| Date Filed | Title |
| 02/27/2009 | N-CSR for DWS VARIABLE SERIES II | |
| | COMPANY NAME(s) - [DWS VARIABLE SERIES II (CIK - 810573 /SIC - Unspecified)] |
| | Association of Public Television Stations; Becton Dickinson and Company 3 (medical technology company); Belo Corporation 3 (media company); Boston Museum of Science; Public Radio International; PRX, The Public Radio Exchange; The PBS Foundation. (advertising); The Kennel Shop (retailer) 134 Kenneth C. Froewiss (1945) Board Member since 2001 Clinical Professor of Finance, NYU Stern School of Business (1997-present); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); prior thereto, Managing Director, J.P. Morgan (investment banking firm) (until 1996) 134 Richard J. Herring (1946) Board Member since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007). Formerly, Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) 134 William McClayton (1944) Board Member since 2004 Managing Director, Diamond Management & Technology Consultants, Inc. (since October 1998). Formerly, Pension & Savings Trust Officer, Sprint Corporation 3 (telecommunications) (November 1989-September 2003) 134 Jean Gleason Stromberg (1943) Board Member since 1997 Retired. |
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| 03/13/2009 | 13F-HR for SECURITY ASSET MANAGEMENT NY | |
| | COMPANY NAME(s) - [SECURITY ASSET MANAGEMENT NY (CIK - 899211 /SIC - Unspecified)] |
| | Co COM 191216100 3724 89205 SH SOLE 14325 74880 Comcast Corp New Special Cl A COM 20030n200 4363 145676 SH SOLE 80221 65455 314 10472 SH OTHER 10472 Conocophillips COM 20825c104 2163 37620 SH SOLE 31890 5730 331 5750 SH OTHER 5750 Corning Inc COM 219350105 3397 204380 SH SOLE 116430 87950 53 3190 SH OTHER 3190 Diageo Plc COM 25243q205 280 4715 SH SOLE 3535 1180 Disney Walt Co Holding Co COM 254687106 435 17269 SH SOLE 11739 5530 24 942 SH OTHER 942 Dow Chemical COM 260543103 741 16635 SH SOLE 2555 14080 100 2250 SH OTHER 2250 Du Pont (ei) De Nemours & Co COM 263534109 128 2974 SH SOLE 1466 1508 129 3000 SH OTHER 3000 EMC Corp Mass COM 268648102 3857 281310 SH SOLE 138540 142770 Ebay COM 278642103 1794 54340 SH SOLE 32820 21520 Electronic Arts COM 285512109 4742 83758 SH SOLE 17798 65960 209 3700 SH OTHER 3700 Eli Lilly & Co COM 532457108 4534 81394 SH SOLE 44754 36640 Emerson Electric Co COM 291011104 10673 170420 SH SOLE 4142 166278 181 2888 SH OTHER 2888 Equity Office Properties Tr COM 294741103 246 7438 SH SOLE 7121 317 Exxon Mobil Corp COM 30231g102 3898 67830 SH SOLE 34435 33395 3412 59367 SH OTHER 59367 Fannie Mae COM 313586109 777 13307 SH SOLE 5222 8085 Fifth Third Bancorp COM 316773100 4867 118210 SH SOLE 118210 Genentech Inc COM 368710406 614 7650 SH SOLE 7650 Genl Electric Co COM 369604103 17392 501937 SH SOLE 141422 360515 2356 68008 SH OTHER 68008 Gillette Co COM 375766102 3516 69440 SH SOLE 42980 26460 Goldman Sachs Group Inc COM 38141g104 611 5985 SH SOLE 485 5500 Halliburton Co COM 406216101 7149 149497 SH SOLE 71205 78292 565 11811 SH OTHER 11811 Hewlett Packard Co COM 428236103 327 13910 SH SOLE 13910 Home Depot Inc COM 437076102 9920 255024 SH SOLE 52997 202027 815 20960 SH OTHER 20960 Honeywell Inc COM 438516106 159 4329 SH SOLE 3659 670 53 1452 SH OTHER 1452 Iac/Interactivecorp Com COM 44919p300 2036 84780 SH SOLE 50340 34440 Intel Corp COM 458140100 12772 490835 SH SOLE 137690 353145 1094 42043 SH OTHER 42043 Intl Business Mach COM 459200101 784 10565 SH SOLE 10110 455 1002 13498 SH OTHER 13498 JP Morgan Chase COM 46625H100 16098 455789 SH SOLE 107320 348469 1523 43106 SH OTHER 43106 Johnson & Johnson Com COM 478160104 17635 271313 SH SOLE 82919 188394 804 12369 SH OTHER 12369 Kerr Mcgee Corp COM 492386107 691 9053 SH SOLE 8153 900 Liberty Media Corp Ser A COM 530718105 4082 400629 SH SOLE 218564 182065 MBNA Corp COM 55262L100 5858 223926 SH SOLE 148765 75161 408 15607 SH OTHER 15607 Marsh & Mclennan Cos Inc COM 571748102 307 11100 SH SOLE 10010 1090 Medtronic Inc COM 585055106 15686 302881 SH SOLE 76573 226308 445 8595 SH OTHER 8595 Mellon Financial COM 58551a108 159 5530 SH SOLE 5430 100 214 7473 SH OTHER 7473 Merck & Co Inc COM 589331107 1152 37402 SH SOLE 24485 12917 118 3845 SH |
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| 03/03/2009 | 10-K for Guidance Software Inc | |
| | COMPANY NAME(s) - [Guidance Software Inc (CIK - 1375557 /SIC - 7372)] |
| | Also, certain forms of IT security exploits, such as rootkits or keystroke loggers, embed themselves deep within the operating system and are undetectable by typical anti-virus software packages. In addition, traditional digital investigations can result in significant business disruption by removing affected machines from their users for extended periods of time. Such personnel must be able to competently demonstrate that the chain of custody with respect to the evidence has not been broken or compromised and that the digital evidence has been properly stored in its originally discovered state without changes or alterations. Failure to effectively implement such a platform can expose an organization to significant risk and, in the case of the regulatory and legal environment, may subject the organization to criminal or civil penalties, fines or adverse judgments. |
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| 03/02/2009 | 10-K for McAfee Inc | |
| | COMPANY NAME(s) - [McAfee Inc (CIK - 890801 /SIC - 7372)] |
| | These distributors supply our products primarily to large retailers, value-added resellers ( VARs ), mail order and telemarketing companies. Terminated distributors may not continue to sell our products. After a distributor sells a product to its customer, the distributor generally has no right to return the product to us, unless we approve the return from the final customer to the distributor. Strategic Alliances From time to time, we enter into strategic alliances with third parties to support our future growth plans. |
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| 03/02/2009 | NSAR-A for DWS INSTITUTIONAL FUNDS | |
| | COMPANY NAME(s) - [DWS INSTITUTIONAL FUNDS (CIK - 862157 /SIC - Unspecified)] |
| | 020 C000010 4 021 000000 248 022 A000001 JPMORGAN CHASE 13-2624428 022 C000001 13677045 022 D000001 1304665 022 A000002 BANK OF AMERICA SECURITIES LLC 022 B000002 13-4078651 022 C000002 11495256 022 D000002 154713 022 A000003 BNP PARIBAS 022 B000003 13-3235334 022 C000003 9164714 022 D000003 0 022 A000004 MERRILL LYNCH PIERCE FENNER 13-3180817 022 C000004 8986073 022 D000004 23256 022 A000005 GOLDMAN SACHS 13-3175029 022 C000005 5176800 022 D000005 120126 022 A000006 PERSHING LLC 022 B000006 13-3769702 022 C000006 3732421 022 D000006 124683 022 A000007 CREDIT SUISSE FIRST BOSTON 022 B000007 13-5659485 022 C000007 3826997 11704 022 A000008 EUROBROKERS LTD. 025 C001102 D 025 D001102 44000 025 A001103 ALPINE SECURITZATION 025 C001103 D 025 D001103 49961 025 A001104 AUSTRALIA NEW ZEALAND BANKING GROUP, PLC 025 B001104 13-3763501 025 C001104 D 025 D001104 37500 025 A001105 ASB FINANCE, LTD 025 C001105 D 025 D001105 56785 025 A001106 BANCO BILBAO VIZCAYA ARGENTA 025 C001106 D 025 D001106 64000 025 A001107 BANK OF AMERICA NA 025 B001107 56-2058405 025 C001107 D 025 D001107 135467 025 A001108 Bank of Nova Scotia 025 C001108 D 025 D001108 50000 025 A001109 BANK OF SCOTLAND 025 C001109 D 025 D001109 94222 025 A001110 BARCLAYS BANK PLC 025 B001110 13-4942190 025 C001110 D 025 D001110 93600 025 A001111 BANK OF TOKYO-MITSUBISHI NY 025 C001111 D 025 D001111 40000 PAGE 14 025 A001112 BNP PARIBAS 025 B001112 13-3235334 025 C001112 D 025 D001112 150600 025 A001113 BP CAPITAL MARKETS PLC 025 C001113 D 025 D001113 37915 025 A001114 CALYON 025 C001114 D 025 D001114 209437 025 A001115 CANCARA ASSET SECURITISATION LLC 025 C001115 D 025 D001115 49989 025 A001116 CBA (DELAWARE) FINANCE, INC. 025 C001122 D 025 D001122 39925 025 A001123 GREENWICH CAPITAL MARKETS, INC. 025 C001124 D 025 D001124 31985 025 A001125 HSBC BANK PLC. |
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| 03/02/2009 | N-CSR for Genworth Variable Insurance Trust | |
| | COMPANY NAME(s) - [Genworth Variable Insurance Trust (CIK - 1437204 /SIC - Unspecified)] |
| | 386, 084 1, 251, 643 Chemicals - 1.06% 7, 293 Air Products & Chemicals, Inc. 1, 171, 423 2, 468, 863 Diversified Financial Services - 2.37% 44, 596 JPMorgan Chase & Co. $ 1, 326, 495 10, 747 Wal-Mart Stores, Inc. 1, 173, 910 31, 824 The Travelers Companies, Inc. 301, 119 1, 025, 944 Multi-Utilities - 1.87% 38, 105 Public Service Enterprise Group, Inc. |
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| 03/13/2009 | 13F-HR/A for SECURITY ASSET MANAGEMENT NY | |
| | COMPANY NAME(s) - [SECURITY ASSET MANAGEMENT NY (CIK - 899211 /SIC - Unspecified)] |
| | COM 38259p508 1675 5443 SH SOLE 4083 1360 143 464 SH OTHER 464 Halliburton Co COM 406216101 1170 64348 SH SOLE 33619 30729 362 19895 SH OTHER 19895 Hewlett Packard Co COM 428236103 1037 28573 SH SOLE 16974 11599 Home Depot Inc COM 437076102 4206 182691 SH SOLE 46425 136266 76 3309 SH OTHER 3309 Intel Corp COM 458140100 4331 295432 SH SOLE 146809 148623 256 17459 SH OTHER 17459 Intl Business Mach COM 459200101 1140 13550 SH SOLE 13050 500 632 7505 SH OTHER 7505 JP Morgan Chase COM 46625H100 9136 289750 SH SOLE 124994 164756 1386 43947 SH OTHER 43947 Johnson & Johnson Com COM 478160104 7261 121359 SH SOLE 84221 37138 664 11090 SH OTHER 11090 Kraft Foods Inc. COM 50075N104 444 16536 SH SOLE 13083 3453 17 622 SH OTHER 622 Laboratory Corp Amerhldgs COM 50540R409 699 10850 SH SOLE 8885 1965 82 1275 SH OTHER 1275 Lazard Ltd COM g54050102 329 11052 SH SOLE 9272 1780 44 1484 SH OTHER 1484 Lowe's Cos COM 548661107 1415 65741 SH SOLE 45280 20461 Mastercard Inc. COM 57636q104 917 6419 SH SOLE 5414 1005 159 1114 SH OTHER 1114 Mcdonalds Corp COM 580135101 325 5224 SH SOLE 5224 Medtronic Inc COM 585055106 6422 204404 SH SOLE 80405 123999 162 5160 SH OTHER 5160 Merck & Co Inc COM 589331107 989 32543 SH SOLE 27436 5107 127 4164 SH OTHER 4164 Merrill Lynch & Co Inc COM 590188108 172 14788 SH SOLE 14688 100 Microsoft Corp Com COM 594918104 5899 303430 SH SOLE 167279 136151 243 12498 SH OTHER 12498 Monsanto Co New COM 61166w101 1432 20349 SH SOLE 16716 3633 393 5585 SH OTHER 5585 Morgan Stanley COM 617446448 474 29558 SH SOLE 20970 8588 244 15224 SH OTHER 15224 Nike Inc COM 654106103 788 15450 SH SOLE 13850 1600 Novartis Ag Spon Adr COM 66987v109 844 16959 SH SOLE 14152 2807 Oracle Systems Corp COM 68389X105 606 34205 SH SOLE 34205 Pepsico Inc COM 713448108 351 6413 SH SOLE 5983 430 105 1911 SH OTHER 1911 Pfizer Inc COM 717081103 2054 115969 SH SOLE 81232 34737 30 1718 SH OTHER 1718 Philip Morris International COM 718172109 3076 70700 SH SOLE 49784 20916 519 11925 SH OTHER 11925 Plum Creek Timber Co Inc. COM 729251108 772 22208 SH SOLE 2360 19848 117 3367 SH OTHER 3367 Price T Rowe Group Inc. |
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| 02/20/2009 | 497 for LAUDUS TRUST | |
| | COMPANY NAME(s) - [LAUDUS TRUST (CIK - 832545 /SIC - Unspecified)] |
| | * 200 5, 244 200 5, 244 Avnet, Inc. * 12, 300 202, 704 12, 300 202, 704 EMC Corp. * (a) 2, 030 17, 174 2, 030 17, 174 Juniper Networks, Inc. * 300 1, 986 300 1, 986 6, 918, 799 5, 233, 522 12, 152, 321 Blank Space Telecommunication Services 3.5% American Tower Corp., Class A * 2, 300 82, 731 2, 300 82, 731 AT&T, Inc. 3, 300 218, 493 3, 300 218, 493 Ryder System, Inc. |
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| 02/26/2009 | N-CSR for MAXIM SERIES FUND INC | |
| | COMPANY NAME(s) - [MAXIM SERIES FUND INC (CIK - 356476 /SIC - Unspecified)] |
| | June 13, 2042 2, 290, 092 1, 000, 000 Morgan Stanley Capital I Series 2005-IQ10 Class AAB 5.178% September 15, 2042 815, 915 1, 861, 551 Salomon Brothers Mortgage Securities VII Series 2001-C1 Class A3 6.428% December 18, 2035 1, 820, 668 500, 000 Wachovia Bank Commercial Mortgage Trust Series 2004-C10 Class A4 4.748% February 15, 2041 411, 705 $ 11, 065, 588 COMPUTER HARDWARE & SYSTEMS 0.26% 250, 000 Hewlett-Packard Co Notes 6.125% March 1, 2014 265, 750 400, 000 International Business Machines Corp Debentures 8.375% November 1, 2019 505, 177 $ 770, 927 COMPUTER SOFTWARE & SERVICES 0.18% 500, 000 Oracle Corp Notes 5.000% January 15, 2011 513, 489 $ 513, 489 CONGLOMERATES 0.17% 500, 000 General Electric Co Unsecured Notes 5.000% February 1, 2013 505, 646 $ 505, 646 COSMETICS & PERSONAL CARE 0.18% 500, 000 Estee Lauder Co Inc Senior Unsecured Notes 7.750% November 1, 2013 528, 612 $ 528, 612 ELECTRIC COMPANIES 1.35% 500, 000 Commonwealth Edison Co 1st Mortgage 6.150% September 15, 2017 464, 924 500, 000 Duke Energy Carolinas Bonds 5.750% November 15, 2013 517, 116 500, 000 Jersey Central Power & Light Co Senior Unsecured Notes 6.150% June 1, 2037 402, 073 500, 000 Ohio Power Co Senior Notes 4.850% January 15, 2014 474, 386 500, 000 Pacific Gas & Electric Co Senior Unsecured Notes 6.050% March 1, 2034 531, 030 500, 000 PPL Electric Utilities Corp Notes 7.125% November 30, 2013 530, 117 500, 000 Southwestern Electric Power Co Senior Notes 6.450% January 15, 2019 489, 187 500, 000 Wisconsin Electric Power Co Notes 6.000% April 1, 2014 526, 335 $ 3, 935, 168 FINANCIAL SERVICES 3.00% 500, 000 American General Finance Corp Notes 5.850% June 1, 2013 189, 907 500, 000 American Honda Finance Corp Notes 6.700% October 1, 2013 504, 004 500, 000 Bank of America Corp Senior Unsecured Notes 5.750% December 1, 2017 499, 221 500, 000 Bank of New York Mellon Corp Senior Unsecured Subordinated Notes 6.375% April 1, 2012 518, 674 500, 000 BP Capital Markets PLC Notes 5.250% November 7, 2013 521, 968 500, 000 CIT Group Inc Senior Notes 5.000% February 13, 2014 363, 402 500, 000 Citigroup Inc Senior Unsecured Notes 6.125% November 21, 2017 505, 270 500, 000 Citigroup Inc Subordinated Notes 5.000% September 15, 2014 439, 791 500, 000 Citigroup Inc Senior Unsecured Notes 5.850% December 11, 2034 497, 992 1, 000, 000 General Electric Capital Corp Senior Unsecured Notes 5.625% May 1, 2018 1, 007, 249 500, 000 General Electric Capital Corp Senior Notes 5.375% October 20, 2016 494, 249 250, 000 General Electric Capital Corp Notes 6.750% March 15, 2032 265, 807 500, 000 Household Finance Corp Notes 6.375% October 15, 2011 491, 925 500, 000 HSBC Finance Corp Senior Unsecured Notes 5.500% January 19, 2016 474, 851 500, 000 John |
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| 02/25/2009 | 13F-HR/A for WINDSOR FINANCIAL GROUP LLC | |
| | COMPANY NAME(s) - [WINDSOR FINANCIAL GROUP LLC (CIK - 1132356 /SIC - Unspecified)] |
| | COM 26441c105 1385 92246.9217 SH Sole 92246.9217 EMC Corporation COM 268648102 1011 96525.0000 SH Sole 96525.0000 Emerson Electric COM 291011104 1864 50925.0000 SH Sole 50925.0000 Energy Select Sector SPDR COM 81369y506 217 4545.0000 SH Sole 4545.0000 Exxon Mobil Corporation COM 30231g102 792 9920.5464 SH Sole 9920.5464 Financial Select Sector SPDR F COM 81369y605 2022 161490.0000 SH Sole 161490.0000 General Electric COM 369604103 1471 90772.4682 SH Sole 90772.4682 General Mills COM 370334104 1915 31515.0000 SH Sole 31515.0000 Gilead Sciences Inc COM 375558103 1935 37835.0000 SH Sole 37835.0000 Granite City Food & Brewery Lt COM 38724w107 13 39521.0000 SH Sole 39521.0000 Hewlett Packard COM 428236103 1431 39425.0000 SH Sole 39425.0000 International Business Machine COM 459200101 335 3975.5334 SH Sole 3975.5334 International Game Technology COM 459902102 369 31075.0000 SH Sole 31075.0000 Johnson & Johnson COM 478160104 2960 49470.7213 SH Sole 49470.7213 Lockheed Martin Corporation COM 539830109 1961 23320.0000 SH Sole 23320.0000 Manitowoc Company Inc. COM 628530107 1287 130100.0000 SH Sole 130100.0000 Noble Corp. COM 913017109 1676 31275.0000 SH Sole 31275.0000 Vanguard Total Stock Market COM 922908769 1109 24794.0000 SH Sole 24794.0000 Walt Disney COM 254687106 804 35436.0000 SH Sole 35436.0000 Wisconsin Energy Corp. Inflation CEF 464287176 238 2400.0000 SH Sole 2400.0000 ING Clarion Global Real Estate CEF 44982g104 232 58382.3271 SH Sole 58382.3271 SPDR DJ Wilshire Int'l Real Es CEF 78463x863 1461 53961.0000 SH Sole 53961.0000 iShares Cohen & Steers Realty CEF 464287564 518 11729.9772 SH Sole 11729.9772 IPATH Dow Jones AIG Comm Index CEF 06738c778 750 21300.00 SH Sole 21300.00 Proshares Ultrashort 20+ Yr Tr CEF 74347r297 2986 79150.00 SH Sole 79150.00 SPDR Gold Trust CEF 78463v107 9084 104997.00 SH Sole 104997.00 -/TABLE- |
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