| Date Filed | Title |
| 02/26/2009 | 10-K for ZORAN CORP DE | |
| | COMPANY NAME(s) - [ZORAN CORP DE (CIK - 1003022 /SIC - 3674)] |
| | This market requires television products, set-top boxes, personal video recorders and other digital consumer appliances to include sophisticated integrated circuits and embedded software that address the emerging requirements of multiple broadcast networks throughout the world. Many mobile phones now incorporate digital still camera and camcorder functionality. The market for embedded software for page description languages, or PDLs, is more mature than other areas of the imaging market. Both PCL 5 and PCL XL, or PCL 6, are supported in office printers today. |
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| 02/12/2009 | 13F-HR for PNC FINANCIAL SERVICES GROUP INC | |
| | COMPANY NAME(s) - [PNC FINANCIAL SERVICES GROUP INC (CIK - 713676 /SIC - 6021)] |
| | 330 X 28-12020 330 0 0 HEALTHSOUTH CORP COM NEW 421924309 10, 000 911 X 28-12020 911 0 0 HEALTH MGMT ASSOC INC N E W CL A 421933102 9, 000 5, 496 X 28-12020 5496 0 0 HEALTHCARE RLTY TR COM 421946104 20, 000 834 X 28-12020 834 0 0 HEALTHWAYS INC COM 422245100 6, 000 557 X 28-12020 557 0 0 HEARST-ARGYLE TELEVISIO N INC COM 422317107 0 53 X 28-12020 53 0 0 HEARTLAND EXPRESS INC COM 422347104 6, 000 399 X 28-12020 399 0 0 HECLA MNG CO COM 422704106 3, 000 1, 030 X 28-12020 1030 0 0 HEICO CORP NEW COM 422806109 207, 000 5, 330 X 28-12020 5330 0 0 HEIDRICK & STRUGGLES IN TL IN COM 422819102 24, 000 1, 119 X 28-12020 1119 0 0 HEINZ H J CO COM 423074103 17, 946, 000 477, 301 X 28-12020 460829 0 16472 HELMERICH & PAYNE INC COM 423452101 64, 000 2, 832 X 28-12020 2599 0 233 -/TABLE- -PAGE- -TABLE- -CAPTION- PAGE 328 OF 401 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 12/31/08 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ------------------------------------------------------------------------------------------------------------------------------------ -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- HENRY JACK & ASSOC INC COM 426281101 74, 000 3, 782 X 28-12020 3782 0 0 HERITAGE COMMERCE CORP COM 426927109 4, 000 383 X 28-12020 383 0 0 HERCULES OFFSHORE INC COM 427093109 4, 000 802 X 28-12020 802 0 0 HERCULES TECH GROWTH CA P INC COM 427096508 10, 000 1, 286 X 28-12020 1286 0 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 0 49 X 28-12020 49 0 0 HERSHEY CO COM 427866108 1, 753, 000 50, 461 X 28-12020 48261 0 2200 HEWLETT PACKARD CO COM 428236103 25, 490, 000 702, 387 X 28-12020 674494 0 27893 HEXCEL CORP NEW COM 428291108 164, 000 22, 129 X 28-12020 22129 0 0 HIBBETT SPORTS INC COM 428567101 1, 000 73 X 28-12020 73 0 0 HIGHWOODS PPTYS INC COM 431284108 27, 000 1, 000 X 28-12020 1000 0 0 HILL ROM HLDGS INC COM 431475102 5, 056, 000 307, 190 X 28-12020 307190 0 0 HILLENBRAND INC COM 431571108 5, 189, 000 311, 090 X 28-12020 311090 0 0 HITACHI LIMITED ADR 10 COM 433578507 4, 000 106 X 28-12020 106 0 0 HOLLY CORP COM PAR $0.01 435758305 19, 000 1, 022 X 28-12020 1022 0 0 HOLOGIC INC COM 436440101 7, 582, 000 580, 029 X 28-12020 563234 0 16795 HOME BANCSHARES INC COM 436893200 13, 000 |
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| 02/27/2009 | N-CSR for COLUMBIA FUNDS VARIABLE INSURANCE TRUST | |
| | COMPANY NAME(s) - [COLUMBIA FUNDS VARIABLE INSURANCE TRUST (CIK - 815425 /SIC - Unspecified)] |
| | (a) 250 13, 020 Waste Management, Inc. 730 41, 325 Deere & Co. 150 11, 580 Equifax, Inc. (a) 16, 483 268, 673 Corning, Inc. 3, 785 318, 545 Lexmark International, Inc., Class A (a) 210 5, 649 NetApp, Inc. |
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| 03/03/2009 | EX-99.1 of 8-K for STERLING FINANCIAL CORP WA | |
| | COMPANY NAME(s) - [STERLING FINANCIAL CORP WA (CIK - 891106 /SIC - 6036)] |
| | The Case-Shiller Home Price Index shows that Portland prices were down 11.5% year over year through November, versus an 18.2% decline in the 20-city composite. 8.6 8.5 9.1 9.2 10.4 11.5 3Q07 4Q07 1Q08 2Q08 3Q08 4Q08 Housing Inventory (months) SANDLER O’NEILL WEST COAST FINANCIAL SERVICES CONFERENCE — MARCH 2-4, 2009 Boise unemployment outpaced the state in December. In December, the average number of days on the market was 91 days, up from an average of 64 days a year ago. 30 Boise General Economic Conditions Dec. Unemp. Two of every three dwellings in Bend is a second home. |
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| 03/02/2009 | N-Q for ASSETMARK FUNDS | |
| | COMPANY NAME(s) - [ASSETMARK FUNDS (CIK - 1131042 /SIC - Unspecified)] |
| | (b) 27, 502 5, 027 TD Ameritrade Holding Corp. 42, 593 1, 614 Nalco Holding Company 18, 625 1, 190 Olin Corp. 19, 864 351 UMB Financial Corp. (b) 77, 346 1, 019 Rollins, Inc. 23, 090 19, 542 EMC Corp. |
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| 03/02/2009 | N-CSR for EATON VANCE MUTUAL FUNDS TRUST | |
| | COMPANY NAME(s) - [EATON VANCE MUTUAL FUNDS TRUST (CIK - 745463 /SIC - Unspecified)] |
| | 254 Toronto-Dominion Bank 17, 915 642, 611 Trustmark Corp. 205, 425 4, 435, 126 U.S. Bancorp 4, 035, 158 100, 919, 302 Valley National Bancorp 5, 490 111, 172 Wells Fargo & Co. 2, 783, 404 82, 054, 750 Westamerica Bancorporation 1, 968 100, 663 Zions Bancorporation 63, 409 1, 554, 155 $ 411, 654, 165 Commercial Services & Supplies 0.2% Avery Dennison Corp. 56, 594 $ 1, 852, 322 Cintas Corp. 278, 355 6, 466, 187 Herman Miller, Inc. 119, 000 1, 550, 570 HNI Corp. 291, 437 4, 616, 362 PHH Corp. (1) 136, 892 2, 396, 979 Motorola, Inc. 1, 155, 507 5, 118, 896 Nokia Oyj ADR 1, 879, 894 29, 326, 346 QUALCOMM, Inc. 3, 496, 175 125, 267, 950 Research In Motion, Ltd. (1) 4, 083, 589 41, 815, 951 EMC Corp. (1) 85, 889 $ 4, 131, 261 $ 4, 131, 261 Construction Materials 0.2% CRH PLC 157, 939 $ 4, 060, 766 Vulcan Materials Co. 201, 862 14, 045, 558 $ 18, 106, 324 Consumer Finance 0.6% American Express Co. 719, 995 $ 13, 355, 907 Capital One Financial Corp. 1, 138, 005 36, 290, 979 Discover Financial Services 1, 155, 162 11, 008, 694 SLM Corp. |
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| 03/02/2009 | 10-K for EMC CORP | |
| | COMPANY NAME(s) - [EMC CORP (CIK - 790070 /SIC - 3572)] |
| | Coviello is a director of EnerNOC, Inc., a provider of demand response and energy management solutions to commercial, institutional and industrial customers, as well as electric power grid operators and utilities in the United States. He served as Executive Vice President, Storage Platforms Operations from November 2001 to August 18 ZEQ.=2, SEQ=20, EFW="2190121", CP="EMC CORPORATION", DN="1", CHK=561864, FOLIO='18', FILE='DISK128:[09ZAA1.09ZAA49401]CE49401A.;16', USER='MSULLIV', CD='27-FEB-2009;16:20' 2006. Mr. Elias is a director of Gannett Company, Inc., a leading international news and information company. Frank M. Hauck has been our Executive Vice President, Global Marketing and Customer Quality since May 2006. Mr. Lewis served as Executive Vice President, EMC Software Group from July 2004 to May 2005. |
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| 02/26/2009 | N-Q for LAUDUS TRUST | |
| | COMPANY NAME(s) - [LAUDUS TRUST (CIK - 832545 /SIC - Unspecified)] |
| | * 4, 120 17, 387 Texas Instruments, Inc. * 6, 600 92, 136 Google, Inc., Class A * 1, 680 516, 852 Hewitt Associates, Inc., Class A * 2, 580 73, 220 Intuit, Inc. * 3, 700 70, 596 Visa, Inc., Class A 2, 650 138, 992 Western Union Co. 17, 400 631, 446 -/TABLE- 3 -PAGE- Laudus Rosenberg U.S. Large Capitalization Growth Fund PORTFOLIO HOLDINGS (Unaudited) continued -TABLE- -CAPTION- NUMBER OF VALUE SECURITY SHARES ($) -------- ----------- ----------- -S- -C- -C- International Business Machines Corp. 3, 199 176, 041 CSX Corp. 6, 080 197, 418 J.B. Hunt Transport Services, Inc. |
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| 03/11/2009 | N-CSR for HARTFORD SERIES FUND INC | |
| | COMPANY NAME(s) - [HARTFORD SERIES FUND INC (CIK - 1053425 /SIC - Unspecified)] |
| | Class A (D) 12, 400 80 Concur Technologies, Inc. (D) 2, 616 465 Electronic Arts, Inc. (D) 7, 458 164 Equinix, Inc. (D) 8, 734 396 Giant Interactive Group, Inc. ADR (D) 2, 571 229 Google, Inc. (D) 70, 489 137 MasterCard, Inc. 19, 567 1, 000 McAfee, Inc. (D) 34, 570 2, 237 Microsoft Corp. 43, 488 69 Netease.com, Inc. (D) 1, 518 3 Nintendo Co., Ltd. 1, 298 5, 239 Oracle Corp. (D) 92, 887 The accompanying notes are an integral part of these financial statements. callerid=128 iwidth=456 length=0 23 callerid=128 iwidth=456 length=0 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Hartford Capital Appreciation HLS Fund Schedule of Investments (continued) December 31, 2008 (000 s Omitted) callerid=999 iwidth=456 length=540 Table Width Row BEGIN colindex=01 type=lead colindex=01 type=body colindex=01 type=hang1 colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 colindex=04 type=gutter colindex=04 type=lead colindex=04 type=body colindex=04 type=hang1 Table Width Row END Market Shares Value (W) COMMON STOCK (continued) Software & Services (continued) 92 Shanda Interactive Entertainment Ltd. ADR (D) $ 2, 966 445 Solera Holdings, Inc. (D) 10, 724 245 UbiSoft Entertainment S.A. (D) 4, 839 188 Visa, Inc. 9, 857 3, 024 Western Union Co. 43, 366 428, 032 Technology Hardware & Equipment 7.9% 25 Apple, Inc. (D) 2, 100 352 Arrow Electronics, Inc. (D) 6, 624 77 Canon, Inc. 2, 447 9, 837 Cisco Systems, Inc. (D) 160, 341 692 Corning, Inc. 6, 590 2, 051 EMC Corp. (D) 21, 475 478 Emulex Corp. (D) 3, 339 1, 806 Flextronics International Ltd. (D) 4, 622 83 FLIR Systems, Inc. (D) 2, 537 2, 481 Hewlett-Packard Co. 90, 026 29, 987 Hon Hai Precision Industry Co., Ltd. 59, 175 1, 348 International Business Machines Corp. 113, 414 649 JDS Uniphase Corp. (D) 2, 367 595 NetApp, Inc. (D) 8, 314 115 Nice Systems Ltd. (D) 2, 593 471 QLogic Corp. (D) 6, 336 1, 861 Qualcomm, Inc. 66, 657 248 Research In Motion Ltd. (D) 10, 057 1, 060 Seagate Technology 4, 697 75 Solar Cayman Ltd. (A)(D)(H) 875 574, 586 Telecommunication Services 2.3% 3, 495 AT&T, Inc. 99, 616 134 Brasil Telecom S.A. ADR 2, 403 1, 477 MetroPCS Communications, Inc. (D) 21, 934 874 Mobile Telesystems OJSC ADR 23, 321 393 Orascom Telecom Holding SAE GDR 10, 726 6, 406 Vodafone Group plc 13, 313 171, 313 Transportation 1.3% 91 C.H. Robinson Worldwide, Inc. 4, 991 3, 709 Delta Air Lines, Inc. (D) 42, 509 104 FedEx Corp. 6, 659 596 Heartland Express, Inc. 9, 385 321 Hub Group, Inc. (D) 8, 508 60 Norfolk Southern Corp. 2, 828 124 Ryanair Holdings plc ADR (D) 3, 603 7, 490 Shun Tak Holdings Ltd. 2, 077 111 United Parcel Service, Inc. |
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| 02/26/2009 | N-14 for SELIGMAN GROWTH FUND INC | |
| | COMPANY NAME(s) - [SELIGMAN GROWTH FUND INC (CIK - 316411 /SIC - Unspecified)] |
| | 968 9, 712, 696 Cephalon 17, 000 94, 100 111, 100(b) 1, 309, 680 7, 249, 464 8, 559, 144 Genentech 37, 100 233, 398 270, 498(b) 3, 075, 961 19, 351, 028 22, 426, 989 Genzyme 29, 700 164, 792 194, 492(b) 1, 971, 189 10, 937, 245 12, 908, 434 Gilead Sciences 62, 100 313, 965 376, 065(b) 3, 175, 794 16, 056, 170 19, 231, 964 -------------------------------------------- Total 16, 252, 719 86, 162, 461 102, 415, 180 -------------------------------------------- CAPITAL MARKETS (1.3%) BlackRock 20, 700 114, 600 135, 300 2, 776, 905 15, 373, 590 18, 150, 495 Lehman Brothers Holdings -- 372, 416 372, 416(f) -- 10, 707 10, 707 -------------------------------------------- Total 2, 776, 905 15, 384, 297 18, 161, 202 -------------------------------------------- CHEMICALS (1.7%) Monsanto 29, 000 154, 228 183, 228 2, 040, 150 10, 849, 940 12, 890, 090 Potash Corp of Saskatchewan 30, 600 126, 800 157, 400(c) 2, 240, 532 9, 284, 296 11, 524, 828 -------------------------------------------- Total 4, 280, 682 20, 134, 236 24, 414, 918 -------------------------------------------- COMMERCIAL BANKS (0.7%) Wachovia 214, 000 1, 588, 430 1, 802, 430 1, 185, 560 8, 799, 902 9, 985, 462 -------------------------------------------- COMMUNICATIONS EQUIPMENT (5.8%) Cisco Systems 275, 600 1, 403, 072 1, 678, 672(b) 4, 492, 280 22, 870, 074 27, 362, 354 Nokia ADR -- 1, 410, 534 1, 410, 534(c) -- 22, 004, 330 22, 004, 330 QUALCOMM 192, 300 743, 189 935, 489 6, 890, 109 26, 628, 462 33, 518, 571 -------------------------------------------- Total 11, 382, 389 71, 502, 866 82, 885, 255 -------------------------------------------- COMPUTERS & PERIPHERALS (7.2%) Apple 47, 100 259, 859 306, 959(b) 4, 019, 985 22, 178, 966 26, 198, 951 Hewlett-Packard 198, 600 1, 098, 284 1, 296, 884 7, 207, 194 39, 856, 726 47, 063, 920 IBM 55, 800 304, 600 360, 400 4, 696, 128 25, 635, 136 30, 331, 264 -------------------------------------------- Total 15, 923, 307 87, 670, 828 103, 594, 135 -------------------------------------------- -/TABLE- 16 -TABLE- -CAPTION- COMMON STOCKS (CONTINUED) ISSUER SHARES SHARES SHARES VALUE(A) VALUE(A) VALUE(A) SELIGMAN SELIGMAN GROWTH FUND GROWTH FUND SELIGMAN RIVERSOURCE PRO FORMA SELIGMAN RIVERSOURCE PRO FORMA GROWTH FUND GROWTH FUND COMBINED GROWTH FUND GROWTH FUND COMBINED -S- -C- -C- -C- -C- -C- -C- CONSTRUCTION AND ENGINEERING (0.6%) Foster Wheeler 26, 400 143, 600 170, 000(b) $ 617, 232 $ 3, 357, 368 $ 3, 974, 600 KBR -- 271, 297 271, 297 -- 4, 123, 714 4, 123, 714 -------------------------------------------- Total 617, 232 7, 481, 082 8, 098, 314 -------------------------------------------- DIVERSIFIED FINANCIAL SERVICES (0.2%) Apollo Management LP -- 1, 671, 300 1, 671, 300(d, e) -- 2, 506, 950 2, 506, 950 -------------------------------------------- DIVERSIFIED TELECOMMUNICATION SERVICES (0.8%) Qwest Communications Intl 398, 000 2, 894, 535 3, 292, 535 1, 448, 720 10, 536, 107 11, 984, 827 -------------------------------------------- ENERGY EQUIPMENT & SERVICES (4.2%) Diamond Offshore Drilling 43, 300 240, 600 283, 900 2, 552, 102 14, 180, 964 16, 733, 066 Noble 65, 200 364, 000 429, 200 1, 440, 268 8, 040, 760 9, |
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| 02/26/2009 | 13F-HR for PAPP L ROY ASSOCIATES | |
| | COMPANY NAME(s) - [PAPP L ROY ASSOCIATES (CIK - 809339 /SIC - Unspecified)] |
| | INC COM 337738108 422 11600 SH Defined 1 0 0 11600 FMC TECHNOLOGIES INC COM 30249U101 660 27700 SH Defined 1 0 0 27700 FMC TECHNOLOGIES INC COM 30249U101 21 900 SH Sole 0 0 900 FOREST OIL CORP COM PAR $0.01 346091705 330 20000 SH Defined 1 0 0 20000 FOREST OIL CORP COM PAR $0.01 346091705 16 1000 SH Sole 0 0 1000 FULLER H B CO COM 359694106 378 23480 SH Sole 0 18000 5480 GARDNER DENVER INC COM 365558105 468 20040 SH Sole 1500 0 18540 GARDNER DENVER INC COM 365558105 1727 74000 SH Defined 1 0 0 74000 GENERAL ELECTRIC CO COM 369604103 3640 224678 SH Sole 42070 2000 180608 GENERAL ELECTRIC CO COM 369604103 413 25500 SH Defined 1 0 0 25500 GRAINGER W W INC COM 384802104 774 9820 SH Sole 400 0 9420 HEWLETT PACKARD CO COM 428236103 3403 93765 SH Sole 4500 0 89265 HOME DEPOT INC COM 437076102 216 9394 SH Sole 800 0 8594 HONEYWELL INTL INC COM 438516106 186 5658 SH Sole 3958 0 1700 IDEX CORP COM 45167r104 1304 54000 SH Defined 1 0 0 54000 INFORMATICA CORP COM 45666Q102 2410 175500 SH Defined 1 0 0 175500 INFORMATICA CORP COM 45666Q102 137 10000 SH Sole 0 0 10000 INTEL CORP COM 458140100 1078 73500 SH Defined 1 0 0 73500 INTEL CORP COM 458140100 6477 441798 SH Sole 82471 14000 345327 INTERNATIONAL BUSINESS MACHS COM 459200101 168 2000 SH Defined 1 0 0 2000 INTERNATIONAL BUSINESS MACHS COM 459200101 724 8603 SH Sole 130 0 8473 ISHARES INC MSCI JAPAN 464286848 134 13980 SH Sole 0 0 13980 ISHARES INC MSCI BRIC INDX 464286657 262 10500 SH Sole 0 0 10500 ISHARES TR MSCI ACJPN IDX 464288182 335 10000 SH Sole 0 0 10000 JOHNSON & JOHNSON COM 478160104 6456 107909 SH Sole 14350 2500 91059 JOHNSON & JOHNSON COM 478160104 1227 20500 SH Defined 1 0 0 20500 JPMORGAN & CHASE & CO COM 46625H100 31 971 SH Sole 0 0 971 LILLY ELI & CO COM 532457108 2182 54176 SH Sole 140 0 54036 LINEAR TECHNOLOGY CORP COM 535678106 1885 85200 SH Defined 1 0 0 85200 LINEAR TECHNOLOGY CORP COM 535678106 586 26485 SH Sole 2540 0 23945 LSI CORPORATION COM 502161102 33 10112 SH Sole 0 0 10112 MCCORMICK & CO INC COM NON VTG 579780206 348 10910 SH Sole 0 0 10910 MCDONALDS CORP COM 580135101 821 13200 SH Sole 600 7600 5000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1926 45966 SH Sole 9780 482 35704 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1784 42556 SH Defined 1 0 0 42556 MEDTRONIC INC COM 585055106 2588 82373 SH Sole 16240 3000 63133 MEDTRONIC INC COM 585055106 1266 40300 SH Defined 1 0 0 40300 MERCK & CO INC COM 589331107 325 10688 SH Sole 600 0 10088 METTLER TOLEDO INTERNATIONAL COM 592688105 1483 22000 SH Defined 1 0 0 22000 MICROCHIP TECHNOLOGY INC COM 595017104 1709 87522 SH Sole 12100 0 75422 MICROCHIP TECHNOLOGY INC COM 595017104 2533 |
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| 02/27/2009 | EX-4.3 of 8-K for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)] |
| | SEQ.=1, FOLIO='', FILE='C:\JMS\c900190\09-6414-1\task3388911\6414-1-ks.htm', USER='C900190', CD='Feb 26 17:47 2009' The Securities of this series are issuable only in registered form without coupons in denominations of $2, 000 and any integral multiples of $1, 000 in excess thereof. All terms used in this Security that are defined in the Indenture shall have the meanings assigned to them in the Indenture. Dated: SIGN HERE NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. |
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| 02/26/2009 | 10-K for CEPHEID | |
| | COMPANY NAME(s) - [CEPHEID (CIK - 1037760 /SIC - 3826)] |
| | Persing was Senior Vice President and Chief Scientific Officer at Corixa Corporation, a Seattle-based biotechnology company, until its acquisition by GlaxoSmithkline. Humberto Reyes. Mr. Reyes joined us as Senior Vice President of Operations in November 2004 and became our Executive Vice President of Operations in November 2006. He is an experienced operations executive with more than 25 years of progressive management experience in the diagnostic and related industries. From 1989 to 2002, Mr. Smith was Vice President of Intellectual Property at ABI (now Life Technologies Corporation) and its predecessors, a biotechnology research equipment company, and from 2002 to 2003 was its Senior Vice President for Business Development. |
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| 02/23/2009 | 10-K for INTEL CORP | |
| | COMPANY NAME(s) - [INTEL CORP (CIK - 50863 /SIC - 3674)] |
| | CSIRO has stated in pre-trial proceedings that it intends to seek damages in the form of a royalty for alleged infringement in an amount that, if CSIRO prevailed on its claims against all defendants, could result in a judgment against Intel in excess of $400 million. Barbara s Sales, et al. v. Intel Corporation, Gateway Inc., Hewlett-Packard Company and HPDirect, Inc. In January 2005, the Court granted a motion filed jointly by the plaintiffs and Intel that stayed the proceedings in the trial court pending discretionary appellate review of the Court s class certification order. In November 2007, the Illinois Supreme Court issued its opinion finding in favor of Intel on two issues. |
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| 02/11/2009 | 13F-HR for Haverford Financial Services Inc | |
| | COMPANY NAME(s) - [Haverford Financial Services Inc (CIK - 1347683 /SIC - Unspecified)] |
| | None -PAGE- HAVERFORD FINANCIAL SERVICES DISCRETIONARY OWNERSHIP FOR 13F AS OF 12/31/2008 -TABLE- -CAPTION- (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ --------- ------------- --------- ----- ----- ----- --- ------- ------- ------ -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- PROCTER & GAMBLE common stock 742718109 5, 219, 898.38 84, 464 X X 79, 957 4, 507 JOHNSON & JOHNSON common stock 478160104 4, 935, 614.13 82, 492 X X 77, 484 5, 008 EXXON MOBIL CORP common stock 30231G102 4, 894, 601.64 61, 309 X X 57, 686 3, 623 NOVARTIS AG - ADR common stock 66987V109 4, 737, 375.19 95, 261 X X 90, 962 4, 299 UNITED TECHNOLOGIES CORP common stock 913017109 4, 617, 950.23 86, 113 X X 81, 847 4, 266 HEWLETT PACKARD CO common stock 428236103 4, 427, 496.34 122, 042 X X 116, 471 5, 571 MICROSOFT CORP common stock 594918104 4, 103, 518.58 210, 575 X X 198, 144 12, 431 ABBOTT LABS common stock 002824100 4, 063, 872.93 76, 218 X X 72, 437 3, 781 INTEL CORPORATION common stock 458140100 4, 022, 235.38 273, 946 X X 257, 779 16, 167 WELLS FARGO CO common stock 949746101 3, 824, 438.10 129, 937 X X 122, 349 7, 588 AFLAC common stock 001055102 3, 608, 982.06 78, 764 X X 75, 264 3, 500 MEDTRONIC common stock 585055106 3, 563, 354.48 113, 367 X X 108, 277 5, 090 AT&T INC common stock 00206R102 3, 388, 104.97 118, 676 X X 108, 362 10, 314 PEPSICO INC common stock 713448108 3, 368, 541.15 61, 469 X X 58, 351 3, 118 BECTON DICKINSON common stock 075887109 3, 363, 100.09 49, 181 X X 46, 937 2, 244 WAL-MART STORES common stock 931142103 3, 240, 381.31 57, 655 X X 53, 603 4, 052 CVS/ CAREMARK CORPORATION common stock 126650100 3, 199, 719.73 111, 252 X X 107, 138 4, 114 AUTOMATIC DATA PROCESSING common stock 053015103 3, 115, 658.06 79, 145 X X 75, 946 3, 199 COCA-COLA CO common stock 191216100 2, 525, 632.72 55, 736 X X 51, 921 3, 815 EATON CORP common stock 278058102 2, 420, 619.00 48, 644 X X 46, 338 2, 306 COLGATE-PALMOLIVE CO common stock 194162103 2, 364, 814.96 34, 521 X X 33, 001 1, 520 CONOCOPHILLIPS COM common stock 20825C104 2, 350, 085.28 45, 264 X X 42, 364 2, 900 LOWES COS INC common stock 548661107 2, 134, 065.92 98, 837 X X 92, 552 6, 285 3M COMPANY common stock 88579Y101 1, 819, 361.97 31, 587 X X 30, 025 1, 562 GENERAL ELECTRIC common stock 69604103 1, 809, 495.22 111, 461 X X 97, 372 14, 089 TARGET CORP common stock 87612E106 1, 730, 406.44 50, 044 X X 47, 822 2, 222 BANK NEW YORK MELLON CORP common stock 064058100 1, 716, 443.90 60, 770 X X 57, 622 3, 148 DISNEY WALT PRODUCTIONS common stock 254687106 1, 696, 165.22 74, 586 X X 70, 952 3, 634 SPDR TR UNIT SER 1 common stock 78462F103 654, 691.20 7, 255 X 7, 255 - PFIZER INC common stock 717081103 350, 392.35 19, 785 X X 11, 700 8, 085 MCDONALDS CORP common stock 580135101 348, 885.90 5, 610 X X 5, 000 610 INTERNATIONAL BUSINESS MACHINES common stock 459200101 296, 159.04 3, 519 X X 3, 000 519 CAPITAL TRUST - CL A common stock 14052H506 252, 000.00 70, 000 X 70, 000 - TOTAL 94, 164, 061.85 2, 609, 485 -/TABLE- |
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| 02/26/2009 | DEF 14A for Verigy Ltd | |
| | COMPANY NAME(s) - [Verigy Ltd (CIK - 1352341 /SIC - 3674)] |
| | Nikl accepted an offer to become our Chief Financial Officer, effective June 20, 2006, upon the terms and conditions set forth in an offer letter from Agilent dated May 26, 2006. Nikl a monthly allowance for living expenses equal to $6, 075 (on a pre-tax basis) for the cost of leasing an apartment near Verigy s Cupertino offices. Nikl s base salary from $325, 000 to $335, 000 per year, effective November 1, 2007. Officer Loan Agreement As part of an arrangement between Agilent Technologies and certain employees in France to help the employees exercise legacy Hewlett-Packard stock options, Agilent Technologies made loans of 72, 000 in December 2002 and of 59, 500 in March 2004 to Pascal Rond In connection with our separation from Agilent, Agilent s rights to repayment from Mr. Consistent with applicable law and regulations, we do not extend loans to executive officers. |
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| 02/27/2009 | N-CSR for PUTNAM VARIABLE TRUST | |
| | COMPANY NAME(s) - [PUTNAM VARIABLE TRUST (CIK - 822671 /SIC - Unspecified)] |
| | Report of Independent Registered Public Accounting Firm To the Trustees of Putnam Variable Trust and Shareholders of Putnam VT Growth and Income Fund: In our opinion, the accompanying statement of assets and liabilities, including the fund s portfolio, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Putnam VT Growth and Income Fund (the fund ) at December 31, 2008, and the results of its operations, the changes in its net assets and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. 151, 000 12, 696, 080 Northrop Grumman Corp. 383, 000 22, 118, 250 22, 118, 250 Building materials (0.3%) Masco Corp. 117, 200 9, 863, 552 33, 638, 313 Conglomerates (4.0%) 3M Co. 87, 000 4, 710, 180 Kimberly-Clark Corp. |
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| 03/11/2009 | 10-K for BIO KEY INTERNATIONAL INC | |
| | COMPANY NAME(s) - [BIO KEY INTERNATIONAL INC (CIK - 1019034 /SIC - 3576)] |
| | From July 2005 until February 2006, he was a sales consultant to the Company. Between 1999 and February 2002, Mr. Fodero served in executive sales capacities with companies in the enterprise software industry, including Agile Software, and Memco Software, a leading provider of information security software to Fortune 1000 companies, where he was instrumental in increasing sales and enhancing shareholder value in connection with the sale of Memco to Platinum Technology. Prior to joining EMC, he was Vice President for e-Commerce Enterprise Systems Solutions for Compaq Computer Corporation for four years. May was initially elected to serve as a director in 2001, and was re-elected in 2004. Each such director was elected to serve until the Company s next annual meeting or until his successor is duly elected and qualified in accordance with the By-laws of the Company. |
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| 02/25/2009 | 10-Q for BROCADE COMMUNICATIONS SYSTEMS INC | |
| | COMPANY NAME(s) - [BROCADE COMMUNICATIONS SYSTEMS INC (CIK - 1009626 /SIC - 3577)] |
| | The mandatory debt repayment schedule on the Senior Secured Credit Facility and the maturity of the existing convertible subordinated debt in 2010 may negatively impact Brocade s cash position and reduce Brocade s financial flexibility. The financial results of Brocade may be adversely affected by the resulting accounting charges incurred in connection with the merger. For the three months ended January 24, 2009, Brocade recorded $1.0 million in acquisition and integration costs, which consisted primarily of costs incurred for consulting services and other professional fees. Intense competition in the market for networking solutions could prevent the combined company from maintaining or increasing revenue, profitability and cash flows with respect to its networking solutions. In addition, Cisco may develop new technologies that directly compete with the combined company s products or render its products obsolete. |
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| 02/27/2009 | N-CSR for PUTNAM VARIABLE TRUST | |
| | COMPANY NAME(s) - [PUTNAM VARIABLE TRUST (CIK - 822671 /SIC - Unspecified)] |
| | Report of Independent Registered Public Accounting Firm To the Trustees of Putnam Variable Trust and Shareholders of Putnam VT Discovery Growth Fund: In our opinion, the accompanying statement of assets and liabilities, including the fund s portfolio, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Putnam VT Discovery Growth Fund (the fund ) at December 31, 2008, and the results of its operations, the changes in its net assets and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. 850 45, 560 486, 433 Airlines (0.3%) UAL Corp. 900 59, 733 Gilead Sciences, Inc. 7, 650 173, 808 Watson Wyatt Worldwide, Inc. (The) 1, 800 111, 276 355, 030 Containers (0.6%) Pactiv Corp. |
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| 02/25/2009 | N-14 for RIVERSOURCE STRATEGY SERIES INC | |
| | COMPANY NAME(s) - [RIVERSOURCE STRATEGY SERIES INC (CIK - 740146 /SIC - Unspecified)] |
| | 968 9, 712, 696 Cephalon 17, 000 94, 100 111, 100(b) 1, 309, 680 7, 249, 464 8, 559, 144 Genentech 37, 100 233, 398 270, 498(b) 3, 075, 961 19, 351, 028 22, 426, 989 Genzyme 29, 700 164, 792 194, 492(b) 1, 971, 189 10, 937, 245 12, 908, 434 Gilead Sciences 62, 100 313, 965 376, 065(b) 3, 175, 794 16, 056, 170 19, 231, 964 -------------------------------------------- Total 16, 252, 719 86, 162, 461 102, 415, 180 -------------------------------------------- CAPITAL MARKETS (1.3%) BlackRock 20, 700 114, 600 135, 300 2, 776, 905 15, 373, 590 18, 150, 495 Lehman Brothers Holdings -- 372, 416 372, 416(f) -- 10, 707 10, 707 -------------------------------------------- Total 2, 776, 905 15, 384, 297 18, 161, 202 -------------------------------------------- CHEMICALS (1.7%) Monsanto 29, 000 154, 228 183, 228 2, 040, 150 10, 849, 940 12, 890, 090 Potash Corp of Saskatchewan 30, 600 126, 800 157, 400(c) 2, 240, 532 9, 284, 296 11, 524, 828 -------------------------------------------- Total 4, 280, 682 20, 134, 236 24, 414, 918 -------------------------------------------- COMMERCIAL BANKS (0.7%) Wachovia 214, 000 1, 588, 430 1, 802, 430 1, 185, 560 8, 799, 902 9, 985, 462 -------------------------------------------- COMMUNICATIONS EQUIPMENT (5.8%) Cisco Systems 275, 600 1, 403, 072 1, 678, 672(b) 4, 492, 280 22, 870, 074 27, 362, 354 Nokia ADR -- 1, 410, 534 1, 410, 534(c) -- 22, 004, 330 22, 004, 330 QUALCOMM 192, 300 743, 189 935, 489 6, 890, 109 26, 628, 462 33, 518, 571 -------------------------------------------- Total 11, 382, 389 71, 502, 866 82, 885, 255 -------------------------------------------- COMPUTERS & PERIPHERALS (7.2%) Apple 47, 100 259, 859 306, 959(b) 4, 019, 985 22, 178, 966 26, 198, 951 Hewlett-Packard 198, 600 1, 098, 284 1, 296, 884 7, 207, 194 39, 856, 726 47, 063, 920 IBM 55, 800 304, 600 360, 400 4, 696, 128 25, 635, 136 30, 331, 264 -------------------------------------------- Total 15, 923, 307 87, 670, 828 103, 594, 135 -------------------------------------------- -/TABLE- 16 -TABLE- -CAPTION- COMMON STOCKS (CONTINUED) ISSUER SHARES SHARES SHARES VALUE(A) VALUE(A) VALUE(A) SELIGMAN SELIGMAN GROWTH FUND GROWTH FUND SELIGMAN RIVERSOURCE PRO FORMA SELIGMAN RIVERSOURCE PRO FORMA GROWTH FUND GROWTH FUND COMBINED GROWTH FUND GROWTH FUND COMBINED -S- -C- -C- -C- -C- -C- -C- CONSTRUCTION AND ENGINEERING (0.6%) Foster Wheeler 26, 400 143, 600 170, 000(b) $ 617, 232 $ 3, 357, 368 $ 3, 974, 600 KBR -- 271, 297 271, 297 -- 4, 123, 714 4, 123, 714 -------------------------------------------- Total 617, 232 7, 481, 082 8, 098, 314 -------------------------------------------- DIVERSIFIED FINANCIAL SERVICES (0.2%) Apollo Management LP -- 1, 671, 300 1, 671, 300(d, e) -- 2, 506, 950 2, 506, 950 -------------------------------------------- DIVERSIFIED TELECOMMUNICATION SERVICES (0.8%) Qwest Communications Intl 398, 000 2, 894, 535 3, 292, 535 1, 448, 720 10, 536, 107 11, 984, 827 -------------------------------------------- ENERGY EQUIPMENT & SERVICES (4.2%) Diamond Offshore Drilling 43, 300 240, 600 283, 900 2, 552, 102 14, 180, 964 16, 733, 066 Noble 65, 200 364, 000 429, 200 1, 440, 268 8, 040, 760 9, |
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| 02/11/2009 | 13F-HR for Birch Hill Investment Advisors LLC | |
| | COMPANY NAME(s) - [Birch Hill Investment Advisors LLC (CIK - 1424177 /SIC - Unspecified)] |
| | 3439 95942 SH SOLE 95942 0 0 DOVER CORP COM 260003108 329 9985 SH SOLE 8600 0 1385 DOW CHEM CO COM 260543103 524 34695 SH SOLE 27555 0 7140 DU PONT E I DE NEMOURS & CO COM 263534109 566 22373 SH SOLE 22373 0 0 E M C CORP MASS COM 268648102 1480 141356 SH SOLE 128956 0 12400 EATON VANCE CORP COM NON VTG 278265103 1909 90885 SH SOLE 50300 0 40585 ECOLAB INC COM 278865100 10692 304182 SH SOLE 265893 0 38289 ECOLAB INC COM 278865100 309 8800 SH OTHER 0 0 8800 EDWARDS LIFESCIENCES CORP COM 28176e108 18850 343043 SH SOLE 307168 0 35875 EDWARDS LIFESCIENCES CORP COM 28176e108 484 8800 SH OTHER 0 0 8800 EL PASO CORP COM 28336L109 5610 716512 SH SOLE 671412 0 45100 EMERSON ELEC CO COM 291011104 3957 108081 SH SOLE 103981 0 4100 ENCANA CORP COM 292505104 1603 34494 SH SOLE 33894 0 600 ENCANA CORP COM 292505104 5 100 SH OTHER 100 0 0 EXXON MOBIL CORP COM 30231G102 22948 287466 SH SOLE 252152 0 35314 FEDEX CORP COM 31428X106 6666 103910 SH SOLE 90310 0 13600 FEDEX CORP COM 31428X106 148 2300 SH OTHER 0 0 2300 FISERV INC COM 337738108 6721 184800 SH SOLE 166026 0 18774 FISERV INC COM 337738108 451 12400 SH OTHER 0 0 12400 FPL GROUP INC COM 302571104 1051 20882 SH SOLE 19682 0 1200 FPL GROUP INC COM 302571104 121 2400 SH OTHER 0 0 2400 GENENTECH INC COM NEW 368710406 522 6300 SH OTHER 0 0 6300 GENENTECH INC COM NEW 368710406 6731 81189 SH SOLE 72439 0 8750 GENERAL ELECTRIC CO COM 369604103 8780 541987 SH SOLE 497466 0 44521 GENERAL MLS INC COM 370334104 309 5090 SH SOLE 4340 0 750 GENTEX CORP COM 371901109 746 84510 SH SOLE 70610 0 13900 GENZYME CORP COM 372917104 7934 119540 SH SOLE 103090 0 16450 GENZYME CORP COM 372917104 368 5550 SH OTHER 0 0 5550 GILEAD SCIENCES INC COM 375558103 623 12176 SH SOLE 12176 0 0 GRAINGER W W INC COM 384802104 2918 37007 SH SOLE 32707 0 4300 GREATER CHINA FD INC COM 39167b102 35 4166 SH SOLE 3432 0 734 GREATER CHINA FD INC COM 39167b102 61 7358 SH OTHER 0 0 7358 HARTFORD FINL SVCS GROUP INC COM 416515104 195 11875 SH SOLE 10749 0 1126 HCC INS HLDGS INC COM 404132102 506 18906 SH SOLE 16156 0 2750 HELMERICH & PAYNE INC COM 423452101 214 9400 SH SOLE 9400 0 0 HEWLETT PACKARD CO COM 428236103 402 11080 SH SOLE 10080 0 1000 HOME DEPOT INC COM 437076102 598 25977 SH SOLE 17497 0 8480 HSBC HLDGS PLC SPON ADR NEW 404280406 204 4189 SH SOLE 4189 0 0 HUBBELL INC CL B 443510201 404 12352 SH SOLE 3352 0 9000 IDEXX LABS INC COM 45168D104 581 16100 SH SOLE 12800 0 3300 ILLINOIS TOOL WKS INC COM 452308109 2478 70700 SH SOLE 60300 0 10400 ILLINOIS TOOL WKS INC COM 452308109 63 1800 SH |
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| 03/03/2009 | 497 for DIAMONDS TRUST SERIES I | |
| | COMPANY NAME(s) - [DIAMONDS TRUST SERIES I (CIK - 1041130 /SIC - Unspecified)] |
| | Schedule of Investments October 31, 2008 callerid=999 iwidth=335 length=0 Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=lead colindex=02 type=body colindex=02 type=hang1 colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 Table Width Row END Common Stocks Shares Value 3M Co. 7, 776, 952 $ 500, 058, 014 Alcoa, Inc. 7, 776, 952 89, 512, 718 American Express Co. 7, 776, 952 213, 866, 180 AT&T, Inc. 7, 776, 952 208, 189, 005 Bank of America Corp. 7, 776, 952 187, 968, 930 Boeing Co. 7, 776, 952 406, 501, 281 Caterpillar, Inc. 7, 776, 952 296, 846, 258 Chevron Corp. 7, 776, 952 580, 160, 619 Citigroup, Inc. 7, 776, 952 106, 155, 395 Coca-Cola Co. 7, 776, 952 342, 652, 505 Du Pont (E.I.) de Nemours & Co. 7, 776, 952 248, 862, 464 Exxon Mobil Corp. 7, 776, 952 576, 427, 682 General Electric Co. 7, 776, 952 151, 728, 333 General Motors Corp. 7, 776, 952 44, 950, 783 Hewlett-Packard Co. 7, 776, 952 297, 701, 723 Home Depot, Inc. 7, 776, 952 183, 458, 298 Intel Corp. 7, 776, 952 124, 431, 232 International Business Machines Corp. 7, 776, 952 723, 023, 227 Johnson & Johnson 7, 776, 952 477, 038, 236 JPMorgan Chase & Co. 7, 776, 952 320, 799, 270 Kraft Foods, Inc. (Class A) 7, 776, 952 226, 620, 381 McDonald s Corp. 7, 776, 952 450, 518, 829 Merck & Co., Inc. 7, 776, 952 240, 696, 664 Microsoft Corp. 7, 776, 952 173, 659, 338 Pfizer, Inc. 7, 776, 952 137, 729, 820 Procter & Gamble Co. 7, 776, 952 501, 924, 482 United Technologies Corp. 7, 776, 952 427, 421, 282 Verizon Communications, Inc. 7, 776, 952 230, 742, 166 Wal-Mart Stores, Inc. 7, 776, 952 434, 031, 691 Walt Disney Co. 7, 776, 952 201, 423, 057 Total Common Stocks (Cost $12, 791, 948, 720) $ 9, 105, 099, 863 See accompanying notes to financial statements. 29 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH |
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| 03/02/2009 | 485APOS for DWS PORTFOLIO TRUST | |
| | COMPANY NAME(s) - [DWS PORTFOLIO TRUST (CIK - 88063 /SIC - Unspecified), DWS PORTFOLIO TRUST (CIK - 88063 /SIC - Unspecified)] |
| | Pension & Savings Trust Officer, 1993 Sprint Corporation(2) (telecommunications) (November 1989-September 2003) -------------------------------------------------------------------------------------------------------------------- Jean Gleason Stromberg Retired; formerly: Consultant (1997-2001); Director, US 133 (1943) Government Accountability Office (1996-1997); Partner, Board Member since Fulbright & Jaworski, L.L.P. (law firm) (1978-1996); 1997 Directorships: The William and Flora Hewlett Foundation; Business Leadership Council, Wellesley College; former Directorships: Service Source, Inc., Mutual Fund Directors Forum (2002-2004), American Bar Retirement Association (funding vehicle for retirement plans) (1987-1990 and 1994-1996) -------------------------------------------------------------------------------------------------------------------- Robert H. Wadsworth (1940) President, Robert H. Wadsworth & Associates, Inc. (consulting 136 Board Member since 1999 firm) (1983 to present); Director, The Phoenix Boys Choir Association -------------------------------------------------------------------------------------------------------------------- Interested Board Member -------------------------------------------------------------------------------------------------------------------- Name, Year of Birth, Position Number of Funds with the Trust and Length of Business Experience and in DWS Fund Time Served(1) Directorships During the Past 5 Years Complex Overseen -------------------------------------------------------------------------------------------------------------------- Axel Schwarzer(3) Managing Director(4), Deutsche Asset Management; Head of 133 (1958) Deutsche Asset Management Americas; CEO of DWS Investments; Board Member since formerly: board member of DWS Investments, Germany 2006 (1999-2005); Head of Sales and Product Management for the Retail and Private Banking Division of Deutsche Bank in Germany (1997-1999); various strategic and operational positions for Deutsche Bank Germany Retail and Private Banking Division in the field of investment funds, tax driven instruments and asset management for corporates (1989-1996) -------------------------------------------------------------------------------------------------------------------- Officers(5) -------------------------------------------------------------------------------------------------------------------- Name, Year of Birth, Position with the Trust and Length of Business Experience and Time Served(6) Directorships During the Past 5 Years -------------------------------------------------------------------------------------------------------------------- Michael G. Clark(7) (1965) Managing Director(4), Deutsche Asset Management (2006-present); President of President, 2006-present DWS family of funds; Director, ICI Mutual Insurance Company (since October 2007); formerly: Director of Fund Board Relations (2004-2006) and Director of Product Development (2000-2004), Merrill Lynch Investment Managers; Senior Vice President Operations, Merrill Lynch Asset Management (1999-2000) -------------------------------------------------------------------------------------------------------------------- John Millette(8) (1962) Director(4), Deutsche Asset Management Vice President and Secretary, 1999-present -------------------------------------------------------------------------------------------------------------------- Paul H. Schubert(7) (1963) Managing Director(4), Deutsche Asset Management (since July 2004); formerly: Chief Financial Officer, Executive Director, Head of Mutual Fund Services and Treasurer for UBS Family 2004-present of Funds (1998-2004); Vice President and Director of Mutual Fund Finance at UBS Treasurer, 2005-present Global Asset Management (1994-1998) -------------------------------------------------------------------------------------------------------------------- Caroline Pearson(8) (1962) Managing Director(4), Deutsche Asset Management Assistant Secretary, 1997-present -------------------------------------------------------------------------------------------------------------------- Rita Rubin(9) (1970) Vice President and Counsel, Deutsche Asset Management (since October 2007); Assistant Secretary, formerly, Vice President, Morgan Stanley Investment Management (2004-2007); 2009-present Attorney, Shearman & Sterling LLP (2004); Vice President and Associate General Counsel, UBS Global Asset Management (2001-2004) -------------------------------------------------------------------------------------------------------------------- Paul Antosca(8) Director(4), Deutsche Asset Management (since 2006); formerly: Vice President, (1957) The Manufacturers Life Insurance Company (U.S.A.) (1990-2006) Assistant Treasurer, 2007-present -------------------------------------------------------------------------------------------------------------------- Jack Clark (8) Director(4), Deutsche Asset Management (since 2007); formerly: |
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| 03/02/2009 | DEFA14A for HEWLETT PACKARD CO | |
| | COMPANY NAME(s) - [HEWLETT PACKARD CO (CIK - 47217 /SIC - 3570)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: o Fee paid previously with preliminary materials. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: SEQ.=1, FOLIO='', FILE='C:\JMS\c900225\09-6662-1\task3398138\6662-1-ba.htm', USER='c900225', CD='Mar 2 22:43 2009' HEWLETT-PACKARD COMPANY 3000 Hanover Street Palo Alto, California 94304 SUPPLEMENT TO PROXY STATEMENT FOR THE ANNUAL MEETING OF STOCKHOLDERS To Be Held on March 18, 2009 This proxy statement supplement, dated March 2, 2009, supplements the proxy statement (which we refer to as the Proxy Statement ) filed with the U.S. Securities and Exchange Commission (the SEC ) on January 20, 2009 relating to the annual meeting of stockholders of Hewlett-Packard Company ( HP ) to be held on Wednesday, March 18, 2009 at 2:00 p.m., local time, at the Santa Clara Convention Center, 5001 Great America Parkway, Santa Clara, California. The purpose of this supplement is to provide information about a recent change in HP s policy relating to personal use of corporate aircraft. Except as described in this supplement and the additional proxy statement supplement filed with the SEC on February 3, 2009, the information provided in the Proxy Statement continues to apply. To the extent that information in this supplement differs from or updates information contained in the Proxy Statement, the information in this supplement is more current. SEQ.=1, FOLIO='', FILE='C:\JMS\c900225\09-6662-1\task3398138\6662-1-ba.htm', USER='c900225', CD='Mar 2 22:43 2009' |
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