============= Page 1 of 2 ============= LISTED OTC OPTIONS BLOCK ALLOCATION TICKET ORDER NO.. ~z~l d ® a TRADER: (PLEASE VERIFY TERMS OF ORDER VERSUS BLOCK DESK ENTRY) BUY/SELL/SELL SHORT QUANTITY H o Ej CALL 7 OPEN Q.CUST fl CVRD . `q' ~LLL LO,OGO K Q PUT ' []CLOSE "Q FIRM Q UNCVRD GT i SYMBOL/STRIKE/EXPIRATION - -- J ue,, wrt For Option Spread or Combo t?.1~ orders use two tickets, ® I DESCRIPTION ACCOUNT TRADE DISCLOSURE INDICATORS INDICATE ?n may) 1. Long in Account 3, Ban0roker 5. Exch Conv OpVW-rts/Rights f=LOw 2. Cliehtfossessions 4. Firmtotend 6: ShortSell Disclo8wr',lsee reversa sidel ALLOCATIONS U ACCOUNT CLIENT QUANTITY UNSOL DISC/ DE/ TF_ I-_R DISCL OFF. NUMBER TYPE FA NAME COMM DNE CODE M . O I• D '~ th-! L L t`n. ~'~ O 0-D , 0 091- I r ( ( rv, s C_ C- C < C C T QUANTITY PRICE EXCHG QUANTITY PRICE fEXCHG QUANTITY PRICE EXCHG . ~.Oj€ OO o'% MW - F"s ',PP-o: L N Ih Y m m 1 OF R 1 UP--FRONT BLOCK ALLOCATION i 1 1: 's /00 COMPLETED ORDER 111 500 S /'0I : 112001) I E NAME: R ACT QUANTITY SYMBOL STRIKE PR C E X E/R BR 117 TOT EXEC PRICE a S 1 000 ENE 41 N H I 10000 ORDER COMPLETED vv CITY PRICE EACH t?-~' 1 . PRICE EXCH (,;3t:)t_ri) 1' _ _ 80.13125 I`~f- -___.....-_ -----i-__ -__•-. .l I 277 i 0 ETF-1858F-000048 EXH008-00618 GOVERNMENT EXHIBIT 2029 Crim. No. H-04-25 (S-2) ============= Page 2 of 2 ============= 1 -- t ~ y-'o 1 UP--FRONT BLOCK i L L 0 _ 4: 11r_ ._.. _ -=/0r•'} ti .., ~_: 3-i 4 / X1I ~i=.= S `.8_.;; 1-3 =-c._ v _ _ , D' D.A ° 11/15/00 _ ALLOCATIONS ENTRY ~ E . ACT QUANTITY SYMBOL-- STRIKE PRO EX E/`. BR iE TOT EXEC - -- -------- PRICE ---------- -- -•-•- 9iJ S -------- 100001 ------ ENE ----------- -- -•--• - 41 N HM ~t ' OL.- Y DE/DNE-. OVR L ?9: MISC. T / F JRM t-V R/ UNC v OPEN/CLOSE: I _• /COMM ¢ TRADE U„T'x~C°1B _R QUAN TITY DIc}~: .:C rci i°it D+ I- / i{ F, i C- MISCELLANEOUS REF •.; 11 ' 0120-IEN ---1 0;000 CD. 0-6 RULE. 144 55533 f . -. 1 OF: 1 UP- 111500 S /D a 112000 ER ACT QUANTITY SYMBOL -- --- -------- ------ 98 S 10000 ENE HIS ORDER REQUIRED UPFRONT SHOULD NOW BE ENTERED INTO 93-c2 & BRANCH ALERT 77 -7 =RONT BLOCK ALLOCATION' i1/15/00 ORDER NOTIFICATION I E NAME: STRIKE PRO E/R BR IE TOT EXEC PRICE ---------- -- --- -- -- -------- ------- 4'1 N HM ACCT * "S & SHARE ALLOCATION. THIS INFORMATION THE TUBA SYSTEM. REFER TO COMPLIANCE BULLETIN 33/17-JUL-98 FOR ADDITIONAL INFORMATION ~f4!'-'^A^1rA .S~OIIr)' N J H - 1 . i . 1 ~ S° , t 7 i t t 1 1 u..rv ~yy~yew.::9.r ETF-1858F-000049 EXH008-00619