| Date Filed | Title |
| 03/16/2009 | D/A for Whitebox Special Opportunities Fund LP Series B | |
| | COMPANY NAME(s) - [Whitebox Special Opportunities Fund LP Series B (CIK - 1411454 /SIC - Unspecified)] |
| | X0301 D/A LIVE 0001411454 Whitebox Special Opportunities Fund LP Series B 3033 Excelsior Blvd SUITE 300 Minneapolis MN 55416 612-253-6001 None DE Limited Partnership true 2007 N/A Whitebox Special Opportunities Advisors, LLC 3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416 Promoter General |
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| 03/16/2009 | 8-K for MAINE MARITIMES CORP | |
| | COMPANY NAME(s) - [MAINE MARITIMES CORP (CIK - 1222497 /SIC - 4911)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2009 (Date of earliest event reported) Maine & Maritimes Corporation (Exact name of registrant as specified |
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| 03/16/2009 | 10-K for APCO ARGENTINA INCNEW | |
| | COMPANY NAME(s) - [APCO ARGENTINA INCNEW (CIK - 311471 /SIC - 1311)] |
| | 12. DEBT On August 15, 2007, the Company arranged a debt agreement with Banco do Brasil S.A., London branch, for a $50 million bank line of credit that bears interest at Libor plus 1.20 percent per annum agreed on a quarterly basis. Such financing is to be used to invest in P&E and |
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| 03/16/2009 | EX-99.1 of 8-K for ARDEN GROUP INC | |
| | COMPANY NAME(s) - [ARDEN GROUP INC (CIK - 225051 /SIC - 5411)] |
| | Exhibit 99.1 Arden Group, Inc. CONTACT: Patricia S. Betance Assistant Secretary TELEPHONE: 310/638-2842 FOR IMMEDIATE RELEASE NASDAQ/NMS-ARDNA SOUTHERN CALIFORNIA Arden Group, Inc. Announces Fourth Quarter and Fiscal Year Earnings LOS ANGELES, CA March 16, 2009 Arden Group, Inc. (Nasdaq ARDNA) |
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| 03/16/2009 | EX-99.1.1 of 487 for Claymore Securities Defined Portfolios Series 570 | |
| | COMPANY NAME(s) - [Claymore Securities Defined Portfolios Series 570 (CIK - 1442945 /SIC - Unspecified)] |
| | Any cash which the Depositor has identified as to be used for reimbursement of expenses pursuant to this Section shall be held by the Trustee, without interest, and reserved for such purpose and, accordingly, prior to the conclusion of the primary offering period, shall not be subject to |
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| 03/16/2009 | EX-32.1 of 10-Q for BIG CAT ENERGY CORP | |
| | COMPANY NAME(s) - [BIG CAT ENERGY CORP (CIK - 1089272 /SIC - 1040)] |
| | Licensed to: The Law Office of Conrad C. Lysiak, P.S. Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved Exhibit 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF |
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| 03/16/2009 | 8-K for CORNELL COMPANIES INC | |
| | COMPANY NAME(s) - [CORNELL COMPANIES INC (CIK - 1016152 /SIC - 8744)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2009 CORNELL COMPANIES, INC. (Exact name of registrant as specified in |
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| 03/16/2009 | EX-3.1 of 10-K for HERITAGE COMMERCE CORP | |
| | COMPANY NAME(s) - [HERITAGE COMMERCE CORP (CIK - 1053352 /SIC - 6022)] |
| | 4. The above amendment was approved by the required vote of the shareholders of the corporation in accordance with Section 902 of the Corporations Code. The total number of outstanding shares entitled to vote with respect to the amendment was 11, 076, 965 common |
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| 03/16/2009 | EX-23.01 of 10-K for NEWBRIDGE BANCORP | |
| | COMPANY NAME(s) - [NEWBRIDGE BANCORP (CIK - 714530 /SIC - 6022)] |
| | PAGEBREAK Exhibit 23.01 Consent of Independent Registered Public Accounting Firm NewBridge Bancorp, formerly LSB Bancshares, Inc. ( Bancorp ) We consent to the incorporation by reference in the Form S-8 Registration Statements Nos. 333-147393, 333-118394, 333-61046, 333-40561, 33-54610 and |
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| 03/16/2009 | 8-K for MEDCO HEALTH SOLUTIONS INC | |
| | COMPANY NAME(s) - [MEDCO HEALTH SOLUTIONS INC (CIK - 1170650 /SIC - 5912)] |
| | Item 9.01 Financial Statements and Exhibits. Begin Table Head Exhibit No. Description End Table Head Begin Table Body 99.1 Slide Presentation for Cowen and Company 29 th Annual Healthcare Conference on Monday, March 16, 2009 End Table Body Folio /Folio PAGEBREAK link1 "SIGNATURES" SIGNATURES |
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| 03/16/2009 | EX-10.8 of 10-K for EAGLE FINANCIAL SERVICES INC | |
| | COMPANY NAME(s) - [EAGLE FINANCIAL SERVICES INC (CIK - 880641 /SIC - 6022)] |
| | Invalid Provisions . The invalidity or unenforceability of any particular provision of this Employment Agreement shall not affect the validity or enforceability of any other provisions hereof, and this Employment Agreement shall be construed in all respects as if such invalid or unenforceable |
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| 03/16/2009 | 10-K for HEMISPHERX BIOPHARMA INC | |
| | COMPANY NAME(s) - [HEMISPHERX BIOPHARMA INC (CIK - 946644 /SIC - 2836)] |
| | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant's ability to record, process, summarize and report financial information; and b. Any fraud, whether or not |
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| 03/16/2009 | 40-17G for WILSHIRE MUTUAL FUNDS INC | |
| | COMPANY NAME(s) - [WILSHIRE MUTUAL FUNDS INC (CIK - 890453 /SIC - Unspecified)] |
| | Amount. The Bond shall be in the amount of $1.65 million, which represents, as of the date of this agreement, adequate coverage required by the Rule based on the gross assets of the Trust and the Company as of December 31, 2008 as set forth below. Name Gross Assets as of 12/31/08 Required |
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| 03/16/2009 | 10-K for EAGLE FINANCIAL SERVICES INC | |
| | COMPANY NAME(s) - [EAGLE FINANCIAL SERVICES INC (CIK - 880641 /SIC - 6022)] |
| | Milleson President and Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on March 16, 2009. Signature Title /s/ JOHN R. MILLESON |
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| 03/16/2009 | 4 for TENAZAS JIMENEZ | |
| | COMPANY NAME(s) - [TENAZAS JIMENEZ (CIK - 1416759 /SIC - Unspecified), FRESH DEL MONTE PRODUCE INC (CIK - 1047340 /SIC - 0100)] |
| | X0303 4 2009-03-13 0 0001047340 FRESH DEL MONTE PRODUCE INC FDP 0001416759 TENAZAS JIMENEZ C/O FRESH DEL MONTE PRODUCE INC. P.O. BOX 149222 CORAL GABLES FL 33114 0 1 0 0 SVP, Asia Pacific Ordinary Shares 2009-03-13 4 P 0 1000 14.50 A 1000 D /s/ Bruce Jordan, Attorney-in-fact for Jimenez Tenazas |
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| 03/16/2009 | EX-99 of 8-K for MAINE MARITIMES CORP | |
| | COMPANY NAME(s) - [MAINE MARITIMES CORP (CIK - 1222497 /SIC - 4911)] |
| | Maine & Maritimes Corporation Announces Year-End Earnings Results PRESQUE ISLE, ME -- (Marketwire - March 16, 2009) - Maine & Maritimes Corporation (NYSE Alternext US: MAM) reported consolidated 2008 basic net income of $2.75 per share, or $4.61 million, compared to 2007 net income of $0.98 per |
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| 03/16/2009 | 4 for MATTHEWS INTERNATIONAL CORP | |
| | COMPANY NAME(s) - [MATTHEWS INTERNATIONAL CORP (CIK - 63296 /SIC - 3360), Dietze Katherine Elizabeth (CIK - 1082841 /SIC - Unspecified)] |
| | X0303 4 2009-03-12 0 0000063296 MATTHEWS INTERNATIONAL CORP MATW 0001082841 Dietze Katherine Elizabeth C/O LABRANCHE & CO INC. 33 WHITEHALL STREET NEW YORK NY 10004 1 0 0 0 Class A Common Stock 2009-03-12 4 A 0 2230 0 A 3530 D Award of restricted stock made under the 1994 Director Fee Plan, as |
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| 03/16/2009 | EX-10.13 of 10-K for APCO ARGENTINA INCNEW | |
| | COMPANY NAME(s) - [APCO ARGENTINA INCNEW (CIK - 311471 /SIC - 1311)] |
| | 1) Jose Pantano and Ruben Nicol Kondratzky, as attorneys-in-fact of PETROLERA ENTRE LOMAS S.A., registered at the Public Registry of Commerce (Registro P ico de Comercio) under Number 15553, Book 23 of Stock Corporations, on October 27, 2003, pursuant to a General Power of Attorney for |
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| 03/16/2009 | D/A for DWM STRATEGIC EQUITY INCOME FUND LLC | |
| | COMPANY NAME(s) - [DWM STRATEGIC EQUITY INCOME FUND LLC (CIK - 1457456 /SIC - Unspecified)] |
| | X0301 D/A LIVE 0001457456 DWM STRATEGIC EQUITY INCOME FUND LLC 801 Main Street Concord MA 01742 978-369-5144 None DE Limited Liability Company true 2007 N/A The Darrow Company, Inc. 801 Main Street Concord MA 01742 Promoter Managing Member of the Issuer Thomas J. McFarland 801 Main Street Concord MA |
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| 03/16/2009 | 4 for PHYSICIANS FORMULA HOLDINGS INC | |
| | COMPANY NAME(s) - [PHYSICIANS FORMULA HOLDINGS INC (CIK - 1269871 /SIC - 2844), GP DDJOntario Credit Opportunities LP (CIK - 1378106 /SIC - Unspecified)] |
| | X0303 4 2009-03-12 0 0001269871 PHYSICIANS FORMULA HOLDINGS, INC. FACE 0001378106 GP DDJ/Ontario Credit Opportunities, L.P. 130 TURNER STREET BUILDING 3, SUITE 600 WALTHAM MA 024534 0 0 1 0 Common Stock 2009-03-12 4 P 0 50100 1.05 A 879010 I Footnote Indirect ownership in securities held by |
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| 03/16/2009 | EX-23.1 of 10-K for HERITAGE COMMERCE CORP | |
| | COMPANY NAME(s) - [HERITAGE COMMERCE CORP (CIK - 1053352 /SIC - 6022)] |
| | Licensed to: Heritage Commerce Corp Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved Exhibit 23.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration |
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| 03/16/2009 | 4 for RUMY ZSOLT | |
| | COMPANY NAME(s) - [RUMY ZSOLT (CIK - 903738 /SIC - Unspecified), ZOLTEK COMPANIES INC (CIK - 890923 /SIC - 3620)] |
| | X0303 4 2009-03-13 0 0000890923 ZOLTEK COMPANIES INC ZOLT 0000903738 RUMY ZSOLT 3101 MCKELVEY ROAD ST LOUIS MO 63044 1 1 1 0 Chair. of the Board, Pres., CEO Common Stock 2009-03-13 4 P 0 7808 6.2511 A 6065517 D Common Stock 2009-03-13 4 P 0 17192 6.4675 A 6082709 D For: Zsolt Rumy /s/Zsolt Rumy |
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| 03/16/2009 | EX-5.1 of S-8 for ENERNOC INC | |
| | COMPANY NAME(s) - [ENERNOC INC (CIK - 1244937 /SIC - 7389)] |
| | Exhibit 5.1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. One Financial Center Boston, MA 02111 617-542-6000 617-542-2241 fax www.mintz.com March 16, 2009 EnerNOC, Inc. 75 Federal Street, Suite 300 Boston, MA 02110 Ladies and Gentlemen: We have acted as counsel to EnerNOC, Inc., a Delaware |
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| 03/16/2009 | 4 for FRESH DEL MONTE PRODUCE INC | |
| | COMPANY NAME(s) - [FRESH DEL MONTE PRODUCE INC (CIK - 1047340 /SIC - 0100), ALFIERO SALVATORE (CIK - 1249008 /SIC - Unspecified)] |
| | X0303 4 2009-03-13 0 0001047340 FRESH DEL MONTE PRODUCE INC FDP 0001249008 ALFIERO SALVATORE C/O FRESH DEL MONTE PRODUCE INC. P.O. BOX 149222 CORAL GABLES FL 33114 1 0 0 0 Ordinary Shares 2009-03-13 4 P 0 5000 14.50 A 21000 D /s/ Bruce Jordan, Attorney-in-fact for Salvatore H. Alfiero 2009-03-16 |
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| 03/16/2009 | D/A for LEAF OFFSHORE INVESTMENT FUND LTD | |
| | COMPANY NAME(s) - [LEAF OFFSHORE INVESTMENT FUND LTD (CIK - 1222837 /SIC - Unspecified)] |
| | X0301 D/A LIVE 0001222837 LEAF OFFSHORE INVESTMENT FUND LTD Butterfield Fulcrum Group (Cayman) Ltd 68 Fort Street, Box 609 GT George Town, Grand Cayman E9 DY1-1107 212-421-2155 None E9 Other true Seymour L. Goldblatt c/o S Squared Technology Partners, LP 515 Madison Avenue, Suite 4200 New York NY |
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