| Date Filed | Title |
| 01/29/2009 | N-Q for Fidelity Commonwealth Trust II | |
| | COMPANY NAME(s) - [Fidelity Commonwealth Trust II (CIK - 1364923 /SIC - Unspecified)] |
| | (a) 92, 328 8, 556, 036 Dell, Inc. (a) 76, 759 883, 496 8, 870, 370 IT Services - 1.2% Alliance Data Systems Corp. 109, 374 1, 702, 953 10, 775, 434 Software - 3.8% Adobe Systems, Inc. 109, 362 1, 608, 715 13, 384, 587 Metals & Mining - 0.5% Compass Minerals International, Inc. 38, 816 1, 214, 553 DPL, Inc. |
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| 01/29/2009 | N-Q for JENNISONDRYDEN OPPORTUNITY FUNDS | |
| | COMPANY NAME(s) - [JENNISONDRYDEN OPPORTUNITY FUNDS (CIK - 1104631 /SIC - Unspecified)] |
| | Various inputs are used in determining the value of the Fund s investments. 189, 267 674, 793 Automobiles & Components 0.2% 4, 900 Harley-Davidson, Inc. (The) 371, 253 8, 400 Merrill Lynch & Co., Inc. 96, 965 6, 500 Huntington Bancshares, Inc. 161, 720 8, 600 R.R. Donnelley & Sons Co. |
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| 02/03/2009 | 497 for DWS BLUE CHIP FUND | |
| | COMPANY NAME(s) - [DWS BLUE CHIP FUND (CIK - 823342 /SIC - Unspecified)] |
| | Pension & Savings Trust Officer, 1993 Sprint Corporation(2) (telecommunications) (November 1989-September 2003) -------------------------------------------------------------------------------------------------------------------- Jean Gleason Stromberg Retired; formerly: Consultant (1997-2001); Director, US 134 (1943) Government Accountability Office (1996-1997); Partner, Board Member since Fulbright & Jaworski, L.L.P. (law firm) (1978-1996); 1997 Directorships: The William and Flora Hewlett Foundation; Business Leadership Council, Wellesley College; former Directorships: Service Source, Inc., Mutual Fund Directors Forum (2002-2004), American Bar Retirement Association (funding vehicle for retirement plans) (1987-1990 and 1994-1996) -------------------------------------------------------------------------------------------------------------------- Robert H. Wadsworth (1940) President, Robert H. Wadsworth & Associates, Inc. (consulting 137 Board Member since 1999 firm) (1983 to present); Director, The Phoenix Boys Choir Association -------------------------------------------------------------------------------------------------------------------- Interested Board Member -------------------------------------------------------------------------------------------------------------------- Number of Name, Year of Birth, Funds in DWS Position with the Trust and Business Experience and Fund Complex Length of Time Served(1) Directorships During the Past 5 Years Overseen -------------------------------------------------------------------------------------------------------------------- Axel Schwarzer(3) Managing Director(4), Deutsche Asset Management; Head of 134 (1958) Deutsche Asset Management Americas; CEO of DWS Investments; Board Member since formerly: board member of DWS Investments, Germany 2006 (1999-2005); Head of Sales and Product Management for the Retail and Private Banking Division of Deutsche Bank in Germany (1997-1999); various strategic and operational positions for Deutsche Bank Germany Retail and Private Banking Division in the field of investment funds, tax driven instruments and asset management for corporates (1989-1996) -------------------------------------------------------------------------------------------------------------------- Officers(5) -------------------------------------------------------------------------------------------------------------------- Name, Year of Birth, Position with the Trust and Length of Business Experience and Time Served(6) Directorships During the Past 5 Years -------------------------------------------------------------------------------------------------------------------- Michael G. Clark(7) (1965) Managing Director(4), Deutsche Asset Management (2006-present); President of President, 2006-present DWS family of funds; Director, ICI Mutual Insurance Company (since October 2007); formerly: Director of Fund Board Relations (2004-2006) and Director of Product Development (2000-2004), Merrill Lynch Investment Managers; Senior Vice President Operations, Merrill Lynch Asset Management (1999-2000) -------------------------------------------------------------------------------------------------------------------- John Millette(8) (1962) Director(4), Deutsche Asset Management Vice President and Secretary, 1999-present -------------------------------------------------------------------------------------------------------------------- Paul H. Schubert(7) (1963) Managing Director(4), Deutsche Asset Management (since July 2004); formerly: Chief Financial Officer, Executive Director, Head of Mutual Fund Services and Treasurer for UBS Family 2004-present of Funds (1998-2004); Vice President and Director of Mutual Fund Finance at UBS Treasurer, 2005-present Global Asset Management (1994-1998) -------------------------------------------------------------------------------------------------------------------- Caroline Pearson(8) (1962) Managing Director(4), Deutsche Asset Management Assistant Secretary, 1997-present -------------------------------------------------------------------------------------------------------------------- Rita Rubin(9) (1970) Vice President and Counsel, Deutsche Asset Management (since October 2007); Assistant Secretary, formerly, Vice President, Morgan Stanley Investment Management (2004-2007); 2009-present Attorney, Shearman & Sterling LLP (2004); Vice President and Associate General Counsel, UBS Global Asset Management (2001-2004) -------------------------------------------------------------------------------------------------------------------- Paul Antosca(8) Director(4), Deutsche Asset Management (since 2006); formerly: Vice President, (1957) The Manufacturers Life Insurance Company (U.S.A.) (1990-2006) Assistant Treasurer, 2007-present -------------------------------------------------------------------------------------------------------------------- Jack Clark (8) Director(4), Deutsche Asset Management (since 2007); formerly: |
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| 02/02/2009 | 497 for SPDR TRUST SERIES 1 | |
| | COMPANY NAME(s) - [SPDR TRUST SERIES 1 (CIK - 884394 /SIC - Unspecified)] |
| | 28 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH SPDR Trust Series 1 Schedule of Investments (continued) September 30, 2008 callerid=999 iwidth=456 length=0 Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=lead colindex=02 type=body colindex=02 type=hang1 colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 Table Width Row END Common Stocks Shares Value callerid=209 iwidth=86 length=0 Hess Corp. 2, 587, 654 $ 212, 394, 640 Hewlett-Packard Co. 22, 358, 014 1, 033, 834, 567 Home Depot, Inc. 15, 505, 411 401, 435, 091 Honeywell International, Inc. 6, 809, 061 282, 916, 485 Hospira, Inc. * 1, 453, 313 55, 516, 557 Host Hotels & Resorts, Inc. 4, 764, 317 63, 317, 773 Hudson City Bancorp, Inc. 4, 741, 968 87, 489, 310 Humana, Inc. * 1, 540, 291 63, 459, 989 Huntington Bancshares, Inc. 3, 298, 417 26, 354, 352 Illinois Tool Works, Inc. 3, 656, 892 162, 548, 849 IMS Health, Inc. 1, 665, 818 31, 500, 618 Ingersoll-Rand Co., Ltd. (Class A) 2, 902, 598 90, 473, 980 Integrys Energy Group, Inc. 698, 673 34, 891, 730 Intel Corp. 51, 347, 765 961, 743, 638 IntercontinentalExchange, Inc. * 685, 578 55, 312, 433 International Business Machines Corp. 12, 374, 132 1, 447, 278, 479 International Flavors & Fragrances, Inc. 732, 439 28, 902, 043 International Game Technology 2, 823, 417 48, 506, 304 International Paper Co. 3, 889, 892 101, 837, 373 Interpublic Group of Cos., Inc. * 4, 314, 306 33, 435, 872 Intuit, Inc. * 2, 930, 174 92, 622, 800 Intuitive Surgical, Inc. * 350, 994 84, 582, 534 Invesco Ltd. 3, 527, 285 74, 002, 439 ITT Corp. 1, 656, 430 92, 114, 072 J.C. Penney Co., Inc. 2, 011, 138 67, 051, 341 Jabil Circuit, Inc. 1, 879, 912 17, 934, 360 Jacobs Engineering Group, Inc. * 1, 112, 998 60, 446, 921 Janus Capital Group, Inc. 1, 458, 014 35, 400, 580 JDS Uniphase Corp. * 1, 957, 201 16, 557, 920 Johnson & Johnson 25, 510, 995 1, 767, 401, 734 Johnson Controls, Inc. 5, 406, 594 163, 981, 996 Jones Apparel Group, Inc. 769, 124 14, 236, 485 JPMorgan Chase & Co. 33, 630, 620 1, 570, 549, 954 Juniper Networks, Inc. * 4, 965, 774 104, 628, 858 KB HOME 695, 730 13, 691, 966 Kellogg Co. 2, 286, 949 128, 297, 839 KeyCorp 4, 521, 713 53, 989, 253 Kimberly-Clark Corp. 3, 790, 676 245, 787, 432 Kimco Realty Corp. 2, 086, 386 77, 071, 099 King Pharmaceuticals, Inc. * 2, 216, 671 21, 235, 708 KLA-Tencor Corp. 1, 556, 685 49, 269, 080 Kohl s Corp. * 2, 780, 136 128, 108, 667 Kraft Foods, Inc. (Class A) 13, 858, 831 453, 876, 715 Kroger Co. 5, 978, 790 164, 297, 149 L-3 Communications Holdings, Inc. 1, 108, 213 108, 959, 502 Laboratory Corp. |
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| 02/02/2009 | 13F-HR for SEAWARD MANAGEMENT LIMITED PARTNERSHIP | |
| | COMPANY NAME(s) - [SEAWARD MANAGEMENT LIMITED PARTNERSHIP (CIK - 1008929 /SIC - Unspecified)] |
| | com 269030102 405 9900.00 SH SOLE 9900.00 EXXON MOBIL CORP com 30231g102 66023 827050.85SH SOLE 668131.85 158919.00 FAMILY DOLLAR STORES com 307000109 1083 41575.00 SH SOLE 41575.00 FASTENAL CO COM com 311900104 466 13400.00 SH SOLE 3000.00 10400.00 FEDEX CORPORATION com 31428X106 612 9550.00 SH SOLE 7350.00 2200.00 FISERV INC com 337738108 8171 224676.00SH SOLE 216856.00 7820.00 FLUOR CORP com 343412102 292 6510.00 SH SOLE 6510.00 FORTUNE BRANDS INC COM com 349631101 369 8940.00 SH SOLE 4940.00 4000.00 FPL GROUP INC com 302571104 2437 48430.00 SH SOLE 38830.00 9600.00 FRANKLIN RES INC com 354613101 6009 94225.63 SH SOLE 70065.63 24160.00 GENENTECH INC com 368710406 6212 74927.00 SH SOLE 66127.00 8800.00 GENERAL DYNAMICS COR com 369550108 412 7164.00 SH SOLE 7164.00 GENERAL ELECTRIC com 369604103 36081 2227253.54SH SOLE 1834821.54 392432.00 GENERAL MILLS INC com 370334104 979 16131.00 SH SOLE 15531.00 600.00 GENZYME CORP com 372917104 10007 150784.00SH SOLE 147484.00 3300.00 GLAXOSMITHKLINE PLC-ADS com 37733w105 695 18654.00 SH SOLE 18654.00 GOOGLE INC CL A com 38259P508 1452 4722.00 SH SOLE 4357.00 365.00 GRAINGER W W INC com 384802104 6899 87517.00 SH SOLE 82717.00 4800.00 HEINZ H J com 423074103 358 9534.00 SH SOLE 8234.00 1300.00 HEWLETT PACKARD CO COM com 428236103 7336 202150.79SH SOLE 184050.79 18100.00 HOLOGIC INC COM com 436440101 4534 346970.00SH SOLE 338970.00 8000.00 HOME DEPOT INC COM com 437076102 1126 48927.00 SH SOLE 12331.00 36596.00 HONEYWELL INTERNATIONAL com 438516106 2228 67891.00 SH SOLE 63941.00 3950.00 HOSPIRA INC COM com 441060100 389 14519.00 SH SOLE 12419.00 2100.00 IDEXX LABS CORP com 45168d104 1021 28325.00 SH SOLE 28325.00 ILLINOIS TOOL WKS INC com 452308109 10513 299959.00SH SOLE 269274.00 30685.00 IMS HEALTH INC COM com 449934108 157 10420.00 SH SOLE 10420.00 INDEPENDENT BK CP MASS com 453836108 261 10000.00 SH SOLE 10000.00 INFOSYS TECH LTD SPONSORED ADR com 456788108 322 13125.00 SH SOLE 13125.00 INTEL CORP com 458140100 10081 687656.74SH SOLE 647406.74 40250.00 INTERNATIONAL PAPER CO com 460146103 177 15044.00 SH SOLE 6133.00 8911.00 INTL BUSINESS MACHINES com 459200101 15718 186774.00SH SOLE 167044.00 19730.00 IRON MTN INC DE COM com 462846106 228 9253.00 SH SOLE 9253.00 ISHARES COMEX GOLD TR ISHARES com 464285105 238 2750.00 SH SOLE 2750.00 ISHARES INC MSCI JAPAN com 464286848 750 78350.00 SH SOLE 78350.00 ISHARES TR FTSE XNHUA IDX com 464287184 352 12110.00 SH SOLE 12110.00 ISHARES TR MSCI EAFE IDX com 464287465 2687 59898.00 SH SOLE 35553.00 24345.00 ISHARES TR MSCI EMERG MKT com 464287234 4599 184215. |
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| 02/02/2009 | N-CSR for DWS STRATEGIC MUNICIPAL INCOME TRUST | |
| | COMPANY NAME(s) - [DWS STRATEGIC MUNICIPAL INCOME TRUST (CIK - 846596 /SIC - Unspecified)] |
| | Fox (1954) Board Member since 1996 Managing General Partner, Exeter Capital Partners (a series of private equity funds). Directorships: Progressive Holding Corporation (kitchen goods importer and distributor); Natural History, Inc. (since September 2007), Thai Capital Fund, Inc. (global management consulting firm) (2001-present); Directorship: Board of Managers, YMCA of Metropolitan Chicago; formerly: Senior Partner, Arthur Andersen LLP (accounting) (1966-2001); Trustee, Ravinia Festival 133 Rebecca W. Rimel (1951) Board Member since 1995 President and Chief Executive Officer, The Pew Charitable Trusts (charitable organization) (1994 to present); Trustee, Thomas Jefferson Foundation (charitable organization) (1994 to present); Trustee, Executive Committee, Philadelphia Chamber of Commerce (2001-2007); Trustee, Pro Publica (2007-present) (charitable organization). Formerly, Executive Vice President, The Glenmede Trust Company (investment trust and wealth management) (1983-2004); Board Member, Investor Education (charitable organization) (2004-2005); Director, Viasys Health Care 3 (January 2007-June 2007) 133 William N. Searcy, Jr. Formerly, Consultant (1997-2001); Director, US Government Accountability Office (1996-1997); Partner, Fulbright & Jaworski, L.L.P. (law firm) (1978-1996). Directorships: The William and Flora Hewlett Foundation; Service Source, Inc. |
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| 02/04/2009 | EX-99.C of 8-K for DELPHI CORP | |
| | COMPANY NAME(s) - [DELPHI CORP (CIK - 1072342 /SIC - 3714)] |
| | Treasurer DELPHI AUTOMOTIVE SYSTEMS OVERSEAS CORPORATION, a Delaware corporation By: /s/ John P. Arle Name: John P. Arle Title: Treasurer DELPHI AUTOMOTIVE SYSTEMS SERVICES LLC, a Delaware limited liability company By: /s/ John P. Arle Name: John P. Arle Title: Treasurer DELPHI AUTOMOTIVE SYSTEMS TENNESSEE, INC., a Delaware corporation By: /s/ John P. Arle Name: John P. Arle Title: Treasurer DELPHI AUTOMOTIVE SYSTEMS THAILAND, INC., a Delaware corporation By: /s/ John P. Arle Name: John P. Arle Title: Treasurer [Signature Page to Amendment No. 3] Folio /Folio PAGEBREAK ASPIRE, INC., a Michigan corporation By: /s/ James P. Whitson Name: James P. Whitson Title: Vice President DELPHI CHINA LLC, a Delaware limited liability company By: /s/ James P. Whitson Name: James P. Whitson Title: Chief Tax Officer DELPHI DIESEL SYSTEMS CORP., a Delaware corporation By: /s/ James P. Whitson Name: James P. Whitson Title: Chief Tax Officer DELPHI INTEGRATED SERVICE SOLUTIONS, INC., a Michigan corporation By: /s/ James P. Whitson Name: James P. Whitson Title: Vice President SPECIALTY ELECTRONICS, INC., a South Carolina corporation By: /s/ James P. Whitson Name: James P. Whitson Title: Chief Tax Officer [Signature Page to Amendment No. 3] Folio /Folio PAGEBREAK DELPHI TECHNOLOGIES, INC., a Delaware corporation By: /s/ Thomas N. Twomey Name: Thomas N. Twomey Title: Vice President Intellectual Property [Signature Page to Amendment No. 3] Folio /Folio |
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| 02/03/2009 | 13F-HR for Chronim Investments Inc | |
| | COMPANY NAME(s) - [Chronim Investments Inc (CIK - 1439745 /SIC - Unspecified)] |
| | ENERGY INC COM 367220100 18 SOLE NONE NONE 0 GRAN TIERRA ENERGY INC COM 38500T101 2000 SOLE NONE NONE 6 GENITOPE CORPORATION COM 37229P507 8500 SOLE NONE NONE 0 GRANITE CONSTRUCTION INC COM 387328107 400 SOLE NONE NONE 18 GEOVIC MINING CORP WT EXP 110311 373686112 200 SOLE NONE NONE 0 GENESEE AND WYOMING INC CL A 371559105 200 SOLE NONE NONE 6 GYMBOREE CORPORATION COM 403777105 1600 SOLE NONE NONE 42 HALLIBURTON CO COM 406216101 9497.32 SOLE NONE NONE 173 HANSEN NATURAL CORPORATION COM 411310105 88200 SOLE NONE NONE 2957 HASBRO INC COM 418056107 210 SOLE NONE NONE 6 RMK ADVANTAGE INCOME FD COM 74963L103 7084 SOLE NONE NONE 6 HEALTH CARE PROPERTY INVESTORS INC COM 421915109 1362 SOLE NONE NONE 38 HOME DEPOT INC COM 437076102 5413 SOLE NONE NONE 125 HEMISPHERX BIOPHARMA INC COM 42366C103 500 SOLE NONE NONE 0 HELEN OF TROY LTD COM G4388N106 800 SOLE NONE NONE 14 HOLLIS EDEN PHARMACEUTICALS INC COM 435902101 5100 SOLE NONE NONE 3 HERCULES OFFSHORE INC COM 427093109 100 SOLE NONE NONE 0 HESS CORPORATION COM 42809H107 8800 SOLE NONE NONE 472 ENER1 INC COM 29267A104 1428 SOLE NONE NONE 10 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 435 SOLE NONE NONE 7 HIBBETT SPORTS INC COM 428567101 2900 SOLE NONE NONE 46 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 1000 SOLE NONE NONE 2 HITTITE MICROWAVE CORPORATION COM 43365Y104 1300 SOLE NONE NONE 38 PETROHAWK ENERGY CORPORATION COM 716495106 1700 SOLE NONE NONE 27 HECLA MINING COMPANY COM 422704106 1800 SOLE NONE NONE 5 HIGHLANDS PACIFIC LIMITE SHS Y3193J102 4000 SOLE NONE NONE 0 HEELYS INC COM 42279M107 19000 SOLE NONE NONE 43 HMG WORLDWIDE CORP COM 404235103 1000 SOLE NONE NONE 0 HOME INNS AND HOTELS MANAGEMENT INC SPON ADR 43713W107 2500 SOLE NONE NONE 21 SPECTRUM SCIENCES AND SOFTWARE COM 84764A107 500 SOLE NONE NONE 0 HUANENG POWER INTERNATIONAL INC SPON ADR H SHS 443304100 1000 SOLE NONE NONE 29 HANSEN MEDICAL INC COM 411307101 300 SOLE NONE NONE 2 HOLLY CORPORATION COM PAR $0.01 435758305 3600 SOLE NONE NONE 66 HARLEY DAVIDSON INC COM 412822108 34100 SOLE NONE NONE 579 HOKU SCIENTIFIC INC COM 434712105 100 SOLE NONE NONE 0 HOLOGIC INC COM 436440101 10400 SOLE NONE NONE 136 HONEYWELL INTL INC COM 438516106 2300 SOLE NONE NONE 76 STARWOOD HOTELS AND RESORTS WORLDWIDE INC COM 85590A401 1500 SOLE NONE NONE 27 HOVNANIAN ENTERPRISES INC CL A 442487203 90900 SOLE NONE NONE 156 HELMERICH AND PAYNE INC COM 423452101 343 SOLE NONE NONE 8 HEWLETT PACKARD CO COM 428236103 5144 SOLE NONE NONE 187 HIPSO MULTIMEDIA INC COM 43352L206 1000 SOLE NONE NONE 0 HEAR ATLAST HOLDINGS INC COM 422217109 6000 SOLE NONE NONE 0 HARRIS CORPORATION COM 413875105 2800 SOLE NONE NONE 107 HORIZON LINES INC COM 44044K101 5000 SOLE NONE NONE 17 RMK STRATEGIC INCOME FD COM 74963H102 6808 SOLE NONE NONE 6 COM 43741V105 1500 SOLE NONE NONE 0 HEIDRICK AND STRUGGLES INTERNATIONAL INC COM 422819102 670 SOLE NONE NONE 14 |
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| 02/03/2009 | N-CSRS for RIVERSOURCE MANAGERS SERIES INC | |
| | COMPANY NAME(s) - [RIVERSOURCE MANAGERS SERIES INC (CIK - 1137342 /SIC - Unspecified)] |
| | 30, 2008 THE PERIOD(A) EXPENSE RATIO ------------------------------------------------------------------------------------------ -S- -C- -C- -C- -C- Class A ------------------------------------------------------------------------------------------ Actual(b) $1, 000 $ 617.20 $4.72 1.17% ------------------------------------------------------------------------------------------ Hypothetical (5% return before expenses) $1, 000 $1, 019.10 $5.89 1.17% ------------------------------------------------------------------------------------------ Class B ------------------------------------------------------------------------------------------ Actual(b) $1, 000 $ 614.70 $7.77 1.93% ------------------------------------------------------------------------------------------ Hypothetical (5% return before expenses) $1, 000 $1, 015.31 $9.70 1.93% ------------------------------------------------------------------------------------------ Class C ------------------------------------------------------------------------------------------ Actual(b) $1, 000 $ 613.30 $7.76 1.93% ------------------------------------------------------------------------------------------ Hypothetical (5% return before expenses) $1, 000 $1, 015.31 $9.70 1.93% ------------------------------------------------------------------------------------------ Class I ------------------------------------------------------------------------------------------ Actual(b) $1, 000 $ 617.60 $3.15 .78% ------------------------------------------------------------------------------------------ Hypothetical (5% return before expenses) $1, 000 $1, 021.04 $3.93 .78% ------------------------------------------------------------------------------------------ Class R4 ------------------------------------------------------------------------------------------ Actual(b) $1, 000 $ 617.00 $4.35 1.08% ------------------------------------------------------------------------------------------ Hypothetical (5% return before expenses) $1, 000 $1, 019.55 $5.44 1.08% ------------------------------------------------------------------------------------------ -/TABLE- (a) Expenses are equal to the Fund's annualized expense ratio as indicated above, multiplied by the average account value over the period, multiplied by 182/365 (to reflect the one-half year period). (b) Based on the actual return for the six months ended Nov. 30, 2008: -38.28% for Class A, -38.53% for Class B, -38.67% for Class C, -38.24% for Class I and -38.30% for Class R4. -------------------------------------------------------------------------------- RIVERSOURCE PARTNERS FUNDAMENTAL VALUE FUND -- 2008 SEMIANNUAL REPORT 13 -PAGE- PORTFOLIO OF INVESTMENTS ------------------------------------------------------ NOV. 30, 2008 (UNAUDITED) (Percentages represent value of investments compared to net assets) INVESTMENTS IN SECURITIES -TABLE- -CAPTION- COMMON STOCKS (96.6%) ISSUER SHARES VALUE(a) -S- -C- -C- AIR FREIGHT & LOGISTICS (0.6%) United Parcel Service Cl B 57, 100 $3, 288, 960 ------------------------------------------------------------------------------------- AUTOMOBILES (0.8%) Harley-Davidson 251, 690 4, 281, 247 ------------------------------------------------------------------------------------- BEVERAGES (2.3%) Diageo ADR 145, 560(c) 8, 205, 217 Heineken Holding 175, 590(c) 4, 562, 056 --------------- Total 12, 767, 273 ------------------------------------------------------------------------------------- CAPITAL MARKETS (3.1%) Bank of New York Mellon 380, 600 11, 497, 925 E*TRADE Financial 55, 230(b) 74, 561 Goldman Sachs Group 22, 570 1, 782, 804 Merrill Lynch & Co 210, 898 2, 788, 071 Morgan Stanley 27, 310 402, 823 State Street 21, 160 891, 048 --------------- Total 17, 437, 232 ------------------------------------------------------------------------------------- CHEMICALS (0.6%) Monsanto 39, 100 3, 096, 720 ------------------------------------------------------------------------------------- COMMERCIAL BANKS (4.5%) Wachovia 191, 982 1, 078, 939 Wells Fargo & Co 839, 240 24, 245, 643 --------------- Total 25, 324, 582 ------------------------------------------------------------------------------------- COMMERCIAL SERVICES & SUPPLIES (1.6%) Iron Mountain 409, 856(b) 8, 906, 171 ------------------------------------------------------------------------------------- COMMUNICATIONS EQUIPMENT (0.6%) Cisco Systems 191, 900(b) 3, 174, 026 ------------------------------------------------------------------------------------- COMPUTERS & PERIPHERALS (1.5%) Dell 181, 760(b) 2, 030, 259 Hewlett-Packard 176, 570 6, 229, 390 --------------- Total 8, 259, 649 ------------------------------------------------------------------------------------- CONSTRUCTION MATERIALS (1.9%) Martin Marietta Materials 71, 700 6, 283, 788 Vulcan Materials 71, 710 4, 301, 166 --------------- Total 10, 584, 954 ------------------------------------------------------------------------------------- CONSUMER FINANCE (3.1%) American Express 726, 860 16, 943, 107 Discover Financial Services 39, 730 406, 438 --------------- Total 17, 349, 545 ------------------------------------------------------------------------------------- CONTAINERS & PACKAGING (1.7%) Sealed Air 604, 062 9, 562, 301 ------------------------------------------------------------------------------------- DIVERSIFIED CONSUMER SERVICES (1.3%) H&R |
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| 02/03/2009 | 13F-HR for SMITH HAYES Advisers Inc | |
| | COMPANY NAME(s) - [SMITH HAYES Advisers Inc (CIK - 1418870 /SIC - Unspecified)] |
| | 154117 SH SOLE 38000 116117 CVS Corp COM 126650100 232 8083 SH SOLE 8083 Caterpillar Inc COM 149123101 299 6695 SH SOLE 6695 Check Point Software Tech Ltd COM M22465104 269 14171 SH SOLE 14171 Chevron Corp COM 166764100 839 11340 SH SOLE 11340 Cisco Systems Inc COM 17275r102 739 45313 SH SOLE 17000 28313 Citigroup Inc COM 172967101 95 14198 SH SOLE 14198 Clean Harbors Inc COM 184496107 203 3200 SH SOLE 3000 200 Clorox Company COM 189054109 469 8450 SH SOLE 8450 Coca Cola Company COM 191216100 817 18049 SH SOLE 18049 Colgate Palmolive Co COM 194162103 225 3280 SH SOLE 3280 Comcast Corp New CL A COM 20030n101 197 11651 SH SOLE 11651 Conagra Foods Inc COM 205887102 1132 68611 SH SOLE 68611 Conocophillips COM 20825c104 333 6422 SH SOLE 6422 Consolidated Edison Hldg Co COM 209115104 296 7600 SH SOLE 7600 Cytec Industries Inc COM 232820100 226 10666 SH SOLE 10666 DNP Select Income Fd Inc COM 23325p104 130 21080 SH SOLE 21080 Devon Energy Corp COM 25179m103 363 5527 SH SOLE 5300 227 Disney, Walt Company COM 254687106 648 28553 SH SOLE 28553 Duke Energy Corp COM 26441c105 554 36901 SH SOLE 36901 E I duPont De Nemours COM 263534109 229 9050 SH SOLE 9050 E Trade Financial Corp COM 269246104 36 31100 SH SOLE 31100 EFJ Inc COM 26843b101 99 74200 SH SOLE 74200 EMC Corporation Mass COM 268648102 404 38615 SH SOLE 24000 14615 Eaton Corp COM 278058102 360 7235 SH SOLE 4700 2535 Echelon Corp COM 27874n105 88 10785 SH SOLE 10785 Edwards Lifesciences Corp COM 28176e108 815 14830 SH SOLE 8300 6530 Exxon Mobil Corporation COM 30231G102 1355 16978 SH SOLE 16978 Fannie Mae Voting Shares COM 313586109 8 10354 SH SOLE 10354 Genentech Inc New COM 368710406 514 6200 SH SOLE 6200 General Dynamics COM 369550108 268 4658 SH SOLE 4658 General Electric Co COM 369604103 2033 125472 SH SOLE 10000 115472 Halliburton Company COM 406216101 194 10680 SH SOLE 10680 Hanover Insurance Group Inc COM 410867105 354 8232 SH SOLE 8232 Herbalife LTD COM g4412g101 220 10163 SH SOLE 10163 Hershey Foods COM 427866108 275 7927 SH SOLE 7927 Hewlett-Packard Co COM 428236103 576 15876 SH SOLE 13476 2400 IBM Corp COM 459200101 386 4589 SH SOLE 4589 ITT Industries Inc COM 450911102 209 4550 SH SOLE 4550 Intel Corporation COM 458140100 615 41950 SH SOLE 41950 J P Morgan Chase & Co. |
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