SEC NEWS DIGEST Issue 2005-16 January 26, 2005 ENFORCEMENT PROCEEDINGS COMMISSION SETTLES WITH FORMER CEO OF MARX TOYS, STEVEN WISE On January 25, the Commission issued an Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 as to Steven Wise (Order), a resident of Perrineville, New Jersey. The Order finds that from in or about August 2003 through Sept. 5, 2003, while Wise was the chief executive officer and sole director of Marx Toys & Entertainment Corp (MRXT), he engaged in fraudulent and manipulative practices to inflate artificially the demand for, and the share price of, MRXT common stock. In furtherance of this misconduct, Wise offered to pay—and in fact did pay—two registered representatives of a New York registered broker- dealer a kickback, consisting of 100,000 purportedly free trading shares of MRXT common stock, to induce the registered representatives to make a market in MRXT stock and to solicit their brokerage clients to purchase and hold shares of MRXT common stock at inflated prices. Wise knew or recklessly disregarded the fact that the kickbacks that they paid to the registered representatives would not be disclosed to the registered representatives’ brokerage customers. As a result of the conduct described above, Wise willfully violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, which, among other things, prohibit any person, directly or indirectly, from engaging in any transaction, act, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser or any person in the offer or sale or in connection with the purchase or sale of any security. Based on the above, the Order states that Wise shall cease and desist from committing or causing any violation and any future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5, thereunder. The Order further bars Wise from participating in any offering of a penny stock, acting as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Exchange Act or that is required to file reports pursuant to Section 15(d) of the Exchange Act, and pay a civil money penalty in the amount of $75,000. Wise consented to the issuance of the Order without admitting or denying any of the findings. The administrative and cease-and-desist proceeding was instituted against him on Sept. 5, 2003. (Rels. 33-8526; 34-51077; File No. 3-11247) SEC CHARGES HERMAN’S WORLD OF SPORTS, INC., ITS FORMER CEO, AND TWO INDIVIDUALS FOR ROLES IN A FRAUDULENT, UNREGISTERED OFFERING The Commission today filed a complaint in the Eastern District of New York, charging Herman’s World of Sports, Inc. (Herman’s Sports), Thomas J. Dzwilewski (Dzwilewski), Herman’s Sports’ former President and CEO, Michael Eisemann (Eisemann), Herman’s Sports’ former Vice President for Investor Relations, and Louis Montaino (Montaino), a formerly registered representative retained by Herman’s Sports to solicit investors (collectively, Defendants), with securities fraud for participating in the fraudulent, unregistered offering of Herman’s Sports stock. According to the complaint, from at least February 2001 through at least March 2003, the Defendants perpetrated a fraudulent stock offering related to Herman’s Sports. Herman’s Sports was a start-up sporting goods retailer that had acquired the trademarks of Herman’s Sporting Goods, Inc., a storied band name. Specifically, Eisemann and Montaino solicited investors by making a series of false or misleading statements including, among other things, that Herman’s Sports would be imminently conducting an IPO, with the assistance of certain banks, which would enable investors to earn a quick profit. In addition, investors were sent versions of a private placement memorandum and other documents containing misrepresentations about the Herman’s Sports offering. Neither Eisemann nor Montaino were registered as, or affiliated with, a broker-dealer at the time they sold shares of Herman’s Sports. In addition, according to the complaint, Dzwilewski, who drafted or approved some of the offering materials, also delegated most of the responsibility related to the offering to Eisemann and Montaino, even after learning that Eisemann had pled guilty to securities fraud in an unrelated matter. As a result of their actions, the Defendants raised approximately $641,500 from at least 59 investors. Eisemann received at least $76,200 from the offering proceeds, Montaino received at least $62,500 from the offering proceeds, and Dzwilewski received at least $85,000 from the offering proceeds. The Commission alleges that, as a result of the foregoing, the Defendants violated Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and that Montaino and Eisemann violated Section 15(a) of the Exchange Act. Herman’s Sports and Dzwilewski have agreed to a resolution of this matter, subject to the Court’s approval. Without admitting or denying any of the allegations contained in the Commission’s complaint, Herman’s Sports and Dzwilewski have each consented to a permanent injunction from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act and Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder and to pay disgorgement, jointly and severally, of $641,500, which constitutes the entire proceeds of the fraudulent offering, plus pre- judgment interest of $22,185.65, for a total of $663,685.65, plus post- judgment interest thereon. In addition, Dzwilewski has consented to pay a civil penalty of $30,000. Under the terms of their respective consents, payment of the disgorgement, pre-judgment interest, and post- judgment interest by Herman’s Sports and/or Dzwilewski, along with the civil penalty owed by Dzwilewski, will be made over a two-year period. If approved by the Court, the settlement would fully reimburse injured investors. The litigation against Eisemann and Montaino is continuing. [SEC v. Herman’s World Of Sports, Inc., Thomas J. Dzwilewski, Michael Eisemann, and Louis Montaino, 05 Civ. 438 (Glasser, I.L.) EDNY] (LR-19052) INVESTMENT COMPANY ACT RELEASES GE LIFE & ANNUITY SEPARATE ACCOUNT I An order has been issued under Section 8(f) of the Investment Company Act declaring that GE Life & Annuity Separate Account I has ceased to be an investment company. (Rel. IC-26740 – January 25) GE LIFE & ANNUITY SEPARATE ACCOUNT III An order has been issued under Section 8(f) of the Investment Company Act declaring that GE Life & Annuity Separate Account III has ceased to be an investment company. (Rel. IC-26741 – January 25) HOLDING COMPANY ACT RELEASES ALLEGHENY ENERGY INC., ET AL. A notice has been issued giving interested persons until Feb. 18, 2005, to request a hearing on a proposal by Allegheny Energy Inc. (Allegheny), a registered holding company; Allegheny Energy Supply Company LLC, a registered holding company and public-utility company subsidiary of Allegheny; Allegheny Energy Service Corp., the Allegheny system service company; the Allegheny wholly-owned public-utility subsidiaries (Monongahela Power Company, Mountaineer Gas Company, The Potomac Edison Company, West Penn Power Company, and Allegheny Generating Company); and the current and future nonutility subsidiaries of Allegheny, including Allegheny Energy Solutions, Inc., Allegheny Ventures, Inc., Mountaineer Gas Services, Inc., and the West Virginia Power & Transmission Company, to engage in various financing transactions through Nov. 30, 2007, as well as authority for certain applicants to operate a money pool, to pay dividends out of capital and unearned surplus, to make changes in the capitalization of nonutility subsidiary companies, to reorganize nonutility subsidiary companies, and to be exempt from the at-cost requirements of Rules 90 and 91 of the Act. (Rel. 35-27941) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-2005-008) filed by the American Stock Exchange relating to options transaction fees in connection with the Standard & Poor’s Depositary Receipts (SPDRs) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 24. (Rel. 34-51070) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2005-05) filed by the Philadelphia Stock Exchange to increase position limits and exercise limits for options on Standard and Poor’s Depositary Receipts (SPDRs®). Publication is expected in the Federal Register during the week of January 24. (Rel. 34-51071) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Storage Computer Corporation, effective at the opening of business on January 26. (Rel. 34-51079) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 NOBLE ENERGY INC, 100 GLENBOROUGH, SUITE 100, HOUSTON, TX, 77067, 2818723100 - 0 ($1,766,588,562.00) Equity, (File 333-122262 - Jan. 25) (BR. 04) S-3 AMERICAN TECHNOLOGY CORP /DE/, 13114 EVENING CREEK DRIVE SOUTH, SAN DIEGO, CA, 92128, 6196792114 - 3,959,782 ($37,320,945.35) Equity, (File 333-122264 - Jan. 25) (BR. 37) S-1 BUY COM INC, 85 ENTERPRISE, SUITE 100, ALISO VIEJO, CA, 92656, 9494255230 - 0 ($86,250,000.00) Equity, (File 333-122265 - Jan. 25) (BR. 02) SB-2 SEALIFE CORP, 5601 SLAUSON AVENUE, SUITE 283, CULVER CITY, CA, 90230, 3103389757 - 6,600,000 ($2,046,000.00) Equity, (File 333-122266 - Jan. 25) (BR. 08) S-8 STRATEX NETWORKS INC, 170 ROSE ORCHARD WAY, SAN JOSE, CA, 95134, 4089430777 - 236,870 ($519,929.65) Equity, (File 333-122267 - Jan. 25) (BR. 37) S-8 ASHLAND INC, 50 E. RIVERCENTER BOULEVARD, COVINGTON, KY, 41012, 6068153333 - 500,000 ($28,765,000.00) Equity, (File 333-122269 - Jan. 25) (BR. 06) S-8 ASHLAND INC, 50 E. RIVERCENTER BOULEVARD, COVINGTON, KY, 41012, 6068153333 - 500,000 ($28,765,000.00) Equity, (File 333-122270 - Jan. 25) (BR. 06) S-8 ATTUNITY LTD, INDUSTRIAL PARK, TECHNION CITY, HAIFA ISRAEL, L3, 32000, 5086513888 - 1,062,520 ($2,158,445.00) Equity, (File 333-122271 - Jan. 25) (BR. 03) F-6 THOMSON, 46 QUAI A LE GALLO, 92100, BOULOGNEFRANCE, I0, 92100, 0000000000 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-122272 - Jan. 25) (BR. 37) S-8 DARK DYNAMITE, INC, 63 WEST 100 SOUTH, SECOND FLOOR STUDIO, SALT LAKE CITY, UT, 84101, 801-575-8073 - 0 ($1,400,000.00) Equity, (File 333-122273 - Jan. 25) (BR. 02) S-8 SOVEREIGN BANCORP INC, 2000 MARKET ST, PHILADELPHIA, PA, 19103, 2155574630 - 3,064,814 ($67,425,908.00) Equity, (File 333-122274 - Jan. 25) (BR. 07) S-8 LIONS GATE ENTERTAINMENT CORP /CN/, 555 BROOKSBANK AVENUE, NORTH VANCOUVER, A1, V7J3S5, 604-983-5555 - 2,224,943 ($21,893,439.12) Equity, (File 333-122275 - Jan. 25) (BR. 05) N-2 Nuveen Tax-Advantaged Floating Rate Fund, 333 WEST WACKER DRIVE, 32ND FLOOR, CHICAGO, IL, 60606, 312-917-8146 - 1,000 ($15,000.00) Equity, (File 333-122276 - Jan. 25) (BR. 22) S-8 KB HOME, 10990 WILSHIRE BLVD, LOS ANGELES, CA, 90024, 3102314000 - 10,000,000 ($1,056,900,000.00) Equity, (File 333-122277 - Jan. 25) (BR. 06) S-3D CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 0 ($32,100,000.00) Equity, (File 333-122278 - Jan. 25) (BR. 07) S-8 ARKONA INC, 10542 S JORDAN GATEWAY, #200, SOUTH JORDAN, UT, 84005, 8015017100 - 3,000,000 ($1,965,000.00) Equity, (File 333-122279 - Jan. 25) (BR. 03) SB-2 COMPOSITE TECHNOLOGY CORP, 2026 MCGRAW AVE, IRVINE, CA, 92614, (949) 428-8500 - 25,030,591 ($100,622,975.82) Equity, (File 333-122280 - Jan. 25) (BR. 36) S-8 ALLIED MOTION TECHNOLOGIES INC, 23 INVERNESS WAY EAST, STE 150, ENGLEWOOD, CO, 80112, 3037998520 - 0 ($2,800,000.00) Equity, (File 333-122281 - Jan. 25) (BR. 36) S-8 MILLER HERMAN INC, 855 E MAIN AVE, PO BOX 302, ZEELAND, MI, 49464-0302, 6166543000 - 700,000 ($18,686,500.00) Equity, (File 333-122282 - Jan. 25) (BR. 06) S-8 MILLER HERMAN INC, 855 E MAIN AVE, PO BOX 302, ZEELAND, MI, 49464-0302, 6166543000 - 7,000,000 ($186,865,000.00) Equity, (File 333-122283 - Jan. 25) (BR. 06) F-3 DIVERSINET CORP, 2225 SHEPPARD AVE EAST STE 1801, TORONTO CANADA M2J 5C2, ONTARIO, A6, 00000, 4167562324 - 7,383,000 ($5,315,760.00) Equity, (File 333-122284 - Jan. 25) (BR. 03) S-3 APEX SILVER MINES LTD, CALEDONIAN HOUSE MARY STREET, GEORGETOWN BWI, GRAND CAYMAN ISLAND, 3038395060 - 6,413,713 ($106,788,321.00) Equity, (File 333-122285 - Jan. 25) (BR. 04) S-4 APEX SILVER MINES LTD, CALEDONIAN HOUSE MARY STREET, GEORGETOWN BWI, GRAND CAYMAN ISLAND, 3038395060 - 0 ($20,000,000.00) Equity, (File 333-122286 - Jan. 25) (BR. 04) S-3 CIT FUNDING CO, LLC, 1 CIT DRIVE, LIVINGSTON, NJ, 07039, 9737405000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-122288 - Jan. 25) (BR. 05) S-3 INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 0 ($3,386,231.68) Equity, (File 333-122289 - Jan. 25) (BR. 08) F-10 FAIRFAX FINANCIAL HOLDINGS LTD/ CAN, 95 WELLINGTON ST WEST, STE 800, TORONTO ONTARIO CANA, A6, 4163674941 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-122290 - Jan. 25) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST COLONIAL BANCORP INC PA 8.01 01/24/05 1ST CONSTITUTION BANCORP NJ 5.03,8.01,9.01 01/21/05 1ST CONSTITUTION BANCORP NJ 2.02,9.01 01/25/05 AAMES INVESTMENT CORP MD 8.01,9.01 11/30/04 ABIGAIL ADAMS NATIONAL BANCORP INC DE 2.02,9.01 01/24/05 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,7.01,9.01 01/24/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 01/25/05 ADTRAN INC DE 2.02,9.01 01/24/05 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 8.01,9.01 01/19/05 ADVANTA CORP DE 2.02,9.01 01/25/05 ADVANTAGE CAPITAL DEVELOPMENT CORP NV 8.01,9.01 01/25/05 AGERE SYSTEMS INC DE 2.02,8.01,9.01 01/25/05 AK STEEL HOLDING CORP DE 2.02,9.01 01/25/05 AK STEEL HOLDING CORP DE 2.02 01/25/05 ALABAMA NATIONAL BANCORPORATION DE 1.01,9.01 01/19/05 Aleris International, Inc. DE 1.01,9.01 01/20/05 ALEXION PHARMACEUTICALS INC DE 1.01,2.03,3.02,8.01,9.01 01/25/05 ALLERGAN INC DE 5.02,9.01 01/24/05 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 01/25/05 ALLIANCE HEALTHCARD INC 2.02,9.01 01/24/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 01/24/05 ALLIED WASTE INDUSTRIES INC DE 5.02 01/19/05 Allis Chalmers Energy Inc. DE 9.01 11/10/04 AMEND Allstate Life Global Funding Trust 20 DE 8.01 01/24/05 ALPHASMART INC DE 1.01,5.02,8.01,9.01 01/24/05 ALPHASMART INC DE 2.02,9.01 01/25/05 AMCORE FINANCIAL INC NV 1.01,9.01 01/20/05 AMERICAN REAL ESTATE PARTNERS L P DE 7.01 01/25/05 AMERICAN RIVER BANKSHARES CA 2.02,9.01 01/25/05 AMERICAN SAFETY INSURANCE HOLDINGS LT 8.01 01/25/05 AMERICREDIT CORP TX 8.01,9.01 01/25/05 AMERISERV FINANCIAL INC /PA/ PA 2.02 12/31/04 AMERISOURCEBERGEN CORP DE 8.01,9.01 01/25/05 ANTICUS INTERNATIONAL CORP NV 1.01,9.01 01/20/05 ANTIGENICS INC /DE/ DE 1.01,2.03,3.02,9.01 01/25/05 APOLLO GOLD CORP 5.02 01/24/05 APOLLO INVESTMENT CORP MD 7.01 01/25/05 APPLEBEES INTERNATIONAL INC DE 7.01,8.01,9.01 01/25/05 APPLERA CORP DE 1.01,9.01 01/20/05 APPLIED FILMS CORP CO 1.01 01/19/05 APTARGROUP INC DE 1.01 01/20/05 ARBITRON INC DE 2.02,9.01 01/25/05 ARBOR REALTY TRUST INC MD 1.01,2.03,8.01,9.01 01/19/05 ARQULE INC DE 8.01,9.01 01/24/05 ARROW FINANCIAL CORP NY 2.02,9.01 01/25/05 ASHLAND INC KY 2.02,9.01 01/25/05 ASHLAND INC KY 7.01,9.01 01/25/05 ASK JEEVES INC DE 1.01,1.02,9.01 01/19/05 ASPENBIO INC CO 1.01,5.02,9.01 01/24/05 ASSURANCEAMERICA CORP NV 1.01 01/18/05 AT&T CORP NY 1.01,9.01 01/18/05 AVALON GOLD CORP NV 2.01,3.02,9.01 01/25/04 AVAYA INC DE 2.02,9.01 01/25/05 AVERY DENNISON CORPORATION DE 2.02,9.01 01/25/05 B FAST CORP LA 5.02 01/18/05 B2Digital, Inc. DE 1.01,9.01 01/14/05 BANC CORP DE 1.01,1.02,3.02,5.01,7.01,9.01 01/24/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 01/21/05 BANCORP RHODE ISLAND INC 2.02,9.01 01/25/05 BANCORPSOUTH INC MS 2.01,9.01 01/25/05 BAY VIEW SECURITIZATION CORP DE 9.01 01/25/05 BAY VIEW TRANSACTION CORP 9.01 01/25/05 BAYNON INTERNATIONAL CORP NV 4.01,9.01 01/19/05 BEACH FIRST NATIONAL BANCSHARES INC SC 2.02,9.01 01/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01 11/15/04 BELLAVISTA CAPITAL INC MD 7.01,9.01 01/24/05 BELLSOUTH CORP GA 2.02 01/25/05 BENCHMARK ELECTRONICS INC TX 1.01,2.03,9.01 01/20/05 BERRY PETROLEUM CO DE 1.01,7.01 01/25/04 BILL BARRETT CORP 7.01,9.01 01/24/05 BLOCKBUSTER INC DE 8.01,9.01 01/24/05 BOK FINANCIAL CORP ET AL OK 2.02,9.01 12/31/04 BOOKS A MILLION INC DE 1.01,9.01 01/18/05 BOSTON CAPITAL TAX CREDIT FUND IV LP DE 8.01 02/01/04 BOSTON CAPITAL TAX CREDIT FUND IV LP DE 8.01 10/01/04 BOSTON CAPITAL TAX CREDIT FUND IV LP DE 8.01 02/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 06/01/04 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 08/01/04 BRIDGE STREET FINANCIAL INC NY 8.01,9.01 01/25/05 BUCA INC /MN MN 5.02 01/20/05 BURLINGTON NORTHERN SANTA FE CORP DE 2.02,9.01 01/25/05 C-COR INC PA 5.02,9.01 01/19/05 C-COR INC PA 2.02,9.01 01/20/05 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01 01/24/05 Calamos Asset Management, Inc. /DE/ 5.02 01/19/05 CALIFORNIA STEEL INDUSTRIES INC 2.02 01/25/05 CALLWAVE INC 8.01,9.01 01/19/05 CAMDEN NATIONAL CORP ME 1.01,9.01 01/25/05 CAMDEN NATIONAL CORP ME 1.01,9.01 01/25/05 CAMDEN NATIONAL CORP ME 1.01,9.01 01/25/05 CAMDEN NATIONAL CORP ME 1.01 01/25/05 CAMDEN NATIONAL CORP ME 2.02,9.01 01/25/05 CAMDEN PROPERTY TRUST TX 1.01,9.01 01/24/05 CANCERVAX CORP DE 7.01,9.01 01/25/05 CANO PETROLEUM, INC 5.02,9.01 01/06/05 CAPTARIS INC WA 1.01 01/18/05 CARRIER ACCESS CORP DE 2.02,9.01 01/25/05 CASCADE NATURAL GAS CORP WA 8.01,9.01 01/20/05 CASCADE NATURAL GAS CORP WA 2.02,9.01 01/24/05 CB RICHARD ELLIS GROUP INC DE 1.01 01/23/05 CDW CORP IL 2.02,9.01 01/25/05 CEF EQUIPMENT HOLDING GE COMMERICAL E DE 8.01,9.01 01/20/05 CELADON GROUP INC DE 2.02,9.01 01/24/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01,9.01 01/19/05 CENTEX CORP NV 2.02,8.01,9.01 01/25/05 CHAMPION INDUSTRIES INC WV 5.02,9.01 01/25/05 CHAMPIONLYTE HOLDINGS INC FL 8.01,9.01 01/25/05 CHARMING SHOPPES INC PA 1.01,9.01 01/19/05 CHESAPEAKE CORP /VA/ VA 2.02,9.01 01/25/05 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD 9.01 12/31/04 CHEVY CHASE AUTO RECEIVABLES TRUST 20 9.01 12/31/04 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD 9.01 12/31/04 CHINA EDUCATION ALLIANCE INC. NC 4.01,9.01 01/20/05 CHL Mortgage Pass-Through Trust 2004- DE 9.01 08/25/04 AMEND CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 AMEND CHL Mortgage Pass-Through Trust 2004- DE 9.01 10/25/04 AMEND CHL Mortgage Pass-Through Trust 2004- DE 9.01 11/25/04 AMEND CHL Mortgage Pass-Through Trust 2004- DE 9.01 12/25/04 AMEND CINGULAR WIRELESS LLC DE 2.02 01/24/05 AMEND CITIZENS FINANCIAL SERVICES INC PA 8.01 01/25/05 CITIZENS FINANCIAL SERVICES INC PA 8.01,9.01 01/25/05 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/24/05 CIVITAS BANKGROUP INC TN 7.01,9.01 01/24/05 CNB FINANCIAL CORP/PA PA 2.06,9.01 01/25/05 CNF INC DE 2.02,9.01 12/31/04 COHERENT INC DE 2.02,9.01 01/25/05 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 01/24/05 COLONIAL PROPERTIES TRUST AL 1.01,9.01 01/24/05 COLONIAL REALTY LIMITED PARTNERSHIP DE 1.01,9.01 01/24/05 COLUMBUS MCKINNON CORP NY 2.02,9.01 01/25/05 COMM BANCORP INC PA 2.02,9.01 01/22/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 01/25/05 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 01/24/05 COMPEX TECHNOLOGIES INC MN 5.02,9.01 01/24/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 2.02,9.01 01/25/05 CONCUR TECHNOLOGIES INC WA 5.02 01/25/05 CONNETICS CORP DE 2.02,9.01 01/25/05 CONOR MEDSYSTEMS INC 1.01,9.01 01/19/05 COOPER INDUSTRIES LTD 2.02,9.01 01/25/05 COOPER INDUSTRIES LTD 7.01,9.01 01/25/05 COOPERATIVE BANKSHARES INC NC 2.02,9.01 01/25/05 CORDIA CORP NV 8.01 01/20/05 CORIO INC DE 8.01,9.01 01/24/05 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01 01/25/05 CORNING INC /NY NY 2.02,7.01,9.01 12/31/04 CORVEL CORP DE 2.02,9.01 01/25/05 COX COMMUNICATIONS INC /DE/ DE 7.01,8.01,9.01 12/09/04 AMEND CREDIT ACCEPTANCE CORPORATION MI 1.01,9.01 01/19/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 01/25/05 CROSSTEX ENERGY INC DE 7.01,9.01 01/25/05 CROSSTEX ENERGY LP DE 7.01,9.01 01/25/05 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 01/18/05 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 01/18/05 CSFB MORT SEC CORP COMM MORT PAS THR DE 8.01,9.01 01/18/05 CSFB MORT SEC CORP COMM MORT PAS THR DE 8.01,9.01 01/18/05 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 01/25/05 CSX CORP VA 2.02,9.01 01/25/05 CVB FINANCIAL CORP CA 2.02,9.01 12/31/04 CWALT INC 8.01,9.01 12/30/04 CYBERGUARD CORP FL 2.02,9.01 01/25/05 CYMER INC NV 2.02,9.01 01/25/05 DEL MONTE FOODS CO DE 1.01,7.01,9.01 01/24/05 DEL MONTE FOODS CO DE 8.01,9.01 01/25/05 DEUTSCHE RECREATIONAL ASSET FUNDING C NV 8.01,9.01 12/31/04 DIGITAL IMPACT INC /DE/ DE 1.01,5.02,9.01 01/24/05 DIMECO INC PA 2.02 01/24/05 DISTRIBUTION FINANCIAL SERVICES MARIN NY 8.01,9.01 12/31/04 DISTRIBUTION FINANCIAL SERVICES RV MA NV 8.01,9.01 12/31/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY 8.01,9.01 12/31/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY 8.01,9.01 12/31/04 DOBI MEDICAL INTERNATIONAL INC NV 9.01 01/20/05 DOCUMENT SECURITY SYSTEMS INC NY 1.01 01/19/05 DOLLAR TREE STORES INC VA 1.01 01/24/05 DOR BIOPHARMA INC DE 3.01 01/19/05 Dragon Gold Resources, Inc. NV 1.01,9.01 01/20/05 DSP GROUP INC /DE/ DE 2.02,9.01 01/25/05 DUPONT E I DE NEMOURS & CO DE 2.02 12/31/04 DURECT CORP DE 8.01,9.01 01/25/05 DYNASIL CORP OF AMERICA NJ 9.01 01/24/05 EAST PENN FINANCIAL CORP 2.02,9.01 01/24/05 EFUNDS CORP DE 7.01,9.01 01/24/05 ELECSYS CORP KS 2.04,3.02,9.01 01/25/05 ELECTRONIC ARTS INC DE 2.02,9.01 01/25/05 ELOYALTY CORP DE 2.02,9.01 01/25/05 EMC CORP MA 2.02,9.01 01/25/05 EMC INSURANCE GROUP INC IA 7.01 01/24/05 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 01/25/05 EMCLAIRE FINANCIAL CORP PA 4.01,9.01 01/25/05 ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 01/25/05 ENDWAVE CORP DE 8.01,9.01 01/24/05 EXACT SCIENCES CORP DE 7.01,9.01 01/24/05 EXELON CORP PA 2.02,7.01,9.01 01/25/05 EXTENDED SYSTEMS INC DE 2.02,9.01 01/25/05 EXTREME NETWORKS INC DE 2.02,9.01 01/19/05 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.02 01/25/05 FIDELITY SOUTHERN CORP GA 2.02,9.01 01/24/05 FIRST ACCEPTANCE CORP /DE/ DE 7.01,9.01 01/24/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/25/05 FIRST INDIANA CORP IN 2.02,9.01 01/20/05 FIRST NATIONAL CORP /VA/ VA 2.02,5.05,9.01 01/19/05 FIRST NATIONAL LINCOLN CORP /ME/ ME 5.02 01/21/05 FIRST STATE BANCORPORATION NM 2.02 01/24/05 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01,9.01 01/18/05 FIRST UNION LEH BRO BANK OF AMER COM NY 8.01,9.01 01/18/05 FIRST VIRTUAL COMMUNICATIONS INC DE 1.01,1.03,9.01 01/20/05 FIRSTBANK NW CORP WA 2.02,9.01 01/25/05 FLEXTRONICS INTERNATIONAL LTD 2.02,9.01 01/25/05 FORD MOTOR CO DE 8.01,9.01 01/25/05 FREESCALE SEMICONDUCTOR INC DE 1.01,8.01 01/24/05 FUELNATION INC FL 8.01 01/24/05 GALLAGHER ARTHUR J & CO DE 2.02,9.01 01/25/05 GB&T BANCSHARES INC GA 2.02,9.01 01/19/05 GENERAL COMPONENTS, INC. NV 7.01 01/25/05 GENIO GROUP INC DE 5.02,8.01 01/17/05 GERACO INC NV 1.01,2.01,3.02,5.01,5.02,5.03 12/15/04 AMEND GLOBAL IMAGING SYSTEMS INC DE 2.02,7.01,9.01 01/25/05 GLOBAL INNOVATIVE SYSTEMS INC NV 8.01,9.01 01/19/05 GLYCOGENESYS INC NV 8.01,9.01 01/25/05 GMAC Commercial Mortgage Pass-Through DE 8.01,9.01 01/10/05 GP STRATEGIES CORP DE 5.02,9.01 01/21/05 GRAHAM CORP DE 1.01 01/19/05 Grant Life Sciences, Inc. NV 2.01,9.01 07/30/04 AMEND GREAT AMERICAN BANCORP INC DE 3.01,9.01 01/25/05 GREATER COMMUNITY BANCORP NJ 8.01,9.01 01/19/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 01/21/05 GTC BIOTHERAPEUTICS INC MA 8.01,9.01 01/21/05 GUARANTY BANCSHARES INC /TX/ TX 5.02 01/24/05 HALLIBURTON CO DE 1.01,3.02,8.01,9.01 01/20/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 01/24/05 HANMI FINANCIAL CORP DE 8.01 01/24/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/24/05 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 01/25/05 HEALTHTRONICS, INC. GA 1.01,9.01 01/25/05 HEI INC MN 3.01,4.01,9.01 01/19/05 HERITAGE OAKS BANCORP CA 2.02 01/24/05 HOME FEDERAL BANCORP IN 2.02,9.01 01/25/05 HOME PROPERTIES INC MD 9.01 01/24/05 HOMEBANC CORP GA 1.01,9.01 01/24/05 HORIZON FINANCIAL CORP WA 2.02,9.01 01/20/05 ICU MEDICAL INC/DE DE 8.01,9.01 01/24/05 IMATION CORP DE 2.02,7.01,9.01 01/25/05 IMCLONE SYSTEMS INC/DE DE 8.01,9.01 01/24/05 IMH ASSETS CORP DE 2.01,9.01 01/25/05 INAMED CORP DE 2.02,8.01,9.01 01/17/05 INFORMATICA CORP DE 2.02,9.01 01/25/05 INFOSONICS CORP 1.01,3.02,5.02,7.01,9.01 01/19/05 INFOSPACE INC DE 2.02,9.01 01/25/05 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 01/25/05 INTERACTIVE INTELLIGENCE INC IN 2.02 01/25/05 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,7.01,9.01 01/25/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 7.01,9.01 01/22/05 INTERSECTIONS INC DE 2.01,9.01 11/12/04 AMEND INTERWOVEN INC CA 1.01 01/19/05 INVESTORS FINANCIAL SERVICES CORP DE 2.02,9.01 01/25/05 IRWIN FINANCIAL CORP IN 2.02,9.01 01/25/05 James River Coal CO VA 5.02,8.01,9.01 01/10/05 JANUS CAPITAL GROUP INC DE 1.01 01/20/05 JOURNAL COMMUNICATIONS INC 1.01,9.01 01/25/05 JOURNAL COMMUNICATIONS INC 1.01,9.01 01/25/05 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 01/25/05 KELLWOOD CO DE 7.01,9.01 01/24/05 KERR MCGEE CORP /DE DE 7.01,9.01 01/25/05 KEYNOTE SYSTEMS INC DE 2.02,8.01,9.01 01/25/04 KNAPE & VOGT MANUFACTURING CO MI 2.02,2.05,2.06,9.01 01/25/05 KNIGHT FULLER INC DE 5.02 01/06/05 KNOBIAS, INC. DE 4.01,9.01 01/20/05 KRAFT FOODS INC VA 2.02 01/25/05 KRISPY KREME DOUGHNUTS INC NC 1.01,9.01 01/24/05 LAMSON & SESSIONS CO OH 2.02,9.01 01/24/05 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 01/24/05 LEE SARA CORP MD 2.02,9.01 01/25/04 LESLIES POOLMART INC DE 1.01,8.01,9.01 01/11/05 LEVITT CORP 5.02 01/23/05 LOGICVISION INC DE 2.02,9.01 01/25/05 LONE STAR TECHNOLOGIES INC DE 2.02,9.01 01/24/05 LUNA TECHNOLOGIES INTERNATIONAL INC 5.02 08/31/04 AMEND MAILKEY CORP NV 1.01,2.01,3.02,5.02,9.01 01/19/04 MANAKOA SERVICES CORP NV 4.01,9.01 10/15/04 AMEND MAY DEPARTMENT STORES CO DE 7.01,9.01 01/25/05 MB FINANCIAL INC /MD MD 2.02 01/25/05 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 01/25/05 MED EMERG INTERNATIONAL INC 8.01,9.01 01/25/05 MEDICINES CO /DE DE 1.01 12/14/04 MELLON FINANCIAL CORP PA 2.02 01/19/05 MEMRY CORP DE 9.01 11/09/04 AMEND MERCANTILE BANKSHARES CORP MD 2.02,9.01 01/25/05 MERCANTILE BANKSHARES CORP MD 1.01,7.01,8.01,9.01 01/24/05 MERCK & CO INC NJ 2.02,9.01 01/25/05 MERCURY INTERACTIVE CORP DE 2.02,9.01 01/24/05 MEREDITH CORP IA 2.02,9.01 01/25/05 MEREDITH CORP IA 2.02,9.01 01/25/05 MERIDIAN BIOSCIENCE INC OH 1.01,2.02,9.01 01/19/05 MERITAGE HOSPITALITY GROUP INC MI 2.02,9.01 01/25/05 MERRILL LYNCH & CO INC DE 2.02,9.01 01/25/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 01/20/05 METABASIS THERAPEUTICS INC 1.01 01/21/05 METRIS COMPANIES INC DE 8.01,9.01 01/25/05 MFB CORP IN 9.01 12/31/04 MFB CORP IN 5.02 01/18/05 MICROCHIP TECHNOLOGY INC DE 2.02,8.01,9.01 01/25/05 MIDDLESEX WATER CO NJ 5.02 01/25/05 MIDWESTONE FINANCIAL GROUP INC IA 2.02,9.01 01/25/05 MILITARY RESALE GROUP INC FL 1.01,5.01,5.02,8.01,9.01 01/11/05 MOBILEPRO CORP DE 5.02,9.01 01/19/05 MONROE BANCORP IN 2.02,9.01 01/25/05 MONSTER WORLDWIDE INC DE 1.01 01/20/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 01/19/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 01/24/05 MOSAIC CO 1.01,9.01 01/19/05 MOTIENT CORP DE 7.01,9.01 01/24/05 MOTIVE INC DE 2.02,9.01 01/25/05 MTS SYSTEMS CORP MN 2.02,9.01 01/25/05 MULTI COLOR CORP OH 1.01,2.01,9.01 01/25/05 MVB FINANCIAL CORP WV 8.01,9.01 01/24/05 Myriad Entertainment & Resorts, Inc. 4.01 01/17/05 NASDAQ STOCK MARKET INC DE 2.02,9.01 01/25/05 NATIONAL ENERGY GROUP INC DE 7.01 01/25/05 NATIONAL HEALTH REALTY INC MD 3.01 01/20/05 NATIONAL HEALTHCARE CORP DE 3.01 01/20/05 NESS ENERGY INTERNATIONAL INC /NV/ WA 4.01,9.01 01/19/05 NETFRAN DEVELOPMENT CORP FL 1.01,3.02 01/20/05 NETIQ CORP 2.02,9.01 01/25/05 NETSOL TECHNOLOGIES INC NV 1.01,9.01 01/19/05 NEW ENGLAND BANCSHARES INC 2.02,9.01 01/24/05 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 01/25/05 NEW YORK TIMES CO NY 2.02,9.01 01/25/05 NewMarket Technology Inc NV 1.01,9.01 01/15/05 NEXT INC/TN DE 1.01,3.02,9.01 01/25/05 NEXT INC/TN DE 1.01,3.02,9.01 01/25/05 AMEND NORFOLK SOUTHERN CORP VA 7.01,8.01 01/24/05 NORFOLK SOUTHERN CORP VA 5.02,5.03 01/25/05 NORTH FORK BANCORPORATION INC DE 7.01,9.01 01/25/05 NORTH STATE BANCORP NC 7.01,9.01 01/25/05 NORTH VALLEY BANCORP CA 8.01,9.01 01/24/05 NORTHERN BORDER PARTNERS LP DE 5.02 01/20/05 NORTHERN BORDER PIPELINE CO TX 5.02 01/20/05 NORWOOD FINANCIAL CORP PA 2.02,9.01 01/25/05 NYFIX INC DE 8.01 01/20/05 OCEAN BIO CHEM INC FL 9.01 01/25/05 AMEND OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 01/24/05 OSHKOSH TRUCK CORP WI 2.02,9.01 01/25/05 PACCAR INC DE 1.01,9.01 01/24/05 PALMONE INC DE 5.02,9.01 01/24/05 PAM TRANSPORTATION SERVICES INC DE 1.01,1.02,9.01 01/19/05 PARK OHIO HOLDINGS CORP OH 1.01,9.01 11/01/04 PEOPLES ENERGY CORP IL 1.01,2.03 01/25/05 PEOPLES OHIO FINANCIAL CORP OH 8.01 01/25/05 PEPSI BOTTLING GROUP INC DE 2.02,2.06,9.01 01/25/05 PEREGRINE SYSTEMS INC DE 8.01,9.01 01/19/05 PERRY ELLIS INTERNATIONAL INC FL 1.01,9.01 01/25/05 PETMED EXPRESS INC FL 7.01,9.01 01/24/05 PFF BANCORP INC DE 8.01,9.01 01/20/05 PINGCHUAN PHARMACEUTICAL INC NC 4.01,9.01 01/20/05 AMEND PINNACLE SYSTEMS INC CA 2.02,8.01,9.01 01/25/05 PIZZA INN INC /MO/ MO 3.01,9.01 01/18/05 PLACER SIERRA BANCSHARES CA 1.01,2.02,9.01 01/19/05 PLAYTEX PRODUCTS INC DE 5.02,9.01 01/25/05 PLEXUS CORP WI 2.02 01/25/05 POGO PRODUCING CO DE 2.02,8.01,9.01 01/25/05 POLARIS INDUSTRIES INC/MN MN 1.01 01/19/05 POPULAR ABS, INC. DE 8.01,9.01 01/24/05 PPlus Trust Series LMG-4 DE 8.01,9.01 01/25/05 PRAXAIR INC DE 1.01 01/25/05 PROVIDENCE SERVICE CORP DE 1.01 01/19/05 PROVIDENT BANKSHARES CORP MD 2.02,9.01 01/20/05 PSS WORLD MEDICAL INC FL 1.01 01/19/05 PURE WORLD INC DE 5.02 01/25/05 QUALSTAR CORP CA 2.02,9.01 01/25/05 QUANEX CORP DE 7.01 01/25/05 QUEST VENTURES INC WY 5.02,9.01 01/21/05 QUINCY GOLD CORP. NV 9.01 12/21/04 RAYONIER INC NC 2.02 01/25/05 REDENVELOPE INC DE 2.02,9.01 01/25/05 REGENERATION TECHNOLOGIES INC FL 1.01,9.01 01/21/05 REGIS CORP MN 8.01,9.01 01/24/05 RENAISSANCE LEARNING INC WI 1.01,9.01 01/24/05 RF MICRO DEVICES INC NC 2.02 01/25/05 ROBOTIC VISION SYSTEMS INC DE 5.02,9.01 01/19/05 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01,9.01 01/25/05 RS GROUP OF COMPANIES INC FL 4.01 01/19/05 SAFETEK INTERNATIONAL INC DE 3.02,9.01 01/21/05 SAXON ASSET SECURITIES CO VA 8.01 01/25/05 SCHERING PLOUGH CORP NJ 2.02,8.01,9.01 01/25/05 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 01/25/05 SCIENTIFIC ATLANTA INC GA 2.02 01/20/05 SCIENTIFIC TECHNOLOGIES INC OR 1.01,9.01 01/19/05 SCOLR Pharma, Inc. DE 1.01 01/19/05 SCOTTS COMPANY OH 2.02,9.01 01/25/05 SCRIPPS E W CO /DE OH 2.02,9.01 01/25/05 SELECTICA INC DE 1.01 01/19/05 SELECTICA INC DE 2.02,9.01 01/20/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01 01/24/05 SEMCO ENERGY INC MI 2.03,9.01 01/21/05 SEMITOOL INC MT 2.02,9.01 01/25/05 SENTRY TECHNOLOGY CORP 1.02,8.01 01/24/05 SHARP HOLDING CORP DE 1.01,2.03,3.02,9.01 01/19/05 SHERWIN WILLIAMS CO OH 2.02,9.01 01/24/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 01/25/05 SHOPKO STORES INC WI 1.01 01/19/05 SHOPKO STORES INC WI 1.01 01/19/05 AMEND SHOPPING COM LTD NY 8.01 01/19/05 SHORE FINANCIAL CORP VA 2.02,9.01 01/25/05 SIERRA BANCORP CA 2.02,9.01 01/24/05 SIGMATEL INC DE 2.02,9.01 01/25/05 SILICON GRAPHICS INC DE 2.02,9.01 01/25/05 SILICON LABORATORIES INC DE 1.01,9.01 01/19/05 SIRENZA MICRODEVICES INC DE 2.02,7.01,9.01 01/25/05 SiVault Systems, Inc. NV 1.01,2.03,3.02,9.01 01/20/05 SKY FINANCIAL GROUP INC OH 2.02,9.01 01/25/05 SKYWEST INC UT 7.01,9.01 01/25/05 SL GREEN REALTY CORP MD 2.02,7.01,9.01 01/25/05 SL GREEN REALTY CORP MD 8.01,9.01 01/25/05 SLADES FERRY BANCORP MA 2.01,9.01 01/25/05 SMUCKER J M CO OH 5.02 01/19/05 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 01/25/05 SOLITRON DEVICES INC DE 4.01,9.01 01/24/05 SOLUTIA INC DE 2.05,9.01 01/07/05 SONICWALL INC CA 5.02 01/24/05 SOUTHERN CO DE 2.02 01/25/05 SOUTHWEST AIRLINES CO TX 5.03,9.01 01/20/05 SOUTHWEST CASINO CORP 7.01,9.01 01/24/05 SOUTHWEST COMMUNITY BANCORP CA 2.02,9.01 01/25/05 SPECTRUM PHARMACEUTICALS INC DE 3.02 01/24/05 Splinex Technology Inc. DE 1.01,3.02,5.02 01/25/05 SS&C TECHNOLOGIES INC DE 2.02,9.01 01/25/05 STERLING BANCSHARES INC TX 2.02,7.01,9.01 01/25/05 STERLING FINANCIAL CORP /PA/ PA 2.02,7.01,9.01 01/25/05 STRATEGY INTERNATIONAL INSURANCE GROU TX 4.01 01/19/05 Structured Asset Mortgage Investments DE 8.01,9.01 12/30/04 STRUCTURED ASSET SEC CORP II LB-UBS C 8.01,9.01 01/18/05 STRUCTURED ASSET SECURITIES CORP II 8.01,9.01 01/21/05 STRUCTURED ASSET SECURITIES CORP II 8.01,9.01 01/24/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/18/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/18/05 SUMMIT FINANCIAL CORP SC 2.02,9.01 01/25/05 SUMMIT PROPERTIES INC MD 1.01,7.01,9.01 01/21/05 SUMMIT PROPERTIES PARTNERSHIP L P DE 1.01,7.01,9.01 01/21/05 SUN BANCORP INC /NJ/ NJ 5.02 01/20/05 SUN BANCORP INC /NJ/ NJ 2.02,9.01 01/24/05 SUNRISE SENIOR LIVING INC DE 7.01 01/25/05 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 01/25/05 SVB FINANCIAL SERVICES INC NJ 2.02 01/21/05 SYBRON DENTAL SPECIALTIES INC DE 2.02,9.01 01/24/05 SYNERGY BRANDS INC DE 7.01 01/25/05 SYNOVUS FINANCIAL CORP GA 1.01,5.02,9.01 01/19/05 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 01/25/05 TASTY FRIES INC NV 8.01,9.01 01/24/05 TENNECO AUTOMOTIVE INC DE 2.02,9.01 01/25/05 TESSCO TECHNOLOGIES INC DE 2.02,9.01 01/24/05 TEXAS INSTRUMENTS INC DE 2.02,9.01 01/25/05 TEXAS INSTRUMENTS INC DE 8.01,9.01 01/25/05 TEXHOMA ENERGY INC NV 2.01,5.01,5.02,9.01 01/24/05 THORNBURG MORTGAGE INC MD 2.02,9.01 01/25/05 TIER TECHNOLOGIES INC CA 4.01 01/25/05 TOFUTTI BRANDS INC DE 4.01,9.01 01/14/05 AMEND TOREADOR RESOURCES CORP DE 1.02 01/20/05 TOTAL ENTERTAINMENT RESTAURANT CORP DE 2.02,4.02,9.01 12/28/04 TOTAL SYSTEM SERVICES INC GA 1.01,9.01 01/20/05 TRANS INDUSTRIES INC DE 3.02,5.01 01/19/05 TRANSACTION SYSTEMS ARCHITECTS INC DE 2.02,9.01 01/25/05 TRANSAX INTERNATIONAL LTD CO 2.02,9.01 01/25/05 TRI-CONTINENTAL CORP MD 7.01,9.01 01/24/05 TRIAD HOSPITALS INC DE 2.02,9.01 01/25/05 TRICO MARINE SERVICES INC DE 1.03,9.01 01/25/05 TRINITY CAPITAL CORP 9.01 01/25/05 TRINITY LEARNING CORP UT 1.01,5.02,9.01 01/21/05 Trust, Asset Backed Notes DE 9.01 01/15/05 TUPPERWARE CORP DE 2.02,9.01 01/24/05 TWIN DISC INC WI 9.01 01/25/05 UMB FINANCIAL CORP MO 2.02,5.02,5.03,9.01 01/25/05 UNION BANKSHARES CORP VA 2.02,9.01 01/24/05 UNION NATIONAL FINANCIAL CORP / PA PA 1.01 01/25/05 UNISYS CORP DE 2.02,9.01 01/25/05 UNITED BANCORP INC /MI/ MI 2.02,9.01 01/25/05 UNITED BANKSHARES INC/WV WV 2.02,9.01 01/25/05 UNITED COMMUNITY BANKS INC GA 2.02,9.01 01/25/05 UNITED STATES STEEL CORP DE 2.02,9.01 01/24/05 UNIVERSAL COMPRESSION HOLDINGS INC DE 2.02,9.01 01/25/05 US WIRELESS ONLINE INC NV 2.01,9.01 01/24/05 USA REAL ESTATE INVESTMENT TRUST /CA CA 2.01 12/31/04 USURF AMERICA INC NV 4.01,9.01 01/20/05 VALLEY NATIONAL BANCORP NJ 2.02,9.01 01/24/05 VASO ACTIVE PHARMACEUTICALS INC DE 5.05,8.01,9.01 01/19/05 VENTURE FINANCIAL GROUP INC WA 7.01,9.01 01/25/05 VERILINK CORP DE 2.02,9.01 01/25/05 VERTIS INC DE 7.01,9.01 01/20/05 VERTIS INC DE 1.01 01/13/05 VERTRUE INC DE 2.02,9.01 01/25/05 VICTORY CAPITAL HOLDINGS CORP NV 5.02,9.01 01/24/05 VIKING SYSTEMS INC NV 2.03,9.01 01/21/05 VIRGINIA FINANCIAL GROUP INC VA 2.02,9.01 01/25/05 VIROPHARMA INC DE 1.01,2.03,3.02,9.01 01/19/05 VISUAL FRONTIER, INC. 5.02 01/20/05 VisualMED Clinical Solutions Corp. NV 7.01,9.01 01/25/05 VITAL IMAGES INC MN 2.02,7.01,9.01 01/21/05 VITESSE SEMICONDUCTOR CORP DE 2.02,9.01 01/25/05 VITROTECH CORP NV 1.01,2.03,3.02,9.01 01/19/05 VNUS MEDICAL TECHNOLOGIES INC 2.02,9.01 01/25/05 W HOLDING CO INC PR 2.02 01/24/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 01/25/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 01/25/05 WACHOVIA COMMERCIAL MORT SEC INC COM NC 8.01,9.01 01/18/05 WASHINGTON TRUST BANCORP INC RI 2.02,9.01 01/24/05 WEATHERFORD INTERNATIONAL LTD D0 1.01,9.01 01/20/05 WEBSTER FINANCIAL CORP DE 2.02,9.01 01/25/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/17/04 WESTERN PLAINS ENERGY LLC KS 7.01,9.01 01/20/05 WESTERN SIERRA BANCORP CA 2.02 01/24/05 WHIRLPOOL CORP /DE/ DE 1.01,9.01 01/25/05 WJ COMMUNICATIONS INC CA 7.01,9.01 01/20/05 WOODWARD GOVERNOR CO DE 2.02,9.01 01/24/05 WORONOCO BANCORP INC DE 2.02,9.01 01/24/05 WVS FINANCIAL CORP PA 8.01,9.01 01/25/05 XEROX CORP NY 2.02 01/25/05 Zann Corp NV 4.01,9.01 01/18/05 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 01/25/05 ZOLL MEDICAL CORPORATION MA 2.02,9.01 01/25/05