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What's New on the SEC Website
July 3, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
Litigation Releases
Regulatory Actions
Investment Company Act Notices and Orders
Other Commission Orders and Notices
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule (Release No. 34-55984, File No. SR-CBOE-2007-53)
- CBOE: Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 to List and Trade Options on Corporate Debt Securities (Release No. 34-55976, File No. SR-CBOE-2003-41)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees (Release No. 34-55994, File No. SR-ISE-2007-37)
- ISE: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) (Release No. 34-56004, File No. SR-NASD-2004-130)
- NASD: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System (Release No. 34-56003, File No. SR-NASD-2007-028)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Release No. 34-55995, File No. SR-NYSE-2007-58)
- NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months (Release No. 34-55992, File No. SR-NYSE-2007-57)
- NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund (Release No. 34-55985, File No. SR-NYSEArca-2007-47)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry (Release No. 34-55993, File No. SR-Phlx-2007-44)
- Phlx: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs (Release No. 34-55951, File No. SR-Phlx-2007-35)
SEC Divisions
Division of Corporation Finance
Division of Market Regulation
No-Action, Interpretive and Exemptive Letters
http://www.sec.gov/news/whatsnew/wn070307.shtml
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