Introduction:
Figures 1 and 2 depict an option diagram which is presented for use by the investigator, veterinarian or facility manager. It suggests a variety of options for housing and managing the laboratory nonhuman primate. These options may be selected as befits the particular research study of which the animal is a part. Many of the potential methods were suggested by investigators during the survey process.
Factors Potentially Promoting Well-Being:
It is agreed by most behavioral investigators that a
conspecific cage-mate can be a dynamic and enriching
stimulus to the environment (Novak & Suomi 1988; Novak &
Drewsen 1988; Stanton et al. 1985; Simpson 1984; Kraemer &
McKinney 1979; Chamove et al. 1973; IPS 1988). It is
recommended that social housing be considered one
appropriate means of providing enrichment in cases where the
ICD-ACUC approved animal study proposal does not prohibit
it. Both pair and group housing conditions are categorized
as social housing. It is recognized that group housing may
limit access to the subject animals in many protocols,
therefore, it is recommended that pair housing be considered
for those studies requiring frequent investigator/subject
contact.
This social housing may be full-time or part-time, again as
the protocol permits. It should be noted that the formation
of social units of animals should be done with care. Part-
time pair housing may be applicable for protocols requiring
food or water restriction or for studies which require
routine removal of the animal from the home cage. The
determination of the animal composition of the social
housing unit should be flexible as recent data indicate that
successful social housing can be accomplished with mixed or
like ages (e.g., mother/infant dyads, peer groups, mixed
age/unrelated groups or extended family units), and with
mixed or same sex (Reinhardt et al. 1987a; Reinhardt et al.
1987b; Reinhardt 1989; Snowden 1985). As maternal and peer
separation studies have clearly shown detrimental effects on
nonhuman primate species-typical behaviors and reproductive
capacity, it is recommended, unless the approved protocol
requires otherwise, that infant nonhuman primates should be
housed with the mother and/or with peers until a species-
appropriate weaning time is reached (Ruppenthal et al. 1976;
Suomi et al. 1976; Suomi et al. 1973; Suomi et al. 1971;
Suomi et al. 1970).
Partial social contact may also occur outside of the home
cage in a designated exercise area through which the animals
are rotated. This exercise area may encompass an entire
room in the animal facility or be a large pen in a separate
room or in the middle of an occupied animal room (thereby
providing social stimulation to the animals remaining in
their home cages). In the case of exercise pens, the
exercise area would be equipped with devices and "toys" to
increase the activity and interest levels of the
occupant(s). If a room is dedicated to this purpose,
multiple pens could be placed in the room, thus increasing
the frequency of rotation through the exercise area. As
preliminary evidence (O'Neill 1988) indicates that different
aged animals of some species (e.g., rhesus monkeys) have
significantly different preferences for various types of
enrichment (e.g., swinging apparatus for juveniles versus
floor toys for adults), a multitude of strategies should be
present in each pen, or different pens should be designed
for various age groups. Special consideration should be
given to the introduction of nonfamiliar animals in the
exercise area, and provision should be made for only
familiar pairs or groups of animals to be in the exercise
area at the same time. Also, training of the animals to a
transport cage may facilitate both introduction to and
removal of the animals from the exercise area. Training
programs have even been proposed for reducing stress levels
in laboratory nonhuman primates (Layng & DauDelin 1988).
Provision for the increased time and personnel needed for
these methods of social contact must be made.
The time allotted to animals for socialization and/or
exercise may occur between studies of the same protocol, or
between protocols for the same investigator, or while
animals are awaiting assignment to a different investigator.
Rehabilitation through exposure to other animals can result
in various degrees of social recovery (Huebner & King 1984;
Dienske et al. 1980; Fritz & Fritz 1979; Novak 1979; Suomi
et al. 1976; Novak & Harlow 1975; Suomi & Harlow 1972;
Harlow et al. 1971; Harlow & Suomi 1971; Suomi 1973). Pairs
of animals designated for socialization/exercise could be
identified and then introduced to each other in a neutral
environment. Again, it must be emphasized that caution must
be exercised when introducing unfamiliar animals. Incidents
of aggression can occur even between familiar animals,
resulting in varying degrees of harm to the monkeys
involved. The dyad could be composed of two naive animals
or composed of one socially experienced animal and one naive
animal. Alternatively, a group of naive animals could be
formed and introduced to the neutral environment.
A serious consideration in social housing of nonhuman
primates is the induction of separation anxiety. This
phenomenon results when animals which have bonded together
(mother/infant or peer/peer) are physically removed from
each other (Suomi et al. 1970; Suomi et al 1973; Suomi
et al. 1976). Typically the social bonding between two
animals has occurred early in life. A considerable amount
of variability in the impact of separation on the behavior
of the animals involved has been reported (Suomi 1983).
Suomi (1983) has also noted that the number of cases of
disturbance resulting from separation (mother/infant,
peer/peer) are outnumbered by cases where little disturbance
has been observed. The incidence of separation anxiety in
animals that were paired as adults will in all likelihood be
less. Thus, if social units of nonhuman primates are to be
formed, due consideration by the individuals forming the
pairs must be made to the species, age and rearing history
of the animals.
Another factor which must be closely monitored is the
increase in health risks for animals in social units.
Clearly, the possibility of a greater incidence of disease
transmission and traumatic wounds must be taken into account
when considering socially housing animals which are part of
a research project (Novak & Drewsen 1988). A level of
acceptable risk should be established by both the
investigator and the attending veterinarian.
Another form of enrichment via social contact involves
participation by humans. Socialization of dogs to improve
handling and reduce behavioral abnormalities has been well
documented (Vanderlip et al. 1985a; Vanderlip et al. 1985b).
However, this area of environmental enhancement for nonhuman
primates has to-date not been thoroughly investigated (see
Cooper & Markowitz 1979 for the effect of a keeper on
chimpanzees). In addition, questions of precise methodology
and potential ramifications remain unanswered.
Other appropriate means of enriching the environment may
occur in a social, but non-contact context. A viable
solution to the problem of allowing social interaction
between animals in a room whose physical configuration
prohibits direct visualization of cage neighbors, is the
provision of mirrors along an otherwise empty wall. This
would allow the animals to visually communicate with each
other via reflections (Gallup 1977; Gallup et al 1980;
Gallup 1982). It has also been shown that many species of
nonhuman primates will use social signals when viewing their
own reflections in mirrors. This has been demonstrated in
stumptail macaques (Anderson 1983), patas monkeys (Hall
1962), Japanese macaques (Itakura 1987), rhesus monkeys
(Gallup et al. 1980), cynomolgus monkeys (Gallup 1977), and
squirrel monkeys (MacLean 1964).
The importance of olfactory and visual signals for
communication purposes in nonhuman primates has been clearly
outlined for the various species (Zeller 1987). Single
housed monkeys do experience a limited degree of social
interaction with other animals in the room by auditory,
olfactory and visual communication (Novak & Suomi 1988).
Social stimulation of several species of nonhuman primates
can also be accomplished by means of nonthreatening, non-
contact methodologies.
An increase in grooming behavior by the provision of an
artificial fleece attached to the home cage has been
examined at the NIH (Bayne et al., In press ).
Visual contact between what are generally considered
"social" species (i.e., living in formal troops or more
loosely structured groups) can often ease the stress from
what would otherwise be an isolated environment if special
attention is paid to the animal arrangement. It is probable
that the maximum benefit from this arrangement comes from
housing like species across from each other. The provision
of visual contact between these animals can be accomplished
by requiring that the animals in a room be housed across
from each other as much as is possible (clearly an odd
number of animals will result in one animal relying on
diagonal social viewing). For rooms with a square rather
than rectangular design, the physical arrangement of the
cages can be planned to maximize visual contact between the
animals.
Visual contact between animals can also be increased by
providing the home cages with a mutual wall of translucent
materials (for example, impact-resistant plastics such as
polycarbonates). This would prevent injuries resulting from
loosely woven metal cages and increase neighbor-viewing over
the current cages with one solid wall. For those buildings
with rooms too narrow to have cages along both walls,
windows in the walls between such rooms (also constructed of
impact resistant plastics) could be provided. As many
species of nonhuman primates seem to be very curious about
activities in the corridors outside their rooms, windows in
the doors to the rooms provide a strong focal point for
interest. The cages closest to the door, then, should not
remain empty.
Much auditory communication occurs between the animals in a
room. Communication between rooms might provide further
stimulation for these animals (similar to one troop
communicating with another). In some facilities, this may
be accompliished by having a mesh component to the wall at
the ceiling level. Other electronic solutions are
conceivable as well. However, there is little available
data in this area, and the effects of auditory communication
on behavior need to be tested.
Little is known about the design of an animal room to
optimize environmental enrichment. However, the survey
process revealed some concern by the investigators
about the room itself as a pleasant living environment
for the nonhuman primate. Many of their suggestions
could be implemented in a typical animal room. For
example, the color of the room could be changed without
compromising USDA regulations or AAALAC standards. A
few investigators were of the opinion that the average
animal room is too small. Perhaps increasing the
inter-animal distance by increasing the net square
footage of the room would improve the well-being of the
more subordinate animals. The shape of the room could
be considered an important element of an enrichment
program as a shape which confers more visibility
between animals (see above) is desirable. By designing
a creative shape to a room or with the placement of
additional walls, animals may be able to increase or
decrease their visual contact with each other by their
choice (see Figure 3).
Additional features of the room which could enhance the
environment of the animals include a capacity for sound
to be available at times (e.g. music or naturalistic
sounds) throughout the day. Research in this area is
still underway but preliminary data indicate a
reduction in aberrant behaviors (Novak & Drewson 1988;
O'Neill 1989). Some zoos provide an opportunity for
television viewing to their great apes. They report
variable success (Shumaker, personal communication;
Hinshaw personal communication). This strategy is also
currently under investigation, and differences in
animal responsiveness between commercial television
viewing and viewing of animal documentaries is being
determined.
It is possible that the form of lighting in the room is
important to the psychological well-being of the
nonhuman primates housed there. Currently, standard
fluorescent lighting is used in most rooms. There is
preliminary evidence in both the nonhuman primate
(O'Neill 1989) and human literature (Fenton & Penny
1985; Colman et al. 1976) that broad spectrum lighting
can have a positive effect on behavior. Some
components of the behavioral repertoire of group housed
animals have been modified by the use of this form of
light (Novak & Drewsen 1988). Its effect on singly
housed animals, however, is only now being investigated
(Pearce & Beauchamp 1988) and needs further
examination. Broad spectrum bulbs are commercially
available and are one means of providing "natural"
lighting. Of course, windows and skylights are also
potentially viable options.
The physical location of the room may prove to be a
critical element of an enrichment program. Its
proximity to the people working in the building may
encourage authorized personnel to "visit" the room,
thereby providing the animals with increased human
interaction. The proximity of one animal room to other
animal rooms may also have an impact on the well-being
of its inhabitants (see non-contact social enrichment).
At the present time there are many guidelines
concerning the cage environment, and only preliminary
evidence concerning the impact of cage size on the
incidence of aberrant behaviors in the nonhuman primate
(Bayne & McCully 1989; Draper & Bernstein 1963; Erwin
1979). Recommendations on cage size and capability for
sanitation are clearly outlined in the Guide. Debate
still continues concerning the minimum cage size which
will allow for psychological well-being (Novak &
Drewsen 1988; Nash & Chilton 1986; Elton & Anderson
1977; Erwin 1979; Paulk et al. 1977; Alexander & Roth
1971; Southwick 1967). Until this issue is resolved,
Guide recommendations should be considered minimum
suggestions.
The design of the cage can be greatly altered by
utilization of a variety of cage materials (plastics
versus metal) and shapes (using the modular concept).
Plastic materials for cage construction offer some
benefits: 1) less noise is produced by daily activities
surrounding the maintenance of the cage; 2) an opaque
or translucent environment can be created without
compromising the safety of the animals or the people
working with the animals; 3) plastics are warmer for
the animal; and 4) sanitation principles would not be
compromised. However, plastic materials have notable
disadvantages as well. They scratch more easily than
metal cages, they reduce air movement within the cage
and the accumulation of waste material on the cage
walls becomes more obvious (thereby reducing the
visibility of the animals).
The potential for having a variety of sizes and shapes
of cages as a result of a modular concept available for
different species and ages of nonhuman primates is
desirable. The provision of an escape place for each
animal is more likely to occur with a modular design
than a fixed design. A modular design is also flexible
for partial or full-time pair housing of animals as
well.
Enrichment of the home cage environment is most
commonly being attempted with a variety of devices or
manipulanda. The presence of manipulanda has been
shown to have a positive effect on a variety of
nonhuman primate species including stumptail macaques
(Chamove et al. 1984) and rhesus monkeys (O'Neill 1988;
Line 1987). These devices address two main categories
of behavior: 1) foraging; and 2) play or manifestation
of interest.
Currently foraging behavior is being increased by the
use of food puzzles, raisin boards and several
substrates in which food items can be hidden (e.g.
artificial fleece, wood wool, hay, astro-turf).
However, it should be noted that it has long been
recognized that monkeys will operate devices without a
food reward (Dennis 1955).
The induction of play behaviors or the increase in
behavioral interest (i.e. exploratory behavior) can be
accomplished by many means. The provision of cage
furniture from which to swing, such as ropes, hoses,
chains with crates or tires or PVC piping will result
in a decrease in behavioral problems (Erwin 1986;
Bryant et al. 1988). Perches made out of cage
material or wood are routinely used by nonhuman
primates (O'Neill 1987; Reinhardt 1989; Schmidt et al.
1989; Wolff 1989). Other objects such as stuffed
animals and blankets are very appropriate for young
nonhuman primates. It is recommended that for those
species of nonhuman primates in which the females
routinely form a nest for sleeping or reproductive
purposes (Bernstein 1967; Hediger 1977; Horn 1980;
Baldwin et al. 1981; Anderson et al. 1983) be provided
with a substrate (e.g. towels) with which to do this.
A variety of "toys"-- both responsive and
nonresponsive-- have been shown to be used routinely by
several species of nonhuman primates (Evans 1984;
Renquist & Judge 1985; Westergaard & Fragszy 1985;
Champoux et al. 1987; Westergaard & Lindquist 1987;
O'Neill 1988; Bayne et al. 1989; Crockett et al. 1989;
Watson et al. 1989).
There is some preliminary evidence that the portability
of an object in a cage can increase that object's
interest factor for the singly caged nonhuman primate
(Baldwin & Suomi 1974; Bayne 1989).
Nonhuman primates which forage for food located in
dispersed patches rest less, exhibit more competition
over a food source and spend more of their active
period engaged in searching and feeding behaviors
(Oates 1987). Thus, feeding time in the laboratory
represents one of the most important events in the day
for the captive primate. Therefore, it is probable
that environmental enrichment via food presentation is
likely to be successful. This strategy is currently
being investigated at several facilities (Bayne et al.
In press; Bloomsmith et al. 1988; Nadler 1988-
unpublished). Foraging boards, flexible PVC tubing
filled with food treats and Kong toys filled with
frozen juice are methods which have been used with
success (Bayne et al. 1989; Bloom et al. 1989; Brent et
al. 1990; Murchison 1990; Bayne et al., In press; Bayne
et al., submitted). Nutritionally balanced food treats
should be used for enrichment purposes. Considering
the potential importance of foraging as an enrichment
technique, further research needs to be done in this
area.
Three components to the food delivery process that can
be altered for enhancement of psychological well-being
include: 1) a varied diet, including treats; 2) an
increase in the frequency of food delivery (either by
mechanical devices or foraging opportunities); and 3) a
systematic analysis of who is the best person to feed
the animals (Is the animal care technician who cleans
the room and disturbs the animals the same individual
who should be feeding?).
It has been hypothesized by many (Line 1987a; Line 1987b;
Novak & Drewsen 1988; Mineka et al. 1986) that giving the
nonhuman primate the opportunity to change its environment
whenever it chooses to do so improves psychological well-
being. Many of the features of the room and cage
environment can be made flexible in presentation so that the
animals can choose to alter their micro- or macro-
environment. These features include sound, lighting, and
food delivery time and type. To prevent animals from
battling each other over the amount of light and sound,
banks of light and individual speakers would be required to
have independent controls and settings.
Some control over the environment could be provided to each
animal by allowing the animal to remove himself, hide, from
the macro-environment (e.g. with a small interior box or
with a sliding panel which would close off an area).
Exercise activities do not have to be a social event. Many
nonhuman primates will use swings (Bayne et al. 1989) and
other play objects without a social partner to stimulate
interest. Thus, for some animals individual exercise
periods to enhance psychological well-being should be
considered. The use of spherical cages, which the animals
can roll from inside the cage, in an occupied room is being
explored for purposes of exercise and social enrichment of
both the animal in the cage and animals watching from their
home cages.