SEC NEWS DIGEST Issue 2005-160 August 19, 2005 COMMISSION ANNOUNCEMENTS SEC ORDERS A SUSPENSION OF TRADING IN THE STOCK OF GSB FINANCIAL SERVICES INC. On August 19, the Securities and Exchange Commission announced the temporary suspension pursuant to Section 12(k) of the Securities Exchange Act of 1934 of trading in the securities of GSB Financial Services, Inc. (GSBF) (stock symbol GSBF) at 9:30 a.m. EDT, August 19, 2005 through 11:59 p.m. EDT, on September 1, 2005. The Commission temporarily suspended trading in the securities of GSBF because of possible manipulative acts taken by individuals associated with the company in connection with the market for the company’s stock. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, it should refrain from entering quotations relating to GSBF’s securities until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. For questions related to the operation of Rule 15c2-11, please contact the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. Any broker, dealer or other person with information relating to this matter is invited to call Gerald A. Gross, Assistant Regional Director, in the Northeast Regional Office of the Securities and Exchange Commission, at (212) 336-0085 or grossg@sec.gov. ENFORCEMENT PROCEEDINGS INITIAL DECISION IN THE MATTER OF GATEWAY INTERNATIONAL HOLDINGS, INC. On August 18, an administrative law judge issued an Initial Decision in Gateway International Holdings, Inc., Admin. Proc. No. 3-11894. The Initial Decision finds that while its securities were registered with the Securities and Exchange Commission, Gateway International Holdings, Inc., repeatedly failed to timely file annual and quarterly reports in violation of Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 13a-13 thereunder. The Initial Decision revokes the registration of each class of securities of Gateway, pursuant to Section 12(j) of the Exchange Act. The Initial Decision also finds that Gateway’s president and chief executive officer, Lawrence A. Consalvi, caused Gateway’s violations and orders him, pursuant to 21C of the Exchange Act, to cease and desist from committing or causing any violations or future violations of Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13. (Initial Decision No. 294; File No. 3-11894) COMMISSION DECLARES DECISION AS TO JAMES F. GLAZA, D/B/A FALCON FINANCIAL SERVICES, INC. FINAL On August 19, the decision of an administrative law judge with respect to James F. Glaza, d/b/a Falcon Financial Services, Inc. became final. Glaza was president and a part owner of Falcon. The law judge found that Glaza willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5 by recklessly making misstatements and omissions of material fact in the offer, purchase and sale of stock of OnLine Power Supply, Inc., a Nevada Corporation. The law judge ordered that Glaza cease and desist from committing or causing any violations or future violations of Section 17(a) of Securities Act, Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5. The law judge also barred Glaza from associating with any broker or dealer and barred him from participating in any penny stock offering. Glaza was also ordered to disgorge $318,192.66, plus prejudgement interest, and pay a civil penalty of $110,000. (Rels. 33-8605; 34- 52305; File No. 3-11012) ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST NEXPUB, INC. On August 19, the Securities and Exchange Commission instituted Public Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 against NexPub, Inc. to determine whether the Commission should suspend or revoke the registration of each class of securities of NexPub registered under Section 12 of the Securities Exchange Act of 1934. The Division of Enforcement alleges that NexPub, formerly known as PrintontheNet.com, is a defunct Delaware corporation formerly based in Ft. Lauderdale, Fla. The Division further alleges that NexPub is delinquent in making its required periodic filings with the Commission. Specifically, the Division alleges that NexPub has failed to file its Form 10-KSB annual report for the year ended Dec. 31, 2001, or for any subsequent year, and its Forms 10-QSB for the quarter ended March 31, 2002 or for any subsequent period. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide NexPub an opportunity to dispute these allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of NexPub’s securities. The Commission directed that an Administrative Law Judge shall issue an initial decision no later than 120 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission’s Rules of Practice. (Rel. 34-52306; File No. 3-12014) COURT FREEZES ADDITIONAL ACCOUNTS LINKED TO SUSPICIOUS TRADES IN REEBOK On August 5, the Securities and Exchange Commission obtained a court order freezing a securities account in the name of Sonja Anticevic, a Croatian national and resident. The Anticevic account engaged in a series of highly profitable trades in “out of the money” call options of Reebok International Ltd. just prior to Reebok’s August 3, 2005 announcement that it had agreed to be acquired by adidas-Salomon AG. Yesterday, the Court entered a Preliminary Injunction against Anticevic which, among other relief, continues the asset freeze. On August 18, the Commission also filed an amended complaint and obtained Temporary Restraining Orders and other relief against eight other defendants, including residents of the United States, Croatia and Germany trading through several domestic and off-shore accounts. Among others, the amended complaint charged Anticevic’s nephew, David Pajcin of Clifton, N.J., who is a former broker, and alleged that Pajcin placed or directed some of the Reebok trades, and tipped other defendants who placed Reebok trades. Also charged were: Henry Siegel, a resident of Pomona, N.Y. Monika Vujovic, a resident of New York, N.Y. Elvis Santana, a resident of Brooklyn, N.Y. Zoran Sormaz, a resident of Zagreb, Croatia. Perica Lopandic, a resident of Reinbek, Germany. Ilija Borac, a resident of Zagreb, Croatia. Certain Unknown Persons trading in an account at an Austrian broker, Direktanlage.at AG (Direktanlage). As alleged in the amended complaint, the defendants acted in concert or under a common direction in placing the Reebok trades, and collectively netted a profit of over $6 million. The Commission’s amended complaint alleges the following: On August 1 and 2, through four domestic accounts, Anticevic, Siegel, Vujovic, and Santana purchased a total of 4,097 Reebok “out of the money” call options. Collectively, these accounts comprised nearly 80% of the buy volume in Reebok call options on those days. All positions in each account were liquidated after the acquisition announcement on August 3. In total, the domestic trading netted profits exceeding $4 million. On those same days, through foreign accounts maintained at the same broker, Anticevic, Sormaz, Lopandic and Borac purchased the equivalent of 145,240 shares of Reebok common stock. Each of those accounts sold all of its Reebok shares on August 3, 2005. On August 2, an account maintained at an Austrian broker, Direktanlage, purchased 7,545 shares of Reebok common stock, which were also sold on August 3. Collectively, the proceeds from the foreign trading in Reebok shares were more than $2 million. In addition to the Reebok trading, overlapping trades were placed at the same time in both the domestic and foreign accounts in the securities of other companies. Acting on the Commission’s request for emergency relief, the United States District Court for the Southern District of New York today issued temporary restraining orders which, among other things, freeze the proceeds of trading in Reebok securities in the domestic accounts and require the repatriation and freezing of the proceeds in the foreign accounts. As a result of the defendants' conduct, the Commission alleges that the defendants engaged in illegal insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. Among other things, the Complaint seeks permanent injunctive relief, the disgorgement of all illegal profits, and the imposition of civil monetary penalties. [SEC v. Sonja Anticevic et al., 05 Civ. 6991, KMW, S.D.N.Y., August 18, 2005] (LR-19340) SEC OBTAINS PERNAMANENT INJUNCTION AND PENALTY AGAINST FORMER GENERAL MANAGER OF BUSINESS UNIT OF NEW HAMPSHIRE TECHNOLOGY COMPANY The United States Securities and Exchange Commission announced that it had obtained an Order permanently enjoining William Baker, the former General Manager of the 2D Unit of the Acuity CiMatrix division of Robotic Vision Systems, Inc., from violating the antifraud and books and records provisions of the Securities Exchange Act of 1934. According to the Commission’s complaint, between December 1999 and September 2000, Robotic entered into approximately 36 purported sales to its distributors and customers that deferred, conditioned or even negated their obligation to pay for the products, and which resulted in the company improperly recognizing approximately $4.74 million in revenue. The Commission’s complaint further alleged that Baker negotiated two of the improper transactions with ID Integration, Inc., one of Robotic’s distributors. On August 2, the U.S. District Court for the District of Massachusetts entered a judgment against Baker enjoining him from, among other things, violating the antifraud, internal controls and books and records provisions of the federal securities laws, and ordering him to pay a civil monetary penalty of $20,000. Baker consented to the issuance of the Order without admitting or denying any of the findings in the Order. [SEC v. Baker, et. al., Civil Action No. 04-12444 DPW, D. Mass. 2004] (LR 19341) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed with the Commission by the CBOE Futures Exchange relating to its listing standards for security futures products (SR-CFE-2005-01 has become immediately effective under Section 19(b)(7)(B) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 22. (Rel. 34-52295) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-080) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the American Stock Exchange relating to fees in connection with merger spreads and short stock interest spreads. Publication of the order is expected in the Federal Register during the week of August 22. (Rel. 34-52297) PROPOSED RULE CHANGES The Commission issued a notice of filing of a proposed rule change (SR- MSRB-2005-02) by the Municipal Securities Rulemaking Board pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, relating to amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G- 8, on Recordkeeping. Publication of the notice in the Federal Register is expected during the week of August 22. (Rel. 34-52290) The Commission issued a notice of a proposed rule change and Amendment Nos. 1, 2 and 3 (SR-MSRB-2005-02) submitted by NASD through its subsidiary, The Nasdaq Stock Market, Inc., pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to limit the eligibility for quotation on the OTCBB of the securities of an issuer that is repeatedly delinquent in its periodic reporting obligations. Publication is expected in the Federal Register during the week of August 22. (Rel. 34- 52291) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Boston Stock Exchange has filed a proposed rule change (SR-BSE-2005-30) and Amendment No. 2 thereto relating to the removal of unreliable quotes from the Exchange’s calculation of the National Best Bid or Offer. Publication is expected in the Federal Register during the week of August 22. (Rel. 34-52296) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change filed by the Municipal Securities Rulemaking Board (SR-MSRB-2005-09) under Section 19(b)(2) of the Securities Exchange Act of 1934 relating to month-end performance data for municipal fund securities under MSRB Rule G-21. (Rel. 34- 52289) The Commission approved a proposed rule change and Amendment Nos. 1 and 2 (SR-NASD-2004-025) submitted by NASD under Section 19(b)(1) of the Securities Exchange Act of 1934 to amend its minor rule violation plan. Publication of the notice is expected in the Federal Register during the week of August 22. (Rel. 34-52294) DELISTING An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listings and registration the Preferred stock A, B, C of Pennsylvania Power Company, effective at the opening of business on August 18. (Rel. 34-52281) WITHDRAWALS An order has been issued granting the application of Kimberly-Clark Corporation to withdraw its common stock, $1.25 par value, from listing and registration on the Chicago Stock Exchange effective at the opening of business on August 18. (Rel. 34-52282) An order has been issued granting the application of Valhi, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the Pacific Exchange effective at the opening of business on August 18. (Rel. 34-52283) An order has been issued granting the application of Puradyn Filter Technologies Incorporated to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange effective at the opening of business on August 18. (Rel. 34-52284) An order has been issued granting the application of Allied Holdings, Inc. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange effective at the opening of business on August 18. (Rel. 34-52285) An order has been issued granting the application of NL Industries, Inc. to withdraw its common stock, $.125 par value, from listing and registration on the Pacific Exchange effective at the opening of business on August 18. (Rel. 34-52286) An order has been issued granting the application of The Zweig Total Return Fund, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the Pacific Exchange effective at the opening of business on August 18. (Rel. 34-52287) An order has been issued granting the application of The Zweig Total Return Fund, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the Pacific Exchange effective at the opening of business on August 18. (Rel. 34-52288) An order has been issued granting the application of Marine Products Corporation to withdraw its common stock, $.10 par value, from listing and registration on the American Stock Exchange effective at the opening of business on August 18. (Rel. 34-52289) An order has been issued granting the application of General Dynamics Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the Chicago Stock Exchange effective at the opening of business on August 19. (Rel. 34-52300) An order has been issued granting the application of General Dynamics Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the Pacific Exchange effective at the opening of business on August 19. (Rel. 34-52301) An order has been issued granting the application of Corrpro Companies, Inc. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange at the opening of business on August 19. (Rel. 34-52302) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 NUANCE COMMUNICATIONS, 1380 WILLOW ROAD, MENLO PARK, CA, 94025, 6508470000 - 1,421,457 ($6,353,912.79) Equity, (File 333-127643 - Aug. 18) (BR. 03B) S-1 Vector Intersect Security Acquisition Corp., ONE EMBARCADERO CENTER, SAN FRANCISCO, CA, 94111, 415-773-2723 - 0 ($329,625,100.00) Equity, (File 333-127644 - Aug. 18) (BR. 09) S-8 CROSSTEX ENERGY LP, 0 ($17,202,000.00) Equity, (File 333-127645 - Aug. 18) (BR. 04A) S-8 HARTMARX CORP/DE, 101 N WACKER DR, CHICAGO, IL, 60606, 3123726300 - 500,000 ($4,390,000.00) Other, (File 333-127647 - Aug. 18) (BR. 02C) S-3 Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650 623 4000 - 14,759,265 ($4,185,727,554.00) Equity, (File 333-127648 - Aug. 18) (BR. 03A) S-4 KAMAN CORP, 1332 BLUE HILLS AVE, BLOOMFIELD, CT, 06002, 8602437100 - 24,526,300 ($464,763,354.66) Equity, (File 333-127649 - Aug. 18) (BR. 06C) SB-2 PHYTOMEDICAL TECHNOLOGIES INC, 1628 WEST 1ST AVENUE, SUITE 216, VANCOUVER, A1, V6J 1G1, 604-659-5004 - 10,863,724 ($8,690,979.20) Equity, (File 333-127650 - Aug. 18) (BR. 01A) S-1 HEPALIFE TECHNOLOGIES INC, 1628 WEST 1ST AVENUE, UNIT 216, VANCOUVER, A1, V6J 1G1, 800-518-4879 - 10,711,598 ($18,209,716.60) Equity, (File 333-127651 - Aug. 18) (BR. 09A) S-B China Development Bank, NO. 29 FU CHENG MEN WAI STREET, XICHENG DISTRICT, BEIJING, F4, 100037, 852-2509-7865 - 0 ($610,000,000.00) Non-Convertible Debt, (File 333-127652 - Aug. 18) (BR. 07) S-3 DELTA PETROLEUM CORP/CO, 370 SEVENTEENTH STREET, SUITE 4300, DENVER, CO, 80202, 3032939133 - 0 ($922,500.00) Equity, (File 333-127653 - Aug. 18) (BR. 04A) S-8 DELTA PETROLEUM CORP/CO, 370 SEVENTEENTH STREET, SUITE 4300, DENVER, CO, 80202, 3032939133 - 0 ($26,929,998.00) Equity, (File 333-127654 - Aug. 18) (BR. 04A) S-8 HOUSTON AMERICAN ENERGY CORP, 801 TRAVIS STREET, SUITE 2020, HOUSTON, TX, 77002, 7132226966 - 500,000 ($1,000,000.00) Equity, (File 333-127656 - Aug. 18) (BR. 04A) S-8 SUNBURST ACQUISITIONS IV INC, 103 - 20120 64TH AVENUE, LANGLEY, A1, BC V2Y 1M8, 6045339301 - 500,000 ($20,000.00) Equity, (File 333-127657 - Aug. 18) (BR. 09B) S-3 HOME PROPERTIES INC, 850 CLINTON SQ, ROCHESTER, NY, 14604, 5855464900 - 306,933 ($12,552,025.00) Equity, (File 333-127658 - Aug. 18) (BR. 08B) S-8 HOME PROPERTIES INC, 850 CLINTON SQ, ROCHESTER, NY, 14604, 5855464900 - 1,409,475 ($40.90) Equity, (File 333-127659 - Aug. 18) (BR. 08B) S-8 ABN AMRO HOLDING N V, GUSTAV MAHLERLAAN 10, AMSTERDAM, P7, 1082 PP, 6,000,000 ($146,400,000.00) Equity, (File 333-127660 - Aug. 18) (BR. 07C) S-8 IONATRON, INC., C/O IONATRON, INC., 3590 EAST COLUMBIA STREET, TUCSON, AZ, 85714, 520-628-7415 - 5,225,000 ($39,118,205.00) Equity, (File 333-127661 - Aug. 18) (BR. 05B) S-8 DOT HILL SYSTEMS CORP, 6305 EL CAMINO REAL, CARLSBAD, CA, 92009, 2129894455 - 0 ($6,154,500.00) Equity, (File 333-127662 - Aug. 18) (BR. 03B) S-3 INTELLI CHECK INC, 246 CROSSWAYS PARK WEST, ., WOODBURY, NY, 11797, 516-992-1900 - 1,875,000 ($8,775,000.00) Equity, (File 333-127663 - Aug. 18) (BR. 03C) S-8 MEDCO HEALTH SOLUTIONS INC, 100 PARSONS POND DR, FRANKLIN LAKES, NJ, 07417, 2012693400 - 0 ($297,619,175.43) Other, (File 333-127664 - Aug. 18) (BR. 01B) S-8 HOME PROPERTIES INC, 850 CLINTON SQ, ROCHESTER, NY, 14604, 5855464900 - 50,000 ($2,044,750.00) Equity, (File 333-127665 - Aug. 18) (BR. 08B) S-3 MEDIS TECHNOLOGIES LTD, 805 THIRD AVENUE, NEW YORK, NY, 10022, 2129358484 - 373,543 ($6,182,136.70) Equity, (File 333-127666 - Aug. 18) (BR. 10B) S-8 HEARTLAND PAYMENT SYSTEMS INC, 130 NASSAU STREET, PRINCETON, NJ, 08542, 6096833850 - 0 ($121,929,646.00) Equity, (File 333-127667 - Aug. 18) (BR. 08C) S-3 WACHOVIA COMMERCIAL MORTGAGE SECURITIES INC, 201 SOUTH COLLEGE STREET, CHARLOTTE, NC, 02110, 7043746828 - 0 ($17,000,000,000.00) Mortgage Backed Securities, (File 333-127668 - Aug. 18) (BR. 05D) S-8 LEAP WIRELESS INTERNATIONAL INC, 10307 PACIFIC CENTER COURT, SAN DIEGO, CA, 92121, 8588826000 - 0 ($28,864,000.00) Equity, (File 333-127669 - Aug. 18) (BR. 11A) S-8 TEL INSTRUMENT ELECTRONICS CORP, 728 GARDEN ST, CARLSTADT, NJ, 07072, 2019331600 - 398,400 ($1,593,600.00) Equity, (File 333-127670 - Aug. 18) (BR. 10C) S-3 NAVTEQ CORP, 222 MERCHANDISE MART PLAZA, THE MERCHANDISE MART STE. 900, CHICAGO, IL, 60654, 312-894-7000 - 0 ($22,358,730.00) Equity, (File 333-127671 - Aug. 18) (BR. 03A) S-8 PLANTRONICS INC /CA/, 345 ENCINAL ST, SANTA CRUZ, CA, 95061-1802, 8314265858 - 145,000 ($4,718,050.00) Equity, (File 333-127672 - Aug. 18) (BR. 11C) S-3 ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVE, MORRISTOWN, NJ, 07960, 973-290-0080 - 5,291,809 ($57,469,045.00) Equity, (File 333-127673 - Aug. 18) (BR. 08A) S-3 TRANSMERIDIAN EXPLORATION INC, 2819999091 - 882,000 ($1,684,620.00) Equity, (File 333-127674 - Aug. 18) (BR. 04A) S-3 DELTA FINANCIAL CORP, 1000 WOODBURY, STE 200, WOODBURY, NY, 11797, 5163648500 - 2,000,000 ($17,800,000.00) Equity, (File 333-127675 - Aug. 18) (BR. 07A) SB-2 Joystar Inc, 5 WHATNEY, IRVINE, CA, 92618, 949-837-8101 - 7,378,436 ($3,467,864.92) Equity, (File 333-127676 - Aug. 18) (BR. 05B) S-3 SMITH INTERNATIONAL INC, 16740 HARDY ST, P O BOX 60068, HOUSTON, TX, 77032, 2814433370 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-127677 - Aug. 18) (BR. 06A) S-8 FIELDSTONE INVESTMENT CORP, 11000 BROKN LAND PARKWAY, SUITE 600, COLUMBIA, MD, 21044, 410-772-7200 - 0 ($36,403,145.00) Equity, (File 333-127678 - Aug. 18) (BR. 08B) S-8 ECC Capital CORP, 1833 ALTON PARKWAY, IRVINE, CA, 92606, 9498568300 - 0 ($6,367,119.00) Equity, (File 333-127679 - Aug. 18) (BR. 08B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT AARON RENTS INC GA 7.01 08/18/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 06/14/05 ACTIVECORE TECHNOLOGIES INC NV 1.01,9.01 08/12/05 ADC TELECOMMUNICATIONS INC MN 7.01 08/17/05 ADC TELECOMMUNICATIONS INC MN 1.01 08/16/05 ADM TRONICS UNLIMITED INC/DE DE 4.01,9.01 08/05/05 AMEND ADOBE SYSTEMS INC DE 8.01,9.01 08/18/05 ADSTAR INC DE 2.02,8.01,9.01 08/15/05 ADVANCED DIGITAL INFORMATION CORP WA 2.02,9.01 08/18/05 ADVANCED ID CORP SD 5.02,9.01 08/15/05 ADVANSTAR COMMUNICATIONS INC NY 2.02,9.01 08/18/05 AEROPOSTALE INC 5.02,8.01,9.01 08/16/05 AEROPOSTALE INC 7.01,9.01 08/18/05 ALDILA INC DE 7.01,9.01 08/17/05 ALLEGHENY ENERGY, INC MD 2.01 08/18/05 ALLIED CAPITAL CORP MD 5.03,9.01 08/18/05 AMDL INC DE 3.02,7.01,9.01 08/16/05 AMERICAN EAGLE OUTFITTERS INC DE 2.02,8.01,9.01 08/16/05 AMERICAN LEISURE HOLDINGS INC NV 1.01,9.01 08/16/05 AMERICAN MEDIA OPERATIONS INC DE 2.02,9.01 08/12/05 AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 08/17/05 ANDREW CORP DE 1.01,9.01 08/16/05 ANSOFT CORP PA 2.02,9.01 08/18/05 ANTARES RESOURCES CORP NY 1.03,4.01,8.01,9.01 06/22/04 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 8.01,9.01 08/17/05 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 08/18/05 ARIEL WAY INC FL 1.01,1.02,5.02,8.01 08/17/05 ARKONA INC DE 5.02 08/16/05 ASSET BACKED FUNDING CORP DE 8.01,9.01 08/18/05 ATA HOLDINGS CORP IN 5.02 08/18/05 ATARI INC DE 3.01 08/17/05 ATLANTIS BUSINESS DEVELOPMENT CORP DE 5.02 08/02/05 AUTODESK INC DE 2.02,9.01 08/18/05 AVATAR SYSTEMS INC TX 2.02,8.01 08/17/05 AXEDA SYSTEMS INC DE 1.01 08/12/05 AXIS CAPITAL HOLDINGS LTD 8.01,9.01 08/18/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 08/17/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 08/17/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 08/18/05 Banc of America Mortgage Securities M DE 8.01,9.01 07/28/05 BARNES & NOBLE INC DE 2.02,8.01,9.01 08/18/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 07/29/05 AMEND BEBE STORES INC CA 2.02,9.01 07/02/05 BERKSHIRE INCOME REALTY INC 1.01 08/12/05 BILL BARRETT CORP 7.01,9.01 08/18/05 BIOPURE CORP DE 2.02,9.01 08/18/05 BNC BANCORP NC 4.01,9.01 08/16/05 BofI Holding, Inc. DE 2.02,9.01 08/18/05 BOMBAY COMPANY INC DE 2.02,9.01 07/30/05 BON TON STORES INC PA 2.02,9.01 08/18/05 BOSTON COMMUNICATIONS GROUP INC MA 8.01 08/17/05 BRAZAURO RESOURCES CORP 3.02 08/12/05 BRITESMILE INC UT 2.02 08/15/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 08/18/05 Bronco Drilling Company, Inc. DE 1.01,7.01,9.01 08/15/05 BRONCO ENERGY FUND, INC. NV 5.02 08/03/05 BROOKSTONE INC DE 2.02,9.01 08/18/05 BROOKTROUT INC MA 1.01,8.01,9.01 08/18/05 BRT REALTY TRUST MA 1.01 08/17/05 BUSINESS OBJECTS S.A. 1.01,3.03,9.01 08/12/05 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01 08/17/05 CALYPSO WIRELESS INC DE 4.01,9.01 08/17/05 AMEND CAPITAL TRUST INC MD 7.01,9.01 08/18/05 CAPRIUS INC DE 8.01,9.01 08/16/05 CASTLE ENERGY CORP DE 5.02,8.01 08/15/05 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 08/18/05 CATO CORP DE 2.02,9.01 08/16/05 CBD Media Holdings LLC DE 2.02,9.01 08/12/05 CCSB FINANCIAL CORP DE 1.01 08/17/05 Cell Wireless CORP NV 8.01 12/31/04 CELLCO PARTNERSHIP 8.01 08/18/05 CENTER FINANCIAL CORP CA 3.01,9.01 08/16/05 CENTERPOINT ENERGY INC 8.01,9.01 08/18/05 CENTEX CORP NV 8.01,9.01 08/18/05 CERAGENIX PHARMACEUTICALS, INC. DE 3.02,9.01 08/17/05 CHAMPPS ENTERTAINMENT INC DE 1.01,5.02,9.01 08/15/05 CHARMING SHOPPES INC PA 9.01 06/02/05 AMEND CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 08/18/05 CHINA MOBILITY SOLUTIONS, INC. (forme FL 1.01,2.03,3.02,9.01 08/15/05 CHL Mortgage Pass-Through Trust 2005- DE 8.01,9.01 07/28/05 AMEND CHOLESTECH CORPORATION CA 1.01,9.01 08/17/05 CIBER INC DE 1.01,5.02,9.01 08/16/05 CIT GROUP INC DE 1.01,9.01 08/17/05 CITIGROUP MORTGAGE LOAN TRUST INC 2.01,9.01 07/29/05 CLAIRES STORES INC DE 2.02,9.01 08/18/05 CNL Hotels & Resorts, Inc. MD 2.02,9.01 08/18/05 AMEND Coley Pharmaceutical Group, Inc. DE 3.02,9.01 08/15/05 COLONIAL COMMERCIAL CORP NY 1.01,9.01 08/16/05 COLUMBUS MCKINNON CORP NY 8.01,9.01 08/18/05 COMMSCOPE INC DE 1.01 08/18/05 COMMSCOPE INC DE 1.01 08/18/05 COMMUNITY CAPITAL CORP /SC/ SC 1.01,8.01,9.01 08/18/05 CONNETICS CORP DE 8.01 08/18/05 CONSOL ENERGY INC 1.01,9.01 08/12/05 CONSOLIDATED NATURAL GAS CO/VA DE 1.01,9.01 08/17/05 CONSUMER DIRECT OF AMERICA NV 1.01,3.02,9.01 08/17/05 CONTINENTAL MATERIALS CORP DE 2.02,9.01 08/16/05 COST PLUS INC/CA/ CA 2.02,9.01 08/18/05 CPAC INC NY 8.01 08/18/05 CPI CORP DE 3.01 08/18/05 Creative Solutions With Art, Inc. NV 2.01,2.02,9.01 08/14/05 CROWN MEDIA HOLDINGS INC DE 8.01,9.01 08/18/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 07/29/05 CSFB COMMERCIAL MORT PASS THR CERT 20 DE 8.01,9.01 08/17/05 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 08/15/05 CSFB COMMERCIAL MORT PASS THR CERTS S 8.01,9.01 08/17/05 CUISINE SOLUTIONS INC DE 5.02 08/12/05 CYBER MERCHANTS EXCHANGE INC CA 3.03 05/31/05 CYBERGUARD CORP FL 2.02,9.01 08/18/05 CYBERSOURCE CORP DE 1.01,5.02,5.03,9.01 08/15/05 DAIMLERCHRYSLER MASTER OWNER TRUST 8.01,9.01 08/15/05 DAKTRONICS INC /SD/ SD 2.02,9.01 07/30/05 DAKTRONICS INC /SD/ SD 1.01,5.03,9.01 08/18/05 DARDEN RESTAURANTS INC FL 1.01,1.02,2.03,9.01 08/16/05 DATA SYSTEMS & SOFTWARE INC DE 2.02,9.01 08/12/05 DELTA MUTUAL INC 1.01,3.02,9.01 06/09/05 AMEND DELTA NATURAL GAS CO INC KY 1.01 08/18/05 DENDREON CORP DE 1.01,9.01 08/17/05 DEPOMED INC CA 8.01 08/18/05 DEVRY INC DE 2.02 08/18/05 DEVRY INC DE 2.06 08/15/05 DIAMOND TRIUMPH AUTO GLASS INC DE 1.01,3.03,7.01,9.01 08/16/05 DIGITAL LIFESTYLES GROUP INC DE 5.02 08/18/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 08/12/05 DITECH COMMUNICATIONS CORP DE 2.02,9.01 08/18/05 DOCUCORP INTERNATIONAL INC DE 5.03,9.01 08/14/05 DOLLAR GENERAL CORP TN 7.01,9.01 08/18/05 DOMINION RESOURCES INC /VA/ VA 1.01,9.01 08/17/05 DPL INC OH 8.01,9.01 08/11/05 DRUGMAX INC NV 2.02,9.01 08/16/05 EAGLE BROADBAND INC TX 1.01,3.02,9.01 08/12/05 EDUCATION MANAGEMENT CORPORATION 2.02,9.01 08/17/05 EGAMES INC PA 2.02,9.01 06/30/05 EL PASO CORP/DE DE 8.01,9.01 08/17/05 ELCOM INTERNATIONAL INC DE 1.01,7.01,9.01 08/12/05 ELINE ENTERTAINMENT GROUP INC NV 1.01,7.01,9.01 08/11/05 EPLUS INC DE 2.02,9.01 08/18/05 ESPEY MFG & ELECTRONICS CORP NY 2.02,9.01 08/17/05 ETERNAL TECHNOLOGIES GROUP INC DE 2.02 08/18/05 EUROPEAN MICRO HOLDINGS INC NV 8.01,9.01 08/18/05 EVANS BANCORP INC NY 7.01,9.01 08/18/05 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 08/17/05 FIBERSTARS INC /CA/ CA 1.01,9.01 08/15/05 FINANCIAL ASSET SECURITIES CORP DE 9.01 08/15/05 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 08/18/05 FINLAY FINE JEWELRY CORP DE 2.02,9.01 08/18/05 FIRST KEYSTONE FINANCIAL INC 2.02,9.01 08/15/05 FIRST MIDWEST BANCORP INC DE 5.02 08/17/05 FIRST SECURITY BANCORP INC /KY/ KY 8.01,9.01 08/18/05 FIRSTFED FINANCIAL CORP DE 7.01,9.01 07/31/05 FLOWERS FOODS INC GA 2.02,9.01 08/18/05 FLOWSERVE CORP NY 1.01,1.02,2.02,2.03,9.01 08/12/05 FLUSHING FINANCIAL CORP DE 8.01,9.01 08/18/05 Franchise Capital Corp. NV 2.01,9.01 08/18/05 FRANKLIN STREET PROPERTIES CORP /MA/ 1.01,2.03,9.01 08/16/05 FUEL CORP OF AMERICA NV 2.01,4.01,5.01,5.02,9.01 08/12/05 GAMESTOP CORP DE 2.02,9.01 08/18/05 GAP INC DE 2.02,9.01 08/18/05 GENOMED INC 4.01,9.01 05/03/05 AMEND GEOGLOBAL RESOURCES INC DE 9.01 08/18/05 George Foreman Enterprises Inc DE 1.01,3.02,5.02,5.03,8.01,9.01 08/15/05 GILEAD SCIENCES INC DE 8.01,9.01 08/18/05 GILMAN & CIOCIA INC DE 8.01 08/12/05 GLENBOROUGH REALTY TRUST INC MD 2.01,9.01 08/16/05 GLIMCHER REALTY TRUST MD 1.01,9.01 08/17/05 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 1.01,9.01 08/17/05 GLOBAL CONCEPTS, LTD. CO 2.01 07/01/05 GOLDEN CHIEF RESOURCES INC KS 4.01 08/15/05 GOLDEN ENTERPRISES INC DE 9.01 08/18/05 GOLDEN ENTERPRISES INC DE 5.01 08/18/05 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.01,9.01 08/18/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 08/18/05 GYMBOREE CORP DE 2.02,9.01 08/18/05 HANCOCK FABRICS INC DE 9.01 07/30/05 HARBOR GLOBAL CO LTD 2.02,9.01 08/18/05 HEARME DE 8.01,9.01 08/18/05 HEARTLAND BANCSHARES INC /IN/ IN 5.02,9.01 08/15/05 HEARTLAND PAYMENT SYSTEMS INC 5.03,9.01 08/18/05 Heritage Financial Group DC 2.02,9.01 08/16/05 HERSHA HOSPITALITY TRUST MD 1.01,5.03,8.01,9.01 08/02/05 AMEND HINES REAL ESTATE INVESTMENT TRUST IN 1.01 08/12/05 HOST AMERICA CORP DE 7.01,8.01,9.01 08/18/05 HUDSON UNITED BANCORP NJ 1.01,9.01 08/15/05 HUFFY CORP OH 8.01,9.01 08/17/05 HYPERDYNAMICS CORP DE 1.01,2.03,3.02,7.01,8.01,9.01 08/12/05 ICON CASH FLOW PARTNERS L P SERIES E DE 9.01 06/14/05 AMEND IDAHO GENERAL MINES INC ID 8.01,9.01 08/16/05 ILINC COMMUNICATIONS INC DE 3.02 08/12/05 IMH ASSETS CORP DE 8.01,9.01 08/18/05 INCOME OPPORTUNITY REALTY INVESTORS I NV 4.02 07/26/05 AMEND INDYMAC MBS INC 8.01,9.01 08/16/05 INLAND REAL ESTATE CORP MD 8.01,9.01 08/18/05 INSIGNIA SYSTEMS INC/MN MN 3.01,9.01 08/15/05 INTEGRA BANK CORP IN 5.02 08/17/05 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 08/16/05 INTEGRAL SYSTEMS INC /MD/ MD 5.02 08/17/05 Intermix Media, Inc. DE 2.02,9.01 08/15/05 INTERNATIONAL LEASE FINANCE CORP CA 9.01 08/17/05 IPAYMENT INC DE 3.01 08/17/05 J CREW GROUP INC NY 1.01,3.02,5.02,8.01,9.01 08/16/05 James River Group, INC DE 5.03,9.01 08/12/05 JAMESON INNS INC GA 1.01 08/12/05 JETBLUE AIRWAYS CORP DE 5.02,9.01 08/15/05 JORGENSEN EARLE M CO /DE/ DE 7.01,9.01 08/18/05 JPMCC Commercial Mortgage Pass-Throug DE 8.01,9.01 08/15/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 08/12/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 08/15/05 Kearny Financial Corp. X1 1.01,9.01 08/15/05 KENSEY NASH CORP DE 2.02 08/17/05 KEY ENERGY SERVICES INC MD 2.02,9.01 08/17/05 KIMBALL INTERNATIONAL INC IN 1.01 08/18/05 KNIGHT CAPITAL GROUP, INC. DE 8.01,9.01 08/18/05 KNOLL INC DE 7.01 08/17/05 KV PHARMACEUTICAL CO /DE/ DE 7.01 08/17/05 LAMAR ADVERTISING CO/NEW DE 1.01,2.03,8.01,9.01 08/16/05 LANCASTER COLONY CORP OH 2.02,9.01 08/18/05 LAND O LAKES INC 8.01 08/18/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 08/18/05 LEHMAN ABS CORP DE 5.01,7.01 08/16/05 LEHMAN BROTHERS HOLDINGS INC DE 3.02,3.03 08/12/05 LHC Group, Inc 8.01,9.01 08/16/05 Lifeline Systems, Inc. MA 1.01,9.01 08/18/05 LIGHTBRIDGE INC DE 8.01 08/17/05 LIMELIGHT MEDIA GROUP INC NV 2.02,9.01 08/18/05 LIMITED BRANDS INC DE 2.02,7.01 08/18/05 LIMITED BRANDS INC DE 1.01 08/12/05 LINDSAY MANUFACTURING CO DE 5.02,9.01 08/18/05 LYNCH INTERACTIVE CORP DE 9.01 06/30/05 M WAVE INC DE 5.02 06/29/05 AMEND MAC-GRAY CORP DE 1.01,2.03,9.01 08/16/05 MANNKIND CORP 1.01 08/16/05 MARKLAND TECHNOLOGIES INC FL 1.01,5.02,8.01,9.01 08/17/05 MARKWEST HYDROCARBON INC DE 1.01,9.01 08/12/05 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 08/18/05 MEDICIS PHARMACEUTICAL CORP DE 8.01,9.01 08/17/05 Mercantile Bancorp, Inc. DE 8.01,9.01 08/17/05 Merrill Lynch Mortgage Trust 2005-MCP DE 8.01,9.01 08/12/05 MICROSTRATEGY INC DE 1.01 08/12/05 MODINE MANUFACTURING CO WI 8.01,9.01 08/18/05 MONTPELLIER GROUP INC DE 5.02 08/18/05 Morgan Stanley Capital I Trust 2005 I DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2003-11 DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2003-6 DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2004-4 DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2004-6 DE 8.01,9.01 08/15/05 MS STRUCTURED SATURNS SERIES 2005-1 DE 8.01,9.01 08/15/05 MYOGEN INC DE 7.01,9.01 08/18/05 NATIONAL BANCSHARES CORP /OH/ OH 5.02,9.01 08/18/05 NAVISITE INC DE 1.01,9.01 08/16/05 New York & Company, Inc. 2.02,7.01,9.01 08/18/05 NEWFIELD ACQUISITION CORP DE 1.01,5.01,5.02,8.01,9.01 08/16/05 NEWS CORP 8.01,9.01 08/18/05 NEXEN INC A0 1.01,5.02,9.01 08/01/05 AMEND NEXIA HOLDINGS INC NV 1.01,9.01 08/15/05 NEXTEL COMMUNICATIONS INC DE 2.01,8.01,9.01 08/12/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 08/16/05 NOMURA ASSET ACCEPTANCE CORP DE 9.01 08/18/05 NON INVASIVE MONITORING SYSTEMS INC / FL 3.02,9.01 08/18/05 Norcraft Holdings, L.P. DE 4.02 08/13/05 NORFOLK SOUTHERN CORP VA 7.01,8.01 08/17/05 NORTEL NETWORKS CORP 1.01,9.01 08/18/05 NORTEL NETWORKS LTD 1.01,9.01 08/18/05 NPS PHARMACEUTICALS INC DE 8.01,9.01 08/18/05 OHIO CASUALTY CORP OH 8.01,9.01 08/18/05 OMNIVISION TECHNOLOGIES INC DE 1.01 08/12/05 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 08/17/05 OWENS CORNING DE 8.01 08/15/05 PACIFIC CONTINENTAL CORP OR 1.01,7.01,9.01 08/17/05 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 08/18/05 PALMSOURCE INC DE 1.01,9.01 08/16/05 PANACOS PHARMACEUTICALS, INC. DE 1.01,5.02,8.01,9.01 08/17/05 PAPA JOHNS INTERNATIONAL INC DE 1.01,9.01 08/12/05 PARLEX CORP MA 1.01,8.01,9.01 08/18/05 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01,9.01 08/18/05 PCS EDVENTURES COM INC 9.01 08/11/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 08/15/05 PHARMACYCLICS INC DE 2.02,9.01 08/18/05 PINGCHUAN PHARMACEUTICAL INC NC 4.01 08/12/05 PINNACLE DATA SYSTEMS INC OH 1.01,2.01,9.01 08/12/05 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 08/17/05 PLUMAS BANCORP CA 8.01,9.01 08/17/05 POGO PRODUCING CO DE 2.01,9.01 08/17/05 POPULAR ABS, INC. DE 8.01,9.01 08/16/05 PRECISION CASTPARTS CORP OR 8.01 08/17/05 PRICESMART INC DE 2.01,9.01 08/12/05 PRO TECH COMMUNICATIONS INC FL 5.02 08/16/05 PROCENTURY CORP 7.01,9.01 08/17/05 PROCERA NETWORKS INC NV 7.01,9.01 08/17/05 PROGRESSIVE CORP/OH/ OH 7.01,9.01 08/18/05 Protective Life Secured Trust 2005-10 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-12 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-14 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-15 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-2 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-3 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-6 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-7 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-8 DE 1.03,2.01,8.01,9.01 08/10/05 Protective Life Secured Trust 2005-B DE 1.03,2.01,8.01,9.01 08/16/05 QAD INC DE 2.02,9.01 08/18/05 QORUS COM INC FL 1.01,9.01 08/11/05 QUADRAMED CORP DE 8.01,9.01 05/10/05 RAMP Series 2005-RS7 Trust DE 8.01,9.01 08/18/05 RAMTRON INTERNATIONAL CORP DE 5.02,9.01 08/15/05 READERS DIGEST ASSOCIATION INC DE 1.01 08/12/05 RECKSON ASSOCIATES REALTY CORP MD 1.01,9.01 08/12/05 RELATIONSERVE MEDIA INC 1.01,9.01 08/09/05 AMEND REMY INTERNATIONAL, INC. DE 5.02 08/12/05 RENASANT CORP MS 7.01,9.01 08/17/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 08/18/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 08/18/05 RITE AID CORP DE 1.01,5.03,9.01 08/11/05 ROTECH HEALTHCARE INC DE 8.01 08/18/05 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01,9.01 08/15/05 ROYAL GOLD INC DE 2.02,9.01 08/18/05 SALTON INC DE 8.01,9.01 08/16/05 SAVIENT PHARMACEUTICALS INC DE 4.02 08/12/05 SCANSOURCE INC SC 2.02,9.01 08/18/05 SCIENTIFIC ATLANTA INC GA 1.01 08/17/05 SCIENTIFIC LEARNING CORP DE 2.02 08/15/05 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 08/18/05 SECURITY CAPITAL CORP/DE/ DE 2.02,8.01,9.01 08/16/05 SEEBEYOND TECHNOLOGY CORP CA 8.01 08/18/05 SERENA SOFTWARE INC DE 2.02,9.01 08/18/05 SERVOTRONICS INC /DE/ DE 8.01,9.01 08/17/05 SHOPKO STORES INC WI 2.02,9.01 08/18/05 SIERRA PACIFIC RESOURCES /NV/ NV 2.03,8.01 08/12/05 SIRENZA MICRODEVICES INC DE 1.01 08/18/05 SITEWORKS INC /FL FL 8.01 08/17/05 SNAP2 CORP NV 8.01,9.01 04/18/04 SONO TEK CORP NY 7.01,9.01 08/18/05 SONUS PHARMACEUTICALS INC DE 1.01,3.02,9.01 08/15/05 SOUTHERN UNION CO DE 8.01,9.01 08/12/05 SPECIALTY LABORATORIES INC 5.02 08/18/05 SPORTS AUTHORITY INC /DE/ DE 2.02,9.01 08/18/05 SPRINT NEXTEL CORP KS 1.01,2.01,2.03,3.03,5.02,5.03,8.01,9.0108/12/05 SRS LABS INC DE 1.01,9.01 08/16/05 STANDARD MANAGEMENT CORP IN 5.02,9.01 08/17/05 STATE BANCORP INC NY 4.01,9.01 08/12/05 STOCKERYALE INC MA 3.02,8.01 08/16/05 SUN MICROSYSTEMS, INC. DE 5.02 08/12/05 SUNCOM WIRELESS HOLDINGS, INC. 8.01,9.01 08/16/05 SUSQUEHANNA MEDIA CO DE 2.02 08/18/05 SWS GROUP INC DE 5.02 08/16/05 SYMANTEC CORP DE 8.01 08/15/05 SYNALLOY CORP DE 5.02 08/18/05 SYS CA 1.01,9.01 08/18/05 T BAY HOLDINGS INC NV 1.01,2.01,3.02,4.01,5.01,5.02,9.01 08/18/05 TBC CORP DE 2.02,9.01 08/12/05 TBC CORP DE 2.02,9.01 08/15/05 TCF FINANCIAL CORP DE 2.02,7.01,9.01 08/18/05 TECHNEST HOLDINGS INC NV 1.01,2.01,3.02,9.01 08/17/05 TECHNOLOGY FUNDING PARTNERS III L P DE 4.01 08/18/05 AMEND TECHNOLOGY FUNDING VENTURE PARTNERS I DE 4.01 08/18/05 AMEND TECHNOLOGY FUNDING VENTURE PARTNERS V DE 4.01 08/18/05 AMEND TECO ENERGY INC FL 2.01,9.01 08/16/05 TENFOLD CORP /UT DE 2.02 08/16/05 TIMCO AVIATION SERVICES INC DE 8.01,9.01 08/17/05 TIPPERARY CORP TX 2.02,9.01 08/15/05 TOREADOR RESOURCES CORP DE 7.01,9.01 08/17/05 TORRENT ENERGY CORP CO 1.01,9.01 08/17/05 TOUCHSTONE RESOURCES USA, INC. 2.06 08/11/05 TRANSCEND SERVICES INC DE 1.01,3.02 08/15/05 TRI-S SECURITY CORP GA 1.01,5.02,9.01 08/18/05 TRUE RELIGION APPAREL INC NV 8.01,9.01 08/17/05 TS ELECTRONICS INC DE 4.01,9.01 08/17/05 TUCOWS INC /PA/ PA 2.02,9.01 08/03/05 TXU CORP /TX/ TX 1.01,2.03,5.02,9.01 08/16/05 ULTRATECH INC DE 7.01,9.01 08/18/05 UNIVERSAL FOG INC 4.01 06/10/05 UROLOGIX INC MN 2.02,5.02,7.01,9.01 08/12/05 UTEK CORP 3.02 08/12/05 VALSPAR CORP DE 5.02,7.01,9.01 08/18/05 VASO ACTIVE PHARMACEUTICALS INC DE 1.01,2.03,3.02,9.01 08/18/05 Venoco, Inc. DE 1.01 08/15/05 VENTAS INC DE 1.02,5.02 08/12/05 VENTURES NATIONAL INC UT 1.01,2.01,3.02,9.01 08/12/05 VERIZON COMMUNICATIONS INC DE 8.01 08/18/05 VERTICALNET INC PA 1.01,2.03,3.02,8.01,9.01 08/15/05 VISEON INC NV 1.01,9.01 08/17/05 VISTULA COMMUNICATIONS SERVICES INC DE 1.01,9.01 08/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 08/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 08/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 08/17/05 Wachovia Mortgage Loan Trust, LLC DE 8.01,9.01 08/18/05 Wachovia Mortgage Loan Trust, LLC DE 8.01,9.01 08/18/05 WALT DISNEY CO/ DE 5.03,7.01,9.01 08/18/05 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 08/18/05 WASHINGTON GROUP INTERNATIONAL INC DE 5.02,9.01 08/18/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 08/17/05 WELLCARE HEALTH PLANS, INC. DE 1.01 08/12/05 WESTERN POWER & EQUIPMENT CORP DE 8.01,9.01 08/18/05 WRIGLEY WM JR CO DE 8.01,9.01 08/16/05 XILINX INC DE 5.02,9.01 08/17/05