SEC NEWS DIGEST Issue 2006-63 April 3, 2006 COMMISSION ANNOUNCEMENTS APPLICATION OF PEOPLES FINANCIAL CORPORATION GRANTED PURSUANT TO SECTION 12(h) OF THE SECURITIES EXCHANGE ACT The Securities and Exchange Commission has issued an order granting an application of Peoples Financial Corporation pursuant to Section 12(h) of the Securities Exchange Act of 1934, as amended, to first include the disclosures specified in paragraphs (a) and (b) of Item 308 of Regulation S-K and first comply with Exchange Act Rule 13a-15(c) for the fiscal year ended Dec. 31, 2006. (Rel. 34-53581) ENFORCEMENT PROCEEDINGS FINAL JUDGMENT ENTERED AGAINST DEFENDANT The Commission announced that on March 29, 2006, the Honorable David Godbey, U.S. District Judge for the Northern District of Texas, entered a Final Judgment against Defendant Michael D. Karsch, enjoining him from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Karsch consented to the entry of the judgment without admitting or denying the allegations in the Commission's Complaint. The court ordered Karsch to pay disgorgement of $2,721, representing profits gained as a result of the alleged fraudulent conduct, prejudgment interest of $238, a civil penalty of $20,000, and permanently barred Karsch from participating in an offering of penny stock, including engaging in activities with a broker, dealer or issuer for purposes of issuing, trading or inducing the purchase or sale of any penny stock. The Commission's complaint alleged that the defendants engaged in a "pump and dump" scheme designed to inflate 2DoTrade's stock price. Between at least June and November 2001, the defendants issued materially false and misleading press releases claiming that 2DoTrade had entered into several large international trading contracts and had developed an anti-anthrax compound. During the same period, the defendants sold shares of 2DoTrade stock for illegal trading profits of at least $1.8 million. The complaint alleged further that Karsch assisted the defendants in financing the scheme, and that MCG Partners, Inc., of which Karsch was a director, sold shares of 2DoTrade for illegal trading profits. For further information, see Litigation Release No. 18510 (Dec. 18. 2003), Litigation Release No. 18381 (Sept. 30, 2003). [SEC v. 2DoTrade, Inc., et al., Civil Action No. 03-CV-2246-N, USDC, NDTX, Dallas Division] (LR-19635) FEDERAL COURT ISSUES PRELIMINARY INJUNCTION ORDER AGAINST ALEXANDER J. YAROSHINSKY The Commission announced that on March 31, 2006, the Honorable Judge Richard C. Casey, a federal judge in the Southern District of New York, entered a preliminary injunction order, by consent, against Alexander J. Yaroshinsky, Vice President of Biostatistics and Clinical Operations at California-based Connetics Corp. The preliminary injunction will continue to restrain Yaroshinsky from violating certain antifraud provisions of the federal securities laws. Also by consent, Judge Casey ordered that Yaroshinsky's assets remain frozen subject to carve-outs for specified expenses until further notice, and granted other relief. The preliminary injunction order continues the relief originally obtained on March 28, 2006, in response to the Commission's emergency civil injunctive action that sought a temporary restraining order, an order freezing assets, disgorgement and civil penalties, and other relief against Yaroshinsky based on his alleged violations of the federal securities laws. The Commission continues to seek, among other things, a permanent injunction, disgorgement of ill- gotten gains plus pre-judgment interest, and civil money penalties. The Commission's complaint alleges that Yaroshinsky, who participated in tests which led the FDA to ultimately conclude that the drug was "unsafe for use," learned the FDA's preliminary views with respect to the cancer tests in an April 13, 2005, call with the FDA. Shortly thereafter, Yaroshinsky positioned himself to profit from a fall in the price of Connetics' stock. In accounts he controlled, Yaroshinsky sold 15,100 previously acquired Connetics shares, and bought 2,076 put contracts which gave him the right to sell Connetics shares at a fixed price and profit when the shares fell below that price. Ultimately, on June 13, 2005, when news of the non-approval was made public, Connetics' share price fell 27% and Yaroshinsky reaped a benefit of at least $680,000. The preliminary injunction enjoins Yaroshinsky from violating Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. Yaroshinsky consented to the preliminary injunction, continued asset freeze, and other relief, without admitting or denying the SEC's allegations. [SEC v. Alexander J. Yaroshinsky, Civil Action No. 06CV2401, SDNY] (LR-19636) SEC SETTLES INJUNCTIVE ACTION ALLEGING FRAUD AGAINST JON HANKINS, TENET ASSET MANAGEMENT, LLC, AND TENET CAPITAL PARTNERS CONVERTIBLE OPPORTUNITIES FUND, LP AND ISSUES AN ORDER BARRING HANKINS FROM ASSOCIATION WITH ANY INVESTMENT ADVISOR The Commission announced that on March 24, 2006, it settled an injunctive action brought against a hedge fund, Tenet Capital Partners Convertible Opportunities Fund, LP (Fund), its investment adviser, Tenet Asset Management, LLC (Tenet) and Tenet's principal, Jon E. Hankins (Hankins) (collectively, the Defendants). The Commission's complaint alleged that between February and June 2005, Hankins fraudulently concealed losses from the Fund's investors by altering the Fund's audited financial statements and by making materially false and misleading statements to the Fund's investors about its asset values and performance. The Defendants neither admit nor deny the allegations of the complaint. Pursuant to the settlement, the U.S. District Court for the Southern District of New York entered a final judgment (Final Judgment) order permanently enjoining the Defendants from violating the antifraud provisions of the federal securities laws and ordering Hankins liable for $256,597 in disgorgement of ill-gotten gains and prejudgment interest, as well as $130,000 in civil penalties. Separately, based upon the entry of the injunction, the Commission announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions (Order) against Hankins that bars Hankins from association with any investment adviser. Hankins consented to the issuance of the Order without admitting or denying any of the findings in the Order, except as to terms of the Final Judgment. [SEC v. Jon E. Hankins, et al., Civil Action No. 05CV5808 (KMW) SDNY] (LR-19637); Administrative Proceeding in the Matter of Jon E. Hankins - (Rel. IA-2506; File No. 3-12253) INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of March 2006, a notice has been issued giving interested persons until April 25, 2006, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Noah Investment Group, Inc. [File No. 811-8058] Opus Investment Trust [File No. 811-21214] Progressive Capital Accumulation Trust [File No. 811-972] Franklin Floating Rate Trust [File No. 811-8271] Franklin Multi-Income Trust [File No. 811-5873] First Trust Advantage Series 1 and Subsequent Series [File No. 811-2749] Muni California Intermediate Duration Fund, Inc. [File No. 811- 21347] Global Capital and Income Strategies Fund, Inc. [File No. 811- 21578] Fidelity Government Securities Fund [File No. 811-2869] Hillview Investment Trust II [File No. 811-9901] TD Waterhouse Trust [File No. 811-9519] Variable Life Account C of ING Life Insurance and Annuity Company [File No. 811-9665] (Rel. IC-27277 - March 31) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2006-09) submitted by the Chicago Board Options Exchange relating to the exposure period for crossing orders in the Hybrid Trading System. Publication of the order is expected in the Federal Register during the week of April 3. (Rel. 34-53567) The Commission granted approval to a proposed rule change (SR-NASD- 2005-073), as amended by Amendment Nos. 1 and 2 thereto, and granted accelerated approval of Amendment No. 3 thereto, submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to Rule 4350(e) to amend the annual shareholder meeting requirement. Publication of the order is expected in the Federal Register during the week of April 3. (Rel. 34- 53578) The Commission approved a proposed rule change (SR-Amex-2005-127), and Amendment Nos. 1 and 2 thereto, submitted by the American Stock Exchange to list and trade units of the United States Oil Fund, LP. Publication of the order is expected in the Federal Register during the week of April 3. (Rel. 34-53582) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2006-23) filed by the New York Stock Exchange relating to amendments to Exchange Rules 475 and 476 has become effective under Section 19(b)(3)(A) under the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53575) A proposed rule change (SR-NYSE-2006-12) and Amendment No. 1 thereto filed by the New York Stock Exchange relating to NYSE Rule 103.12 regarding time tracking requirements of specialists and clerks has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53579) PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2006-14) relating to customer portfolio and cross-margining requirements. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53576) The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2006-13) to amend Rule 431 (Margin Requirements) and Rule 726 (Delivery of Options Disclosure Document and Prospectus) to expand the products eligible for customer portfolio margining and cross-margining and eliminate separate cross-margin accounts. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53577) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2006-040) submitted by the National Association of Securities Dealers to expand NASD's Order Audit Trail System exemptive authority to include recording requirements. Publication of the order is expected in the Federal Register during the week of April 3. (Rel. 34- 53580) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MGI PHARMA INC, 5775 WEST OLD SHAKOPEE RD, SUITE 100, BLOOMINGTON, MN, 55437, 952-346-4700 - 0 ($18,332,190.89) Equity, (File 333-132866 - Mar. 31) (BR. 01B) S-8 ACCREDITED HOME LENDERS HOLDING CO, 15090 AVENUE OF SCIENCE, SAN DIEGO, CA, 92128, 800-690-6000 - 180,785 ($9,524,657.73) Equity, (File 333-132867 - Mar. 31) (BR. 07A) S-3ASR ZIONS BANCORPORATION /UT/, ONE SOUTH MAIN STREET, SUITE 1134, SALT LAKE CITY, UT, 84111, 8015244787 - 0 ($0.00) Other, (File 333-132868 - Mar. 31) (BR. 07C) S-3 SONTRA MEDICAL CORP, 10 FORGE PARKWAY, FRANKLIN, MA, 02038, 508 553-8850 - 9,224,653 ($5,580,915.07) Equity, (File 333-132869 - Mar. 31) (BR. 10C) S-4 PREMIER COMMUNITY BANKSHARES INC, 4095 VALLEY PIKE, WINCHESTER, VA, 22602, 5408696600 - 0 ($17,570,093.46) Equity, (File 333-132870 - Mar. 31) (BR. 07C) S-3ASR BOSTON PROPERTIES INC, 111 HUNTINGTON AVEUE, SUITE 300, BOSTON, MA, 02199, 6172363300 - 0 ($0.00) Equity, (File 333-132871 - Mar. 31) (BR. 08A) S-3 PEREGRINE PHARMACEUTICALS INC, 14282 FRANKLIN AVE, TUSTIN, CA, 92780, 7145086000 - 15,000,000 ($20,925,000.00) Equity, (File 333-132872 - Mar. 31) (BR. 01B) SB-2 FINANCIALCONTENT INC, 4153566800 - 6,239,910 ($2,075,157.00) Equity, (File 333-132873 - Mar. 31) (BR. 11B) S-8 WHIRLPOOL CORP /DE/, WHIRLPOOL CNTR 2000 M 63, C/O CORPORATE SECRETARY, BENTON HARBOR, MI, 49022-2692, 6169235000 - 0 ($9,954,000.00) Other, (File 333-132875 - Mar. 31) (BR. 11C) S-3ASR HCA INC/TN, ONE PARK PLZ, NASHVILLE, TN, 37203, 6153449551 - 0 ($0.00) Other, (File 333-132876 - Mar. 31) (BR. 01A) S-8 SINOFRESH HEALTHCARE INC, 516 PAUL MORRIS DR, ENGLEWOOD, FL, 34223, 941-681-3100 - 950,000 ($237,500.00) Equity, (File 333-132877 - Mar. 31) (BR. 01C) S-3ASR HUMANA INC, 500 W MAIN ST, LOUISVILLE, KY, 40202, 5025801000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132878 - Mar. 31) (BR. 01B) S-3ASR PROGRESS ENERGY INC, 410 S WILMINGTON ST, RALEIGH, NC, 27601, 9195466463 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132879 - Mar. 31) (BR. 02A) S-8 SKYWORKS SOLUTIONS INC, 20 SYLVAN ROAD, WOBURN, MA, 01801, 6179355150 - 0 ($16,950,000.00) Equity, (File 333-132880 - Mar. 31) (BR. 10C) S-1 AVENTINE RENEWABLE ENERGY HOLDINGS INC, 1300 SOUTH 2ND ST, PEKIN, IL, 61554, 309-347-9200 - 0 ($450,054,281.00) Equity, (File 333-132881 - Mar. 31) (BR. 06) S-3 FAVRILLE INC, 0 ($78,767,051.00) Equity, (File 333-132882 - Mar. 31) (BR. 01B) S-8 EXTENDICARE INC /CAN/, 3000 STEELES AVE E, MARKHAM ONTARIO CANA, A6, 00000, 9054704000 - 3,769,400 ($54,128,584.00) Equity, (File 333-132883 - Mar. 31) (BR. 11A) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 10,000,000 ($600,000.00) Equity, (File 333-132884 - Mar. 31) (BR. 10A) S-8 CALYPSO WIRELESS INC, 5979 NW 151ST STREET, MIAMI LAKES, FL, 33014, 7136547777 - 120,000 ($24,000.00) Equity, (File 333-132885 - Mar. 31) (BR. 11C) S-3 SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 601, NEW YORK, NY, 10170, 2126729100 - 2,000,000 ($2,430,000.00) Equity, (File 333-132886 - Mar. 31) (BR. 01C) S-8 MAXIM INTEGRATED PRODUCTS INC, 120 SAN GABRIEL DR, SUNNYVALE, CA, 94086, 4087377600 - 1,510,975 ($46,340,429.25) Equity, (File 333-132888 - Mar. 31) (BR. 10B) S-8 EMPIRE RESORTS INC, RT 17B, P.O. BOX 5013, MONTICELLO, NY, 12701, (845) 807-0001 - 3,750,000 ($17,831,250.00) Equity, (File 333-132889 - Mar. 31) (BR. 05A) S-3 NORTHSTAR REALTY, 0 ($1,000,000,000.00) Equity, (File 333-132890 - Mar. 31) (BR. 08B) S-8 NORTHSTAR REALTY, 698,142 ($7,602,766.00) Equity, (File 333-132891 - Mar. 31) (BR. 08B) S-8 CASH TECHNOLOGIES INC, 1434 WEST 11TH STREET, LOS ANGELES, CA, 90015, 2137452000 - 500,000 ($600,000.00) Equity, (File 333-132892 - Mar. 31) (BR. 08A) SB-2 UpSnap, Inc., 390-1090 HOMER STREET, VANCOUVER BC, A1, V6B 2W9, 6046378206 - 8,190,062 ($12,694,596.00) Equity, (File 333-132893 - Mar. 31) (BR. 03C) S-8 RAINMAKER SYSTEMS INC, 1800 GREEN HILLS ROAD, SCOTTS VALLEY, CA, 95006, 8314617299 - 532,277 ($2,166,367.00) Equity, (File 333-132894 - Mar. 31) (BR. 08C) SB-2 MFIC CORP, 30 OSSIPEE RD, P O BOX 9101, NEWTON, MA, 02464-9101, 6179695452 - 0 ($320,000.00) Equity, (File 333-132895 - Mar. 31) (BR. 10B) S-3ASR BROADWING CORP, 7015 ALBERT EINSTEIN DR, COLUMBIA, MD, 21046-9400, 4432594000 - 0 ($43,500,000.00) Equity, (File 333-132896 - Mar. 31) (BR. 11B) S-8 Sun American Bancorp, 3400 CORAL WAY, MIAMI, FL, 33451, 305-421-6800 - 2,000,000 ($10,510,140.00) Equity, (File 333-132897 - Mar. 31) (BR. 07B) S-8 DCAP GROUP INC, 1158 BROADWAY, HEWLETT, NY, 11557, 516 374-7600 - 300,000 ($837,000.00) Equity, (File 333-132898 - Mar. 31) (BR. 01B) S-4 HERITAGE FINANCIAL CORP /WA/, 201 FIFTH AVENUE S.W., P O BOX 1578, OLYMPIA, WA, 98501, 3609431500 - 0 ($4,040,040.00) Equity, (File 333-132899 - Mar. 31) (BR. 07C) S-1 Advanced Life Sciences Holdings, Inc., (630) 739-6744 - 0 ($50,809,149.00) Equity, (File 333-132900 - Mar. 31) (BR. 01) S-3 HALIFAX CORP, 5250 CHEROKEE AVE, ALEXANDRIA, VA, 22312, 7037502202 - 0 ($1,509,500.00) Equity, (File 333-132901 - Mar. 31) (BR. 03A) SB-2 WALKER FINANCIAL CORP, 370 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY, 11530, 5167464141 - 56,181,919 ($5,618,192.00) Equity, (File 333-132902 - Mar. 31) (BR. 11C) S-3 BANCSHARES OF FLORIDA INC, 3411 TAMIAML TRAIL NORTH SUITE 200, NAPLES, FL, 341001, 9416434646 - 2,500,000 ($55,000,000.00) Equity, (File 333-132903 - Mar. 31) (BR. 07C) S-4 AT&T INC., 175 E HOUSTON, ROOM 9-Q-06, SAN ANTONIO, TX, 78205, 2108214105 - 0 ($63,620,267,834.00) Equity, (File 333-132904 - Mar. 31) (BR. 11B) SB-2 ZEOLITE EXPLORATION CO, #16 - 6211 BOUNDARY DRIVE WEST, SURREY, A1, V3X 3G7, 6043142872 - 8,312,603 ($21,363,390.00) Debt Convertible into Equity, (File 333-132906 - Mar. 31) (BR. 09B) S-8 SIRF TECHNOLOGY HOLDINGS INC, 148 EAST BROKAW ROAD, SAN JOSE, CA, 95112, 408-392-8300 - 3,251,202 ($119,514,185.52) Equity, (File 333-132907 - Mar. 31) (BR. 10C) S-8 SILVERADO GOLD MINES LTD, 1111 WEST GEORGIA ST, SUITE 505, VANCOUVER BC CANADA, A1, V6E 4M3, 6046891535 - 28,000,000 ($3,640,000.00) Equity, (File 333-132908 - Mar. 31) (BR. 04A) SB-2 IDAHO GENERAL MINES INC, 10 N. POST STREET, SUITE 610, SPOKANE, WA, 99201, 509 838 1213 - 39,964,940 ($113,900,079.00) Equity, (File 333-132909 - Mar. 31) (BR. 04C) S-3ASR NATIONWIDE FINANCIAL SERVICES INC/, ONE NATIONWIDE PLAZA, COLUMBUS, OH, 43215, 6142497111 - 0 ($0.00) Other, (File 333-132910 - Mar. 31) (BR. 01B) S-3ASR MERRILL LYNCH & CO INC, 4 WORLD FINANCIAL CTR, NEW YORK, NY, 10080, 2124491000 - 0 ($0.00) Other, (File 333-132911 - Mar. 31) (BR. 07C) S-1 PTC THERAPEUTICS, INC., 100 CORPORATE COURT, SOUTH PLAINFIELD, NJ, 07080-2449, 9082227000 - 0 ($86,250,000.00) Equity, (File 333-132912 - Mar. 31) (BR. ) S-4 MSC-Medical Services CO, 11764-1 MARCO BEACH DRIVE, JACKSONVILLE, FL, 32224, 904-646-0199 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-132913 - Mar. 31) (BR. ) S-1 VALERO GP HOLDINGS LLC, ONE VALERO WAY, SAN ANTONIO, TX, 78249, 2103452000 - 0 ($474,375,000.00) Limited Partnership Interests, (File 333-132917 - Mar. 31) (BR. ) S-4 Flag Intermediate Holdings CORP, ONE RIVERWAY, SUITE 1100, C/O METALS USA, INC., HOUSTON, TX, 77056, 713-965-0990 - 0 ($275,000,000.00) Non-Convertible Debt, (File 333-132918 - Mar. 31) (BR. ) S-1 ACHILLION PHARMACEUTICALS INC, 1003 WEST SEVENTH ST, SUITE 401, FREDERICK, MD, 21701, 3016968889 - 0 ($75,000,000.00) Equity, (File 333-132921 - Mar. 31) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 800 CONTACTS INC DE 1.01,9.01 03/27/06 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 1.01,9.01 03/31/06 2-Track Global, Inc. 2.02,8.01 03/30/06 ACORDA THERAPEUTICS INC 2.02,9.01 03/31/06 ACTIVANT SOLUTIONS INC /DE/ DE 7.01,9.01 03/30/06 ADAMS GOLF INC DE 1.01 03/29/06 ADAMS RESOURCES & ENERGY, INC. DE 2.02 12/31/05 ADVANCED MEDICAL INSTITUTE INC. NV 4.01,9.01 03/29/06 ADVANCED TECHNOLOGY INDUSTRIES INC DE 1.01,2.03,3.02,9.01 03/13/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.01,3.01,8.01,9.01 03/31/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 1.01,9.01 03/31/06 AIRSPAN NETWORKS INC WA 5.02 03/27/06 AKORN INC LA 1.01,1.02,3.02,5.03,9.01 03/31/06 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,1.02,9.01 03/27/06 ALL AMERICAN SEMICONDUCTOR INC DE 2.02,9.01 03/31/06 ALLIED DEFENSE GROUP INC DE 2.02,2.06,9.01 03/31/06 AMERICA SERVICE GROUP INC /DE DE 4.02 03/27/06 AMEND AMERICAN AIRLINES INC DE 1.01,5.02,9.01 03/31/06 American Caresource Holdings, Inc. DE 2.02,9.01 03/31/06 AMERICAN EDUCATION CORP NV 8.01,9.01 03/31/06 AMERICAN ENERGY PRODUCTION INC 5.02,9.01 03/27/06 American Honda Receivables 2006-1 Own CA 8.01,9.01 03/28/06 American Racing Capital, Inc. NV 8.01,9.01 03/30/06 AMERICAN TECHNOLOGY CORP /DE/ DE 5.02,7.01,9.01 03/30/06 AMERICAN VANGUARD CORP DE 1.01 03/30/06 AMERIRESOURCE TECHNOLOGIES INC DE 1.01 03/31/06 AMR CORP DE 1.01,5.02,9.01 03/31/05 ANSOFT CORP PA 8.01 03/31/06 APEX SILVER MINES LTD 2.02,9.01 03/31/06 ARDEN GROUP INC DE 4.01,9.01 03/27/06 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 03/31/06 Arlington Tankers Ltd. D0 4.01,8.01,9.01 03/31/06 ARMOR HOLDINGS INC DE 8.01 03/27/06 ASTEA INTERNATIONAL INC DE 2.02,9.01 03/31/06 ASTRALIS LTD CO 5.02,9.01 03/31/06 ATLANTIC AMERICAN CORP GA 1.01,9.01 03/31/06 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 03/31/06 ATLANTIC REALTY TRUST CA 8.01 03/31/06 ATMOS ENERGY CORP TX 1.01,2.03,5.02 03/31/06 AVOCENT CORP DE 1.01,7.01,9.01 03/31/06 AVON PRODUCTS INC NY 1.01,9.01 03/27/06 AVON PRODUCTS INC NY 2.05 11/15/05 AMEND AVX CORP DE 1.01 03/31/06 BAKER HUGHES INC DE 1.01,5.02,7.01,9.01 03/27/06 BALLY TECHNOLOGIES, INC. NV 8.01,9.01 03/31/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,8.01,9.01 03/31/06 Banc of America Commercial Mortgage I DE 8.01,9.01 03/30/06 Banc of America Funding 2006-C Trust DE 9.01 03/31/06 BankFinancial CORP 8.01,9.01 03/30/06 BEACON POWER CORP DE 2.02,9.01 03/30/06 BEARINGPOINT INC DE 1.01,3.01,9.01 03/30/06 BELDEN CDT INC. DE 1.01,5.02 03/30/06 BIO LOK INTERNATIONAL INC DE 8.01,9.01 03/22/06 BIO LOK INTERNATIONAL INC DE 8.01,9.01 03/30/06 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 03/31/06 BKF CAPITAL GROUP INC DE 1.01 03/28/06 Bloodhound Search Technologies, Inc. NV 3.02,5.02 03/29/06 BNCCORP INC DE 5.02 03/29/06 BORLAND SOFTWARE CORP DE 8.01,9.01 03/31/06 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON LIFE SCIENCES INC /DE DE 1.01 03/31/06 BOSTON SCIENTIFIC CORP DE 8.01,9.01 03/31/06 BRESLER & REINER INC DE 2.02,9.01 03/31/06 BRINKS CO VA 1.02,2.02,9.01 03/31/06 Bronco Drilling Company, Inc. DE 2.01,9.01 01/18/06 Brooklyn Cheesecake & Desert Com NY 1.01,9.01 03/28/06 BTX HOLDINGS INC FL 4.02 03/29/06 BUSINESS OBJECTS S.A. 1.01,9.01 03/28/06 CALGON CARBON CORPORATION DE 1.02 03/27/06 Calpine Generating Company, LLC DE 5.02 03/27/06 CAMBRIDGE HEART INC DE 4.02 03/27/06 CANANDAIGUA NATIONAL CORP NY 7.01,9.01 03/31/06 CANCERVAX CORP DE 1.01,5.02,9.01 03/27/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 03/31/06 CAREER EDUCATION CORP DE 8.01,9.01 03/31/06 CARMIKE CINEMAS INC DE 3.01,9.01 03/28/06 CASTLE A M & CO MD 2.02,9.01 03/13/06 AMEND CASTLE ENERGY CORP DE 7.01,8.01,9.01 03/31/06 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 03/30/06 AMEND CATHAY GENERAL BANCORP DE 8.01,9.01 03/31/06 CELL THERAPEUTICS INC WA 1.01 03/28/06 CELLEGY PHARMACEUTICALS INC CA 2.02,9.01 03/31/06 CENDANT CORP DE 1.01,7.01,9.01 03/31/06 CENTURION GOLD HOLDINGS INC FL 1.01,9.01 03/24/06 CERAMICS PROCESS SYSTEMS CORP/DE/ DE 2.02 12/31/05 CHARLOTTE RUSSE HOLDING INC 2.02,9.01 03/28/06 CHINA EXPERT TECHNOLOGY, INC. NV 4.02 03/31/06 CHINDEX INTERNATIONAL INC DE 2.05 11/17/05 AMEND CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,9.01 03/27/06 CHL Mortgage-Pass Through Trust 2006- DE 8.01,9.01 03/17/06 CINCINNATI FINANCIAL CORP OH 7.01,9.01 03/30/06 CITADEL BROADCASTING CORP DE 5.02 03/27/06 CITIGROUP INC DE 9.01 03/30/06 COLLEGIATE PACIFIC INC DE 7.01,9.01 03/31/06 COLONIAL COMMERCIAL CORP NY 2.02,9.01 03/29/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 03/31/06 COMPETITIVE COMPANIES INC NV 5.02 03/28/06 CONAGRA FOODS INC /DE/ DE 1.01,1.02,9.01 03/31/06 CONOCOPHILLIPS DE 2.01,2.03,5.02,9.01 03/31/06 CONTINENTAL AIRLINES INC /DE/ DE 1.01 03/31/06 CONVERGYS CORP OH 1.01,2.03,9.01 03/27/06 CORUMEL MINERALS CORP. NV 1.01,1.02,2.01,5.01,7.01,9.01 03/31/06 CORUS BANKSHARES INC MN 8.01,9.01 03/29/06 COTHERIX INC 5.03,9.01 03/28/06 CPI AEROSTRUCTURES INC NY 2.02,9.01 03/30/06 CPI CORP DE 2.02,9.01 03/30/06 CRAY INC WA 7.01,9.01 03/31/06 CROFF ENTERPRISES INC UT 4.01 03/31/06 CWALT INC DE 9.01 03/30/06 CYCLE COUNTRY ACCESSORIES CORP NV 5.02,8.01,9.01 03/27/06 CYMER INC NV 1.01,9.01 03/27/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 5.02,5.03,9.01 03/27/06 DATA I/O CORP WA 2.03,2.04 02/28/06 DATA SYSTEMS & SOFTWARE INC DE 1.01 03/27/06 DDI CORP CA 1.01,5.02,8.01,9.01 03/27/06 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 03/31/06 DEL MONTE FOODS CO DE 7.01 03/30/06 DELPHI CORP DE 7.01,9.01 03/31/06 DELPHI CORP DE 8.01,9.01 03/31/06 DENDRITE INTERNATIONAL INC NJ 4.01,9.01 11/04/05 AMEND DESTINY MEDIA TECHNOLOGIES INC CO 8.01 03/31/06 Diamond Foods Inc DE 7.01,9.01 03/31/06 DIEDRICH COFFEE INC CA 1.01,9.01 03/31/06 DIGITAL LEARNING NV 5.02 03/27/06 Digital Realty Trust, Inc. MD 1.01,9.01 03/28/06 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 03/30/06 DISCOVERY PARTNERS INTERNATIONAL INC DE 1.01 03/30/06 DOLLAR TREE STORES INC VA 7.01 03/29/06 DORCHESTER MINERALS LP DE 2.02,7.01,8.01,9.01 12/31/05 DOW JONES & CO INC DE 1.01,9.01 03/30/06 DRS TECHNOLOGIES INC DE 2.01,9.01 03/31/06 AMEND DRUGMAX INC NV 2.02,9.01 03/30/06 DRUGMAX INC NV 1.01,5.02,9.01 03/30/06 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 03/31/06 Earth Energy Reserves, Inc. 5.03,8.01 02/21/06 EASTMAN KODAK CO NJ 1.01 03/27/06 EASTMAN KODAK CO NJ 2.05 03/28/06 EBANK FINANCIAL SERVICES INC GA 1.01,9.01 03/27/06 EBS LITIGATION LLC DE 7.01 03/31/06 EBS PENSION LLC DE 7.01 03/31/06 EGL INC TX 1.01 03/31/06 EL PASO EXPLORATION & PRODUCTION CO DE 1.01,2.03 03/31/06 ELECTROGLAS INC DE 1.01,9.01 03/31/06 EMC CORP MA 1.01 03/29/06 Emergency Medical Services CORP DE 4.01,9.01 03/27/06 EMPIRE RESORTS INC DE 2.02,9.01 03/30/06 ENCOMPASS HOLDINGS, INC. NV 1.01,2.01,3.02,9.01 03/28/06 ENCORE ACQUISITION CO DE 1.01,9.01 03/29/06 EnerSys DE 2.02,7.01,9.01 03/31/06 ENTERCOM COMMUNICATIONS CORP PA 7.01 03/29/06 ENTRADE INC PA 8.01 03/31/06 ESCHELON TELECOM INC 1.01,9.01 03/27/06 ESPEED INC DE 1.01 03/29/06 ESSEX PROPERTY TRUST INC MD 1.01,2.03,9.01 03/30/06 ETRIALS WORLDWIDE INC. 2.02,9.01 03/30/06 ETRIALS WORLDWIDE INC. 8.01,9.01 02/09/06 AMEND EXAM USA, INC. NV 8.01 03/30/06 Federal Home Loan Bank of Cincinnati X1 7.01,9.01 03/31/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 03/31/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 1.01,9.01 03/24/06 FIRST ADVANTAGE CORP DE 1.01,9.01 03/31/06 FIRST AMERICAN CORP CA 1.01,9.01 03/31/06 FIRST AVIATION SERVICES INC DE 1.01 03/27/06 FIRST CONSULTING GROUP INC DE 2.02,9.01 03/24/06 FIRST CONSULTING GROUP INC DE 1.01 03/31/06 FIRST CONSULTING GROUP INC DE 4.02 03/29/06 FIRST FINANCIAL CORP /IN/ IN 1.01,9.01 03/29/06 FIRST FRANKLIN CORP DE 5.02,9.01 03/31/06 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 12/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 12/25/05 FIRST IPSWICH BANCORP /MA MA 2.02,9.01 03/31/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 03/30/06 FIRST NORTHERN COMMUNITY BANCORP CA 4.01,9.01 03/28/06 FIVE STAR QUALITY CARE INC 5.03,7.01,8.01,9.01 03/31/06 FLOWSERVE CORP NY 5.02,9.01 03/27/06 FMC CORP DE 7.01,9.01 03/30/06 FNB FINANCIAL CORP /PA/ PA 8.01,9.01 03/14/06 FOG CUTTER CAPITAL GROUP INC MD 2.02,9.01 03/31/06 FORCE PROTECTION INC NV 5.02,9.01 03/31/06 Fortunet, Inc. NV 2.02,5.02,7.01,8.01,9.01 03/30/06 FTI CONSULTING INC MD 1.01,9.01 03/29/06 FTS GROUP, INC. NV 1.01,9.01 03/31/06 FUELNATION INC FL 2.02,7.01,9.01 03/30/05 Gaming Partners International CORP NV 2.02,9.01 03/31/06 GASCO ENERGY INC NV 1.01,2.03,7.01,9.01 03/29/06 GENCO SHIPPING & TRADING LTD 2.03 03/29/06 GENERAL MOTORS CORP DE 8.01 03/31/06 GENITOPE CORP DE 7.01 03/30/06 GENUINE PARTS CO GA 1.01 03/31/06 GENUINE PARTS CO GA 7.01,9.01 03/31/06 GEO GROUP INC FL 4.01,9.01 03/21/06 AMEND GEOTEC THERMAL GENERATORS INC FL 4.01 12/31/05 GLOBAL AXCESS CORP NV 4.02 03/30/06 GLOBAL PAYMENTS INC GA 2.02,9.01 03/31/06 GLOBAL PAYMENTS INC GA 8.01 03/31/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 8.01,9.01 03/30/06 GOLDEN TELECOM INC DE 3.01,9.01 03/21/06 GRAHAM CORP DE 1.01,8.01,9.01 03/27/06 GREAT AMERICAN FINANCIAL RESOURCES IN DE 1.01,1.02,2.03,9.01 03/29/06 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 03/31/06 AMEND HANOVER COMPRESSOR CO / DE 1.01,8.01,9.01 03/27/06 HARTMARX CORP/DE DE 2.02,9.01 03/30/06 HARTMARX CORP/DE DE 2.02,9.01 03/30/06 HEALTHTRONICS, INC. GA 4.02,8.01 03/31/06 HEARTLAND PARTNERS L P DE 2.02,9.01 03/31/06 HERBALIFE LTD. E9 1.01,9.01 03/23/06 HERTZ CORP DE 8.01,9.01 03/31/06 HICKOK INC OH 1.01,2.03,9.01 03/27/06 HIGHLAND HOSPITALITY CORP MD 3.02 03/28/06 HMB Acceptance Corp. DE 8.01 03/31/06 HOME DEPOT INC DE 7.01,9.01 03/30/06 HOME SOLUTIONS OF AMERICA INC DE 7.01,9.01 03/31/06 HOOKER FURNITURE CORP VA 2.02,9.01 03/30/06 Horizon Holding CORP DE 1.01,2.01,3.02,5.02,5.06,9.01 01/31/06 AMEND HOST MARRIOTT L P DE 8.01,9.01 03/30/06 HOUSTON EXPLORATION CO DE 8.01 03/31/06 HUSKER AG LLC NE 8.01 03/27/06 HYPERFEED TECHNOLOGIES INC DE 1.01,2.03,9.01 03/30/06 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 03/30/06 IA GLOBAL INC DE 2.01,9.01 03/27/06 IDM PHARMA, INC. DE 2.02,9.01 03/31/06 IElement CORP 1.01,9.01 03/25/06 IGENE BIOTECHNOLOGY INC MD 1.01,3.03 03/30/06 IMAGE ENTERTAINMENT INC DE 1.01,7.01,9.01 03/29/06 IMMERSION CORP DE 1.01,9.01 03/27/06 IMPERIAL INDUSTRIES INC DE 2.02,9.01 03/27/06 INFE HUMAN RESOURCES INC NV 1.01,2.01,9.01 03/31/06 INFORMATION ANALYSIS INC VA 2.02,9.01 03/29/06 INFOUSA INC DE 5.02,9.01 03/30/06 Innophos, Inc. 2.02,8.01,9.01 03/30/06 INTELLIGROUP INC NJ 7.01 03/31/06 Interactive Brand Development Inc. DE 1.01,9.01 03/27/06 Interactive Brand Development Inc. DE 4.02 03/31/06 Interactive Brand Development Inc. DE 4.02 03/31/06 INTERLEUKIN GENETICS INC DE 1.01,5.02,9.01 03/27/06 INTERNATIONAL SPORTS & MEDIA GROUP IN NV 1.01,1.02,3.02 03/22/06 INTERPHARM HOLDINGS INC DE 5.02 03/30/06 INTERWOVEN INC CA 4.01,9.01 03/27/06 InZon CORP NV 8.01,9.01 03/27/06 IOMED INC UT 1.01 03/30/06 IPORUSSIA INC DE 1.01,9.01 03/29/06 IRWIN FINANCIAL CORP IN 1.01 03/31/06 ISONICS CORP CA 5.03,9.01 03/27/06 ISONICS CORP CA 1.01,9.01 12/05/05 AMEND IVI COMMUNICATIONS INC NV 1.01,2.03,3.02,9.01 03/27/06 J C PENNEY CO INC DE 1.01 03/29/06 JORGENSEN EARLE M CO /DE/ DE 8.01,9.01 03/31/06 JP Morgan Chase Commercial Mortgage S 8.01,9.01 03/16/06 JUPITERMEDIA CORP DE 1.01,2.01,7.01,9.01 03/28/06 KH FUNDING CO MD 5.02 03/31/06 KH FUNDING CO MD 5.02 03/31/06 KIRKLANDS INC 5.03 03/27/06 LAMSON & SESSIONS CO OH 2.02,9.01 03/30/06 LASALLE RE HOLDINGS LTD 8.01,9.01 03/31/06 LAW ENFORCEMENT ASSOCIATES CORP NV 4.02,9.01 03/30/06 LAWSON SOFTWARE INC DE 1.01,9.01 03/30/06 LBI MEDIA HOLDINGS INC 2.02,9.01 03/31/06 LEAPFROG ENTERPRISES INC 1.01 03/27/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/31/06 LEHMAN BROTHERS HOLDINGS INC DE 1.01,9.01 03/31/06 Lehman XS Trust 2006-5 DE 8.01 03/31/06 LHC Group, Inc 2.02,5.02,9.01 03/31/06 Liberty Global, Inc. DE 7.01 03/31/06 M WAVE INC DE 8.01 03/27/06 MACE SECURITY INTERNATIONAL INC DE 8.01 03/28/06 MADISON RIVER CAPITAL LLC DE 8.01,9.01 03/31/06 MAINSOURCE FINANCIAL GROUP IN 8.01,9.01 03/31/06 MARINER ENERGY INC DE 9.01 03/02/06 AMEND MCDERMOTT INTERNATIONAL INC R1 4.01,9.01 03/27/06 MCKESSON CORP DE 8.01 03/30/06 MEDAREX INC NJ 8.01,9.01 03/31/06 MEMS USA INC NV 1.01 03/21/06 MERIDIAN RESOURCE CORP TX 3.01 03/28/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/31/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/30/06 MERRIMAC INDUSTRIES INC DE 2.02,9.01 03/31/06 MERRIMAC INDUSTRIES INC DE 8.01,9.01 03/31/06 MIDDLETON DOLL CO WI 9.01 01/04/06 AMEND MIDNET INC 1.01,8.01,9.01 03/25/06 MILACRON INC DE 1.01,9.01 03/27/06 MILLENIUM HOLDING GROUP INC /AZ/ NV 4.01,9.01 03/30/06 MILLENIUM HOLDING GROUP INC /AZ/ NV 1.01 03/30/06 MILLENNIUM CELL INC DE 7.01,9.01 03/31/06 MMI PRODUCTS INC DE 2.02,9.01 03/31/06 MOHAWK INDUSTRIES INC DE 7.01 03/31/06 MONEY CENTERS OF AMERICA, INC. DE 2.02,7.01,9.01 03/30/06 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 03/28/05 MONRO MUFFLER BRAKE INC NY 1.01,8.01,9.01 03/27/06 AMEND MONSTER WORLDWIDE INC DE 1.01,9.01 03/27/06 MORTON INDUSTRIAL GROUP INC GA 2.02,8.01,9.01 03/31/06 MOTIENT CORP DE 7.01 03/30/06 MOUNTAIN BANK HOLDING CO WA 4.01,9.01 03/31/06 AMEND MOVADO GROUP INC NY 1.01 03/27/06 MQ ASSOCIATES INC 2.02,9.01 03/31/06 Mueller Group, Inc. DE 4.02,9.01 02/03/06 AMEND Mueller Water Products, Inc. DE 4.02,9.01 02/03/06 AMEND MWI Veterinary Supply, Inc. DE 1.01,9.01 03/31/06 Myriad Entertainment & Resorts, Inc. 1.01,3.02 12/02/05 AMEND NABI BIOPHARMACEUTICALS DE 5.02 03/27/06 NACCO INDUSTRIES INC DE 1.01,9.01 03/29/06 NATIONAL PRESTO INDUSTRIES INC WI 8.01 03/31/06 NaturalNano , Inc. NV 1.01,3.02,9.01 03/20/06 Navstar Media Holdings, Inc. NV 1.02 03/31/06 NET PERCEPTIONS INC DE 2.02,9.01 03/31/06 NETWORK 1 SECURITY SOLUTIONS INC DE 1.01,8.01,9.01 03/27/06 NEUROLOGIX INC/DE DE 2.02,9.01 03/31/06 NEVADA POWER CO NV 8.01,9.01 03/29/06 NEW YORK HEALTH CARE INC NY 8.01 03/29/06 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 03/31/06 NEWCASTLE INVESTMENT CORP MD 8.01 03/30/06 NEWS CORP 8.01,9.01 03/31/06 NEXTPHASE WIRELESS, INC. NV 1.01 03/31/06 NORFOLK SOUTHERN CORP VA 1.01,9.01 03/31/06 NORTH CENTRAL BANCSHARES INC IA 8.01,9.01 03/31/06 NORTHERN BORDER PARTNERS LP DE 1.01,1.02,2.03,9.01 03/30/06 NORTHERN TRUST CORP DE 8.01,9.01 03/31/06 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,3.02,8.01,9.01 03/31/06 NOVA OIL INC NV 1.01 03/30/06 NOVAMED INC DE 2.02,4.02,9.01 03/30/06 NOVASTAR FINANCIAL INC MD 5.04,9.01 03/30/06 Nuance Communications, Inc. DE 1.01,2.01,2.03,9.01 03/31/06 NUCLEAR SOLUTIONS INC NV 7.01,8.01,9.01 03/31/06 NYMAGIC INC NY 1.01,9.01 03/30/06 OM GROUP INC DE 7.01,9.01 03/30/06 Omega Flex, Inc. PA 7.01,9.01 03/31/06 OPENTV CORP 8.01 03/31/06 ORCHID CELLMARK INC 8.01,9.01 03/31/06 OSTEOTECH INC DE 2.02,9.01 03/31/06 OWENS CORNING DE 8.01,9.01 03/29/06 P B FINANCIAL SERVICES CORP GA 5.02 03/03/06 PACIFIC FINANCIAL CORP WA 8.01 03/28/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 1.01,3.03,8.01,9.01 03/31/06 PATHFINDER BANCORP INC DE 8.01 03/31/06 AMEND PATRON SYSTEMS INC DE 1.01,3.02,5.03,9.01 03/01/06 PEREGRINE PHARMACEUTICALS INC DE 8.01,9.01 03/31/06 PFSWEB INC DE 7.01 03/31/06 PHARMACOPEIA DRUG DISCOVERY INC DE 1.01 03/27/06 PICO HOLDINGS INC /NEW CA 1.01,9.01 03/30/06 PIONEER FINANCIAL SERVICES INC MO 8.01,9.01 03/30/06 PNM RESOURCES INC NM 1.01 03/31/06 Popular ABS Mortgage Pass-Through Tru DE 9.01 03/29/06 Popular ABS Mortgage Pass-Through Tru DE 8.01,9.01 03/29/06 PRECIS INC OK 5.02 03/30/06 PREMIER EXHIBITIONS, INC. 1.01 03/25/06 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 03/30/06 Propex Fabrics Inc. DE 2.02,9.01 03/31/06 PROTECTIVE LIFE INSURANCE CO TN 9.01 03/30/06 PUBLICARD INC PA 2.02,9.01 03/31/06 QUEST RESOURCE CORP NV 7.01,9.01 03/30/06 R&G FINANCIAL CORP PR 1.01,3.02,8.01,9.01 03/27/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 03/28/06 RESTORATION HARDWARE INC CA 5.02,9.01 03/30/06 RG America, Inc. NV 2.02,7.01,9.01 03/31/06 ROCK OF AGES CORP DE 2.02,9.01 03/31/06 ROGERS CORP MA 4.02 03/28/06 ROYALE ENERGY INC CA 2.02,9.01 03/31/06 RUDDICK CORP NC 1.01,1.02,8.01,9.01 03/31/06 SAFETEK INTERNATIONAL INC DE 1.01,9.01 03/30/06 SAXON CAPITAL INC MD 2.02,9.01 03/31/06 SAXON CAPITAL INC MD 7.01,9.01 03/31/06 SCORE ONE INC NV 1.01,3.02,5.01,5.02,9.01 09/30/05 SCOTTS LIQUID GOLD INC CO 1.01 03/28/06 SHANNON INTERNATIONAL INC NV 1.01,3.02,5.02,9.01 03/24/06 SIGMATRON INTERNATIONAL INC DE 4.01 03/30/06 SIRVA INC DE 1.01,9.01 03/27/06 SITEL CORP MN 8.01,9.01 03/30/06 SKYTERRA COMMUNICATIONS INC DE 7.01 03/30/06 SMART ONLINE INC 3.02 03/30/06 Smart-tek Solutions Inc NV 8.01,9.01 03/31/06 SOLUTIA INC DE 7.01,9.01 03/31/06 SONA MOBILE HOLDINGS CORP DE 5.02,9.01 03/27/06 SONEX RESEARCH INC MD 4.01 03/31/06 SOUTHWEST WATER CO DE 1.01 03/17/06 SPAR GROUP INC DE 2.02,9.01 03/14/06 SPHERIX INC DE 2.02,9.01 03/30/06 STEELCASE INC MI 1.01,5.02,9.01 03/27/06 STERLING FINANCIAL CORP /PA/ PA 1.01,7.01,9.01 03/30/06 STERLING GOLD CORP NV 5.01,5.02 03/24/06 AMEND STONEMOR PARTNERS LP DE 8.01,9.01 03/31/06 STONEPATH GROUP INC DE 4.02 03/15/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/31/06 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 03/31/06 SUMMIT BANK CORP GA 2.02 03/31/06 SUN HEALTHCARE GROUP INC DE 1.01,5.02,9.01 03/27/06 SUPPORTSOFT INC DE 1.01,9.01 03/27/06 Sutura, Inc. 1.01,8.01,9.01 03/30/06 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 8.01 03/28/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 5.02,5.03,9.01 03/29/05 Tao Minerals Ltd. NV 5.02 03/24/06 Tarpon Industries, Inc. MI 5.02,9.01 03/27/06 TECHNICAL OLYMPIC USA INC DE 1.01,5.02,9.01 03/31/06 Tejas Inc DE 2.02,9.01 03/31/06 TELESTONE TECHNOLOGIES CORP CO 2.02,9.01 03/30/06 TGC INDUSTRIES INC TX 8.01,9.01 03/27/06 TIER TECHNOLOGIES INC DE 7.01,9.01 03/30/06 TIMELINE INC WA 8.01,9.01 03/30/06 TODCO DE 1.01,9.01 03/27/06 TOLL BROTHERS INC DE 2.03 03/17/06 TOYS R US INC DE 1.01 03/31/06 TOYS R US INC DE 1.01 03/31/06 TRANSOCEAN INC E9 7.01,9.01 03/31/06 TRENWICK GROUP LTD 8.01,9.01 03/31/06 TRESTLE HOLDINGS INC DE 2.02 03/31/06 TRULITE INC DE 5.02,9.01 03/24/06 U S GOLD CORP CO 8.01,9.01 03/30/06 UIL HOLDINGS CORP CT 1.01 03/31/06 UNITED PAN AM FINANCIAL CORP CA 2.01,9.01 03/30/06 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 03/31/06 Universal City Florida Holding Co. I FL 7.01 03/31/06 UNIVERSAL CORP /VA/ VA 1.01,8.01,9.01 03/27/06 USA Mobility, Inc DE 8.01,9.01 03/31/06 USEC INC DE 1.01,1.02 03/28/06 VAXGEN INC DE 8.01,9.01 03/29/06 VIAD CORP DE 8.01,9.01 03/31/06 VICAL INC DE 1.01,5.02 03/30/06 VICTOR INDUSTRIES INC 7.01,9.01 03/27/06 VIEWCAST COM INC DE 5.02,9.01 03/28/06 VISANT CORP 7.01 03/30/06 VISANT HOLDING CORP 7.01 03/30/06 Visiphor CORP A1 2.02,9.01 03/29/06 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 03/30/06 WARP TECHNOLOGY HOLDINGS INC NV 5.03,8.01,9.01 03/31/06 Warrior Energy Services CORP DE 1.01,9.01 03/27/06 WASHINGTON GROUP INTERNATIONAL INC DE 1.01 03/30/06 WASHINGTON GROUP INTERNATIONAL INC DE 8.01 03/30/06 WATERS CORP /DE/ DE 4.01,9.01 03/30/06 WEIDA COMMUNICATIONS, INC. NJ 1.03,2.04,5.02 03/29/06 WESTERN GOLDFIELDS INC ID 5.02,9.01 03/29/06 WESTERN PLAINS ENERGY LLC KS 1.01,8.01,9.01 03/27/06 Western Refining, Inc. DE 1.01,9.01 03/29/06 WHIRLPOOL CORP /DE/ DE 8.01,9.01 03/31/06 WILD OATS MARKETS INC DE 1.02,5.02 03/30/06 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 03/29/06 WINMAX TRADING GROUP INC FL 4.01,9.01 03/30/06 Wise Metals Group LLC DE 2.02,9.01 03/31/06 WORKSTREAM INC 2.02,8.01,9.01 03/30/06 WORLDSPAN L P DE 1.01,9.01 03/28/06 WORLDSPAN L P DE 2.02,4.02,9.01 03/31/06 XO HOLDINGS INC DE 1.01,1.02,8.01,9.01 03/30/06 YUKON GOLD CORP INC DE 5.02 12/21/04 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 03/30/06 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 03/31/06 AMEND ZONE 4 PLAY INC NV 1.01,3.02,9.01 03/31/06 ZORAN CORP \DE\ DE 1.01,9.01 03/30/06