LEACH GROUP INC | |
| | COMPANY NAME(s) - [STERNE AGEE LEACH GROUP INC (CIK - 1190377 /SIC - Unspecified)] |
| | PENN WEST ENERGY TR TR UNIT CS 707885109 178 16000 SHS DEFINED 2 16000 ENERPLUS RES FD UNIT TR G NEW CS 29274D604 196 10000 SHS DEFINED 2 10000 URBAN OUTFITTERS INC COM CS 917047102 150 10000 SHS DEFINED 2 10000 SILVER WHEATON CORP COM CS 828336107 65 10000 SHS DEFINED 2 10000 ANADARKO PETE CORP COM |
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| 02/11/2009 | 13F-HR for Yorktown Management Research Co Inc | |
| | COMPANY NAME(s) - [Yorktown Management Research Co Inc (CIK - 1313559 /SIC - Unspecified)] |
| | 34, 000 GABELLI EQUITY TR INC COM 362397101 107 29, 000 SH SOLE 29, 000 GABELLI CONV & INCOME SECS F CONV SECS FD 362408109 144 26, 000 SH SOLE 26, 000 GAFISA S A SPONS ADR 362607301 380 41, 000 SH SOLE 41, 000 GRIFFON CORP COM 398433102 125 13, 400 SH SOLE 13, 400 -/TABLE- -PAGE- -TABLE- -CAPTION- MARKET |
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| 02/11/2009 | 13F-HR for SG Americas Securities LLC | |
| | COMPANY NAME(s) - [SG Americas Securities LLC (CIK - 1313360 /SIC - Unspecified)] |
| | HERSHEY CO COM COM 427866108 3663 105430 SOLE 105430 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 642 126687 SOLE 126687 0 0 HESS CORP COM 42809H107 4041 75335 SOLE 75335 0 0 HESS CORP OPT 42809H907 59 121100 CALL SOLE 121100 0 0 HESS CORP OPT 42809H957 1409 54300 PUT SOLE 54300 0 0 HEWLETT PACKARD |
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| 02/11/2009 | 13F-HR for CITIGROUP INC | |
| | COMPANY NAME(s) - [CITIGROUP INC (CIK - 831001 /SIC - 6021)] |
| | HEWLETT PACKARD CO COM 428236103 6560 180758 SH DEFINED 3, 7 0 0 180758 HEWLETT PACKARD CO COM 428236103 82904 2284475 SH DEFINED 5, 8 1292710 700 991065 HEWLETT PACKARD CO COM 428236103 129 3550 SH DEFINED 11, 27 3550 0 0 HEWLETT PACKARD CO COM 428236103 1310 36100 SH DEFINED 13, 21 36100 0 0 HEWLETT |
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| 02/11/2009 | 13F-HR for Advisors Asset Management Inc | |
| | COMPANY NAME(s) - [Advisors Asset Management Inc (CIK - 1297376 /SIC - Unspecified)] |
| | COM 420261109 37 2, 420 SH SOLE 2, 420 HEALTH MANAGEMENT ASSOCIATES NEW CL A 421933102 20 11, 000 SH SOLE 11, 000 HEALTHCARE REALTY TRUST INC. COM 421946104 342 14, 571 SH SOLE 14, 571 H.J. HEINZ CO COM 423074103 158 4, 201 SH SOLE 4, 201 HELMERICH & PAYNE INC COM 423452101 114 5, 000 SH SOLE 5, 000 HENRY |
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| 02/11/2009 | 13F-HR for Goodman Company Investment Counsel Ltd | |
| | COMPANY NAME(s) - [Goodman Company Investment Counsel Ltd (CIK - 944388 /SIC - Unspecified)] |
| | COM 37249T109 5041 3124033 SHS SOLE 3124033 GERDAU AMERISTEEL CORP COM 37373P105 81607 13282830 SHS SOLE 13282830 GERDAU S A SPONSORED ADR 373737105 6077 912970 SHS SOLE 912970 GILEAD SCIENCES INC COM 375558103 12880 263100 SHS SOLE 263100 GOLDCORP INC NEW COM 380956409 175213 5588143 SHS SOLE |
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| 02/11/2009 | 13F-HR for BEATY HAYNES ASSOCIATES INC | |
| | COMPANY NAME(s) - [BEATY HAYNES ASSOCIATES INC (CIK - 1114667 /SIC - Unspecified)] |
| | DEFINED 145751.000 GULFMARK OFFSHORE INC COM 402629109 595 25000.000SH SOLE 25000.000 HCP INC COM 40414L109 1994 71816.000SH SOLE 71816.000 HCP INC COM 40414L109 896 32260.000SH DEFINED 32260.000 HSBC HLDGS PLC SPON ADR NEW 404280406 2500 51369.000SH SOLE 51369.000 HSBC HLDGS PLC SPON ADR NEW |
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