| Date Filed | Title |
| 12/05/2008 | 497 for NEW PERSPECTIVE FUND INC | |
| | COMPANY NAME(s) - [NEW PERSPECTIVE FUND INC (CIK - 71516 /SIC - Unspecified)] |
| | 3, 138, 720 87, 633 Singapore Telecommunications Ltd.2 36, 335, 520 83, 244 1, 991, 639 UTILITIES — 2.26% GDF Suez2 8, 407, 476 439, 613 E.ON AG2 5, 250, 000 265, 688 CLP Holdings Ltd.2 17, 880, 000 144, 425 Veolia Environnement2 2, 829, 375 116, 596 RWE AG2 800, 000 76, 866 1, 043, 188 MISCELLANEOUS — 3.28% Other common stocks in initial period of acquisition 1, 516, 446 Total common stocks (cost: $37, 397, 378, 000) 40, 906, 151 Principal amount Short-term securities — 11.37% (000 ) U.S. Treasury Bills 1.38%–1.905% due 10/9/2008–2/19/2009 $ 667, 700 666, 380 Freddie Mac 2.08%–2.54% due 10/20–12/4/2008 650, 700 649, 359 Fannie Mae 2.07%–2.58% due 10/8–12/3/2008 606, 800 605, 572 Federal Home Loan Bank 2.06%–2.445% due 10/15–12/29/2008 516, 200 514, 962 American Honda Finance Corp. 2.15%–2.40% due 11/14/2008–1/23/2009 85, 300 84, 750 BASF AG 2.22%–3.00% due 10/10–12/3/20084 192, 040 191, 420 General Electric Capital Corp. 2.62% due 10/6/2008 50, 000 49, 978 CBA (Delaware) Finance Inc. 2.15% due 1/16/20094 75, 000 74, 271 AstraZeneca PLC 2.69% due 12/1/20084 74, 200 73, 830 Procter & Gamble International Funding S.C.A. 2.20% due 12/17/20084 63, 300 62, 900 Bank of America Corp. |
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| 12/04/2008 | N-CSR for DWS HIGH INCOME SERIES | |
| | COMPANY NAME(s) - [DWS HIGH INCOME SERIES (CIK - 225528 /SIC - Unspecified)] |
| | American Public Television; Concord Academy; New England Aquarium; Mass. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 12/04/2008 | N-CSR for DWS ADVISOR FUNDS | |
| | COMPANY NAME(s) - [DWS ADVISOR FUNDS (CIK - 797657 /SIC - Unspecified)] |
| | American Public Television; Concord Academy; New England Aquarium; Mass. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 12/04/2008 | N-CSR for DWS INVESTMENT TRUST | |
| | COMPANY NAME(s) - [DWS INVESTMENT TRUST (CIK - 88064 /SIC - Unspecified)] |
| | American Public Television; Concord Academy; New England Aquarium; Mass. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 12/03/2008 | 424B5 for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)] |
| | EXPERTS The consolidated financial statements of HP appearing in HP's Annual Report (Form 10-K) for the year ended October 31, 2005 including the schedule appearing therein, and HP's management's assessment of the effectiveness of internal control over financial reporting as of October 31, 2005 included therein, have been audited by Ernst & Young LLP, independent registered public accounting firm, as set forth in their reports thereon, included therein, and incorporated herein by reference. Our SEC filings are available to the public from the SEC's web site at http://www.sec.gov. Please call the SEC at 1-800-SEC-0330 for further information on the public reference room. The information incorporated by reference is considered to be a part of this prospectus, and information in documents that we file later with the SEC will automatically update and supersede information contained in documents filed earlier with the SEC or contained in this prospectus or a prospectus supplement. You may obtain a copy of any or all of the documents referred to above which may have been or may be incorporated by reference into this prospectus (excluding certain exhibits to the documents) at no cost to you by writing or telephoning us at the following address: Hewlett-Packard Company 3000 Hanover Street Palo Alto, California 94304 Attn: Investor Relations Department (650) 857-1501 20 ZEQ.=7, SEQ=50, EFW="2189439", CP="HEWLETT-PACKARD COMPANY", DN="1", CHK=487796, FOLIO='20', FILE='DISK135:[08ZCX1.08ZCX10401]DI10401A.;1', USER='GMEDINA', CD='24-NOV-2008;19:29' THIS IS THE END OF A COMPOSITION COMPONENT COMMAND=ADD_BASECOLOR, "Black" COMMAND=ADD_DEFAULTFONT, "font-family:times;" COMMAND=ADD_TABLESHADECOLOR, "#CCEEFF" COMMAND=ADD_STABLERULES, "border-bottom:solid #000000 1.0pt;" COMMAND=ADD_DTABLERULES, "border-bottom:double #000000 2.25pt;" COMMAND=ADD_SCRTABLERULES, "border-bottom:solid #000000 1.0pt;margin-bottom:0pt;" COMMAND=ADD_DCRTABLERULES, "border-bottom:double #000000 2.25pt;margin-bottom:0pt;" $2, 000, 000, 000 6.125% Global Notes due March 1, 2014 COMMAND=ADD_LINERULETXT, NOSHADE COLOR="#000000" SIZE="1.0PT" WIDTH="26%" ALIGN="CENTER" Prospectus Supplement December 2, 2008 COMMAND=ADD_LINERULETXT, NOSHADE COLOR="#000000" SIZE="1.0PT" WIDTH="26%" ALIGN="CENTER" Joint Book Running Managers Banc of America Securities LLC Credit Suisse Deutsche Bank Securities Merrill Lynch & Co. |
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| 12/03/2008 | 485BPOS for ING EQUITY TRUST | |
| | COMPANY NAME(s) - [ING EQUITY TRUST (CIK - 1063946 /SIC - Unspecified)] |
| | 3, 511, 751 1, 027, 046 4, 538, 797 18, 100 5, 294 23, 394 L Mastercard, Inc. 842, 352 (842, 352 ) 33, 500 (33, 500 ) Hewlett-Packard Co. 1, 166, 508 (1, 166, 508 ) 21, 400 (21, 400 ) Seagate Technology, Inc. 3, 502, 033 1, 024, 204 4, 526, 237 319, 088 6, 017, 809 1, 440, 880 7, 777, 777 Diversified Financial Services: 5.6% 26, 500 7, 750 34, 250 @, L Affiliated Managers Group, Inc. 2, 618, 922 765, 930 3, 384, 852 2, 618, 922 765, 930 3, 384, 852 Electrical Components & Equipment: 0.0% 2, 600 (2, 600 ) LG Electronics, Inc. |
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| 12/03/2008 | 497 for ShortTerm Bond Fund of America | |
| | COMPANY NAME(s) - [ShortTerm Bond Fund of America (CIK - 1368040 /SIC - Unspecified)] |
| | 2.61% due 9/18/2008 14, 050 14, 031 Electricit de France 2.21% due 10/17/20083 12, 890 12, 853 ING (U.S.) Funding LLC 2.575% due 9/3/2008 12, 400 12, 397 Johnson & Johnson 2.05% due 11/7/20083 12, 300 12, 236 BASF AG 2.20% due 11/24/20083 12, 200 12, 135 Bank of America Corp. 2.35% due 9/10/2008 10, 000 9, 993 Harvard University 2.08% due 10/14/2008 9, 700 9, 669 Eksportfinans ASA 2.30% due 11/14/20083 9, 500 9, 444 Genentech, Inc. 2.08% due 10/17/20083 4, 200 4, 189 Total short-term securities (cost: $358, 071, 000) 357, 996 Total investment securities (cost: $1, 155, 229, 000) 1, 146, 609 Other assets less liabilities 11, 819 Net assets $ 1, 158, 428 1 Index-linked bond whose principal amount moves with a government retail price index. 4 Coupon rate may change periodically. MFGEFP-948-1008O-S15780 Financial statements Statement of assets and liabilities at August 31, 2008 (dollars in thousands) Assets: Investment securities, at value (cost: |
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| 12/02/2008 | N-30B-2 for SOUND SHORE FUND INC | |
| | COMPANY NAME(s) - [SOUND SHORE FUND INC (CIK - 764157 /SIC - Unspecified)] |
| | The views in this letter were those of the Fund managers as of 9/30/08 and may not necessarily reflect their views on the date this letter is first published or anytime thereafter. 1, 464, 800 44, 954, 712 Washington Post Co., Class B 117, 218 65, 262, 294 393, 640, 962 Consumer Staples (7.8%) Dr Pepper Snapple Group, Inc. 1, 564, 800 41, 435, 904 Kimberly-Clark Corp. 1, 420, 700 56, 643, 309 Pioneer Natural Resources Co. 1, 353, 400 66, 695, 552 CIGNA Corp. 1, 097, 800 34, 866, 128 Unum Group 2, 414, 100 60, 593, 910 188, 766, 638 Materials (3.5%) Barrick Gold Corp. |
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| 12/02/2008 | 13F-HR for WG Trading Co Limited Partnership | |
| | COMPANY NAME(s) - [WG Trading Co Limited Partnership (CIK - 1450164 /SIC - Unspecified)] |
| | 36467W109 563 16458 SH SOLE 16458 GENWORTH FINL INC COM CL A 37247D106 565 65636 SH SOLE 65636 GOOGLE INC CL A 38259P508 14507 36220 SH SOLE 36220 GENUINE PARTS CO COM 372460105 986 24523 SH SOLE 24523 GAP INC DEL COM 364760108 973 54763 SH SOLE 54763 GOODRICH CORP COM 382388106 789 18961 SH SOLE 18961 GOLDMAN SACHS GROUP INC COM 38141G104 8428 65846 SH SOLE 65846 GOODYEAR TIRE & RUBR CO COM 382550101 559 36547 SH SOLE 36547 GRAINGER W W INC COM 384802104 854 9821 SH SOLE 9821 GYMBOREE CORP COM 403777105 -287 -8120 SH SOLE -8120 HALLIBURTON CO COM 406216101 4303 132899 SH SOLE 132899 HARMAN INTL INDS INC COM 413086109 302 8871 SH SOLE 8871 HASBRO INC COM 418056107 661 19029 SH SOLE 19029 HUNTINGTON BANCSHARES INC COM 446150104 443 55494 SH SOLE 55494 HUDSON CITY BANCORP COM 443683107 1453 78762 SH SOLE 78762 HCP INC COM 40414L109 1530 38139 SH SOLE 38139 HOME DEPOT INC COM 437076102 6662 257419 SH SOLE 257419 HESS CORP COM 42809H107 3521 42898 SH SOLE 42898 HIBBETT SPORTS INC COM 428567101 -284 -14260 SH SOLE -14260 HARTFORD FINL SVCS GROUP INC COM 416515104 1871 45664 SH SOLE 45664 HEINZ H J CO COM 423074103 2365 47334 SH SOLE 47334 HARLEY DAVIDSON INC COM 412822108 1330 35666 SH SOLE 35666 HONEYWELL INTL INC COM 438516106 4688 112826 SH SOLE 112826 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 796 28298 SH SOLE 28298 HERCULES INC COM 427056106 338 17082 SH SOLE 17082 HEWLETT PACKARD CO COM 428236103 17160 371185 SH SOLE 371185 BLOCK H & R INC COM 093671105 1131 49725 SH SOLE 49725 HARRIS CORP DEL COM 413875105 939 20339 SH SOLE 20339 HSN INC COM 404303109 -340 -30980 SH SOLE -30980 HOSPIRA INC COM 441060100 923 24166 SH SOLE 24166 HOST HOTELS & RESORTS INC COM 44107P104 1046 78731 SH SOLE 78731 HERSHEY CO COM 427866108 993 25117 SH SOLE 25117 HUMANA INC COM 444859102 1054 25597 SH SOLE 25597 INTERNATIONAL BUSINESS MACHS COM 459200101 24016 205339 SH SOLE 205339 INTERCONTINENTALEXCHANGE INC COM 45865V100 922 11425 SH SOLE 11425 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 470 11907 SH SOLE 11907 INTERNATIONAL GAME TECHNOLOG COM 459902102 806 46923 SH SOLE 46923 INTEL CORP COM 458140100 15951 852068 SH SOLE 852068 INTUIT COM 461202103 1538 48652 SH SOLE 48652 ISHARES TR RUS 2000 464287655 451 2750 SH CALL SOLE 2750 ISHARES TR RUS 2000 464287655 -1787 -2750 SH PUT SOLE -2750 INTL PAPER CO COM 460146103 1696 64800 SH SOLE 64800 INTERPUBLIC GROUP COS INC COM 460690100 560 72214 SH SOLE 72214 ISHARES TR RUS 2000 464287655 -207 -16000 SH CALL SOLE -16000 ISHARES TR RUS 2000 464287655 26320 16000 SH PUT SOLE 16000 INGERSOLL-RAND COMPANY LTD CL A G4776G101 1504 48276 SH SOLE 48276 INTUITIVE SURGICAL INC COM 46120E602 1418 5886 SH SOLE 5886 ITT CORP NEW COM 450911102 1532 27545 SH SOLE 27545 ILLINOIS TOOL WKS INC COM 452308109 2694 60611 SH SOLE 60611 INVESCO LTD SHS G491BT108 1229 58617 SH SOLE 58617 ISHARES |
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| 12/02/2008 | 424B3 for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)] |
| | EXPERTS The consolidated financial statements of HP appearing in HP's Annual Report (Form 10-K) for the year ended October 31, 2005 including the schedule appearing therein, and HP's management's assessment of the effectiveness of internal control over financial reporting as of October 31, 2005 included therein, have been audited by Ernst & Young LLP, independent registered public accounting firm, as set forth in their reports thereon, included therein, and incorporated herein by reference. Our SEC filings are available to the public from the SEC's web site at http://www.sec.gov. Please call the SEC at 1-800-SEC-0330 for further information on the public reference room. The information incorporated by reference is considered to be a part of this prospectus, and information in documents that we file later with the SEC will automatically update and supersede information contained in documents filed earlier with the SEC or contained in this prospectus or a prospectus supplement. You may obtain a copy of any or all of the documents referred to above which may have been or may be incorporated by reference into this prospectus (excluding certain exhibits to the documents) at no cost to you by writing or telephoning us at the following address: Hewlett-Packard Company 3000 Hanover Street Palo Alto, California 94304 Attn: Investor Relations Department (650) 857-1501 20 ZEQ.=7, SEQ=49, EFW="2187910", CP="HEWLETT-PACKARD COMPANY", DN="1", CHK=487796, FOLIO='20', FILE='DISK135:[08ZCX1.08ZCX10401]DI10401A.;1', USER='GMEDINA', CD='24-NOV-2008;19:29' THIS IS THE END OF A COMPOSITION COMPONENT COMMAND=ADD_BASECOLOR, "Black" COMMAND=ADD_DEFAULTFONT, "font-family:times;" COMMAND=ADD_TABLESHADECOLOR, "#CCEEFF" COMMAND=ADD_STABLERULES, "border-bottom:solid #000000 1.0pt;" COMMAND=ADD_DTABLERULES, "border-bottom:double #000000 2.25pt;" COMMAND=ADD_SCRTABLERULES, "border-bottom:solid #000000 1.0pt;margin-bottom:0pt;" COMMAND=ADD_DCRTABLERULES, "border-bottom:double #000000 2.25pt;margin-bottom:0pt;" $ $ % Global Notes due $ % Global Notes due COMMAND=ADD_LINERULETXT, NOSHADE COLOR="#000000" SIZE="1.0PT" WIDTH="26%" ALIGN="CENTER" Prospectus Supplement December , 2008 COMMAND=ADD_LINERULETXT, NOSHADE COLOR="#000000" SIZE="1.0PT" WIDTH="26%" ALIGN="CENTER" Joint Book Running Managers Banc of America Securities LLC Credit Suisse Deutsche Bank Securities Merrill Lynch & Co. |
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| 12/01/2008 | N-Q for UBS SERIES TRUST | |
| | COMPANY NAME(s) - [UBS SERIES TRUST (CIK - 806591 /SIC - Unspecified)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04919 _ UBS Series Trust _ (Exact name of registrant as specified in charter) 51 West 52 nd Street, New York, New York 10019-6114 _ (Address of principal executive offices) (Zip code) Mark F. Kemper, Esq. 7, 100 232, 667 Johnson Controls, Inc. 17, 100 306, 774 Computers & peripherals 1.95% Hewlett-Packard Co. 48, 088 293, 337 558, 577 Electric utilities 2.61% American Electric Power Co., Inc. 8, 900 274, 387 Gas utilities 1.15% NiSource, Inc. |
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| 12/01/2008 | N-Q for VAN KAMPEN EQUITY INCOME FUND | |
| | COMPANY NAME(s) - [VAN KAMPEN EQUITY INCOME FUND (CIK - 80832 /SIC - Unspecified)] |
| | (Cayman Islands) (b) 4.692 11/14/08 8, 615, 431 4, 135 Travelers Cos., Inc. (Republic of Korea (South Korea)) (b) 5.375 05/15/13 3, 984, 264 17, 815, 103 Blank Space Refining 0.0% 6, 275 Valero Energy Corp. (c) 2.944 12/16/09 12, 234, 274 6, 850 Home Depot, Inc. 6.400 08/15/17 991, 164 3, 700 Kroger Co., Ser B 7.250 06/01/09 3, 733, 537 6, 382, 143 Blank Space Technology 0.2% 4, 665 Dell, Inc. 5.750 04/15/18 8, 180, 783 4, 845 Xerox Corp. |
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| 12/01/2008 | N-Q for JOHN HANCOCK TRUST | |
| | COMPANY NAME(s) - [JOHN HANCOCK TRUST (CIK - 756913 /SIC - Unspecified)] |
| | JOHN HANCOCK TRUST PORTFOLIO OF INVESTMENTS - September 30, 2008 (Unaudited) - continued (showing percentage of total net assets) U.S. Multi Sector Trust (continued) Shares or Principal Amount Value COMMON STOCKS (continued) Industrial (continued) Masco Corp. 1, 800 86, 562 Ryder Systems, Inc. * 26, 150 2, 972, 209 BMC Software, Inc. 84, 380 9, 869, 085 Intuit, Inc. 6, 800 111, 520 Western Digital Corp. |
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| 12/01/2008 | N-Q for NATIONWIDE VARIABLE INSURANCE TRUST | |
| | COMPANY NAME(s) - [NATIONWIDE VARIABLE INSURANCE TRUST (CIK - 353905 /SIC - Unspecified)] |
| | 25, 650 401, 166 JDS Uniphase Corp.* 4, 800 40, 608 940, 350 Computers & Peripherals (1.8%) Hewlett-Packard Co. 49, 263 2, 300, 582 Nasdaq OMX Group, Inc. 10, 483 702, 256 Northeast Utilities 14, 700 377, 055 Progress Energy, Inc. 15, 158 907, 812 1, 500, 135 Food Products (0.7%) Bunge Ltd. 800 43, 048 UnitedHealth Group, Inc. |
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| 12/01/2008 | N-Q for VARIABLE INSURANCE PRODUCTS FUND II | |
| | COMPANY NAME(s) - [VARIABLE INSURANCE PRODUCTS FUND II (CIK - 831016 /SIC - Unspecified)] |
| | 150, 249 10, 263, 509 General Electric Co. Ltd. Class A 68, 468 2, 134, 148 ITT Corp. 87, 623 4, 781, 587 Norfolk Southern Corp. (a) 116, 834 2, 461, 692 Motorola, Inc. (a) 28, 198 433, 121 SanDisk Corp. |
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| 11/28/2008 | N-Q for UNIVERSAL INSTITUTIONAL FUNDS INC | |
| | COMPANY NAME(s) - [UNIVERSAL INSTITUTIONAL FUNDS INC (CIK - 1011378 /SIC - Unspecified)] |
| | (f) The Portfolio invests in the Morgan Stanley Institutional Liquidity Money Market Portfolio Institutional Class (the Liquidity Fund ), an open-end management investment company managed by the Adviser, both directly, and as a portion of the securities held as collateral on loaned securities. The rates shown are those in effect on September 30, 2008 + At September 30, 2008, the U.S. Federal income tax cost basis of investments was approximately $1, 409, 327, 000 and, accordingly, net unrealized depreciation for U.S. Federal income tax purposes was $124, 257, 000 of which $76, 472, 000 related to appreciated securities and $200, 729, 000 related to depreciated securities. (The) 800 103 Merrill Lynch & Co., Inc. 5, 600 259 International Business Machines Corp. 31, 600 1, 014 1, 586 Food & Staples Retailing (4.3%) CVS Caremark Corp. |
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| 11/28/2008 | N-Q for Nuveen Equity Premium Advantage Fund | |
| | COMPANY NAME(s) - [Nuveen Equity Premium Advantage Fund (CIK - 1320492 /SIC - Unspecified)] |
| | 425, 700 Total Commercial Services & Supplies 4, 128, 791 Blank Space Communications Equipment 7.9% Blank Space 459, 280 Cisco Systems, Inc., (2) 10, 361, 355 33, 878 Comverse Technology, Inc., (2) 324, 212 59, 568 Corning Incorporated 931, 644 29, 400 Harris Corporation 1, 358, 280 323, 872 QUALCOMM Inc. 1, 634, 644 20, 000 Moody s Corporation 680, 000 Total Diversified Financial Services 2, 314, 644 Blank Space Diversified Telecommunication Services 2.2% Blank Space 225, 695 AT&T Inc. 997, 678 Total Diversified Telecommunication Services 8, 744, 672 Blank Space Electric Utilities 1.0% Blank Space 17, 700 Covanta Holding Corporation, (2) 423, 738 21, 600 Exelon Corporation 1, 352, 592 19, 758 Great Plains Energy Incorporated 439, 023 30, 400 OGE Energy Corp. 1, 074, 721 Total Electronic Equipment & Instruments 3, 563, 279 Blank Space Energy Equipment & Services 1.7% Blank Space 30, 000 Cooper Cameron Corporation, (2) 1, 156, 200 19, 059 Diamond Offshore Drilling, Inc. |
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| 11/28/2008 | N-Q for Northern Lights Variable Trust | |
| | COMPANY NAME(s) - [Northern Lights Variable Trust (CIK - 1352621 /SIC - Unspecified)] |
| | * 74, 993 1, 800 Compuware Corp. 154, 692 2, 700 Sprint Nextel Corp. 59, 589 600 Ryder System, Inc. 4.97 8/11/36 208, 233 387, 356 COMPUTERS - 0.40% 35, 000 Hewlett Packard Co. 5.45 2/5/13 36, 136 55, 000 Morgan Stanley 6.6 4/1/12 55, 259 316, 758 ELECTRIC - 1.10% 110, 000 Consolidated Edison Co. |
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| 11/28/2008 | N-Q for AMERICAN FUNDS INSURANCE SERIES | |
| | COMPANY NAME(s) - [AMERICAN FUNDS INSURANCE SERIES (CIK - 729528 /SIC - Unspecified)] |
| | Level 2 values are based on significant observable market inputs, such as quoted prices for similar securities and quoted prices in inactive markets. The following table presents the fund’s valuation levels as of September 30, 2008 (dollars in thousands): Investment securities Level 1 — Quoted prices $ — Level 2 — Other significant observable inputs 1, 448, 068 Level 3 — Significant unobservable inputs — Total $ 1, 448, 068 The following table reconciles the valuation of the fund’s Level 3 investment securities and related transactions during the nine months ended September 30, 2008 (dollars in thousands): Beginning value at 1/1/2008 $ 8, 677 Net sales (61 ) Net unrealized depreciation (395 ) Net transfers out of Level 3 (8, 221 ) Ending value at 9/30/2008 $ — Federal income tax information (dollars in thousands) Gross unrealized appreciation on investment securities $ 16, 569 Gross unrealized depreciation on investment securities (15, 794 ) Net unrealized appreciation on investment securities 775 Cost of investment securities for federal income tax purposes 1, 447, 293 Cash Management Fund Investment portfolio September 30, 2008 unaudited Short-term securities — 97.46% Principal amount (000) Value (000) CORPORATE SHORT-TERM NOTES — 82.96% Johnson & Johnson 1.99%–2.04% due 10/8–10/27/20081 $ 34, 000 $ 33, 954 Hewlett-Packard Co. 2.01%–2.08% due 10/20–10/23/20081 30, 000 29, 964 AT&T Inc. 2.00% due 10/14/2008 25, 700 25, 680 Novartis Finance Corp. |
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| 11/26/2008 | N-CSR for PUTNAM ASSET ALLOCATION FUNDS | |
| | COMPANY NAME(s) - [PUTNAM ASSET ALLOCATION FUNDS (CIK - 914209 /SIC - Unspecified)] |
| | COMMON STOCKS* cont. Growth 65.6% Balanced 58.5% Conservative 41.5% Shares Value Shares Value Shares Value Technology cont. SG 12, 518 478, 939 10, 809 413, 552 5, 820 222, 673 CSG Systems International, Inc. 51, 600 1, 154, 808 44, 819 1, 003, 049 18, 099 405, 056 EMC Corp. 68, 000 1, 619, 080 54, 200 1, 290, 502 19, 100 454, 771 Fujitsu, Ltd. # 150, 709 6, 968, 784 149, 797 6, 926, 613 54, 362 2, 513, 699 Hitachi, Ltd. |
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| 11/26/2008 | N-Q for CLEARWATER INVESTMENT TRUST | |
| | COMPANY NAME(s) - [CLEARWATER INVESTMENT TRUST (CIK - 811161 /SIC - Unspecified)] |
| | 10, 100 ELECTRONIC ARTS INC (b) 483, 309 373, 599 45, 910 EMC CORP (b) 396, 942 549, 084 3, 700 EMULEX CORP (b) 49, 943 39, 479 2, 700 EQUINIX INC (b) 217, 019 187, 542 1, 400 F5 NETWORKS INC (b) 32, 375 32, 732 700 FAIR ISAAC CORPORATION 23, 898 16, 135 1, 600 FAIRCHILDSEMICONDUCTOR INTL (b) 21, 840 14, 224 1, 144 FIRST SOLAR INC (b) 198, 471 216, 113 7, 983 FLEXTRONICS INTERNATIONAL LTD (b) 89, 720 56, 520 1, 700 FLIR SYS INC (b) 69, 233 65, 314 5, 367 GOOGLE INC (b) 1, 992, 560 2, 149, 591 2, 800 HARRIS CORP DEL 37, 337 129, 360 56, 327 HEWLETT PACKARD CO 1, 052, 419 2, 604, 560 2, 710 IAC INTERACTIVECORP (b) 66, 598 46, 883 500 IHS INC (b) 34, 583 23, 820 6, 110 INTEGRATED DEVICE TECHNOLOGY (b) 79, 318 47, 536 127, 400 INTEL CORP 687, 202 2, 386, 202 32, 600 INTERNATIONAL BUSINESS MACHS 2, 820, 072 3, 812, 896 7, 800 INTERSIL CORP 123, 552 129, 324 7, 800 INTUIT (b) 187, 603 246, 558 3, 000 JABIL CIRCUIT INC 49, 755 28, 620 14, 267 JUNIPER NETWORKS INC (b) 289, 096 300, 606 3, 000 KLA TENCOR CORP 101, 654 94, 950 3, 000 LAM RESH CORP (b) 83, 706 94, 470 2, 371 LENDERPROCESSING SVCS INC 76, 903 72, 363 1, 800 LEXMARK INTL INC (b) 75, 928 58, 626 4, 600 LINEAR TECHNOLOGY CORP 143, 858 141, 036 46, 800 LSI CORP (b) 196, 794 250, 848 4, 100 MARVELL TECHNOLOGY GROUP LTD (b) 73, 868 38, 130 2, 900 MCAFEE INC (b) 65, 012 98, 484 8, 314 MEMC ELECTR MATLS INC (b) 262, 498 234, 954 10, 167 METAVANTETECHNOLOGIES INC (b) 227, 922 195, 816 5, 400 MICROCHIPTECHNOLOGY INC 101, 340 158, 922 8, 800 MICRON TECHNOLOGY INC 68, 191 35, 640 -/TABLE- -PAGE- CLEARWATER INVESTMENT TRUST Schedule of Investments - Clearwater Growth Fund (unaudited) September 30, 2008 -TABLE- -CAPTION- Face Percent amount Market of or shares Security Cost value (a) net assets -------------- -------------------------------------------------------------------- ------------- ------------ ---------- -S- -C- -C- -C- -C- 183, 450 MICROSOFTCORP 2, 244, 077 4, 896, 281 2, 500 MOLEX INC 68, 986 56, 125 42, 700 MOTOROLA INC 342, 508 304, 878 4, 400 NATIONAL SEMICONDUCTOR CORP 72, 388 75, 724 4, 000 NCR CORP NEW (b) 85, 604 88, 200 8, 800 NETAPP INC (b) 216, 784 160, 424 5, 200 NOVELL INC (b) 31, 071 26, 728 2, 800 NOVELLUS SYS INC (b) 70, 810 54, 992 2, 300 NUANCE COMMUNICATIONS INC (b) 37, 870 28, 037 17, 750 NVIDIA CORP (b) 191, 401 190, 103 6, 700 ON SEMICONDUCTOR CORP (b) 63, 550 45, 292 Information technology (Cont'd): 93, 762 ORACLE CORP (b) $ 256, 960 1, 904, 306 12, 866 PAYCHEX INC 36, 202 424, 964 1, 400 PERKINELMER INC 25, 256 34, 958 2, 600 POLYCOM INC (b) 26, 520 60, 138 5, 700 QLOGIC CORP (b) 82, |
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| 11/26/2008 | N-Q for JPMORGAN INSURANCE TRUST | |
| | COMPANY NAME(s) - [JPMORGAN INSURANCE TRUST (CIK - 909221 /SIC - Unspecified)] |
| | The value and percentage based on total investments of the investments that apply the fair valuation policy for the international investments are approximately $4, 158, 000 and 94.7%, respectively. The following is a summary of the inputs used as of September 30, 2008, in valuing the Portfolio s assets and liabilities carried at fair value : Valuation Inputs Investments in Securities Other Financial Instruments* International Equity Portfolio Level 1 $ 43, 958 $ - Level 2 4, 347, 905 - Level 3 - - Total $ 4, 391, 863 $ - * Other financial instruments may include futures, forwards and swap contracts. (a) 589, 737 22, 100 Gilead Sciences, Inc. 506, 232 4, 550 Waddell & Reed Financial, Inc., Class A 112, 613 1, 797, 252 Chemicals 2.2% 3, 750 Airgas, Inc. (a) 154, 148 4, 450 Harris Corp. |
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| 11/26/2008 | N-Q for WADDELL REED ADVISORS TAX MANAGED EQUITY FUND INC | |
| | COMPANY NAME(s) - [WADDELL REED ADVISORS TAX MANAGED EQUITY FUND INC (CIK - 1099708 /SIC - Unspecified)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-9789 Waddell & Reed Advisors Tax-Managed Equity Fund, Inc. (A) 69 3, 136 7, 020 Casinos & Gaming - 1.14% International Game Technology 67 1, 149 Communications Equipment - 8.63% Cisco Systems, Inc. 34 2, 225 Hologic, Inc. (A) 59 2, 175 5, 252 Household Products - 3.56% Colgate-Palmolive Company 26 1, 989 Procter & Gamble Company (The) 23 1, 610 3, 599 Industrial Machinery - 1.30% Illinois Tool Works Inc. 18 1, 977 Oil & Gas Equipment & Services - 3.56% Schlumberger Limited 25 1, 960 Smith International, Inc. |
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| 11/26/2008 | N-Q for COLUMBIA FUNDS VARIABLE INSURANCE TRUST | |
| | COMPANY NAME(s) - [COLUMBIA FUNDS VARIABLE INSURANCE TRUST (CIK - 815425 /SIC - Unspecified)] |
| | (a) 17, 995 405, 967 Corning, Inc. (a) 5, 304 87, 410 EMC Corp. (a) 1, 093 32, 418 Amphenol Corp., Class A 550 22, 077 Jabil Circuit, Inc. (a) 471 18, 929 Convergys Corp. 912 18, 860 Analog Devices, Inc. |
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| 11/26/2008 | N-Q for Eaton Vance Enhanced Equity Income Fund II | |
| | COMPANY NAME(s) - [Eaton Vance Enhanced Equity Income Fund II (CIK - 1308335 /SIC - Unspecified)] |
| | 400 70.00 11/22/08 (252, 000 ) Comcast Corp., Class A 2, 890 20.00 10/18/08 (173, 400 ) Concur Technologies, Inc. 230 75.00 10/18/08 (2, 990 ) Ecolab, Inc. 55 185.00 10/18/08 (1, 760 ) Google, Inc., Class A 95 500.00 12/20/08 (112, 100 ) Harris Corp. ADR 565 15.00 12/20/08 (45, 200 ) Jacobs Engineering Group, Inc. 155 50.00 10/18/08 (28, 675 ) LKQ Corp. |
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