SEC NEWS DIGEST Issue 2004-147 August 2, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS ADDITIONAL CLOSED MEETING - MONDAY, AUGUST 2, 2004 - 2:00 P.M. The subject matter of the closed meeting scheduled for Monday, August 2, will be: Institution and settlement of an administrative proceeding of an enforcement nature; and Settlement of an injunctive action. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS JASON POLLAK BARRED FROM ASSOCIATING WITH ANY BROKER OR DEALER AND FROM PARTICIPATING IN ANY OFFERING OF A PENNY STOCK On July 29, 2004, the Commission barred Jason H. Pollak from associating with any broker or dealer and from participating in any offering of a penny stock. Pollak was a principal of the now defunct Tiger Eye Capital, LLC, a Uniondale, New York company that operated as an unregistered broker-dealer. The order barring Pollak, issued pursuant to Section 15(b) of the Securities Exchange Act of 1934, was based upon Pollak's April 28, 1998 New York state court conviction for a Class C felony of attempted enterprise corruption. Pollak had participated in an enterprise that engaged in the selling and distributing of securities in an illegal manner. Pollak consented to the entry of the order. (Rel. 34-50128; File No. 3-11569) ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST FORMER REGISTERED REPRESENTATIVES AMERICO ROBERT GALLO AND OREN FACHLER On August 2, the Commission instituted administrative proceedings against Americo Robert Gallo (Gallo) and Oren Fachler (Fachler), individuals formerly associated with Goldman Lender and Traderz, which operated as unregistered broker-dealers. The Order Instituting Proceedings (Order) alleges that Gallo and Fachler were employed as registered representatives of Montrose Capital Management Ltd and Meridian Equities Co. On June 20, 2002, and July 15, 2002, respectively, Gallo and Fachler were permanently enjoined by the United States District Court for the Southern District of New York from violating the broker-dealer registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that both Gallo and Fachler participated in fraudulent offerings through several phony private placements, including Traderz and Niki Taylor. Gallo and Fachler sold stock to retail customers through high pressure sales tactics and false and misleading representations to fraudulently induce investors to buy the stock. In October 2001 Fachler was convicted of criminal charges arising out of the same conduct that gave rise to the civil injunctive action. In particular, Fachler was convicted, based on his guilty plea, of securities fraud and conspiracy to commit securities fraud and wire fraud and sentenced to, among other things, 30 months in prison. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Gallo and Fachler an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate and in the public interest. (Rel. 34-50132; File No. 3-11570) SEC SETTLES CIVIL FRAUD CHARGES FILED AGAINST KENNETH RICE, FORMER CHIEF EXECUTIVE OFFICER OF ENRON BROADBAND SERVICES Rice To Pay $14.7 Million; Agrees To Cooperate In Ongoing Investigation On July 30, the Commission settled civil fraud charges filed against Kenneth D. Rice, former Chief Executive Officer of Enron Broadband Services (EBS). The complaint, filed on May 1, 2003, in the U.S. District Court in Houston, charged Rice and other executives from EBS with fraud and insider trading. Without admitting or denying the allegations in the Commission's complaint, Rice has agreed to be enjoined permanently from violating Section 10(b) of the Securities Exchange Act of 1934 and Exchange Act Rule 10b-5, and to be barred permanently from acting as an officer or director of a public company. The Commission settled its action in coordination with the Justice Department's Enron Task Force, which entered into a guilty plea with Rice on related criminal charges. In resolving the parallel civil and criminal proceedings, Rice has agreed to pay disgorgement and a civil penalty totaling more than $14.7 million and to cooperate with the government's continuing investigation. As alleged in the Commission's complaint, Rice and other EBS executives engaged in a wide-ranging fraudulent scheme to, among other things, inflate the value of Enron stock through a series of false and misleading statements and the omission of material information in such public statements about the technology, financial condition, performance and value of EBS. The false and misleading statements by Rice and others were made in press releases over a two-year period as well as in presentations and statements made at Enron's annual analyst conferences in January 2000 and 2001. As a result of the false statements, Enron's stock price was artificially inflated. Rice then sold large amounts of Enron stock at the inflated levels, at a time when he knew that the statements were false and misleading and when he was in possession of material non-public information concerning the true status of EBS' technology and commercial success. The Commission acknowledges the assistance of the Enron Task Force. The Commission's investigation is continuing. [SEC v. Kenneth D. Rice, et al., Civil Action No. H-03-0905 (Harmon) (S.D. Tx.)] (LR-18815; AAE Rel. 2068) COMMISSION FILES EMERGENCY ACTION TO STOP HEDGE FUND FRAUD The Commission announced that on July 30, 2004, it filed an emergency civil action in the U.S. District Court for the Eastern District of Pennsylvania against Anthony P. Postiglione, Jr. (Postiglione), of Malvern, PA and William J. Lennon (Lennon), of Media, PA, sole shareholders of defendant Fountainhead Asset Management, LLC (FAM), the general partner of, and unregistered investment adviser to, a hedge fund, defendant Fountainhead Fund, LP (the Fund), located in Wayne, PA. Pursuant to the Commission's motion, the Honorable Legrome D. Davis issued an order temporarily enjoining the defendants from violating the antifraud provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and the Investment Advisers Act of 1940; freezing the defendants' assets; appointing a receiver; granting expedited discovery; and scheduling a hearing on the Commission's motion for a preliminary injunction for Aug. 5, 2004. The Commission's complaint alleges that, from November 2001 through the present, Postiglione and Lennon have raised approximately $5 million for the Fund from at least 18 private investors. Through a series of fraudulent acts, defendants Postiglione and Lennon, acting through FAM, have obtained assets fraudulently, have lulled investors into keeping their assets in the Fund, and have misused investor funds. The complaint alleges that, from the inception of the Fund through the present, Postiglione and Lennon have sent false quarterly statements and newsletters to investors, consistently overstating the Fund's value and performance. In addition, they have overstated the amount of Postiglione's personal investment in the Fund and the Fund's performance in order to lure new investments. Further, in violation of their fiduciary duties to their clients, Postiglione and Lennon excessively traded several Fund securities accounts for the sole purpose of generating soft dollar credits, which they then withdrew as cash and used for, among other things, their own personal living expenses. The complaint alleges that, during the course of this fraud, Postiglione and Lennon also misappropriated several hundred thousand dollars of Fund assets for their personal use. As of the date of filing, investor funds in the Fund totaled approximately $1.7 million. The complaint alleges that defendants Postiglione, Lennon, FAM, and the Fund have violated Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder, and that Postiglione, Lennon, and FAM have violated Sections 206(1) and 206(2) of the Advisers Act. The complaint seeks permanent injunctions, disgorgement together with prejudgment interest, and civil penalties. [SEC v. Anthony P. Postiglione, Jr., et al., Civil Action No. 04-CV-3604 (ED Pa.)] (LR- 18816) CORRECTIONS AND ADDITIONS ADDITIONAL INFORMATION The Accounting and Auditing release number was not included in a summary in the July 27th issue of the Digest, entitled "SEC CHARGES FORMER TOP EXECUTIVES OF US FOODSERVICE WITH $700 MILLION SECURITIES FRAUD". The Accounting and Auditing release number is 2069. INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of July, 2004, a notice has been issued giving interested persons until August 24 to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Morgan Stanley All-Star Growth Fund [File No. 811-10173] Morgan Stanley Next Generation Trust [File No. 811-9441] Morgan Stanley High Income Advantage Trust [File No. 811-5337] Morgan Stanley High Income Advantage Trust II [File No. 811-5612] Morgan Stanley High Income Advantage Trust III [File No. 811-5700] Active Assets Premier Money Trust [File No. 811-9711] Iowa Schools Joint Investment Trust [File No. 811-7698] Fidelity Capital Investment Plans [File No. 811-990] Fidelity Trend Investment Plans [File No. 811-1269] Salem Investment PFAS Fidelity Magellan Fund [File No. 811-1469] The Kaufmann Fund, Inc. [File No. 811-1586] FBR Fund for Government Investors [File No. 811-2539] FBR American Gas Index Fund, Inc. [File No. 811-5702] FBR Family of Funds [File No. 811-7665] Liberty Investment Grade Bond Fund (formerly Colonial Investment Grade Interval Trust) [File No. 811-9701] Liberty Funds Trust IX (formerly LAMCO Trust I) [File No. 811-9095] Liberty Stein Roe Funds Institutional Trust (formerly Stein Roe Institutional Trust) [File No. 811-7823] Liberty Funds Trust VIII (formerly LFC Utilities Trust) [File No. 811- 6393] D. L. Babson Tax-Free Income Fund, Inc. [File No. 811-2948] Babson Enterprise Fund, Inc. [File No. 811-3823] Babson Value Fund, Inc. [File No. 811-4114] Shadow Stock Fund, Inc. [File No. 811-5218] Babson Enterprise Fund II, Inc. [File No. 811-6252] Great Hall Investment Funds, Inc. [File No. 811-6340] RBC Funds, Inc. [File No. 811-8384] J&B Funds [File No. 811-10039] D. L. Babson Money Market Fund, Inc. [File No. 811-2963] D. L. Babson Bond Trust [File No. 811-495] David L. Babson Growth Fund, Inc. [File No. 811-901] South Dakota Tax-Free Fund, Inc. [File No. 811-8124] UC Investment Trust [File No. 811-8701] PIC Growth Portfolio [File No. 811-6496] PIC Small Cap Portfolio [File No. 811-8060] PIC Mid Cap Portfolio [File No. 811-8593] PIC Investment Trust [File No. 811-6498] UBS Redwood Fund, L.L.C. [File No. 811-10077] The Munder Funds, Inc. [File No. 811-7346] The Bear Stearns Funds [File No. 811-8798] Select Asset Fund III [File No. 811-10081] First Penn-Pacific Variable Life Insurance Separate Account [File No. 811-9827] Pan-American Assurance Company Variable Life Separate Account [File No. 811-10295] LSA Variable Series Trust [File No. 811-9379] American United Life Pooled Equity Fund B [File No. 811-1571] AAL Variable Product Series Fund, Inc. [File No. 811-8662] (Rel. IC-26522 - July 30) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-PCX-2004-51) submitted by the Pacific Exchange amending the Designated Options Examination Authority fee on a retroactive basis. (Rel. 34-50101) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the New York Stock Exchange relating to a specialist license fee for investment company units (SR-NYSE-2004-35) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 2. (Rel. 34-50109) A proposed rule change (SR-NASD-2004-113) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to modify Nasdaq Market Center pricing, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 2. (Rel. 34-50119) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2004-09) under Section 19(b)(3)(A) of the Securities Exchange Act relating to eligible securities for OCC's Stock/Loan Hedge Program. The proposed rule change has become effective immediately. Publication of the proposal is expected in the Federal Register during the week of August 2. (Rel. 34-50120) PROPOSED RULE CHANGE The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NYSE-2004-34) submitted by the New York Stock Exchange relating to revisions to NYSE Rule 103B with respect to the Allocation Panel. Publication of the proposal is expected in the Federal Register during the week of August 2. (Rel. 34-50114) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change submitted by the American Stock Exchange (SR-Amex-2004-54) relating to the Linkage fee pilot program. (Rel. 34-50116) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 WET SEAL INC, 26972 BURBANK, FOOTHILL RANCH, CA, 92610, 7145839029 - 8,135,775 ($37,023,802.75) Equity, (File 333-117768 - Jul. 30) (BR. 02) S-8 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 7,436,793 ($456,693,458.13) Equity, (File 333-117769 - Jul. 30) (BR. 01) S-3 J P MORGAN CHASE & CO, 270 PARK AVE, 39TH FL, NEW YORK, NY, 10017, 2122706000 - 4,000,000,000 ($4,000,000,000.00) Debt Convertible into Equity, (File 333-117770 - Jul. 30) (BR. 07) S-8 BALLARD POWER SYSTEMS INC, 9000 GLENLYON PARKWAY, BURNABY, BRITISH COLUMBIA V5J, A1, 2128948940 - 0 ($440,945.28) Equity, (File 333-117771 - Jul. 30) (BR. 36) S-3 BELLSOUTH CORP, 1155 PEACHTREE ST NE, ROOM 15G03, ATLANTA, GA, 30309-3610, 4042492000 - 6,950,000,000 ($6,950,000,000.00) Non-Convertible Debt, (File 333-117772 - Jul. 30) (BR. 37) S-8 TIB FINANCIAL CORP, 99451 OVERSEAS HIGHWAY, P.O. BOX 2808, KEY LARGO, FL, 33037, 3054514660 - 0 ($7,988,000.00) Equity, (File 333-117773 - Jul. 30) (BR. 07) S-8 CORPORATE EXECUTIVE BOARD CO, 2000 PENNSYLVANIA AVE NW, WASHINGTON, DC, 20006, 2026725600 - 0 ($211,880,000.00) Equity, (File 333-117774 - Jul. 30) (BR. 08) S-3 J P MORGAN CHASE & CO, 270 PARK AVE, 39TH FL, NEW YORK, NY, 10017, 2122706000 - 0 ($30,000,000,000.00) Unallocated (Universal) Shelf, (File 333-117775 - Jul. 30) (BR. 07) F-3 ESIM LTD, 5 KIRYAT MADA ST, HAR HOZVIM, JERUSALEM ISRAEL, L3, 91 450, 9725870770 - 19,342,004 ($8,422,926.00) Other, (File 333-117776 - Jul. 30) (BR. 03) S-B China Development Bank, NO. 29 FU CHENG MEN WAI STREET, XICHENG DISTRICT, BEIJING, F4, 100037, 852-2509-7865 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-117777 - Jul. 30) (BR. ) S-8 AMERICAN COMMUNITY BANCSHARES INC, 2593 WEST ROOSEVELT BOULEVARD, MONROE, NC, 28111-0418, 7042258444 - 204,402 ($1,146,695.22) Equity, (File 333-117778 - Jul. 30) (BR. 07) SB-2 MEDIA SCIENCES INTERNATIONAL INC, 40 BOROLINE ROAD, ALLENDALE, NJ, 07401, 2012361100 - 1,450,000 ($2,610,000.00) Equity, (File 333-117779 - Jul. 30) (BR. 06) S-3 NUTRI SYSTEM INC /DE/, 202 WELSH RD, HORSHAM, PA, 19044, 0 ($19,943,739.00) Equity, (File 333-117781 - Jul. 30) (BR. 02) S-8 UNIVERSAL ELECTRONICS INC, 6101 GATEWAY DRIVE, CYPRESS, CA, 90630-4841, 714-820-1000 - 1,222,656 ($18,156,441.60) Equity, (File 333-117782 - Jul. 30) (BR. 37) S-8 GENERAL COMMUNICATION INC, 2550 DENALI ST STE 1000, ANCHORAGE, AK, 99503, 9072655600 - 2,500,000 ($19,000,000.00) Equity, (File 333-117783 - Jul. 30) (BR. 37) F-6 MAYNE GROUP LTD, MAYNE GROUP HOUSE, 390 ST KILDA RD MELBOURNE, VICTORIA AUSTRALIA, C3, 3004, 61398680700 - 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-117784 - Jul. 30) (BR. 05) S-3 J P MORGAN CHASE & CO, 270 PARK AVE, 39TH FL, NEW YORK, NY, 10017, 2122706000 - 0 ($10,000,000,000.00) Other, (File 333-117785 - Jul. 30) (BR. 07) SB-2 PRIMAL SOLUTIONS INC, 18881 VON KARMAN, SUITE 450, IRVINE, CA, 92612, 9492218550 - 0 ($7,540,295.00) Equity, (File 333-117786 - Jul. 30) (BR. 03) S-8 VODAVI TECHNOLOGY INC, 4717 E. HILTON AVENUE, SUITE 400, PHOENIX, AZ, 85034, 4804436000 - 600,000 ($2,893,175.00) Equity, (File 333-117787 - Jul. 30) (BR. 37) S-8 COMERICA INC /NEW/, 500 WOODWARD AVENUE MC 3391, COMERICA TOWER AVE1ST FL, DETROIT, MI, 48226-3509, 313 222-9743 - 0 ($29,080,000.00) Equity, (File 333-117788 - Jul. 30) (BR. 07) S-8 HOUSTON EXPLORATION CO, 1100 LOUISIANA STREET, SUITE 2000, HOUSTON, TX, 77002-5219, 713-830-6800 - 1,500,000 ($78,780,000.00) Equity, (File 333-117789 - Jul. 30) (BR. 04) SB-2 VOYAGER ONE INC, 859 WEST END COURT, #I, VERNON HILLS, IL, 60061, 8479846200 - 22,710,560 ($56,776,400.00) Equity, (File 333-117790 - Jul. 30) (BR. 09) S-8 GREENE COUNTY BANCSHARES INC, 100 NORTH MAIN STREET, GREENEVILLE, TN, 37743-4992, 4236395111 - 75,000 ($1,726,500.00) Equity, (File 333-117791 - Jul. 30) (BR. 07) S-8 INDEPENDENCE HOLDING CO, 96 CUMMINGS POINT RD, STAMFORD, CT, 06902, 2033588000 - 350,000 ($7,497,000.00) Equity, (File 333-117792 - Jul. 30) (BR. 01) S-3 WESTERN WIRELESS CORP, 3650 131 ST AVENUE SE, SUITE 400, BELLEVUE, WA, 98006, 4255868700 - 0 ($429,800,000.00) Unallocated (Universal) Shelf, (File 333-117793 - Jul. 30) (BR. 37) F-3 MAMMA COM INC, 388 ST JACQUES STREET WEST, 8TH FLOOR, MONTREAL, A8, H2Y 1S1, 5148442700 - 2,267,372 ($14,125,727.56) Equity, (File 333-117794 - Jul. 30) (BR. 37) F-3 MEXICAN ECONOMIC DEVELOPMENT INC, CUAUHTEMOC 400 SUR APERTADO POSTAL 2001, COLONIA VELLA VISTA, MONTERREY NL, O5, 00000, 5283286000 - 0 ($345,000,000.00) Other, (File 333-117795 - Jul. 30) (BR. 02) S-8 INDYMAC BANCORP INC, 155 N LAKE AVE, MSN 35 13, PASADENA, CA, 91101, 8006692300 - 3,000,000 ($94,920,000.00) Equity, (File 333-117797 - Jul. 30) (BR. 07) S-8 LEAPFROG ENTERPRISES INC, 6401 HOLLIS ST, STE 150, EMERYVILLE, CA, 94608, 5104205000 - 0 ($46,150,000.00) Equity, (File 333-117798 - Jul. 30) (BR. 05) S-4 Peninsula Gaming, LLC, 400 EAST 3RD STREET, DUBUQUE, IA, 52001, 563-583-7005 - 0 ($233,000,000.00) Non-Convertible Debt, (File 333-117800 - Jul. 30) (BR. ) S-8 MULTI MEDIA TUTORIAL SERVICES INC, 205 KINGS HIGHWAY, BROOKLYN, NY, 11223, 7182340404 - 4,890,000 ($489,000.00) Equity, (File 333-117801 - Jul. 30) (BR. 05) S-8 SOUTHWEST AIRLINES CO, 2702 LOVE FIELD DR, P O BOX 36611, DALLAS, TX, 75235, 2147924000 - 15,000,000 ($211,500,000.00) Equity, (File 333-117802 - Jul. 30) (BR. 05) S-8 BRANDPARTNERS GROUP INC, 10 MAIN STREET, ROCHESTER, NH, 03839, 603-335-1400 - 5,000,000 ($2,650,000.00) Other, (File 333-117803 - Jul. 30) (BR. 08) S-1 NATIONAL ATLANTIC HOLDINGS CORP, 303 WEST MAIN ST, FREEHOLD, NJ, 07723, 9087800700 - 0 ($75,000,000.00) Equity, (File 333-117804 - Jul. 30) (BR. ) SB-2 FRONTIER STAFFING INC, 152 CUPRESS COURT, DURANGO, CO, 81301, 2,000,000 ($600,000.00) Equity, (File 333-117805 - Jul. 30) (BR. ) S-3 TURBOCHEF TECHNOLOGIES INC, 10500 METRIC DRIVE SUITE 128, DALLAS, TX, 75243, 2143419471 - 54,743,873 ($229,376,828.00) Equity, (File 333-117806 - Jul. 30) (BR. 06) S-8 INVESTORS CAPITAL HOLDINGS LTD, 230 BROADWAY EAST, LYNNFIELD, MA, 01940, 7815938565 - 250,000 ($892,500.00) Equity, (File 333-117807 - Jul. 30) (BR. 07) S-8 DYNTEK INC, 18881 VON KARMAN AVENUE, SUITE 250, IRVINE, CA, 92612, 949-955-0078 - 4,000,000 ($2,640,000.00) Equity, (File 333-117808 - Jul. 30) (BR. 08) S-3 WORLD OMNI AUTO RECEIVABLES LLC, 190 NW 12TH AVENUE, DEERFIELD BEACH, FL, 33442, 9544292200 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-117810 - Jul. 30) (BR. 05) S-8 MANNKIND CORP, 28903 NORTH AVE PAINE, VALENCIA, CA, 91355, 6617755300 - 0 ($113,031,508.00) Equity, (File 333-117811 - Jul. 30) (BR. 01) S-8 CYTYC CORP, 85 SWANSON ROAD, BOXBOROUGH, MA, 01719, 9782638000 - 0 ($319,200,000.00) Equity, (File 333-117812 - Jul. 30) (BR. 36) S-8 REYNOLDS AMERICAN INC, 0 ($332,400,000.00) Equity, (File 333-117813 - Jul. 30) (BR. 04) S-8 REYNOLDS AMERICAN INC, 0 ($33,240,000.00) Equity, (File 333-117814 - Jul. 30) (BR. 04) S-8 REYNOLDS AMERICAN INC, 0 ($531,840,000.00) Equity, (File 333-117815 - Jul. 30) (BR. 04) S-8 NEW CENTURY BANCORP INC, 50,000 ($1,237,500.00) Equity, (File 333-117816 - Jul. 30) (BR. 07) S-3 IMH ASSETS CORP, 1401 DOVE STREET, SUITE 200, NEWPORT BEACH, CA, 92660, 9494753600 - 0 ($15,000,000,000.00) Asset-Backed Securities, (File 333-117817 - Jul. 30) (BR. 05) S-3 BRISTOL MYERS SQUIBB CO, 345 PARK AVE, NEW YORK, NY, 10154, 2125464000 - 0 ($2,500,000,000.00) Other, (File 333-117818 - Jul. 30) (BR. 01) SB-2 GREENMAN TECHNOLOGIES INC, 7 KIMBALL LANE, BUILDING A, LYNNFIELD, MA, 01940, 7812242411 - 7,306,687 ($9,023,758.45) Equity, (File 333-117819 - Jul. 30) (BR. 06) S-3 MEDISCIENCE TECHNOLOGY CORP, 6094287952 - 8,075,000 ($4,037,500.00) Other, (File 333-117820 - Jul. 30) (BR. 36) S-8 CAPITAL SENIOR LIVING CORP, 14160 DALLAS PKWY, STE 300, DALLAS, TX, 75240, 9727705600 - 575,000 ($2,547,250.00) Other, (File 333-117821 - Jul. 30) (BR. 08) S-3 GENEREX BIOTECHNOLOGY CORP, 33 HARBOUR SQ, STE 202, TORONTO ONTARIO CANADA, A1, M5J 2G2, 4163642551 - 10,528,522 ($11,476,089.00) Equity, (File 333-117822 - Jul. 30) (BR. 01) S-3 MEDAREX INC, 707 STATE ROAD 206, PRINCETON, NJ, 08540, 9087136001 - 0 ($150,000,000.00) Other, (File 333-117823 - Jul. 30) (BR. 01) S-1 Cambridge Display Technology, Inc., GREENWICH HOUSE, MADINGLEY ROAD, CAMBRIDGE, X0, CB3 0TX, 011 44 1223 723555 - 0 ($40,250,000.00) Equity, (File 333-117824 - Jul. 30) (BR. ) S-1 Copano Energy, L.L.C., 2727 ALLEN PARKWAY, SUITE 1200, HOUSTON, TX, 77019, 713-621-9547 - 0 ($120,750,000.00) Equity, (File 333-117825 - Jul. 30) (BR. ) S-3 CTS CORP, 905 WEST BOULEVARD NORTH, ELKHART, IN, 46514, 5742937511 - 0 ($60,000,000.00) Non-Convertible Debt, (File 333-117826 - Jul. 30) (BR. 36) S-8 ACCREDITED HOME LENDERS HOLDING CO, 380,404 ($11,952,293.68) Equity, (File 333-117828 - Jul. 30) (BR. 07) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 2,000,000,000 ($1,200,000.00) Equity, (File 333-117829 - Jul. 30) (BR. 06) S-3 SHUFFLE MASTER INC, 1106 PALMS AIRPORT DRIVE, LAS VEGAS, NV, 89119, 7028977150 - 0 ($24,216,589.00) Equity, (File 333-117830 - Jul. 30) (BR. 06) S-8 INTERLINK ELECTRONICS INC, 546 FLYNN RD, CAMARILLO, CA, 93012, 8054848855 - 0 ($9,053,611.00) Equity, (File 333-117831 - Jul. 30) (BR. 03) S-8 ACS HOLDINGS INC, 7658 MUNICIPAL DRIVE, ORLANDO, FL, 32819, 407-226-6866 - 410,000,000 ($410,000.00) Equity, (File 333-117832 - Jul. 30) (BR. 08) S-3 KELLWOOD CO, 600 KELLWOOD PKWY, P O BOX 14374, CHESTERFIELD, MO, 63017, 3145763100 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-117833 - Jul. 30) (BR. 02) S-4 RANGE RESOURCES CORP, 777 MAIN STREET, FT WORTH, TX, 76102, 817-870-2601 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-117834 - Jul. 30) (BR. 04) S-3 AMERICAN EXPRESS CO, 200 VESEY STREET, 50TH FLOOR, NEW YORK, NY, 10285, 2126402000 - 3,000,000,000 ($3,000,000,000.00) Unallocated (Universal) Shelf, (File 333-117835 - Jul. 30) (BR. 07) S-8 RPC INC, 2170 PIEDMONT RD NE, ATLANTA, GA, 30324, 4048882950 - 1,500,000 ($22,470,000.00) Equity, (File 333-117836 - Jul. 30) (BR. 04) S-8 MARINE PRODUCTS CORP, 2170 PIEDMONT ROAD NE, ATLANTA, GA, 30324, 4043212140 - 1,500,000 ($25,192,500.00) Equity, (File 333-117837 - Jul. 30) (BR. 06) SB-2 GENIO GROUP INC, 1120 AVENUE OF THE AMERICAS,, SUITE 4020, NEW YORK, NY, 10036, (212) 626-6702 - 16,652,145 ($7,243,683.08) Equity, (File 333-117838 - Jul. 30) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ AAON INC NV X 07/28/04 AASTROM BIOSCIENCES INC MI X 07/28/04 ABIOMED INC DE X X 07/30/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 07/30/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 07/30/04 ABN AMRO MORT SEC MULTI CLASS MORT PS DE X X 07/30/04 ABN AMRO MORTGAGE MULTI-CLASS MOR PAS DE X X 07/30/04 ABOVENET INC DE X 07/30/04 ACCESS ANYTIME BANCORP INC DE X 07/30/04 ACCESS NATIONAL CORP VA X X 07/29/04 ACCLAIM ENTERTAINMENT INC DE X 07/19/04 ACTUATE CORP DE X X X 07/29/04 ADVANCED MATERIALS GROUP INC NV X 07/29/04 AEGIS ASSET BACKED SECURITIES TRUST M DE X X 07/25/04 AEI INCOME & GROWTH FUND XXII LTD PAR MN X X 07/30/04 AGREE REALTY CORP DE X X 07/30/04 AIR T INC DE X 12/31/03 AMEND AIR T INC DE X 03/31/04 AMEND AIRNET COMMUNICATIONS CORP DE X 07/30/04 ALAMOGORDO FINANCIAL CORP X X 07/27/04 Alternative Loan Trust 2004-7T1 X 07/25/04 Alternative Loan Trust 2004-8CB X 07/25/04 AMC ENTERTAINMENT INC DE X X 07/30/04 AMERICAN COMMUNITY BANCSHARES INC NC X X 07/20/04 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA X 07/30/04 AMERICAN FINANCIAL REALTY TRUST X 07/30/04 AMERICAN FINANCIAL REALTY TRUST X 07/30/04 AMERICAN GREETINGS CORP OH X 07/30/04 AMERICAN HOME MORTGAGE INVESTMENT TRU DE X X 07/25/04 AMERICAN HOMEPATIENT INC DE X X 07/28/04 AMERICAN INDEPENDENCE CORP DE X 06/30/04 AMERICAN PHYSICIANS CAPITAL INC MI X X 07/29/04 ANADARKO PETROLEUM CORP DE X X X 07/30/04 ANALEX CORP NY X X X 07/28/04 ANIMAS CORP DE X X 07/26/04 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 07/28/04 APRIA HEALTHCARE GROUP INC DE X X 07/30/04 ARBOR REALTY TRUST INC MD X 07/30/04 ARCHER DANIELS MIDLAND CO DE X X 06/30/04 ARMSTRONG HOLDINGS INC /PA/ PA X 06/30/04 ASB FINANCIAL CORP /OH OH X X 07/28/04 Asset Back Pass-Through Certificates, DE X X 07/25/04 ASSET BACKED FUNDING CORP DE X X 07/28/04 Asset-Backed Funding Corp. ABFC Asset DE X X 07/25/04 ASYST TECHNOLOGIES INC /CA/ CA X 07/26/04 ATLANTIC BANCGROUP INC FL X X 07/30/04 ATRION CORP DE X X 07/29/04 AUTOFUND SERVICING INC NV X 07/30/04 AVADO BRANDS INC GA X X 07/30/04 AVALON HOLDINGS CORP OH X 07/15/04 AXS ONE INC DE X X 07/29/04 BANCINSURANCE CORP OH X X 07/30/04 BAR HARBOR BANKSHARES ME X 07/30/04 BAY VIEW CAPITAL CORP DE X 07/21/04 BEAR ISLAND PAPER CO LLC VA X X 07/29/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY X X 07/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE X X 07/30/04 BEAR STEARNS TRUST MORTGAGE PASS-THRO DE X X 07/25/04 BEI TECHNOLOGIES INC DE X 07/29/04 BELLSOUTH CORP GA X X 07/30/04 BIOLASE TECHNOLOGY INC DE X X 07/27/04 BIOLASE TECHNOLOGY INC DE X X 07/27/04 BLACKHAWK BANCORP INC WI X 07/30/04 BOSS HOLDINGS INC DE X X 07/30/04 BOURBON BANCSHARES INC /KY/ KY X 06/30/04 BOWATER INC DE X X 06/30/04 BRADLEY PHARMACEUTICALS INC DE X X 07/29/04 BRISTOL MYERS SQUIBB CO DE X X 07/30/04 BROOKE CORP KS X X 07/30/04 BRUNSWICK CORP DE X 07/30/04 BRUSH ENGINEERED MATERIALS INC X 07/28/04 BTU INTERNATIONAL INC DE X X 07/29/04 BUCKEYE PARTNERS L P DE X X 07/29/04 BULLDOG TECHNOLOGIES INC NV X 07/30/04 BWC FINANCIAL CORP CA X 07/30/04 CABOT OIL & GAS CORP DE X X 07/29/04 CACI INTERNATIONAL INC /DE/ DE X 07/29/04 CARRAMERICA REALTY CORP MD X X 07/29/04 CATELLUS DEVELOPMENT CORP DE X X 07/29/04 CAVALRY BANCORP INC TN X 06/30/04 CBL & ASSOCIATES PROPERTIES INC DE X 06/30/04 CBRL GROUP INC TN X X 07/30/04 CCSB FINANCIAL CORP DE X X X 07/30/04 CENDANT MORTGAGE CAPITAL LLC DE X X 07/30/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE X 07/26/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE X 07/26/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE X 07/26/04 CENTRAL FREIGHT LINES INC NV X 07/29/04 CENTURY CASINOS INC /CO/ DE X 07/29/04 CHESAPEAKE ENERGY CORP OK X X 07/28/04 CHESTERFIELD FINANCIAL CORP X X 07/30/04 CHEVRONTEXACO CORP DE X 07/30/04 CHILDRENS INTERNET INC NV X X 07/29/04 CHINA GRANITE CORP NV X X 07/30/04 CHL Mortgage Pass Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CIPHERGEN BIOSYSTEMS INC DE X X 07/29/04 CIVITAS BANKGROUP INC TN X 07/29/04 CNL INCOME PROPERTIES INC MD X 07/30/04 COGENCO INTERNATIONAL INC CO X 07/02/04 COLUMBIA BANKING SYSTEM INC WA X 07/30/04 COLUMBIA BANKING SYSTEM INC WA X X 07/30/04 COMMERCIAL CAPITAL BANCORP INC NV X X 07/26/04 COMMONWEALTH BIOTECHNOLOGIES INC VA X 07/29/04 COMPUCOM SYSTEMS INC DE X 07/27/04 CONCEPTUS INC DE X 07/27/04 CONCEPTUS INC DE X X X 07/27/04 CONCEPTUS INC DE X 07/27/04 CONSTELLATION ENERGY GROUP INC MD X X 07/29/04 CORPORATE EXECUTIVE BOARD CO DE X 07/29/04 CORRECTIONS CORP OF AMERICA MD X X 07/30/04 Corridor Communications Corp DE X X 07/23/03 COWLITZ BANCORPORATION WA X X 07/29/04 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 07/30/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 07/26/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/30/04 CRITICAL HOME CARE INC NV X X 07/30/04 CROWN CASTLE INTERNATIONAL CORP DE X X 06/28/04 CRT PROPERTIES INC FL X X X 07/30/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE X X 07/25/04 CSX CORP VA X X 07/29/04 CSX TRANSPORTATION INC VA X X 07/30/04 CV THERAPEUTICS INC DE X X 07/29/04 CWABS INC ASSET-BACKED CERTIFICATES DE X 07/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/25/04 CWABS INC ASSET-BACKED CERTIFICATES S DE X 07/25/04 CWABS INC ASSET-BACKED CERTIFICATES S DE X 07/25/04 CWALT 2004-J3 X 07/25/04 CWALT INC X X 07/14/04 CWALT INC X 07/30/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 07/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 07/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 07/25/04 CWALT INC MORTGAGE PASS-THROUGH CERTI X 07/25/04 CWMBS 2004-HYB2 DE X 07/25/04 CWMBS 2004-J4 DE X 07/25/04 CWMBS 2004-J5 DE X 07/25/04 CWMBS INC DE X X 07/27/04 CWMBS INC DE X 07/30/04 CWMBS INC DE X 07/30/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 07/25/04 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 07/25/04 CWMBS Mortgage Pass-Through Trust 200 DE X 07/25/04 DEL LABORATORIES INC DE X X 07/29/04 DELTA AIR LINES INC /DE/ DE X X 07/30/04 DEVELOPERS DIVERSIFIED REALTY CORP OH X 07/29/04 DGSE COMPANIES INC NV X 07/28/04 DICKIE WALKER MARINE INC X X 07/30/04 DICKS SPORTING GOODS INC DE X X 07/29/04 DIODES INC /DEL/ DE X X 07/29/04 DOE RUN RESOURCES CORP NY X 07/27/04 Dragon Gold Resources, Inc. NV X X X X 07/15/04 DRESSER INC DE X 07/30/04 DTE ENERGY CO MI X X 07/30/04 ECOLAB INC DE X X 07/30/04 EDISON INTERNATIONAL CA X X 07/30/04 EDISON MISSION ENERGY CA X X 07/30/04 EDUCATION FUNDING CAPITAL TRUST-IV DE X X 07/16/04 ELAMEX SA DE CV X 07/29/04 AMEND EMERGING VISION INC NY X 07/29/04 ENGELHARD CORP DE X X 07/30/04 ENTECH ENVIRONMENTAL TECHNOLOGIES INC X X 06/14/04 AMEND ENTRADA NETWORKS INC DE X X 03/31/04 AMEND EPIXTAR CORP FL X 07/26/04 ESCALADE INC IN X 07/30/04 EXCHANGE NATIONAL BANCSHARES INC MO X X 07/30/04 EXTENDED SYSTEMS INC DE X X 07/26/04 FBL FINANCIAL GROUP INC IA X 07/30/04 FEATHERLITE INC MN X X 07/27/04 FEM ONE INC NV X 07/29/04 FINANCIAL ASSET SECURITIES CORP DE X X 07/30/04 FINANCIAL ASSET SECURITIES CORP DE X X 07/30/04 FIRST ALBANY COMPANIES INC NY X X 07/30/04 AMEND FIRST BANCORP /NC/ NC X X 07/30/04 FIRST FEDERAL BANCSHARES INC /DE DE X X 07/29/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 06/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 06/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 06/25/04 FIRST HORIZON ASSET SECURITIES INC DE X X 07/30/04 FIRST INDUSTRIAL LP DE X X 07/30/04 FIRST INDUSTRIAL REALTY TRUST INC MD X X 07/30/04 FIRST NORTHERN COMMUNITY BANCORP CA X X 07/30/04 FIRST PACTRUST BANCORP INC MD X X 07/30/04 FIRST PLACE FINANCIAL CORP /DE/ DE X X 07/29/04 FLOTEK INDUSTRIES INC/CN/ DE X 06/30/04 FNB CORP \VA\ VA X X 07/29/04 FRANKFORT TOWER INDUSTRIES INC DE X X 07/16/04 FREDS INC TN X X 07/01/04 AMEND FRIENDLY ICE CREAM CORP MA X X 07/30/04 FRONTIER AIRLINES INC /CO/ CO X 06/30/04 FTI CONSULTING INC MD X X 07/29/04 GAIAM INC CO X X 07/23/04 GALLAGHER ARTHUR J & CO DE X X 07/30/04 GALYANS TRADING CO INC IN X 07/29/04 GATEWAY ENERGY CORP/NE DE X X 07/27/04 GATX CORP NY X X 07/22/04 GATX FINANCIAL CORP DE X X 07/22/04 GEORGIA PACIFIC CORP GA X X 07/30/04 GERON CORPORATION DE X X 07/30/04 GLOBAL SIGNAL INC DE X 07/29/04 GMAC Commercial Mortgage Securities I DE X X 07/29/04 GMAC Commercial Mortgage Securities I DE X X 07/29/04 GRAHAM PACKAGING HOLDINGS CO DE X 07/30/04 GRANT PARK FUTURES FUND LIMITED PARTN IL X 07/30/04 GREENVILLE FIRST BANCSHARES INC SC X X 07/29/04 GREENWICH CAPITAL ACCEPTANCE INC DE X 07/30/04 GREENWICH CAPITAL ACCEPTANCE INC DE X 07/30/04 GS MORTGAGE SECURITIES CORP DE X X 07/27/04 GS MORTGAGE SECURITIES CORP DE X 07/30/04 GS MORTGAGE SECURITIES CORP II DE X X 07/28/04 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X X X 07/27/04 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X X 07/28/04 GULFTERRA ENERGY PARTNERS L P DE X X 07/30/04 H&R BLOCK INC MO X 07/28/04 HAEMONETICS CORP MA X X 07/30/04 HALIFAX CORP VA X X 07/28/04 HAMPTON ROADS BANKSHARES INC VA X 07/30/04 HANOVER COMPRESSOR CO / DE X 07/30/04 HARVARD BIOSCIENCE INC DE X X 07/29/04 HEIDRICK & STRUGGLES INTERNATIONAL IN DE X X 07/30/04 HERITAGE FINANCIAL CORP /WA/ WA X X 07/29/04 HEWITT ASSOCIATES INC DE X 07/30/04 HILLENBRAND INDUSTRIES INC IN X 07/29/04 HOLLINGER INTERNATIONAL INC DE X X 07/29/04 HOLLINGER INTERNATIONAL INC DE X X X 07/30/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE X X 07/26/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE X X 07/25/04 HUGHES SUPPLY INC FL X X 07/07/04 HUMAN GENOME SCIENCES INC DE X X 07/30/04 HUTTIG BUILDING PRODUCTS INC DE X X 07/30/04 HYPERCOM CORP DE X 07/30/04 IDACORP INC ID X 07/30/04 IEC ELECTRONICS CORP DE X X 07/29/04 IMC GLOBAL INC DE X 07/27/04 INDEPENDENCE HOLDING CO DE X 06/30/04 INDYMAC BANCORP INC DE X 07/30/04 INFOSPACE INC DE X X 07/28/04 INLAND REAL ESTATE CORP MD X X 07/30/04 INSIGHT COMMUNICATIONS CO INC DE X 07/30/04 INSPIRE PHARMACEUTICALS INC DE X X 07/30/03 INTERNATIONAL STAR INC NV X 07/29/04 INVESTORS TITLE CO NC X 07/28/04 IRWIN FINANCIAL CORPORATION IN X 07/30/04 J P MORGAN CHASE & CO DE X 07/01/04 AMEND J.P. Morgan Mortgage Trust 2004-A3 DE X X 07/25/04 JANUS CAPITAL GROUP INC DE X 07/29/04 JDS UNIPHASE CORP /CA/ DE X X 07/28/04 AMEND JEFFERSON BANCSHARES INC TN X X 07/30/04 KAISER ALUMINUM & CHEMICAL CORP DE X X 07/29/04 KAISER ALUMINUM CORP DE X X 07/29/04 KANSAS CITY SOUTHERN DE X X 06/30/04 KAYDON CORP DE X X 07/30/04 KNOWLEDGE TRANSFER SYSTEMS INC NV X X 07/29/04 KRISPY KREME DOUGHNUTS INC NC X 07/29/04 LEXINGTON CORPORATE PROPERTIES TRUST MD X X X X 07/29/04 LIFEWAY FOODS INC IL X X 07/23/04 LION INC/WA WA X X 07/27/04 LOEWS CORP DE X X 07/30/04 LSI LOGIC CORP DE X X 07/29/04 LYDALL INC /DE/ DE X X 07/30/04 MANPOWER INC /WI/ WI X X 07/29/04 MARCONI CORP PLC X0 X 07/30/04 MASSEY ENERGY CO DE X 07/29/04 MASTEC INC FL X X 07/29/04 MASTR Adjustable Rate Mortgages Trust DE X X 07/25/04 MASTR Alternative Loan Trust 2004-6 DE X X 07/25/04 MASTR Asset Securitization Trust 2004 DE X X 07/25/04 MATRIX BANCORP INC CO X X 06/30/04 MAYORS JEWELERS INC/DE DE X X 07/27/04 McAfee, Inc. DE X X 07/16/04 AMEND MED DIVERSIFIED INC NV X X 07/29/04 MED-DESIGN CORP DE X X 07/23/04 MEDIALINK WORLDWIDE INC DE X X 07/27/04 MEDICAL INTERNATIONAL TECHNOLOGY INC CO X X 07/20/04 MERRILL LYNCH & CO INC DE X X 07/30/04 MERRILL LYNCH MORT INV INC ASST BACK DE X X 07/15/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE X X 07/25/04 METLIFE INC DE X 07/30/04 METRO ONE TELECOMMUNICATIONS INC OR X X 07/30/04 MICRO COMPONENT TECHNOLOGY INC MN X X 07/28/04 MID PENN BANCORP INC PA X X 07/28/04 MIDDLETON DOLL CO WI X X 07/30/04 MILACRON INC DE X X 07/30/04 MILLENNIUM CHEMICALS INC DE X X 07/29/04 MILLENNIUM CHEMICALS INC DE X 07/29/04 MINERALS TECHNOLOGIES INC DE X X 07/29/04 MISSION ENERGY HOLDING CO DE X X 07/30/04 MISSION RESOURCES CORP DE X X X 07/30/04 MOBILEPRO CORP DE X 06/03/04 AMEND Morgan Stanley ABS Capital I Inc. Tru DE X X 07/28/04 Morgan Stanley Mortgage Loan Trust 20 DE X X 07/25/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 07/30/04 Mortgage Pass-Through Certificates, S X 07/25/04 MOTHERS WORK INC DE X 07/27/04 MSC MORTGAGE PASS THROUGH CERTIFICATE DE X X 07/30/04 MULTI-CLASS MORTGAGE PASS-THROUGH CER DE X X 07/30/04 MVC CAPITAL, INC. DE X 07/30/04 MYMETICS CORP DE X 07/28/04 NATIONAL FUEL GAS CO NJ X X 06/30/04 NATIONAL OILWELL INC DE X X 07/30/04 NETWORK USA INC NV X 07/28/04 NEWCASTLE INVESTMENT CORP MD X 07/30/04 NIC INC CO X X X 07/29/04 NORFOLK SOUTHERN RAILWAY CO /VA/ VA X X 07/30/04 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE X X X 07/29/04 NUTRI SYSTEM INC /DE/ DE X X 07/28/04 ODYSSEY RE HOLDINGS CORP DE X 07/29/04 OLIN CORP VA X X 07/29/04 OLIN CORP VA X X 07/30/04 PAB BANKSHARES INC GA X 07/30/04 PACER INTERNATIONAL INC TN X X 07/29/04 PACKAGING DYNAMICS CORP DE X 07/29/04 PALIGENT INC DE X X 07/28/04 PAR PHARMACEUTICAL COMPANIES, INC. NH X 07/28/04 PARK BANCORP INC IN X X 07/30/04 PARTNERS TRUST FINANCIAL GROUP INC X X X 07/16/04 PAVILION BANCORP INC X X 07/30/04 PEETS COFFEE & TEA INC WA X 07/28/04 PERFORMANCE TECHNOLOGIES INC \DE\ DE X 06/30/04 PETROQUEST ENERGY INC DE X X 07/30/04 PHOSPHATE RESOURCE PARTNERS LIMITED P DE X 07/27/04 POPE & TALBOT INC /DE/ DE X 07/30/04 PRAECIS PHARMACEUTICALS INC DE X 07/30/04 PRAXAIR INC DE X 07/27/04 PREMCOR INC DE X X 07/29/04 PRESSTEK INC /DE/ DE X X 07/30/04 PRICESMART INC DE X X 07/26/04 PRINCETON VIDEO IMAGE INC NJ X X X X X 07/30/04 PROXIM CORP DE X X 07/29/04 PROXIM CORP DE X X 07/27/04 PUBLIC SERVICE ENTERPRISE GROUP INC NJ X X 07/30/04 QUAKER CHEMICAL CORP PA X X 07/29/04 QUANTA SERVICES INC DE X X 07/26/04 RADYNE COMSTREAM INC NY X X 07/29/04 RAE SYSTEMS INC DE X X X 07/26/04 RANGE RESOURCES CORP DE X X 07/28/04 REDHOOK ALE BREWERY INC WA X X 07/29/04 REGENT COMMUNICATIONS INC DE X 07/30/04 RESPIRONICS INC DE X 07/29/04 REYNOLDS AMERICAN INC NC X 07/30/04 RITA MEDICAL SYSTEMS INC DE X 07/30/04 ROCK OF AGES CORP DE X X 07/29/04 ROCKY POINT PHARMACEUTICALS INC NV X 06/30/04 RUBIOS RESTAURANTS INC DE X 07/29/04 RUDDICK CORP NC X 07/27/04 RURBAN FINANCIAL CORP OH X X X 07/28/04 SAFE ALTERNATIVES CORP OF AMERICA INC FL X X 07/29/04 SANTA FE ENERGY TRUST TX X X 07/30/04 SAPIENT CORP DE X 07/29/04 SAVANNAH ELECTRIC & POWER CO GA X 07/30/04 SBA COMMUNICATIONS CORP FL X 07/29/04 SCANTEK MEDICAL INC DE X X 07/15/04 SCHERING PLOUGH CORP NJ X X 07/30/04 SCHWEITZER MAUDUIT INTERNATIONAL INC DE X X 07/29/04 SCIENTIFIC ATLANTA INC GA X 07/27/04 SEA PINES ASSOCIATES INC SC X X 07/27/04 SEACOAST BANKING CORP OF FLORIDA FL X X X X 07/26/04 SECURITY INTELLIGENCE TECHNOLOGIES IN FL X X 07/29/04 AMEND SEITEL INC DE X X 07/26/04 SEITEL INC DE X X 07/30/04 SENIOR HOUSING PROPERTIES TRUST MD X 07/29/04 SFBC INTERNATIONAL INC DE X X 07/25/04 SILGAN HOLDINGS INC DE X X 07/28/04 SIRNA THERAPEUTICS INC CO X X 07/29/04 SM&A CA X X 07/30/04 SMARTSERV ONLINE INC DE X X 07/28/04 SMITHFIELD FOODS INC VA X X 07/28/04 SMUCKER J M CO OH X X 07/26/04 SOUTHERN CALIFORNIA EDISON CO CA X X 07/30/04 Southern Community Financial Corp. X 07/23/04 SOUTHWESTERN ENERGY CO AR X 07/30/04 SOVEREIGN BANCORP INC PA X X 07/30/04 SPSS INC DE X 07/30/04 STANDARD MOTOR PRODUCTS INC NY X 07/26/04 STARRETT L S CO MA X 07/30/04 STARTEK INC DE X X 07/28/04 STEMCELLS INC DE X X 07/30/04 STEVEN MADDEN, LTD. DE X X 07/27/04 STRATASYS INC DE X X 07/29/04 STRATS SM TRUST FOR GOLDMAN SACHS GRO X X 07/15/04 Structured Adjustable Rate Mortgage L DE X X 07/25/04 STRUCTURED ASSET INVESTMENT LOAN TRUS DE X X 07/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE X X 07/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE X X 07/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE X X 07/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE X X 07/25/04 STRUCTURED ASSET MORT INV INC MORT PA DE X X 07/26/04 STRUCTURED ASSET MORT INV MORT PASS T NY X X 07/25/04 STRUCTURED ASSET MORT INVEST INC MORT DE X X 07/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 07/29/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/28/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/29/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X X 07/30/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/29/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/29/04 STRUCTURED ASSET SECURITIES CORP DE X 07/30/04 STRUCTURED ASSET SECURITIES CORP DE X 07/30/04 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