What's New on the SEC Website
September 20, 2007

Division of Corporation Finance

No-Action, Interpretive and Exemptive Letters

• MP Environmental Funding LLC, PE Environmental Funding LLC, September 19, 2007
  See also: Incoming Letter
   

EDGAR Filers

• Division of Corporation Finance Actions Regarding EDGAR Filing Date Adjustments, Post Acceptance Corrections, Filing Deletions and Withdrawals, and Continuing Hardship Exemptions
   

Administrative Proceedings

• James M. Materna (CPA) (Release No. 34-56486, AAER-2724)
   
• John R. Holtzhauser (CPA) (Release No. 34-56485, AAER-2723)
   
• Paul R. Venesky (CPA) (Release No. 34-56484, AAER-2722)
   
• David S. Grosky (Release No. 34-56482)
   
• Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp. (Release No. 34-56476)
  See also: Order in this matter
   
• Joseph Caracciolo (Release No. 34-56475)
   
• Gary Manfre (Release No. 34-56474)
   
• Joseph Simone (Release No. 34-56473)
   
• Banc of America Securities LLC (Release No. 34-56472)
   

ALJ Decisions & Orders: Administrative Law Judges

• Terrence J. O'Donnell (Release No. 334)
   

Litigation Releases

• Darin DeMizio, et al. (Release No. LR-20291)
   
• Joseph Simone, et al. (Release No. LR-20290)
   

Press Releases

• SEC Votes to Adopt Temporary Rule on Principal Trades With Certain Advisory Clients; Also Votes to Propose Rule Amendments Regarding Interpretive Rules Under the Advisers Act Affecting Broker-Dealers (Release No. 2007-193)
   
• SEC Charges 38 Defendants in Multi-Million Dollar Stock Loan Scams (Release No. 2007-192)
   
• Market Cap of 'Interactive Data' Filers Tops $2 Trillion (Release No. 2007-191)
   

Speeches and Public Statements

• Remarks Before the FIA and OIC New York Equity Options Conference by Erik R. Sirri, Director, Division of Market Regulation, New York, NY (September 20, 2007)
   

Concept Releases

• Concept Release On Allowing U.S. Issuers To Prepare Financial Statements In Accordance With International Financial Reporting Standards (Correcting Amendment) (Release Nos. 33-8831A, 34-56217A, IC-27924A)
  See also: Release No. 33-8831
   

Investment Company Act Notices and Orders

• Hartford Life Insurance Company, et al. (Order) (Release No. IC-27972, File No. 812-13267)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund (Release No. 34-56465, File No. SR-Amex-2006-96)
   
• Amex: Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities (Release No. 34-56459, File No. SR-Amex-2007-24)
   
• Amex: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements (Release No. 34-56457, File No. SR-Amex-2007-54)
   
• CBOE: Order Approving Proposed Rule Change to Amend CBOE's Rule Pertaining to Verification Requests for Trade Reporting Minor Rule Violations (Release No. 34-56460, File No. SR-CBOE-2007-84)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs for Options on the CBOE Russell 2000 Volatility Index and the CBOE Nasdaq-100 Volatility Index (Release No. 34-56467, File No. SR-CBOE-2007-108)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-56453, File No. SR-ISE-2007-84)
   
• NSCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders (Release No. 34-56468, File No. SR-NSCC-2007-11)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders (Release No. 34-56452, File No. SR-NYSEArca-2007-89)
   
• Phlx: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Elimination of Calculation Methodology from Generic Listing Standards (Release No. 34-56454, File No. SR-Phlx-2007-43)