SEC NEWS DIGEST Issue 2004-74 April 16, 2004 COMMISSION ANNOUNCEMENTS SEC ANNOUNCES AGENDA FOR PUBLIC HEARING ON PROPOSED REGULATION NMS APRIL 21, 2004, 9:00 A.M. - 5:30 P.M. The Commission recently proposed Regulation NMS (http://www.sec.gov/rules/ proposed/34-49325.htm) to enhance and modernize the regulatory structure of the U.S. equity markets. As previously announced, to obtain the benefit of public dialogue on Regulation NMS, the Commission has scheduled a public hearing on the proposals for Wednesday April 21, 2004. The hearing will be held at the InterContinental The Barclay New York at 111 East 48th Street, New York, N.Y. 10017. The Commission has scheduled a series of subject matter panels for the April 21, 2004, hearing, based on requests to testify. In light of the degree of public interest in testifying, the Commission may schedule further hearings to obtain additional public discussion of these proposals. The following is the agenda for the hearing: 9:00 a.m. Opening Remarks Chairman William H. Donaldson 9:10 a.m. Introduction of Issues Annette L. Nazareth, Director, Division of Market Regulation 9:20 a.m. Panel One - Trade-Through Proposal Are there any benefits from an intermarket trade-through rule beyond those produced by the duty of best execution and investor self-interest? Would an intermarket trade-through rule encourage display of limit orders? Would it make more likely that market orders receive the best price? Would an investor opt-out exception create such a gap in the operation of an intermarket trade-through rule that the rule itself would lose its effectiveness? If all markets offered automatic execution against their displayed quotes, is there any need for an investor opt-out exception to an intermarket trade-through rule? Participants 1. Scott DeSano (Fidelity Investments) 2. Ivan K. Freeman (Morgan Stanley) 3. Robert Greifeld (Nasdaq Stock Market) 4. Edward J. Nicoll (Instinet Group) 5. George U. (Gus) Sauter (Vanguard Group) 6. Robert Steel (Securities Industry Association) 7. John A. Thain (New York Stock Exchange) 10:20 a.m. Break 10:30 a.m. Panel Two - Trade-Through Proposal Participants 1. Kevin Cronin (AIM Capital Management) 2. David A. Herron (Chicago Stock Exchange) 3. Robert B. Fagenson (Van Der Moolen Specialists) 4. Bernard L. Madoff (Madoff Investment Securities) 5. Thomas Peterffy (Interactive Brokers Group) 6. Gerald D. Putnam (Archipelago) 7. John Wheeler (Investment Company Institute/American Century) 11:30 a.m. Panel Three - Market Structure: Combining Traditional Trading Floor with an Automatic Execution Facility How feasible is it for a market to combine an active trading floor with an automatic execution facility? Is it possible to achieve the twin goals of (1) preserving a trading floor's potential for improved prices and liquidity beyond the market's displayed quotes, and (2) operating an automatic execution facility that provides fast and efficient access to the market's displayed quotes? Participants 1. William J. Brodsky (Chicago Board Options Exchange) 2. Robert B. Fagenson (Van Der Moolen Specialists) 3. Michael LaBranche (LaBranche & Co.) 4. Salvatore F. Sodano (American Stock Exchange) 5. John A. Thain (New York Stock Exchange) 6. Edward T. Tilly (Botta Capital Management) 7. Jennifer Williams (Griswold Company) 12:30 p.m. Lunch Break 1:30 p.m. Panel Four - Market Access Proposal (Linkage) Is access to markets through the members of an SRO and through the customers or subscribers of ECNs or market makers sufficient to assure fair and efficient access to their displayed quotes? Are there barriers to access that must be removed for this indirect access to be feasible? Participants 1. Ivan K. Freeman (Morgan Stanley) 2. John C. Giesea (Security Traders Association) 3. Robert Greifeld (Nasdaq Stock Market) 4. Larry Leibowitz (Schwab Capital Markets) 5. Bernard L. Madoff (Madoff Investment Securities) 6. Thomas Peterffy (Interactive Brokers Group) 2:30 p.m. Panel Five - Market Access Proposal (Access Fees) At what level do fees associated with access to a market's quotes become a problem that hampers fair and efficient access to those quotes? Are competitive forces alone sufficient to address the level of access fees? What if there were a trade- through rule? Would it make a difference if all quoting market participants were authorized to charge access fees? Is the practice of locking or crossing markets a problem that should be addressed through regulation? Would limiting access fees reduce the incentive to lock and cross markets enough to make direct regulation unnecessary? Participants 1. Robert G. Britz (New York Stock Exchange) 2. Thomas Joyce (Knight Trading Group) 3. Edward J. Nicoll (Instinet Group) 4. Matthew Lavicka (Goldman Sachs) 5. William O'Brien (Brut) 6. Gerald D. Putnam (Archipelago) 3:30 p.m. Break 3:45 p.m. Panel Six - Sub-Penny Quoting Proposal Are competitive forces alone sufficient to address the problems discussed in the Regulation NMS Release that have been associated with quoting and trading in sub-pennies? Participants 1. John C. Giesea (Security Traders Association) 2. Robert Greifeld (Nasdaq Stock Market) 3. Thomas Joyce (Knight Trading Group) 4. Edward J. Nicoll (Instinet Group) 5. Daniel G. Weaver (Rutgers School of Business) 4:30 p.m. Panel Seven - Market Data Proposal Is a broad-based formula for allocating market data revenues that incorporates several measures of quoting and trading activity an appropriate means to address distortive incentives created by the current trade-based formulas, or should other regulatory tools be used to address such problems? Participants 1. Robert G. Britz (New York Stock Exchange) 2. Jeff Brown (Schwab Capital Markets) 3. David Colker (National Stock Exchange) 4. Robert Greifeld (Nasdaq Stock Market) 5. Kurt D. Halvorson (Ameritrade) 6. Phil Lynch (Reuters America) 7. W. Leo McBlain (Financial Information Forum) 5:30 p.m. Conclusion (Press Rel. 2004-52) ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST MICHAEL BOSTON On April 15, the Commission instituted an administrative proceeding against Michael Boston (Boston), a former registered representative associated with the defunct broker-dealer Baxter, Banks, & Smith, Ltd. (BBS). The Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) alleges that Boston supervised a New York branch office of BBS during November 1997 through January 1999. On Oct. 10, 2002, the U.S. District Court for the Southern District of New York entered a default judgment against Boston permanently enjoining him from violating the securities registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that Boston participated in a scheme to manipulate the public trading market for the stock of Maid Aide, Inc. (MDAN), a public shell corporation. To facilitate the scheme, the defendants gained control of MDAN and set up two boiler room operations at BBS. Boston supervised one of the boiler rooms through which unlicensed brokers sold unregistered MDAN stock at artificially inflated prices, using high-pressure sales tactics, in exchange for undisclosed kickbacks. Boston allowed the unregistered brokers to assume his identity during calls they made to investors to solicit purchases of MDAN, in order to conceal the fact that the brokers were not registered with the Commission or licensed by the NASD. Through this scheme, Boston and the other defendants defrauded investors out of more than $3.7 million. Boston was also ordered to disgorge $150,000 that he obtained as a result of his fraudulent scheme, plus $53,745.49 in prejudgment interest. He was ordered to pay a civil monetary penalty of $175,000. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Boston an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate and in the public interest. The Commission directed that an administrative law judge shall issue an initial decision in this matter within 210 days from the date of the service of the Order. For further information see Litigation Releases No. 17305 (Jan. 14, 2002) and 17790 (Oct. 17, 2002). (Rel. 34-49568; File No. 3-11459) HOLDING COMPANY ACT RELEASES THE SOUTHERN COMPANY A notice has been issued giving interested persons until May 10, 2004, to request a hearing on a proposal by The Southern Company (Southern), a registered public utility holding company, to issue from time to time through May 26, 2014, shares of its common stock, par value $5.00 per share (Common Stock), in accordance with the Outside Directors Stock Plan for The Southern Company and Certain of its Subsidiaries (Plan). An order has been issued authorizing Southern to solicit proxies from its stockholders in connection with the submission of the Plan for consideration and action at the annual meeting of stockholders to be held on May 26, 2004. (Rel. 35-27834) AMEREN CORPORATION, ET AL. A supplemental order has been issued approving a proposal by Ameren Corporation, a registered public-utility holding company under the Act, and its subsidiaries CILCORP Inc. (CILCORP), an exempt holding company, CILCORP Investment Management Inc., CILCORP Ventures Inc., and AmerenEnergy Resources Generating Company (AERG) (Applicants). Applicants request (i) a release of jurisdiction over the investment grade criteria applicable to CILCORP's and AERG's long-term debt securities; and (ii) that the Commission enter an order under section 11(b)(1) of the Act directing Ameren to sell or otherwise dispose of the stock or assets of certain indirect non-utility subsidiaries and investments of CILCORP that are not retainable under the standards of the Act. (Rel. 35-27835) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 WAVE SYSTEMS CORP, 480 PLEASANT ST, LEE, MA, 01238, 4132431600 - 0 ($25,000,000.00) Equity, (File 333-114476 - Apr. 15) (BR. 03) S-8 US MICROBICS INC, 6451 EL CAMINO REAL #C, CARLSBAD, CA, 92009, 7609181860 - 10,000,000 ($550,000.00) Equity, (File 333-114478 - Apr. 15) (BR. 01) S-1 WPT ENTERPRISES INC, 0 ($32,200,000.00) Equity, (File 333-114479 - Apr. 15) (BR. 05) S-8 STOCKGROUP INFORMATION SYSTEMS INC, 750 W PENDER STREET, SUITE 500, VANCOUVER, A1, V6C2T7, 6043310995 - 3,300,000 ($1,006,500.00) Equity, (File 333-114481 - Apr. 15) (BR. 08) S-8 FIDELITY NATIONAL FINANCIAL INC /DE/, 601 RIVERSIDE AVENUE, ,, JACKSONVILLE, FL, 32204, 904-854-8100 - 0 ($41,627,004.00) Equity, (File 333-114482 - Apr. 15) (BR. 01) S-3 TOR MINERALS INTERNATIONAL INC, 722 BURLESON, CORPUS CHRISTI, TX, 78402, 3618825175 - 3,381,316 ($19,408,754.00) Equity, (File 333-114483 - Apr. 15) (BR. 06) S-3 SONTRA MEDICAL CORP, 58 CHARLES STREET, CAMBRIDGE, MA, 02141, 6174945337 - 800,000 ($1,684,000.00) Equity, (File 333-114484 - Apr. 15) (BR. 36) S-4 QUALITY DISTRIBUTION LLC, 3802 CORPOREX PARK DR, TAMPA, FL, 33619, 8002822031 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-114485 - Apr. 15) (BR. 05) S-3 GREAT PLAINS ENERGY INC, 1201 WALNUT, KANSAS CITY, MO, 64106, 8165562200 - 500,000,000 ($500,000,000.00) Equity, (File 333-114486 - Apr. 15) (BR. 02) S-8 PORTAL SOFTWARE INC, 10200 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 4083434400 - 0 ($16,479,265.00) Equity, (File 333-114487 - Apr. 15) (BR. 03) S-8 MDU RESOURCES GROUP INC, 918 EAST DIVIDE AVENUE, BISMARCK, ND, 58506-5650, 7012227900 - 6,000,000 ($140,580,000.00) Equity, (File 333-114488 - Apr. 15) (BR. 04) S-8 CHECK POINT SOFTWARE TECHNOLOGIES LTD, 3A JABOTINSKY ST, RAMAT GAN 52520, ISRAEL, L3, 0 ($13,296,975.00) Equity, (File 333-114489 - Apr. 15) (BR. 03) F-10 ROGERS COMMUNICATIONS INC, 333 BLOOR STREET EAST, 10TH FLOOR, TORONTO, ONTARIO, A6, M4W 1G9, 4160353532 - 0 ($750,000,000.00) Other, (File 333-114490 - Apr. 15) (BR. 37) S-8 NELSON THOMAS INC, 501 NELSON PLACE, NASHVILLE, TN, 37214-1000, 6158899000 - 1,000,000 ($23,005,000.00) Equity, (File 333-114491 - Apr. 15) (BR. 05) S-4 CSK AUTO CORP, 645 E MISSOURI AVENUE, PHOENIX, AZ, 85012, 6022659200 - 225,000,000 ($225,000,000.00) Non-Convertible Debt, (File 333-114492 - Apr. 15) (BR. 02) F-6 GRAND TOYS INTERNATIONAL LTD, R-UG202 FL-UG2 CHIMACHEN GP, 77 MODY RD. TSIMSHATSUI E., KOWLOON HONG KONG, F4, 00000, 01185227387878 - 25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-114493 - Apr. 15) (BR. 02) S-3 DOR BIOPHARMA INC, 1691 MICHIGAN AVE., SUITE 435, MIAMI, FL, 33139, 305-534-3383 - 0 ($5,597,624.00) Equity, (File 333-114494 - Apr. 15) (BR. 01) S-3 GASCO ENERGY INC, 14 INVERNESS DRIVE EAST BLDG H, BLDG H SUITE 236, ENGLEWOOD, CO, 80112, 3037130047 - 33,428,159 ($63,179,221.00) Equity, (File 333-114496 - Apr. 15) (BR. 04) S-8 HY TECH TECHNOLOGY GROUP INC, 1840 BOY SCOUT DRIVE, FORT MEYERS, FL, 33907, 2392784111 - 8,225,000 ($106,925.00) Equity, (File 333-114498 - Apr. 15) (BR. 08) S-4 AIRGAS INC, 259 N. RADNOR-CHESTER ROAD, SUITE 100, RADNOR, PA, 19087, 6106875253 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-114499 - Apr. 15) (BR. 06) S-8 MOBILEPRO CORP, 30 WEST GUDE DRIVE, SUITE 480, ROCKVILLE, MD, 20850, 301-315-9040 - 0 ($775,000.00) Equity, (File 333-114500 - Apr. 15) (BR. 37) S-8 ZILOG INC, 532 RACE STREET, SAN JOSE, CA, 95126, 4085588500 - 1,250,000 ($16,975,000.00) Equity, (File 333-114501 - Apr. 15) (BR. 36) S-4 GENERAL NUTRITION CENTERS INC, 300 SIXTH AVENUE, PITTSBURGH, PA, 15222, 4122884600 - 215,000,000 ($215,000,000.00) Non-Convertible Debt, (File 333-114502 - Apr. 15) (BR. ) S-8 ZILOG INC, 532 RACE STREET, SAN JOSE, CA, 95126, 4085588500 - 150,000 ($2,037,000.00) Equity, (File 333-114503 - Apr. 15) (BR. 36) F-3 VIRYANET LTD, 5 KIRYAT HAMADA STREET, PO BOX 23052, HAR HOTZVIM, JERUSALEM ISRAEL, L3, 91230, 5084908600 - 2,080,057 ($11,731,521.48) Equity, (File 333-114504 - Apr. 15) (BR. 03) S-3 SANDS REGENT, 345 N ARLINGTON AVE, RENO, NV, 89501, 7023482210 - 846,012 ($6,954,219.00) Equity, (File 333-114505 - Apr. 15) (BR. 05) S-8 NANNACO INC, 7235 NORTH CREEK LOOP, ., GIG HARBOR, WA, 98335, (253) 853-3632 - 47,500,000 ($380,000.00) Equity, (File 333-114506 - Apr. 15) (BR. 06) S-3 FIRST REGIONAL BANCORP, 1801 CENTURY PARK EAST, LOS ANGELES, CA, 90067, 3105521776 - 0 ($17,795,683.00) Equity, (File 333-114507 - Apr. 15) (BR. 07) S-1 SOUTH DAKOTA SOYBEAN PROCESSORS LLC, 100 CASPIAN AVE., P.O. BOX 500, VOLGA, SD, 57071, 6056279240 - 0 ($11,610,000.00) Equity, (File 333-114508 - Apr. 15) (BR. 04) S-8 M B A HOLDINGS INC, 9419 E SAN SALVADOR, SUITE 105, SCOTTSDALE, AZ, 85258-5510, 480-860228 - 20,000,000 ($3,000,000.00) Other, (File 333-114509 - Apr. 15) (BR. 08) S-1 MULTI FINELINE ELECTRONIX INC, 3140 E CORONADO ST, STE A, ANAHEIM, CA, 92806, 7142381487 - 0 ($70,000,000.00) Equity, (File 333-114510 - Apr. 15) (BR. ) S-4 THERMADYNE HOLDINGS CORP /DE, 101 S HANLEY ROAD, ST LOUIS, MO, 63105, 3147215573 - 0 ($175,000,000.00) Other, (File 333-114511 - Apr. 15) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDEEN AUSTRALIA EQUITY FUND INC MD X 03/31/04 ACE CASH EXPRESS INC/TX TX X X X 04/15/04 ADVO INC DE X X 04/15/04 ALLIED WASTE INDUSTRIES INC DE X X 04/15/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 01/30/04 AMB FINANCIAL CORP DE X 04/14/04 AMB PROPERTY CORP MD X X X 04/14/03 AMERICA ONLINE LATIN AMERICA INC DE X 04/15/04 AMERICAN BIO MEDICA CORP NY X 04/15/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 04/15/04 AMERICAN EXPRESS MASTER TRUST DE X X 04/15/04 AMERICAN FINANCIAL REALTY TRUST X 02/17/04 AMEND AMERICAN HOME MORT SECURITIES HOME MO DE X X 03/31/04 AMERICAN HOMESTAR CORP TX X X 04/11/04 AMERICAN HONDA RECEIVABLES CORP CA X 04/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 04/15/04 APPLIED DIGITAL SOLUTIONS INC MO X X 04/13/04 APPLIED INDUSTRIAL TECHNOLOGIES INC OH X 04/15/04 APTARGROUP INC DE X 04/15/04 ASCONI CORP NV X X 04/14/04 ASHLAND INC KY X 04/15/04 ASPECT COMMUNICATIONS CORP CA X X 04/15/04 ASSET BACKED SECURITIES CORP DE X 04/15/04 ATWOOD OCEANICS INC TX X X 04/15/04 AUBURN NATIONAL BANCORPORATION INC DE X X 04/13/04 AVID TECHNOLOGY INC DE X 03/31/04 AZZ INC TX X X X 04/15/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/30/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/30/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/30/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/30/04 BANC OF AMERICA FUNDING CORP MORT PAS DE X X 01/30/04 BANC OF AMERICA FUNDING CORP MORT PAS DE X 03/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE X X 01/30/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE X X 01/30/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/23/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANC OF AMERICA MORT SEC INC MORT PS NY X X 01/30/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 01/30/04 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 01/30/04 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 01/30/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 10/27/03 BANC OF AMERICA MORTGAGE SECURITIES P DE X X 01/30/04 BANC OF AMERICA MORTGAGE SECURITIES S DE X X 01/30/04 BANC OF AMERICA MORTGAGE SECURITIES S DE X X 01/29/04 BANCWEST CORP/HI DE X X 04/14/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 02/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 03/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/30/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X X 01/30/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 03/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 03/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 03/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 03/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 03/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 03/25/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 04/12/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 04/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X 04/15/04 BAYCORP HOLDINGS LTD DE X 04/01/04 BCB BANCORP INC X X 04/14/04 BENIHANA INC DE X 04/15/04 BIO ONE CORP NV X X 03/31/04 BIOPURE CORP DE X 04/14/04 BKF CAPITAL GROUP INC DE X X 04/08/04 BLACK & DECKER CORP MD X X 04/15/04 BLUE VALLEY BAN CORP KS X X X 04/14/04 BOSTON EDISON CO MA X 04/13/04 BOWLIN TRAVEL CENTERS INC NV X X 04/15/04 BOYD GAMING CORP NV X 04/15/04 BRE PROPERTIES INC /MD/ MD X X 04/14/04 BRE PROPERTIES INC /MD/ MD X 04/14/04 BRILLIAN CORP DE X 04/15/04 BROWN & BROWN INC FL X 03/31/04 BROWN TOM INC /DE DE X X 04/14/04 BUTLER MANUFACTURING CO DE X X 04/15/04 CAL MAINE FOODS INC DE X X 04/14/04 CALIFORNIA STEEL INDUSTRIES INC X X 04/15/04 CALLAWAY GOLF CO /CA DE X X 04/07/04 CAPITAL CORP OF THE WEST CA X X 04/14/04 CAPITAL ENVIRONMENTAL RESOURCE INC A6 X X 04/14/04 CAPITAL ENVIRONMENTAL RESOURCE INC A6 X 04/14/04 CARLISLE COMPANIES INC DE X 04/15/04 CATAPULT COMMUNICATIONS CORP CA X X 04/15/04 CATERPILLAR INC DE X 04/15/04 CBRL GROUP INC TN X X 04/15/04 CC MASTER CREDIT CARD TRUST II MD X 04/15/04 CDW CORP IL X X 04/15/04 CENTURION GOLD HOLDINGS INC FL X 02/02/04 CERIDIAN CORP /DE/ DE X X 04/15/04 CHARLOTTE RUSSE HOLDING INC X X 04/15/04 CIMETRIX INC NV X 04/15/04 CINCINNATI BELL INC OH X X 04/15/04 CINEMARK USA INC /TX TX X 04/14/04 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 03/31/04 CIRCUIT RESEARCH LABS INC AZ X 04/15/04 CITIBANK OMNI-S MASTER TRUST NY X X 04/15/04 CITIBANK SOUTH DAKOTA N A DE X 03/26/04 CITIBANK SOUTH DAKOTA N A DE X 03/26/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 03/31/04 CITIGROUP INC DE X X 04/15/04 CITIZENS FINANCIAL SERVICES INC PA X X 04/15/04 CLINICAL TRIALS ASSISTANCE CORP X X X X 04/14/04 CNB FINANCIAL CORP/PA PA X 04/13/04 COFFEE EXCHANGE INC X X 03/23/04 COLLEGE LOAN CORP TRUST I DE X X 03/31/04 COMERICA INC /NEW/ DE X X 04/15/04 COMMODORE APPLIED TECHNOLOGIES INC DE X X 04/15/04 COMMUNITY FIRST BANKSHARES INC DE X X 04/15/04 COMPUCREDIT CORP GA X X 04/15/04 CONNECTICUT WATER SERVICE INC / CT CT X X 04/15/04 CONNETICS CORP DE X X 04/14/04 CONSECO INC DE X X 04/15/04 CONTINENTAL AIRLINES INC /DE/ DE X X X 04/15/04 COOPER TIRE & RUBBER CO DE X X 04/15/04 CORPORATE ASSET BACKED CORP PRINCIPAL DE X X 04/01/04 COURIER CORP MA X X 04/15/04 CREE INC NC X 04/15/04 CRIIMI MAE INC MD X X 04/15/04 CROSS MEDIA MARKETING CORP DE X X 03/08/04 CROWN CASTLE INTERNATIONAL CORP DE X X 04/14/04 CROWN HOLDINGS INC PA X 04/14/04 CWABS INC DE X X 03/31/04 CWABS INC ASSET BACKED CERTIFICATES S DE X X 03/31/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 03/31/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 03/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X X 03/31/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 03/25/04 CWALT INC MORTGAGE PASS THR CERTS SER X 03/25/04 CWALT INC MORTGAGE PASS THR CERTS SER X 03/25/04 CWALT INC MORTGAGE PASS THR CERTS SER DE X 03/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 03/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 03/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 03/25/04 CWMBS INC MORTGAGE PASS THROUGH TRUST DE X 03/25/04 CYBERSOURCE CORP DE X X 04/15/04 CYPRESS SEMICONDUCTOR CORP /DE/ DE X X 04/15/04 CYTOGEN CORP DE X X 04/14/04 DAVEY TREE EXPERT CO OH X 04/15/04 DECKERS OUTDOOR CORP DE X X 04/15/04 DEERE JOHN RECEIVABLES INC DE X X 04/15/04 DEVELOPERS DIVERSIFIED REALTY CORP OH X X 03/31/04 DIGI INTERNATIONAL INC DE X X 04/15/04 DIGITAL RECORDERS INC NC X 04/14/04 DISCOVER CARD MASTER TRUST I DE X 04/15/04 DIXIE GROUP INC TN X X 04/14/04 DOMINOS INC DE X X 04/13/04 DOUBLECLICK INC DE X 04/15/04 DREXLER TECHNOLOGY CORP DE X 03/31/04 DSL NET INC DE X X 04/14/04 AMEND DUSA PHARMACEUTICALS INC NJ X X 04/14/04 DUSA PHARMACEUTICALS INC NJ X X 04/15/04 DYNACQ HEALTHCARE INC DE X X 04/14/04 DYNTEK INC DE X X 04/15/04 EAGLE BANCORP/MT X 04/15/04 EAST PENN FINANCIAL CORP X X 04/14/04 EAST WEST BANCORP INC X X 04/15/04 EBS LITIGATION LLC DE X 03/31/04 ECHEX WORLDWIDE CORP NV X X X X 04/01/04 EDGE PETROLEUM CORP DE X X 04/15/04 EMC CORP MA X X 04/15/04 EMMIS COMMUNICATIONS CORP IN X X 04/15/04 ENNIS BUSINESS FORMS INC TX X X X 04/14/04 ENSCO INTERNATIONAL INC DE X 04/15/04 ENXNET INC OK X X 04/14/04 EQUITABLE RESOURCES INC /PA/ PA X 04/15/04 EQUITY ONE ABS INC DE X X 04/13/04 EQUITY ONE ABS INC DE X X 04/13/04 EXPRESSJET HOLDINGS INC DE X 04/15/04 EXTENDED STAY AMERICA INC DE X X 04/15/04 FACTORY CARD OUTLET CORP DE X X X 04/14/04 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X 04/15/04 FEDERATED DEPARTMENT STORES INC /DE/ DE X 04/15/04 FERRELLGAS PARTNERS L P DE X X 04/15/04 FIFTH THIRD BANCORP OH X X X X 04/15/04 FINANCIAL ASSET SEC CORP ASSET BACK C DE X 01/25/04 FINANCIAL ASSET SEC CORP ASSET BACK C DE X 01/25/04 FINANCIAL ASSET SEC CORP ASSET BACK C DE X 01/25/04 FINANCIAL ASSET SEC CORP ASSET BACKED DE X 08/25/03 FINANCIAL ASSET SEC CORP AST BACK CER DE X 01/25/04 FINANCIAL ASSET SEC CORP AST BACK CER DE X 02/25/04 FINANCIAL ASSET SEC CORP AST BACK CER DE X 03/25/04 FIRST AMERICAN CORP CA X 04/15/04 FIRST COMMONWEALTH FINANCIAL CORP /PA PA X X 04/15/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 03/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 03/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 03/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 03/25/04 FIRST HORIZON ASSET SEC INC MORT PASS DE X 03/25/04 FIRST HORIZON ASSET SEC INC MORT PASS DE X 03/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 03/25/04 FIRST HORIZON ASSET SEC MORT PASS THR DE X 03/25/04 FIRST HORIZON ASSET SEC MORT PASS-THR DE X 03/25/04 FIRST HORIZON ASSET SECS INC MORT PAS DE X 03/25/04 FIRST HORIZON ASSET SECURITIES INC PA DE X 03/25/04 FIRST HORIZON ASSET SECURITIES MORTGA DE X 03/25/04 FIRST HORIZON MORTGAGE PASS THROUGH C DE X 03/25/04 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 03/25/04 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 03/25/04 FIRST HORIZON MORTGAGE PASS THRU TRUS DE X 03/25/04 FIRST NATIONAL BANKSHARES OF FLORIDA FL X 04/15/04 FIRST NILES FINANCIAL INC DE X 04/15/04 FIRST REGIONAL BANCORP CA X X 04/15/04 FIRST SOUTH BANCORP INC /VA/ VA X X 04/15/04 FIRSTMERIT CORP /OH/ OH X X 04/15/04 FLEET CREDIT CARD MASTER TRUST II NY X 04/15/04 FNANB CREDIT CARD MASTER NOTE TRUST X 04/15/04 FNANB CREDIT CARD MASTER TRUST X 04/15/04 FOSSIL INC DE X X 04/14/04 FOSTER WHEELER LTD D0 X X 04/14/04 FRANKLIN LAKE RESOURCES INC /NV NV X X 04/14/04 FRESH CHOICE INC DE X X 04/15/04 GAMETECH INTERNATIONAL INC DE X 04/15/04 GATX CORP NY X 04/15/04 GATX FINANCIAL CORP DE X 04/15/04 GENLYTE GROUP INC DE X X 04/09/04 GENUINE PARTS CO GA X 04/15/04 GENZYME CORP MA X X 04/15/04 GEOGLOBAL RESOURCES INC DE X 04/15/04 GEORGIA BANCSHARES INC// GA X X 04/14/04 GLOBAL GOLF HOLDINGS INC /DE/ DE X 02/29/04 GOLDEN EAGLE INTERNATIONAL INC CO X X 04/13/04 GOLDEN STATE VINTNERS INC X X 04/14/04 GOLDEN STATE VINTNERS INC X X 04/15/04 GOODYEAR TIRE & RUBBER CO /OH/ OH X 04/15/04 GREAT LAKES CHEMICAL CORP DE X X 04/01/04 GREAT SOUTHERN BANCORP INC DE X X 04/13/04 GS MORTGAGE SECURITIES CORP DE X X 04/13/04 GSE SYSTEMS INC DE X 04/14/04 GTECH HOLDINGS CORP DE X 04/15/04 GULFMARK OFFSHORE INC DE X 04/15/04 HARTMARX CORP/DE DE X 04/15/04 HEALTHSOUTH CORP DE X X 04/14/04 HEALTHSOUTH CORP DE X X 04/15/04 HEILIG MEYERS CO VA X 02/29/04 HIBERNIA CORP LA X X X 03/31/04 HUDSON RIVER BANCORP INC DE X X 03/31/04 HUMBOLDT BANCORP CA X X 04/15/04 HUNTINGTON BANCSHARES INC/MD MD X X 04/15/04 HUNTSMAN INTERNATIONAL HOLDINGS LLC DE X 04/15/04 HUNTSMAN INTERNATIONAL LLC DE X 04/15/04 HUNTSMAN LLC UT X 04/15/04 HYBRIDON INC DE X X 04/15/04 HYUNDAI ABS FUNDING CORP DE X X 04/08/04 IASIS HEALTHCARE CORP DE X X 01/31/04 AMEND IKON OFFICE SOLUTIONS INC OH X X 03/31/04 IMAGIS TECHNOLOGIES INC A1 X 04/14/04 IMH ASSETS CORP COLLATERALIZED ASSET DE X X X 03/30/04 IMPSAT FIBER NETWORKS INC DE X X 04/13/04 INFORMATION RESOURCES LITIG CONTINGEN X X 04/13/04 INFOUSA INC DE X X 04/14/04 INNOVO GROUP INC DE X 04/13/04 INSMED INC VA X X 04/14/04 INSPIRE PHARMACEUTICALS INC DE X X 03/30/04 INTERMET CORP GA X X X 04/15/04 INTERNATIONAL DISPLAYWORKS INC OR X X 04/13/04 INTERNATIONAL MONETARY SYSTEMS LTD /W WI X X 03/29/04 INTERSTATE BAKERIES CORP/DE/ DE X X 04/15/04 INTERTAN INC DE X 04/13/04 INVACARE CORP OH X 04/15/04 IRWIN WHOLE LOAN HOME EQUITY TRUST 20 DE X X 03/25/04 ISONICS CORP CA X X 03/25/04 ITRON INC /WA/ WA X 04/15/04 J CREW GROUP INC NY X X 04/15/04 JANUS CAPITAL GROUP INC DE X X 04/15/04 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 04/14/04 JP MORTGAGE CHASE COMM MORT PASS THR DE X X 03/31/04 KEYCORP /NEW/ OH X X 04/15/04 KINDERCARE LEARNING CENTERS INC /DE DE X X 03/05/04 KNIGHT RIDDER INC FL X X 04/15/04 KOPIN CORP DE X X 04/15/04 LABONE INC/ MO X 04/15/04 LAKELAND BANCORP INC NJ X 04/15/04 LAKELAND FINANCIAL CORP IN X 03/31/04 LANDSTAR SYSTEM INC DE X 04/15/04 LCNB CORP OH X X 03/31/04 LEXAR MEDIA INC CA X X 04/15/04 LINCOLN ELECTRIC HOLDINGS INC OH X X 04/15/04 LITFUNDING CORP NV X 04/15/04 LONE STAR STEAKHOUSE & SALOON INC DE X X 04/14/04 LONG BEACH ACCEPTANCE CORP AUTO RECEI X X 04/15/04 LYNCH INTERACTIVE CORP DE X X 12/31/03 LYONDELL CHEMICAL CO DE X 04/15/04 MACQUARIE SECURITISATION LTD DE X X 04/07/04 MACROCHEM CORP DE X X 04/15/04 MANUGISTICS GROUP INC DE X 04/14/04 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X X 04/15/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER X X 03/31/04 MBNA CORP MD X 04/15/04 MBNA CREDIT CARD MASTER NOTE TRUST X X 03/31/04 MCCLATCHY CO DE X 04/15/04 MCDATA CORP DE X X 04/15/04 MCDONALDS CORP DE X 04/13/04 MED-DESIGN CORP DE X X 04/01/04 MEDIA GENERAL INC VA X 04/15/04 MEDTOX SCIENTIFIC INC DE X 04/15/04 MELLON FINANCIAL CORP PA X X 04/12/04 MERCURY COMPUTER SYSTEMS INC MA X X 04/15/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 04/13/04 MESTEK INC PA X 12/31/03 METRIS RECEIVABLES INC DE X X 03/31/04 METRIS RECEIVABLES INC DE X X 03/31/04 MIDDLESEX WATER CO NJ X 04/15/04 MIDLAND CO OH X 04/15/04 MINGHUA GROUP INTERNATIONAL HOLDINGS NY X X 04/13/04 MINORPLANET SYSTEMS USA INC DE X X 03/15/04 AMEND MISSION RESOURCES CORP DE X X X 04/15/04 MISSION RESOURCES CORP DE X X 04/15/04 AMEND MISSION WEST PROPERTIES INC CA X 03/31/04 MOHEGAN TRIBAL GAMING AUTHORITY X X 04/15/04 MOLEX INC DE X 03/31/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 04/13/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 03/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 03/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 03/25/04 MRO SOFTWARE INC MA X X 04/15/04 NATIONAL CITY CORP DE X X 04/15/04 NATIONAL PENN BANCSHARES INC PA X 04/15/04 NATIONAL PROCESSING INC OH X X 04/15/04 NATIONAL SCIENTIFIC CORP/AZ X X 04/15/04 NATURAL HEALTH TRENDS CORP FL X X 03/31/04 NAVARRE CORP /MN/ MN X X 04/13/04 NAVISITE INC DE X 04/14/04 NETFLIX INC DE X X 04/15/04 NEW CENTURY MORTGAGE SECURITIES INC DE X X 04/15/04 NEW HAMPSHIRE THRIFT BANCSHARES INC DE X X 04/14/04 NEW PEOPLES BANKSHARES INC VA X X 03/17/04 NEWALLIANCE BANCSHARES INC X 04/01/04 NICOR INC IL X 04/15/04 NOBLE CORP X X 04/15/04 NORTH BANCSHARES INC DE X 03/31/04 NORTH FORK BANCORPORATION INC DE X 04/15/04 NORTHRIM BANCORP INC AK X X 04/14/04 NORTHWEST BANCORPORATION INC WA X 04/14/04 NORTHWEST BIOTHERAPEUTICS INC DE X 04/14/04 ODYSSEY PICTURES CORP NV X X 04/10/04 OHARA RESOURCES LTD NV X 04/12/04 OHIO VALLEY BANC CORP OH X X 03/31/04 ONEIDA LTD NY X X 04/14/04 OPTION ONE MORTGAGE ACCEPTANCE CORP DE X X 04/15/04 OSE USA INC DE X X 04/15/04 PACIFIC CMA INC CO X X 04/14/04 PARTNERS TRUST FINANCIAL GROUP INC X 04/15/04 PEOPLES BANCORP INC OH X 03/31/04 PEOPLES FINANCIAL CORP /MS/ MS X X 04/14/04 PEPSICO INC NC X 04/15/04 PHARMACOPEIA INC DE X X 04/14/04 PHOTOMEDEX INC DE X 04/12/04 PLAINS ALL AMERICAN PIPELINE LP DE X X 04/01/04 PLUMTREE SOFTWARE INC DE X X 04/15/04 PLX TECHNOLOGY INC DE X X 04/15/04 PMC SIERRA INC DE X X 04/15/04 PPG INDUSTRIES INC PA X X X 04/15/04 PPG INDUSTRIES INC PA X X 04/15/04 PREMCOR INC DE X X 04/13/03 PREMIER COMMUNITY BANKSHARES INC VA X 04/14/04 PRENTISS PROPERTIES TRUST/MD MD X 04/14/04 PRIME RECEIVABLES CORP DE X 04/15/04 PROLONG INTERNATIONAL CORP NV X X 04/14/04 PROTON LABORATORIES INC X X 04/15/04 PROVIDIAN FINANCIAL CORP DE X 03/31/04 PS BUSINESS PARKS INC/CA CA X X 04/14/04 PULASKI FINANCIAL CORP DE X X 04/15/04 PYR ENERGY CORP DE X X 04/13/04 REGAL ENTERTAINMENT GROUP DE X X 04/15/04 RELIANCE STEEL & ALUMINUM CO CA X X 04/15/04 REPUBLIC BANCORP INC /KY/ KY X X 04/15/04 RIVIERA HOLDINGS CORP NV X X 04/06/04 RLI CORP IL X X 04/15/04 ROGERS CORP MA X X 04/15/04 ROXIO INC DE X X 04/14/04 ROYAL GOLD INC DE X 04/13/04 SAFEGUARD HEALTH ENTERPRISES INC DE X 04/15/04 SAFEGUARD SCIENTIFICS INC PA X X 04/15/04 SANDSTON CORP MI X X X 03/31/04 SBS INTERACTIVE CO FL X X 04/15/04 SBS TECHNOLOGIES INC NM X X 04/15/04 SCRIPPS E W CO /DE OH X X 04/14/04 SEACOAST FINANCIAL SERVICES CORP MA X X 04/12/04 SEALY CORP DE X X X X 04/06/04 SECURED DIGITAL APPLICATIONS INC DE X 04/14/04 SECURED DIGITAL APPLICATIONS INC DE X X 04/15/04 SEQUOIA RESIDENTIAL FUNDING INC X 04/14/04 SEVEN VENTURES INC NV X 04/15/04 SHIRE PHARMACEUTICALS GROUP PLC X X 04/15/04 SHUFFLE MASTER INC MN X X 04/15/04 SI INTERNATIONAL INC DE X 04/14/04 SIEBEL SYSTEMS INC DE X 04/15/04 SIERRA HEALTH SERVICES INC NV X X 03/31/04 SILICON GRAPHICS INC DE X X 04/14/04 SIMMONS FIRST NATIONAL CORP AR X 04/15/04 SLM CORP DE X 04/15/04 SM&A CA X X 04/14/04 SMITH A O CORP DE X X 04/15/04 SMITHTOWN BANCORP INC NY X 04/14/04 SOFTECH INC MA X 04/15/04 SOUTHWEST AIRLINES CO TX X 03/31/04 SPIEGEL INC DE X 04/15/04 STEEL DYNAMICS INC IN X X 04/15/04 STEPHAN CO FL X X 04/14/04 STORAGE COMPUTER CORP DE X X 03/19/04 STRYKER CORP MI X 03/31/04 STUDENT LOAN CORP DE X X 03/31/04 SUMMIT BANCSHARES INC /TX/ TX X X 01/22/04 SUN COMMUNITIES INC MD X 04/08/04 SUN MICROSYSTEMS INC DE X X 04/15/04 SUPERVALU INC DE X 04/15/04 TALX CORP MO X X 03/31/04 TCF FINANCIAL CORP DE X X 04/15/04 TELEFLEX INC DE X X X 04/14/04 TELETOUCH COMMUNICATIONS INC DE X X 04/14/04 TELTRONICS INC DE X X 04/15/04 TERAYON COMMUNICATION SYSTEMS DE X X 04/12/04 TEXEN OIL & GAS INC NV X X 04/14/04 THERMOENERGY CORP AK X 04/15/04 TL ADMINISTRATION CORP DE X X 04/15/04 TOTAL SYSTEM SERVICES INC GA X X 04/15/04 TRADESTATION GROUP INC FL X X 04/15/04 TRAFFIX INC DE X X 04/14/04 TRANSCEND SERVICES INC DE X X 04/15/04 TRANSMERIDIAN EXPLORATION INC DE X 04/15/04 TRANSMETA CORP DE X X 04/15/04 TRANSPORT CORPORATION OF AMERICA INC MN X 04/15/04 TRANSWITCH CORP /DE DE X 04/15/04 TRESTLE HOLDINGS INC DE X X 04/14/04 TRESTLE HOLDINGS INC DE X X 04/14/04 TRIBUNE CO DE X X 03/28/04 TRIMERIS INC DE X X 04/14/04 TRIZEC PROPERTIES INC DE X X 04/15/04 UGI CORP /PA/ PA X X 03/31/04 UMPQUA HOLDINGS CORP OR X X 04/15/04 UNION BANKSHARES INC VT X X 04/14/04 UNION NATIONAL FINANCIAL CORP / PA PA X 03/31/04 UNION PACIFIC CORP UT X 04/15/04 UNION PACIFIC RAILROAD CO/DE DE X 04/15/04 UNION PLANTERS CORP TN X X 04/15/04 UNION PLANTERS CORP TN X X 04/15/04 UNISYS CORP DE X X 04/15/04 UNITEDHEALTH GROUP INC MN X X 04/15/04 URBAN IMPROVEMENT FUND LIMITED 1972 CA X 04/14/04 URBAN IMPROVEMENT FUND LTD 1973 II CA X 04/14/04 URBAN IMPROVEMENT FUND LTD 1974 CA X 04/14/04 US ENERGY CORP WY X X 01/30/04 AMEND USI HOLDINGS CORP DE X X 04/13/04 V F CORP PA X 04/14/04 VASCULAR SOLUTIONS INC DE X X 04/15/04 VIRCO MFG CORPORATION DE X X 04/14/04 VITRAN CORP INC X 04/15/04 VOIP INC X X 04/15/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 04/15/04 WASHINGTON TRUST BANCORP INC RI X X 04/15/04 WASTE CONNECTIONS INC/DE DE X X 04/14/04 WEBSTER FINANCIAL CORP DE X X 04/15/04 WELLS FARGO ASSET SECURITIES CORP DE X X 04/14/04 WELLS REAL ESTATE INVESTMENT TRUST II MD X X 03/31/04 WESTCORP /CA/ CA X X X 04/13/04 WFS FINANCIAL INC CA X X X 04/13/04 WILSHIRE OIL CO OF TEXAS DE X 03/31/04 WORKSTREAM INC X X 04/15/04 YAMAHA MOTOR RECEIVABLES CORP DE X 04/15/04 BLYTH INC DE X 04/15/04 POLARIS INDUSTRIES INC/MN MN X 04/15/04 SANDY SPRING BANCORP INC MD X X X 04/15/04