| Date Filed | Title |
| 03/16/2009 | D/A for LANSDOWNE E M FUND L P | |
| | COMPANY NAME(s) - [LANSDOWNE E M FUND L P (CIK - 1372235 /SIC - Unspecified)] |
| | X0301 D/A LIVE 0001372235 LANSDOWNE E M FUND L P c/o Fortis Prime Fund Solutions Admin Fortis House, Park Lane, Spencer Dock Dublin 1 L2 3531-607-1800 None DE Limited Partnership true 2005 Paul M. Ruddock Fortis Prime Fund Solutions Admin Fortis House, Park Lane, Spencer Dock Dublin 2 L2 Director Paul M. Ruddock is a director of Lansdown Partners International Limited, the General Partner of the Issuer. Georges Gagnebin c/o Fortis Prime Fund Solutions Admin Fortis House, Park Lane, Spencer Dock Dublin 1 L2 Director Georges Gagnebin is a director of Lansdowne Partners International Limited, the General Partner of the Issuer. Johannes T. Niederhauser c/o Fortis Prime Fund Solutions Admin Fortis House, Park Lane, Spencer Dock Dublin 1 L2 Director Johannes T. Niederhauser is a director of Lansdowne Partners International Limited, the General Partner of the Issuer. false Lansdowne E.M. Fund, L.P. /s/ Johannes T. Niederhauser Johannes T. Niederhauser Director of the General Partner 2009-03-13 |
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| 03/13/2009 | EX-10.7 of 10KSB/A for CDEX INC | |
| | COMPANY NAME(s) - [CDEX INC (CIK - 1173738 /SIC - 3829)] |
| | EXHIBIT 10.7 SECOND WAIVER AND AMENDMENT --------------------------- This SECOND WAIVER AND AMENDMENT ("Amendment") is made effective this 1st day of February, 2009, by and between CDEX Inc., a Nevada corporation ("Company"), and GEMINI MASTER FUND, LTD., a Cayman Islands company ("Holder"). W I T N E S S E T H: -------------------- WHEREAS, pursuant to that certain Securities Purchase Agreement ("Purchase Agreement") dated as of June 25, 2008 by and between the Company and the Holder, on or about such date the Company sold and issued to the Holder (i) a 12% Senior Convertible Note ("Note"), which Note is convertible into shares of common stock of the Company, $0.005 par value per share ("Common Stock"), and (ii) a Common Stock Purchase Warrant to purchase up to 2, 717, 391 shares of Common Stock ("Warrant"); WHEREAS, by agreement dated December 18, 2008 entitled Waiver and Amendment ("First Amendment") the Transaction Documents were amended; capitalized terms used herein but not otherwise defined herein shall have the meanings set forth in the Purchase Agreement, the Note, the Warrant, or the First Amendment, as the case may be: and WHEREAS, the Company wishes (a) to sell shares of Common Stock in addition to such Stock sold in relation to Section 1 of the First Amendment in one or more financings between the date hereof and May 1, 2009 ("Extended Waiver Period") without the anti-dilution adjustments applying as set forth in the Transaction Documents in certain circumstances, (b) to delay payments to Holder for interest and Monthly Redemption Amounts due on February 1, March 1 and April 1, 2009 under the Note until May 1, 2009, and (c) to allow for prepayment of the Note under certain conditions, and the Holder desires to consent to such requests, on the terms and conditions set forth herein; NOW THEREFORE, in consideration of the foregoing premises and the mutual covenants set forth in this Amendment, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 1. Subsequent Issuance Waivers--Common Stock Issuances. Notwithstanding anything contained in the Transaction Documents, including the First Amendment, to the extent the Company sells and issues shares of Common Stock or warrants in one or more Common Stock Financings (as defined below) during the Extended Waiver Period for gross proceeds in excess of the $500, 000 addressed in Section 1 of the First Amendment, such issuances shall constitute "Exempt Issuances" under the Transaction Documents, provided that the Company hereby agrees that at least 50% of all funds so raised shall be sent to Holder within fifteen (15) days of receipt of funds as payment of principal and interest owed to Holder pursuant to the Transaction Documents. |
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| 03/10/2009 | 4 for ACCURIDE CORP | |
| | COMPANY NAME(s) - [ACCURIDE CORP (CIK - 817979 /SIC - 3714), JOHNSON DONALD T JR (CIK - 1275938 /SIC - Unspecified)] |
| | X0303 4 2009-03-06 0 0000817979 ACCURIDE CORP AURD 0001275938 JOHNSON DONALD T JR 1400 OPUS PLACE, SUITE 600 C/O ATC TECHNOLOGY CORPORATION DOWNERS GROVE IL 60515 1 0 0 0 Common Stock 2009-03-06 4 P 0 275000 0.1869 A 280000 D /s/ Annette Scales, by Power of Attorney 2009-03-10 |
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| 03/10/2009 | SC 13D/A for FERRO CORP | |
| | COMPANY NAME(s) - [FERRO CORP (CIK - 35214 /SIC - 2851), GAMCO INVESTORS INC ET AL (CIK - 807249 /SIC - 0000)] |
| | Gabelli Chief Investment Officer – Value Portfolios Douglas R. Jamieson Jeffrey M. Farber Chistopher J. Michailoff President Chief Financial Officer General Counsel and Secretary Gabelli Funds, LLC Officers: Mario J. Gabelli Chief Investment Officer – Value Portfolios Bruce N. Alpert Executive Vice President and Chief Operating Officer Agnes Mullady Vice President and President Closed-End Fund Division Teton Advisors, Inc. Directors: Robert W. Blake President of W. R. Blake & Sons, Inc. Directors: James G. Webster, III Chairman & Interim President Irene Smolicz Senior Trader Gabelli & Company, Inc. 3/09/09 10, 000 1.0085 3/09/09 500- 1.0110 3/09/09 3, 500- .9114 3/09/09 6, 000 1.0035 3/06/09 500- .8100 3/06/09 4, 000 .8889 3/06/09 5, 000 .9300 3/06/09 2, 000- .9000 3/06/09 21, 900- .9102 3/05/09 1, 500- .9273 3/04/09 5, 000 1.3100 3/04/09 4, 000- 1.2633 3/04/09 10, 000- 1.1128 3/04/09 32, 000 1.2328 3/04/09 5, 000- 1.1000 3/04/09 7, 000 1.1657 3/03/09 13, 550- 1.1272 3/03/09 5, 000 .9300 3/02/09 3, 000 1.3687 3/02/09 5, 000 1.3814 3/02/09 800- 1.2013 3/02/09 10, 000- 1.3035 2/27/09 3, 000- 1.4600 2/27/09 5, 000 1.4828 2/26/09 4, 000- 1.4610 2/26/09 2, 000- 1.5900 2/26/09 800 1.4988 2/25/09 10, 600- 1.3607 2/24/09 300- 1.5800 2/24/09 10, 000 1.5350 2/24/09 4, 000 1.4208 2/23/09 5, 000 1.9420 2/23/09 5, 000- 1.9420 2/23/09 10, 000 1.9700 2/23/09 1, 500 1.9420 2/23/09 15, 000 1.9420 2/23/09 7, 100- 1.6458 2/ |
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| 03/13/2009 | DEF 14A for RTI INTERNATIONAL METALS INC | |
| | COMPANY NAME(s) - [RTI INTERNATIONAL METALS INC (CIK - 1068717 /SIC - 3350)] |
| | V O T E B Y I N T E R N E T Have your voting instruction form available when you access the website www.cesvote.com and follow the simple instructions to record your vote. D Please fold and detach card at perforation before mailing. Joint owners must both sign. PLEASE COMPLETE, DATE AND SIGN THIS VOTING INSTRUCTIONS FORM AND RETURN IT PROMPTLY IN THE ENCLOSED ENVELOPE. to be held on April 24, 2009, and any adjournments thereof, upon such matters as may properly come before the meeting. FOR AGAINST ABSTAIN PLEASE COMPLETE, DATE AND SIGN THE REVERSE SIDE. |
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| 03/13/2009 | EX-10.5 of 10-K for FLAGSTAR BANCORP INC | |
| | COMPANY NAME(s) - [FLAGSTAR BANCORP INC (CIK - 1033012 /SIC - 6035)] |
| | (b) Employee . Since the Company is contracting for the unique and personal skills of the Employee, the Employee shall be precluded from assigning or delegating Employee s rights or duties hereunder without first obtaining the written consent of the Company; provided, however, that nothing in this paragraph shall preclude (i) the Employee from designating a beneficiary to receive any benefit payable hereunder upon death, or (ii) the executors, administrators, or other legal representatives of the Employee or Employee s estate from assigning any rights hereunder to the person or persons entitled thereunto. 16. Applicable Law . Except to the extent preempted by Federal law, the laws of the State of Michigan shall govern this Agreement in all respects, whether as to its validity, construction, capacity, performance or otherwise. Folio 9 /Folio PAGEBREAK IN WITNESS WHEREOF, the parties have executed this Agreement as of this 31st day of December 2008, effective as of the Effective Date specified above. Folio 10 /Folio |
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| 03/10/2009 | 6-K for CANADIAN NATURAL RESOURCES LTD | |
| | COMPANY NAME(s) - [CANADIAN NATURAL RESOURCES LTD (CIK - 1017413 /SIC - 1311)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Section 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Press Releases March, 2009 Commission File Number: 1-8795 CANADIAN NATURAL RESOURCES LIMITED (Exact name of registrant as specified in its charter) 2500, 855 2nd Street S.W., Calgary, Alberta, Canada T2P 4J8 (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F Form 40-F X Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1). _ Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. CANADIAN NATURAL RESOURCES LIMITED (Registrant) Date: March 5, 2009 /s/ B. E. McGrath B. E. McGRATH Corporate Secretary |
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| 03/16/2009 | EX-99.1 of 10-D for WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST | |
| | COMPANY NAME(s) - [WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST (CIK - 1282663 /SIC - 6189), WFN CREDIT CO LLC (CIK - 1139552 /SIC - 6189)] |
| | PRINCIPAL ACCUMULATION ACCOUNT Series 2004-A Series 2004-C Series 2008-A Series 2008-B (a) Cumulative Class A principal distributed to PAA (as of prior distribution date) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (b) Class A Principal deposited in the Principal Accumulation Account (PAA) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (c) Total Class A Principal deposited in the PAA (a + b) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (d) Cumulative Class M principal distributed to PAA (as of prior distribution date) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (e) Class M Principal deposited in the Principal Accumulation Account (PAA) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (f) Total Class M Principal deposited in the PAA (d + e) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (g) Cumulative Class B principal distributed to PAA (as of prior distribution date) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (h) Class B Principal deposited in the Principal Accumulation Account (PAA) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (i) Total Class B Principal deposited in the PAA (g + h) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (j) Cumulative Class C principal distributed to PAA (as of prior distribution date) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (k) Class C Principal deposited in the Principal Accumulation Account (PAA) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (l) Total Class C Principal deposited in the PAA (j + k) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (m) Ending PAA balance (c + f + i + l) $ 0.00 $ 0.00 $ 0.00 $ 0.00 XI. PRINCIPAL REPAYMENT Series 2004-A Series 2004-C Series 2008-A Series 2008-B (a) Class A Principal Paid (as of prior distribution dates) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (b) Class A Principal Payments $ 0.00 $ 0.00 $ 0.00 $ 0.00 (c) Total Class A Principal Paid (a + b) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (d) Class M Principal Paid (as of prior distribution dates) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (e) Class M Principal Payments $ 0.00 $ 0.00 $ 0.00 $ 0.00 (f) Total Class M Principal Paid (d + e) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (g) Class B Principal Paid (as of prior distribution dates) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (h) Class B Principal Payments $ 0.00 $ 0.00 $ 0.00 $ 0.00 (i) Total Class B Principal Paid (g + h) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (j) Class C Principal Paid (as of prior distribution dates) $ 0.00 $ 0.00 $ 0.00 $ 0.00 (k) Class C Principal Payments $ 0.00 $ 0.00 $ 0.00 $ 0.00 (l) Total Class C Principal Paid (j + k) $ 0.00 $ 0.00 $ 0.00 $ 0.00 World Financial Network National Bank, as Servicer By: /s/ Daniel T. Groomes Name: Daniel T. Groomes Title: President |
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| 03/10/2009 | EX-10.1 of 8-K for FIRST RELIANCE BANCSHARES INC | |
| | COMPANY NAME(s) - [FIRST RELIANCE BANCSHARES INC (CIK - 1172102 /SIC - 6021)] |
| | (c) The Warrant has been duly authorized and, when executed and delivered as contemplated by the Agreement, will constitute a valid and legally binding obligation of the Company enforceable against the Company in accordance with its terms, except as the same may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally and general equitable principles, regardless of whether such enforceability is considered in a proceeding at law or in equity. (e) The Company has the corporate power and authority to execute and deliver the Agreement and the Warrant and to carry out its obligations thereunder (which includes the issuance of the Preferred Shares, Warrant and Warrant Shares). (f) The execution, delivery and performance by the Company of the Agreement and the Warrant and the consummation of the transactions contemplated thereby have been duly authorized by all necessary corporate action on the part of the Company and its stockholders, and no further approval or authorization is required on the part of the Company. FORM OF WARRANT [OMITTED. SEE EXHIBIT 4.3 TO THIS FORM 8-K] SCHEDULE A ADDITIONAL TERMS AND CONDITIONS Company Information: Name of the Company: First Reliance Bancshares, Inc. Jeff A. Paolucci Mr. B.T. Atkinson Senior VP and Chief Financial Officer Bryan Cave LLP First Reliance Bancshares, Inc. Florence, SC 29501 Charlotte, NC 28202 Tel: (843) 674-3250 Tel: (704) 749-8954 Fax: (843) 674-3045 Fax: (704) 749-8990 Email: jpaolucci@firstreliance.com Email: bt.atkinson@bryancave.com Terms of the Purchase: |
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| 03/10/2009 | 10-K for SIRIUS XM RADIO INC | |
| | COMPANY NAME(s) - [SIRIUS XM RADIO INC (CIK - 908937 /SIC - 4832)] |
| | Dock & Play radios enable subscribers to transport their SIRIUS or XM radios easily to and from their cars, trucks, homes, offices, boats or other locations with available adapter kits. The Stiletto 2 allows consumers to record up to 100 hours of SIRIUS and Best of XM programming and can connect to the SIRIUS Internet Radio service through an accessible Wi-Fi network. SIRIUS Canada, a Canadian corporation that we jointly own with Canadian Broadcasting Corporation and Slaight Communications Inc., offers a satellite radio service in Canada. Other Services Commercial Accounts. The SIRIUS and XM music services are also available for commercial establishments. SIRIUS and XM offer between 20 and 25 music and comedy channels to mobile phone users through relationships with AT&T, Alltel, Sprint and RIM. |
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