SEC NEWS DIGEST Issue 2004-200 October 18, 2004 COMMISSION ANNOUNCEMENTS REPORT ON ADMINISTRATIVE PROCEEDINGS ISSUED A Report on Administrative Proceedings issued for the Period April 1, 2004, through Sept. 30, 2004, has been issued giving summary statistical information on the Commission's administrative proceedings caseload. The reports, issued each October and April, are published in the SEC Docket and appear on the Commission's website. (Rel. 34-50550) ENFORCEMENT PROCEEDINGS SEC INSTITUES ADMINISTATIVE PROCEEDINGS AGAINST MICHAEL LOMAS AND MICHAEL YOUNG On October 15, the Commission instituted administrative proceedings against Michael A. Lomas and Michael L. Young, based on the entry, on Sept. 21, 2004, of an order by the U.S. District Court for the Northern District of Georgia, permanently enjoining them from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and from aiding and abetting future violations of Section 15(a) of the Exchange Act in the civil action entitled SEC v. Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young, Civil Action No. 1:04-CV-2763 (N.D.Ga. Sept. 21, 2004). The Commission’s complaint alleged that defendants Lomas, Young, Mobile Billboards of America, Inc., Outdoor Media Industries and Reserve Guaranty Trust operated a Ponzi scheme involving the sale and leaseback of mobile billboards, selling more than $60.5 million of mobile billboard investments to more than 700 investors nationwide. According to the complaint, companies controlled by Lomas and Young sold investors a billboard frame that attached to the sides of a truck and a GPS monitoring system for $20,000, entered into an agreement with the investor to buy back the frame at the end of the seven-year lease for its original purchase price, and leased the billboard frames back from investors for seven years for monthly payments equivalent to 13.49% annually. According to the complaint, Reserve Guaranty Trust issued “Trust Secured Certificates” that guaranteed funding for the commitment to buy back the billboard frames at full price at the end of each seven- year lease. The complaint alleged that the collective business did not generate sufficient advertising revenue to make monthly lease payments to investors and, instead, relied on new investor money to make those payments. The complaint also alleged that Lomas and Young directed the independent sales agents who sold the investment. According to the complaint, these sales agents were acting as broker-dealers without being registered with the Commission as broker-dealers. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondents an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later that 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission’s Rules of Practice. (Rel. 34-50551; File No. 3-11710) TRUST INDENTURE ACT RELEASES ORDER GRANTING APPLICATION FOR EXEMPTION The Commission has issued an order on an application filed by Petroleos Mexicanos (Pemex) and the Pemex Project Funding Master Trust under Section 304(d) of the Trust Indenture Act of 1939. The order conditionally exempts from the provisions of Section 316(b) of the 1939 Act an indenture between Pemex, certain subsidiary guarantors of Pemex and Deutsche Bank Trust Company Americas, as trustee, and an indenture between the Master Trust, Pemex as guarantor, certain subsidiary guarantors of Pemex and Deutsche Bank Trust Company Americas, as trustee. (Rel. TI-2430; File No. 22- 28755) SELF-REGULATORY ORGANIZATIONS IMMEDATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2004-77) filed by the American Stock Exchange that allows ratio orders within certain permissible ratio limits to be executed through the Amex and to be included in the exception to the priority rules currently in place for spread, straddle, and combination orders, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 18. (Rel. 34-50525) A proposed rule change (SR-CHX-2004-33) filed by the Chicago Stock Exchange relating to floor broker network and connectivity charges has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 18. (Rel. 34-50528) PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2004-153) to amend NASD Rule 2860 to provide a conditional exemption from stock options position limits for OTC Derivatives Dealers. Publication of the proposal is expected in the Federal Register during the week of October 18. (Rel. 34-50539) The National Association of Securities, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD- 2004-147) to modify the bid price compliance periods on the Nasdaq National Market and the Nasdaq SmallCap Market and to require non- Canadian foreign issuers to satisfy the minimum bid price and market value of publicly held shares requirements applicable to domestic issuers for continued listing on the Nasdaq SmallCap Market. Publication of the proposal is expected in the Federal Register during the week of October 18. (Rel. 34-50541) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2004-25) and Amendment No. 1 thereto relating to Designated Primary Market-Makers obligations. Publication of the proposal is expected in the Federal Register during the week of October 18. (Rel. 34-50548) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MICHELEX CORP, 430 4TH STREET, OGEN, UT, 84404, 8013926056 - 1,511,308 ($589,410.00) Equity, (File 333-119758 - Oct. 15) (BR. 09) SB-2 UNITY WIRELESS CORP, 1800337664 - 13,731,929 ($2,334,427.93) Equity, (File 333-119759 - Oct. 15) (BR. 37) SB-2 AXESSTEL INC, 6305 LUSK BOULEVARD, SAN DIEGO, CA, 92121, 8586252100 - 0 ($33,120,000.00) Equity, (File 333-119760 - Oct. 15) (BR. 37) SB-2 POWERLINX INC, 200 MADONNA BLVD., TIERRA VERDE, FL, 33715, 7278667440 - 32,383,857 ($8,419,802.82) Equity, (File 333-119761 - Oct. 15) (BR. 37) S-3 PG&E Energy Recovery Funding LLC, 245 MARKET STREET, ROOM 424, SAN FRANCISCO, CA, 94105, 415-973-6252 - 0 ($1,000,000.00) Other, (File 333-119762 - Oct. 15) (BR. 05) F-6 AVENTIS, 67917 STRASBOURG, CEDEX 9, STRASBOURG FRANCE, I0, 00000, 3314768123 - 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-119763 - Oct. 15) (BR. 01) S-8 BLOCKBUSTER INC, 1201 ELM STREET, DALLAS, TX, 75270, 2148543000 - 0 ($16,260,000.00) Equity, (File 333-119764 - Oct. 15) (BR. 05) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 30,000,000 ($3,000,000.00) Equity, (File 333-119765 - Oct. 15) (BR. 05) S-8 MERCANTILE BANK CORP, 5650 BYRON CENTER AVENUE S. W., WYOMING, MI, 49509, 616 406-3777 - 0 ($9,460,000.00) Equity, (File 333-119767 - Oct. 15) (BR. 07) S-3 GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK, MN, 55416, 6125252070 - 0 ($15,752,365.37) Equity, (File 333-119768 - Oct. 15) (BR. 05) S-8 SYNBIOTICS CORP, 11011 VIA FRONTERA, SAN DIEGO, CA, 92127, 6194513771 - 0 ($570,000.00) Equity, (File 333-119769 - Oct. 15) (BR. 01) S-8 TWIN DISC INC, 1328 RACINE ST, RACINE, WI, 53403, 2626384000 - 36,000 ($882,720.00) Equity, (File 333-119770 - Oct. 15) (BR. 36) S-8 TWIN DISC INC, 1328 RACINE ST, RACINE, WI, 53403, 2626384000 - 164,000 ($4,021,280.00) Equity, (File 333-119771 - Oct. 15) (BR. 36) S-8 BLOCKBUSTER INC, 1201 ELM STREET, DALLAS, TX, 75270, 2148543000 - 0 ($15,700,000.00) Equity, (File 333-119772 - Oct. 15) (BR. 05) S-4 TECHNOLOGY SOLUTIONS COMPANY, 205 N MICHIGAN AVE, SUITE 1500, CHICAGO, IL, 60601, 3122284500 - 0 ($4,378,728.15) Equity, (File 333-119773 - Oct. 15) (BR. 03) S-8 Cogent, Inc., 209 FAIR OAKS AVENUE, SOUTH PASADENA, CA, 91030, 626799-8090 - 0 ($116,633,260.00) Equity, (File 333-119775 - Oct. 15) (BR. 03) S-8 BOSTON COMMUNICATIONS GROUP INC, 100 SYLVAN RD, STE 100, WOBURN, MA, 01801-1830, 7819045000 - 407,350 ($3,588,754.00) Equity, (File 333-119776 - Oct. 15) (BR. 37) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 4,500,000,000 ($4,500,000.00) Equity, (File 333-119777 - Oct. 15) (BR. 06) S-3 SAFLINK CORP, 777 108TH AVE NE, SUITE 2100, BELLEVUE, WA, 98004, 4252781100 - 1,892,643 ($4,750,533.93) Equity, (File 333-119778 - Oct. 15) (BR. 03) S-8 QUEENSTAKE RESOURCES LTD, SUITE 2940, 999 18TH STREET, DENVER, CO, 80202, 303-297-1557 - 30,000,000 ($14,070,000.00) Equity, (File 333-119779 - Oct. 15) (BR. 04) S-8 INFORMATICA CORP, 2100 SEAPORT BLVD, REDWOOD CITY, CA, 94063, 6503855000 - 0 ($37,593,069.00) Equity, (File 333-119780 - Oct. 15) (BR. 03) S-4 FIRST NATIONAL LINCOLN CORP /ME/, P.O. BOX 940, MAIN STREET, DAMARISCOTTA, ME, 04543, 2075633195 - 0 ($47,598,600.00) Equity, (File 333-119781 - Oct. 15) (BR. 07) S-2 BRANDPARTNERS GROUP INC, 10 MAIN STREET, ROCHESTER, NH, 03839, 603-335-1400 - 1,382,000 ($1,174,700.00) Other, (File 333-119782 - Oct. 15) (BR. 08) S-4 WESTAMERICA BANCORPORATION, 1108 FIFTH AVE, SAN RAFAEL, CA, 94901, (707) 863-6000 - 0 ($95,142,754.00) Equity, (File 333-119783 - Oct. 15) (BR. 07) N-2 TORTOISE ENERGY INFRASTRUCTURE CORP, 10801 MASTEIN BLVD, OVERLAND PARK, KS, 66210, 9139811020 - 40,000 ($1,000,000.00) Equity, (File 333-119784 - Oct. 15) (BR. 16) S-3 RIGEL PHARMACEUTICALS INC, 1180 VETERANS BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 0 ($150,000,000.00) Other, (File 333-119785 - Oct. 15) (BR. 01) F-1 China Netcom Group CORP (Hong Kong) LTD, BUILDING C, NO. 156, FUXINGMENNEI AVENUE, XICHENG DISTRICT, BEIJING, F4, 100031, (8610)66429253 - 0 ($1,500,000,000.00) ADRs/ADSs, (File 333-119786 - Oct. 15) (BR. ) S-3 HEALTHEXTRAS INC, 3015482900 - 5,750,000 ($82,052,500.00) Equity, (File 333-119787 - Oct. 15) (BR. 01) S-1 American Reprographics CO, 700 NORTH CENTRAL AVENUE, SUITE 550, GLENDALE, CA, 91203, 818-500-0225 - 0 ($230,000,000.00) Equity, (File 333-119788 - Oct. 15) (BR. ) S-3 GB&T BANCSHARES INC, P O BOX 2760, 500 JESSE JEWELL PARKWAY S E, GAINSVILLE, GA, 30501, 0 ($31,243,200.00) Equity, (File 333-119789 - Oct. 15) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST CENTENNIAL BANCORP CA 5.02,9.01 10/14/04 2THEMAX COM INC NV 4.01,9.01 10/05/04 649 COM INC 8.01,9.01 09/27/04 649 COM INC 2.03 09/24/04 A I RECEIVABLES TRANSFER CORP 9.01 10/15/04 AAR CORP DE 5.02,5.03,9.01 10/13/04 ABBOTT LABORATORIES IL 5.02,5.03,9.01 10/08/04 ABC BANCORP GA 2.02,9.01 10/14/04 ACE SEC CORP WELLS FARGO FINANCIAL AU DE 8.01,9.01 10/15/04 ADAMS RESOURCES & ENERGY INC DE 8.01,9.01 10/15/04 ADVANCED ACCESSORY HOLDINGS CORP DE 5.02,9.01 10/08/04 ADVANCED BIOTHERAPY INC DE 8.01 10/11/04 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 1.01,1.02,8.01,9.01 10/12/04 ADVANCED MICRO DEVICES INC DE 7.01 10/15/04 AFFILIATED MANAGERS GROUP INC DE 1.01,9.01 10/12/04 AGL RESOURCES INC GA 7.01 10/15/04 AIMCO PROPERTIES LP DE 5.02,9.01 10/15/04 ALLIS CHALMERS CORP DE 1.01,9.01 10/05/04 ALLSTATE CORP DE 2.02,9.01 10/13/04 ALPINE AIR EXPRESS INC/DE DE 5.01,8.01 10/08/04 AMB PROPERTY LP DE 4.02 10/12/04 AMC ENTERTAINMENT INC DE 7.01,9.01 10/15/04 AMCAST INDUSTRIAL CORP OH 5.02 10/08/04 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 10/14/04 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 8.01 10/15/04 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 10/14/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 10/15/04 AMERICAN EXPRESS CREDIT CORP DE 2.03 10/08/04 AMERICAN EXPRESS MASTER TRUST DE 8.01,9.01 10/15/04 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.06 10/15/04 AMERICAN RIVER BANKSHARES CA 2.02,8.01,9.01 10/15/04 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 10/14/04 AMERICAN SEAFOODS GROUP LLC DE 7.01,9.01 10/14/04 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 1.01,9.01 10/14/04 AMES NATIONAL CORP IA 2.02,8.01,9.01 10/15/04 ANALOGIC CORP MA 2.02,9.01 10/14/04 ANNAPOLIS NATIONAL BANCORP INC MD 8.01,9.01 10/15/04 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 10/14/04 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.02,9.01 10/15/04 APPLICA INC FL 1.01 10/12/04 ARCH COAL INC DE 2.01,9.01 10/15/04 AMEND ARK RESTAURANTS CORP NY 8.01 05/11/04 ASSET BACKED PASS THRU CERTS SERIES 2 DE 8.01,9.01 10/15/04 ASSURANCEAMERICA CORP NV 9.01 07/31/04 ASSURANT INC 8.01,9.01 10/12/04 ASTORIA FINANCIAL CORP DE 8.01,9.01 10/14/04 AVISTA CORP WA 8.01,9.01 10/13/04 AXESSTEL INC NV 3.02,5.03,8.01,9.01 10/13/04 AXONYX INC NV 5.02,9.01 10/12/04 AZONIC CORP NV 1.01,2.01,5.02,8.01,9.01 10/12/04 BAM ENTERTAINMENT INC 3.01,7.01,9.01 10/13/04 BANC OF AMERICA COMM MORT INC PASS TH DE 9.01 10/12/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 10/15/04 BANK OF AMERICA CORP /DE/ DE 9.01 10/15/04 BEA SYSTEMS INC DE 1.01,1.02,2.03 10/15/04 BEACON POWER CORP DE 5.02 10/12/04 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE 9.01 09/30/04 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 10/14/04 BENIHANA INC DE 3.01 10/08/04 BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 10/15/04 BLYTH INC DE 5.04 10/15/04 BONUSAMERICA WORLDWIDE CORP. NV 5.02 10/14/04 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,9.01 10/12/04 BRITESMILE INC UT 5.02 10/14/04 BROWN FORMAN CORP DE 8.01,9.01 10/15/04 BUCYRUS INTERNATIONAL INC DE 2.02,7.01,9.01 10/14/04 BWC FINANCIAL CORP CA 2.02 09/30/04 CALIFORNIA STEEL INDUSTRIES INC 1.01,2.02 10/15/04 CANYON RESOURCES CORP DE 4.01,7.01,9.01 10/11/04 CarMax Auto Owner Trust 2004-1 DE 8.01,9.01 10/15/04 CCF HOLDING CO GA 2.02,9.01 10/14/04 CDKNET COM INC FL 5.02,9.01 10/11/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 05/27/04 CENTERPOINT PROPERTIES TRUST MD 2.01,9.01 10/08/04 CENTURY CASINOS INC /CO/ DE 1.01,9.01 10/14/04 CENTURY REALTY TRUST IN 2.02,9.01 10/14/04 CERUS CORP DE 2.02,9.01 10/14/04 CHAAS ACQUISITIONS LLC DE 5.02,9.01 10/08/04 CHASE MANHATTAN BANK USA, NATIONAL AS 8.01,9.01 10/11/04 CHASE MANHATTAN BANK USA, NATIONAL AS 8.01,9.01 10/15/04 CHASE MANHATTAN BANK USA, NATIONAL AS 9.01 10/15/04 CHASE MANHATTAN BANK USA, NATIONAL AS 8.01,9.01 10/15/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01 10/14/04 CHINA ENERGY SAVINGS TECHNOLOGY, INC. NV 4.01,9.01 08/19/04 AMEND CHOCTAW RESORT DEVELOPMENT ENTERPRISE MS 8.01,9.01 10/08/04 CHUBB CORP NJ 7.01,9.01 10/15/04 CHURCH & DWIGHT CO INC /DE/ DE 7.01,8.01 10/12/04 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 10/15/04 CITIBANK SOUTH DAKOTA N A DE 8.01 09/27/04 CITIBANK SOUTH DAKOTA N A DE 8.01 09/27/04 CITICORP DE 8.01 10/14/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/14/04 CNET NETWORKS INC DE 2.01,9.01 07/14/04 AMEND COCA COLA ENTERPRISES INC DE 8.01 10/13/04 CODATEK CORP NV 4.01,9.01 10/05/04 CODORUS VALLEY BANCORP INC PA 8.01,9.01 10/14/04 COLLEGE LOAN CORP TRUST I DE 8.01,9.01 09/30/04 Collegiate Funding Services Education DE 8.01,9.01 09/30/04 COLMENA CORP DE 4.01,9.01 10/04/04 AMEND COMARCO INC CA 4.01,9.01 09/21/04 AMEND COMDIAL CORP DE 8.01,9.01 10/14/04 COMM 2004-LNB3 COMMERCIAL MORTGAGE PA DE 9.01 10/12/04 COMMERCE BANCSHARES INC /MO/ MO 5.02 10/14/04 COMMERCIAL BANKSHARES INC FL 8.01,9.01 10/14/04 COMMONWEALTH INCOME & GROWTH FUND I PA 4.01,9.01 10/11/04 COMMONWEALTH INCOME & GROWTH FUND II PA 4.01,9.01 10/11/04 COMMONWEALTH INCOME & GROWTH FUND III 4.01,9.01 10/11/04 COMMONWEALTH INCOME & GROWTH FUND IV 4.01,9.01 10/11/04 COMPASS BANCSHARES INC DE 2.02,9.01 10/15/04 CORCEPT THERAPEUTICS INC 5.02,9.01 10/11/04 CORNERSTONE BANCSHARES INC TN 7.01,9.01 10/15/04 COSI INC DE 2.02,9.01 10/12/04 CRIIMI MAE INC MD 8.01,9.01 10/12/04 CROSSROADS SYSTEMS INC DE 1.01,5.02,9.01 10/12/04 CRT PROPERTIES INC FL 5.02,7.01,9.01 10/14/04 CTS CORP IN 1.01,9.01 10/12/04 CUMMINS INC IN 5.02,5.03,8.01,9.01 10/15/04 CURON MEDICAL INC DE 4.02 10/12/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/15/04 DALEEN TECHNOLOGIES INC DE 5.02,8.01,9.01 10/15/04 DATALINK CORP MN 2.02,9.01 10/13/04 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 10/15/04 DELTA AIR LINES INC /DE/ DE 2.02,8.01,9.01 10/14/04 DEUTSCHE COMMERCIAL MORTGAGE PASS THR DE 9.01 10/12/04 DIRECTV GROUP INC DE 1.01,9.01 10/08/04 DISCOVER CARD MASTER TRUST I DE 8.01 10/15/04 DONOBI INC NV 5.02,9.01 10/06/04 DOR BIOPHARMA INC DE 5.02 10/08/04 DRUGSTORE COM INC DE 8.01 10/14/04 DTLL INC MN 8.01,9.01 10/15/04 DUPONT PHOTOMASKS INC DE 1.01,9.01 10/05/04 AMEND EAST KANSAS AGRI ENERGY LLC KS 1.01,2.03,3.02 10/11/04 EASY GARDENER PRODUCTS LTD 8.01 10/15/04 EDUCATION FUNDING CAPITAL TRUST-IV DE 8.01,9.01 10/15/04 EDUCATIONAL DEVELOPMENT CORP DE 2.02,9.01 10/15/04 EL PASO CORP/DE DE 1.01 10/15/04 ELKCORP DE 2.02,9.01 10/14/04 EMC INSURANCE GROUP INC IA 7.01 10/15/04 ENDWAVE CORP DE 2.02,9.01 10/14/04 ENEFTECH CORP TX 1.02 10/15/04 EnerSys DE 5.02,9.01 10/11/04 ENSCO INTERNATIONAL INC DE 7.01,9.01 10/15/04 EPIXTAR CORP FL 2.03 10/12/04 ERF Wireless, Inc. NV 3.02 10/12/04 EVANS BOB FARMS INC DE 2.02,9.01 10/14/04 EXCALIBUR INDUSTRIES INC DE 1.01,5.02,9.01 09/29/04 EXXON MOBIL CORP NJ 8.01 10/12/04 FARMERS NATIONAL BANC CORP /OH/ OH 7.01,9.01 10/15/04 FARO TECHNOLOGIES INC FL 2.02,7.01 10/14/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01,9.01 10/14/04 FINANCIAL INSTITUTIONS INC NY 5.02,7.01,9.01 10/12/04 FIRST CITIZENS BANC CORP /OH OH 2.01,9.01 10/08/04 FIRST DEFIANCE FINANCIAL CORP OH 1.01,9.01 10/13/04 FIRST DEFIANCE FINANCIAL CORP OH 8.01,9.01 10/14/04 FIRST MERCHANTS CORP IN 5.03 10/12/04 FIRST UNION NATIONAL BANK COM MORT PA NC 9.01 10/12/04 FLEET CREDIT CARD MASTER TRUST II NY 9.01 10/15/04 FLOWSERVE CORP NY 5.02 10/15/04 FNB CORP/FL/ FL 1.01,9.01 10/15/04 FNBH BANCORP INC MI 2.02,9.01 10/15/04 FOOTSTAR INC DE 5.02 10/15/04 FRONT PORCH DIGITAL INC NV 5.02,8.01,9.01 10/12/04 GAIAM INC CO 4.01 10/11/04 GARTNER INC DE 1.01,9.01 10/15/04 GASCO ENERGY INC NV 8.01,9.01 10/14/04 GE COMMERCIAL MORT CORP MORT PASS-THR DE 9.01 10/12/04 GENCORP INC OH 2.02,7.01,9.01 10/15/04 GENERAL MOTORS ACCEPTANCE CORP DE 8.01 10/12/04 GENLYTE GROUP INC DE 9.01 07/31/04 AMEND GENUINE PARTS CO GA 2.02,9.01 10/15/04 GEVITY HR INC FL 1.01 10/15/04 GLOBAL AXCESS CORP NV 1.01,2.01,9.01 10/14/04 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 10/14/04 GMAC COMMERCIAL MORTGAGE SECURITIES I DE 9.01 10/12/04 GMACM Home Loan Trust 2004-HLTV1 DE 8.01,9.01 10/15/04 GOLDTECH MINING CORP DE 8.01 03/31/04 AMEND GREAT SOUTHERN BANCORP INC DE 8.01,9.01 09/30/04 GREENVILLE FIRST BANCSHARES INC SC 8.01 10/15/04 GREER BANCSHARES INC SC 2.02,9.01 10/12/04 GREY GLOBAL GROUP INC DE 1.01,9.01 10/13/04 GUESS INC ET AL/CA/ DE 7.01,9.01 10/15/04 HALLIBURTON CO DE 7.01,8.01 10/13/04 HALOZYME THERAPEUTICS INC NV 3.02,9.01 10/15/04 HAMPTON BERKSHIRE INSURANCE & FINANCI NV 8.01 10/15/04 HAMPTON ROADS BANKSHARES INC VA 7.01 10/15/04 HARLEYSVILLE GROUP INC DE 2.02,9.01 10/15/04 HARRIS & HARRIS GROUP INC /NY/ NY 1.01 10/14/04 HARTFORD LIFE INSURANCE CO CT 9.01 10/15/04 HARTFORD LIFE INSURANCE CO CT 9.01 10/15/04 HAWK CORP DE 8.01,9.01 10/15/04 HAYES LEMMERZ INTERNATIONAL INC DE 8.01,9.01 10/14/04 HEALTHTRONICS SURGICAL SERVICES INC GA 8.01 10/15/04 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 10/12/04 HEILIG MEYERS CO VA 8.01 08/31/04 HERITAGE PROPERTY INVESTMENT TRUST IN MD 1.01,9.01 10/15/04 HESPERIA HOLDING INC 1.01,2.03,3.02,9.01 10/15/04 HOME PRODUCTS INTERNATIONAL INC DE 7.01,8.01,9.01 10/15/04 HOMESTAR MORTGAGE ACCEPTANCE CORP DE 9.01 09/30/04 HOMESTAR MORTGAGE ACCEPTANCE CORP DE 9.01 09/30/04 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/15/04 HUNTSMAN LLC UT 1.01,1.02,2.03 10/14/04 ICG COMMUNICATIONS INC /DE/ DE 8.01,9.01 10/15/04 IMC GLOBAL INC DE 2.02,9.01 10/15/04 INDEVUS PHARMACEUTICALS INC DE 8.01 09/27/04 INFOCUS CORP OR 2.02,9.01 10/13/04 INFOUSA INC DE 2.02,9.01 10/14/04 INLAND REAL ESTATE CORP MD 1.01,8.01,9.01 10/14/04 INTER PARFUMS INC DE 4.01 10/15/04 INTERCELL INTERNATIONAL CORP NV 8.01 10/11/04 INTEREP NATIONAL RADIO SALES INC NY 4.01,9.01 10/08/04 INTERGROUP CORP DE 8.01,9.01 10/15/04 INTERMET CORP GA 2.04,2.05,8.01,9.01 10/14/04 INTERSECTIONS INC DE 1.01,9.01 10/14/04 INTERWEST MEDICAL CORP OK 2.01,8.01,9.01 10/14/04 INVESTNET INC NV 1.01,2.01,9.01 10/12/04 ISONICS CORP CA 3.02 10/12/04 ISONICS CORP CA 3.02,8.01 10/14/04 J.P.Morgan Chase Commercial Mortgage DE 9.01 10/12/04 JACKSONVILLE BANCORP INC /FL/ FL 3.02 08/11/04 JAKKS PACIFIC INC DE 1.01,1.02,9.01 10/13/04 JITSOURCE INC DE 5.02,9.01 10/08/04 AMEND LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 10/14/04 LAKELAND FINANCIAL CORP IN 2.02 09/30/04 LAWRENCE FINANCIAL HOLDINGS INC MD 1.01,2.01,9.01 10/12/04 LAWRENCE FINANCIAL HOLDINGS INC MD 2.02,9.01 10/15/04 LCNB CORP OH 2.02,7.01,9.01 10/15/04 LINDSAY MANUFACTURING CO DE 2.02,9.01 10/14/04 LKQ CORP DE 7.01,9.01 10/14/04 LONG BEACH ACCEPTANCE CORP AUTO RECEI 8.01,9.01 10/15/04 Long Beach Acceptance Corp. Auto Rece 2.02,8.01,9.01 10/15/04 LORAL SPACE & COMMUNICATIONS LTD D0 8.01,9.01 10/15/04 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 10/14/04 MAGELLAN MIDSTREAM PARTNERS LP DE 8.01,9.01 10/07/04 MAJESCO HOLDINGS INC DE 8.01,9.01 10/15/04 MANAKOA SERVICES CORP NV 5.02,9.01 10/14/04 MARINE PRODUCTS CORP DE 8.01,9.01 10/15/04 MARINER HEALTH CARE INC DE 8.01 09/30/04 MARKLAND TECHNOLOGIES INC FL 2.02,8.01,9.01 10/14/04 MARSH & MCLENNAN COMPANIES INC DE 8.01,9.01 10/14/04 MARSH & MCLENNAN COMPANIES INC DE 8.01,9.01 10/15/04 MARSH & MCLENNAN COMPANIES INC DE 7.01,9.01 10/15/04 MATRIA HEALTHCARE INC DE 2.02,9.01 10/13/04 MAYTAG CORP DE 1.01,9.01 10/08/04 MCLEODUSA INC DE 1.01,9.01 10/14/04 MEDIA GENERAL INC VA 2.02 10/15/04 MEDIABAY INC FL 3.02 10/11/04 MENS WEARHOUSE INC TX 1.01 10/15/04 MERISEL INC /DE/ DE 5.02 10/11/04 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/04 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/04 METLIFE INC DE 8.01,9.01 10/15/04 MGP INGREDIENTS INC KS 7.01,9.01 10/14/04 MGP INGREDIENTS INC KS 2.03 09/24/04 MONADNOCK COMMUNITY BANCORP INC 5.02,8.01,9.01 10/14/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 08/27/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 09/30/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 08/27/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 10/14/04 MOSCOW CABLECOM CORP DE 2.02,9.01 10/15/04 NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 10/15/04 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 10/15/04 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 10/15/04 NATURE VISION, INC. MN 2.01 08/31/04 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 10/14/04 NAVISITE INC DE 1.01,9.01 10/12/04 NAVISITE INC DE 8.01 10/11/04 NELNET INC NE 8.01,9.01 10/14/04 NEW HORIZONS WORLDWIDE INC DE 5.02 10/15/04 NEW VISUAL CORP UT 1.01,9.01 10/11/04 NORTHWESTERN CORP DE 7.01,9.01 10/15/04 NUWAY MEDICAL INC DE 1.01,1.02,5.02,9.01 10/14/04 OLD SECOND BANCORP INC DE 9.01 10/15/04 OLYMPIC STEEL INC OH 8.01,9.01 10/14/04 OSULLIVAN INDUSTRIES INC DE 1.01,9.01 10/15/04 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 1.01,9.01 10/13/04 PALWEB CORP 5.02 09/20/04 PARADYNE NETWORKS INC DE 1.01,9.01 10/12/04 PEABODY ENERGY CORP DE 2.02,9.01 10/14/04 PEGASUS COMMUNICATIONS CORP / DE 2.02,3.01,4.02,9.01 10/08/04 PENN AMERICA GROUP INC PA 1.01,8.01,9.01 10/14/04 PEOPLES BANCORP INC/MD MD 5.02 10/13/04 PEOPLES FINANCIAL SERVICES CORP/ PA 9.01 10/04/04 PEOPLES SIDNEY FINANCIAL CORP DE 2.02,8.01,9.01 10/15/04 PEREGRINE SYSTEMS INC DE 8.01 10/15/04 PFIZER INC DE 8.01 10/15/04 PHARMION CORP 2.02,9.01 10/15/04 PHOSPHATE RESOURCE PARTNERS LIMITED P DE 2.02,9.01 10/15/04 PHSB FINANCIAL CORP PA 2.02,9.01 10/15/04 PINNACLE AIRLINES CORP DE 8.01,9.01 10/15/04 PMI GROUP INC DE 9.01 10/15/04 PORTA SYSTEMS CORP DE 7.01,9.01 10/14/04 POSSIS MEDICAL INC MN 2.01 10/14/04 PREFERREDPLUS TRUST SERIES MSD-1 DE 8.01,9.01 10/01/04 PRIME GROUP REALTY TRUST MD 2.01,9.01 10/08/04 PRIME RECEIVABLES CORP DE 8.01,9.01 10/15/04 PRIMUS TELECOMMUNICATIONS GROUP INC DE 4.02 10/15/04 PRIMUS TELECOMMUNICATIONS GROUP INC DE 4.02 10/15/04 AMEND PRINCIPAL FINANCIAL GROUP INC DE 7.01 10/14/04 PROGRESSIVE CORP/OH/ OH 5.02,9.01 10/15/04 PROSPERITY BANCSHARES INC TX 2.02,9.01 10/15/04 PROVIDIAN FINANCIAL CORP DE 8.01 09/30/04 PSB GROUP INC MI 2.02,9.01 10/13/04 PUBLIC STORAGE INC /CA CA 8.01 10/14/04 QUICKLOGIC CORPORATION CA 5.02 10/15/04 QUICKSILVER RESOURCES INC DE 2.02,9.01 10/14/04 RAPIDTRON INC NV 1.01,2.03,3.02 07/19/04 RASC Series 2004-KS9 Trust DE 8.01,9.01 10/15/04 RAYMOND JAMES FINANCIAL INC FL 1.01,5.02 10/12/04 REGENCY CENTERS CORP FL 3.02 10/12/04 REGENCY CENTERS LP FL 3.02 10/12/04 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 10/15/04 Renaissance Home Equity Loan Trust 20 DE 8.01,9.01 10/15/04 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 10/15/04 RES CARE INC /KY/ KY 8.01,9.01 10/15/04 RITA MEDICAL SYSTEMS INC DE 5.02 10/13/04 RIVERSTONE NETWORKS INC DE 7.01,8.01,9.01 10/14/04 AMEND ROTONICS MANUFACTURING INC/DE DE 2.02,9.01 10/14/04 RPC INC DE 8.01,9.01 10/15/04 SAFLINK CORP DE 8.01,9.01 10/15/04 SANDISK CORP DE 2.02 10/13/04 SCANVEC AMIABLE LTD 1.01,9.01 10/08/04 SCBT FINANCIAL CORP SC 2.02,9.01 10/15/04 SCHWAB CHARLES CORP DE 2.02 09/30/04 SEACOR HOLDINGS INC /NEW/ DE 1.01,9.01 10/14/04 SECURECARE TECHNOLOGIES INC NV 3.02,9.01 10/13/04 SECURECARE TECHNOLOGIES INC NV 5.02,9.01 10/01/04 SENSIENT TECHNOLOGIES CORP WI 1.01,5.05,9.01 10/14/04 SHURGARD STORAGE CENTERS INC WA 1.01,8.01,9.01 10/11/04 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 10/13/04 SIERRA PACIFIC RESOURCES /NV/ NV 1.01,2.03,9.01 10/08/04 SIMPSON MANUFACTURING CO INC /CA/ DE 2.01 10/15/04 SiVault Systems, Inc. NV 2.02,9.01 10/13/04 SiVault Systems, Inc. NV 8.01 10/12/04 SOFTECH INC MA 2.02,9.01 10/14/04 SONOCO PRODUCTS CO SC 8.01,9.01 10/14/04 SOVEREIGN BANCORP INC PA 8.01,9.01 10/15/04 SPARTON CORP OH 7.01,9.01 10/15/04 SPECTRUM CONTROL INC PA 1.01,9.01 10/15/04 SPECTRX INC DE 8.01,9.01 08/15/04 STANLEY WORKS CT 1.01 10/14/04 STEELCASE INC MI 8.01 10/14/04 STRATEGIC HOTEL CAPITAL INC 5.02 10/12/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/30/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 09/30/04 Structured Asset Securities Corp 2004 DE 8.01,9.01 09/30/04 SUFFOLK BANCORP NY 2.02 10/15/04 SUNTRUST BANKS INC GA 2.02,5.02,8.01,9.01 10/10/04 SUNTRUST BANKS INC GA 8.01,9.01 10/14/04 SUPERCLICK INC WA 7.01,9.01 10/14/04 SUPERIOR ENERGY SERVICES INC DE 1.01,8.01,9.01 10/14/04 SUTTER HOLDING CO INC DE 4.01,9.01 10/10/04 SYRATECH CORP DE 8.01,9.01 10/15/04 TAIWAN FUND INC DE 7.01 08/01/04 TANOX INC DE 7.01 10/15/04 TEAM FINANCIAL INC /KS KS 8.01,9.01 10/14/04 TELEWEST GLOBAL INC 1.01 10/14/04 TELEWEST GLOBAL INC 5.02 10/11/04 AMEND TEREX CORP DE 8.01,9.01 10/15/04 TEXAS UNITED BANCSHARES INC TX 4.01,9.01 10/12/04 TIVO INC DE 1.01,5.02,9.01 10/11/04 TL ADMINISTRATION CORP DE 7.01,9.01 10/15/04 TODD SHIPYARDS CORP WA 1.01 10/14/04 TOYOTA MOTOR CREDIT CORP CA 5.02 10/11/04 TRIMERIS INC DE 2.02 10/14/04 TRINITY INDUSTRIES INC DE 8.01 10/14/04 TUNDRA RESOURCES INC NV 4.01,9.01 10/05/04 TWIN DISC INC WI 2.02 10/15/04 TWIN DISC INC WI 2.02 10/15/04 TWIN DISC INC WI 8.01 10/15/04 TXU CORP /TX/ TX 8.01 10/15/04 TYSON FOODS INC DE 1.01 10/15/04 UBIQUITEL INC DE 8.01 10/15/04 UBIQUITEL INC DE 8.01 10/13/04 UNION NATIONAL FINANCIAL CORP / PA PA 8.01 10/15/04 UNITED NATIONAL GROUP LTD E9 1.01,8.01,9.01 10/15/04 UNITIL CORP NH 8.01 10/15/04 UNITRIN INC DE 8.01 10/14/04 UNIVERSAL AUTOMOTIVE INDUSTRIES INC / DE 8.01,9.01 10/15/04 USAA ACCEPTANCE LLC TRUST 2004-1 8.01,9.01 10/15/04 USAA AUTO OWNER TRUST 2004-2 8.01,9.01 10/15/04 USI HOLDINGS CORP DE 1.01 10/13/04 UTi WORLDWIDE INC 1.01,2.01,3.02,7.01,9.01 10/12/04 VA SOFTWARE CORP DE 1.01 10/13/04 VARIAN MEDICAL SYSTEMS INC DE 5.02 10/15/04 VARIAN MEDICAL SYSTEMS INC DE 5.02 10/15/04 AMEND VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 1.01,9.01 10/15/04 VENTAS INC DE 1.01,2.03,9.01 10/15/04 VERILINK CORP DE 1.01 10/11/04 VIDEO DISPLAY CORP GA 2.01 10/15/04 VIDEO DISPLAY CORP GA 2.02 10/15/04 VIKING CAPITAL GROUP INC UT 5.02 10/15/04 VION PHARMACEUTICALS INC DE 5.02 10/15/04 VION PHARMACEUTICALS INC DE 5.02,9.01 10/15/04 VISHAY INTERTECHNOLOGY INC DE 7.01,9.01 10/15/04 VITAL SIGNS INC NJ 2.02,7.01,9.01 10/15/04 VSOURCE INC DE 7.01,9.01 10/15/04 VULCAN MATERIALS CO NJ 1.01,2.05,9.01 10/15/04 WACCAMAW BANKSHARES INC NC 8.01 10/15/04 WACHOVIA CORP NEW NC 2.02,9.01 10/15/04 WARP TECHNOLOGY HOLDINGS INC NV 1.01,2.03,3.02 10/13/04 WCI COMMUNITIES INC 8.01 10/14/04 WEBMETHODS INC DE 5.02 10/12/04 WELLS REAL ESTATE FUND I GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND II GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND V L P GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 10/15/04 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 10/15/04 WERNER ENTERPRISES INC NE 2.02,9.01 10/14/04 WEST BANCORPORATION INC IA 8.01,9.01 10/13/04 WESTON TECHNOLOGIES CORP DE 5.01 10/15/04 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.01,9.01 08/02/04 AMEND WINTRUST FINANCIAL CORP IL 8.01,9.01 10/15/04 WINTRUST FINANCIAL CORP IL 8.01,9.01 10/15/04 WITNESS SYSTEMS INC DE 5.02 10/13/04 WITS BASIN PRECIOUS MINERALS INC MN 1.01,3.03,9.01 10/13/04 WORKSTREAM INC 2.02,9.01 10/15/04 XL CAPITAL LTD 8.01,9.01 10/14/04 YAMAHA MOTOR RECEIVABLES CORP DE 8.01 10/15/04 YOUBET COM INC DE 4.01,9.01 08/18/04 AMEND ZOLL MEDICAL CORPORATION MA 2.01,3.02,9.01 10/12/04 ZYMOGENETICS INC WA 1.01,3.02 10/12/04