SEC NEWS DIGEST Issue 2005-147 August 3, 2005 COMMISSION ANNOUNCEMENTS SEC ORDERS A SUSPENSION OF TRADING IN THE STOCK OF SURE TRACE SECURITY CORPORATION On August 3, the Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934, of over-the- counter trading of the securities of Sure Trace Security Corporation (stock symbol SSTY), a Canadian corporation with principal offices in Vancouver, Canada, at 9:30 a.m. EDT on August 3, 2005, and terminating at 11:59 p.m. EDT on August 16, 2005. The Commission temporarily suspended trading in the securities of Sure Trace because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, the status of Sure Trace’s negotiations to sell its technology to other entities. The Commission cautions brokers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, he should refrain from entering quotations relating to Sure Trace’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker or other person has any information which may relate to this matter, they should immediately communicate it to Cheryl Scarboro, Assistant Director, Division of Enforcement at the Securities and Exchange Commission at (202) 551-4403. (Rel. 34-52198) COMMISSION DECLARES AMERICAN STOCK EXCHANGE FOCUS REPORT IMPLEMENTATION PLAN EFFECTIVE The Commission has declared effective the American Stock Exhange LLC amended FOCUS Filing Plan submitted to the Commission pursuant to Rule 17a-5(a)(4) under the Exchange Act. The amended plan sets forth (i) the FOCUS Report filing requirements; (ii) the provisions and procedures relating to the maintenance of records; and (iii) the provisions and procedures relating to transmitting this information to the Commission. In addition, the amended plan eliminates the FOCUS Part I filing requirement and covers electronic filing of FOCUS Reports. (Re. 34- 52130) RULES AND RELATED MATTERS EXTENSION OF COMPLIANCE DATE FOR RULE 612, THE SUB-PENNY RULE, OF REGULATION NMS On August 2, the Commission extended the compliance date for Rule 612 of Regulation NMS, the Sub-Penny Rule. Rule 612 will prohibit market participants from submitting quotations or orders in NMS stocks in increments below $0.01, except that quotations or orders priced less than $1.00 may be priced in increments as small as $0.0001. The Regulation NMS Adopting Release established a compliance date of Aug. 29, 2005 for Rule 612. By its action today, the Commission extended the compliance date for Rule 612 until Jan. 31, 2006. (Press Rel. 2005-106) ENFORCEMENT PROCEEDINGS SEC SETTLES WITH DEFENDANTS IN A $6.7 MILLION “PRIME BANK” PONZI SCHEME The Securities and Exchange Commission has settled its claims against two Southern California companies and their principals with their consent to court orders permanently enjoining them from future securities fraud and securities registration violations. All four defendants – Robert A. Coberly, Jr., 37, of Westlake Village, Curtis Somoza, 37, of Beverly Hills, RC Investment Corp. of Westlake Village, and Pinnacle Investment Corp. of Westlake Village – consented to entry of the judgments without admitting or denying the Commission’s allegations. As part of the settlement, the Honorable George H. King, United States District Judge for the Central District of California, ordered Coberly and Somoza to each pay civil penalties in the amount of $40,000. The defendants had previously paid back all of the investors who had been defrauded by the defendants’ scheme. The complaint in this case, filed on Sept. 7, 2004, alleges that, from September 2002 to May 2003, the defendants offered and sold $6.7 million worth of notes to at least fifty investors nationwide, claiming that the funds would be used to finance a purported trading program that would buy and sell high-grade AA and AAA-rated bank notes, which is a common form of “prime bank” instrument. One form of a “prime bank” scheme involves a supposed bank trading program where investor funds are purportedly used to trade high-grade bank notes. In fact, such bank notes do not exist and are used to defraud investors. In this case, the complaint also alleges that the defendants represented that investors would receive a “guaranteed” 120% per year return. The complaint further alleges that, contrary to their representations, the defendants instead operated a Ponzi scheme and used $3.11 million in new investor funds to pay existing investors. The complaint alleges that the defendants misappropriated another $2.61 million in investor funds to support their lavish lifestyles, such as down payments on two luxury homes in Southern California and weekends at posh resorts, and to finance other business ventures. In addition, the complaint alleges that, contrary to the defendants’ representations, there was no bank note trading program. The judgments, entered July 26 and 28, 2005, permanently enjoin the defendants from committing future violations of the securities registration and antifraud provisions of the federal securities laws, Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. For more information about prime bank frauds, visit the SEC’s “Prime Bank Information Center” at http://www.sec.gov/divisions/enforce/primebank.shtml. To report suspicious activity involving possible fraud, visit http://www.sec.gov/complaint.shtm. [SEC v. RC Investment Corp., Pinnacle Investment Corp., Robert A. Coberly, Jr., and Curtis D. Somoza No. CV 04-7400 GHK, Ex, C.D. Cal.] (LR- 19321) FINAL JUDGMENT AGAINST HEALTHSOUTH OFFICER On July 25, 2005, the Honorable Virginia Emerson Hopkins, U. S. District Judge for the Northern District of Alabama, entered a Final Judgment as to defendant Cathy C. Edwards. Edwards was a vice president of HealthSouth Corporation. The Final Judgment enjoined Edwards from further violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and from aiding and abetting violations of Section 17(a) of the Securities Act, Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. Edwards was not ordered to pay a civil penalty based on her sworn representations in her Statement of Financial Condition. Edwards was also permanently barred from serving as an officer or director of a public company. Edwards consented to the entry of the judgment without admitting or denying any of the allegations of the Commission’s complaint. The Commission’s complaint alleged that Edwards made false accounting entries to inflate reported operating results to enable HealthSouth to meet or exceed Wall Street earnings expectations. [SEC v. Kenneth K. Livesay, et al., United States District Court for the Northern District of Alabama, Civil Action No. CV-03-HS-0758-S] (LR-19322) HOLDING COMPANY ACT RELEASES OHIO VALLEY ELECTRIC CORPORATION A supplemental order has been issued approving a proposal by Ohio Valley Electric Corporation (OVEC), an electric utility subsidiary of American Electric Power Company, Inc. and FirstEnergy Corp., both registered public-utility holding companies under the Act. OVEC requests authorization to issue additional short-term indebtedness, not to exceed $200 million at any one time outstanding, through Dec. 31, 2006. (Rel. 35-28010) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by NASD (SR-NASD-2005-086) to amend Article VIII of the By-laws of NASD Regulation, Inc. relating to district committees and district nominating committees has become effective under Section 19(b)(3)(A0 of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of August 1. (Rel. 34-52176) A proposed rule change (SR-Phlx-2005-32) filed with the Commission by the Philadelphia Stock Exchange relating to participation guarantees for Floor Brokers representing crossing and facilitation orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 1. (Rel. 34-52187) A proposed rule change by the New York Stock Exchange (SR-NYSE-2005-53) to extend for an additional six months its pilot program permitting a Floor broker to use an Exchange authorized and provided portable telephone on the Exchange floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of August 1. (Rel. 34-52188) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change (SR-NYSE-2005-41) and Amendment No. 1 thereto submitted by the New York Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to iShares® MSCI EAFE Growth Fund and iShares MSCI EAFE Value Fund. Publication is expected in the Federal Register during the week of August 1. (Rel. 34-52178) APPROVAL OF PROPOSED RULE CHANGE The Commission, pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, has approved a proposed rule change (SR-NASD-2005-063) submitted by NASD relating to TRACE transaction data fees. Publication of the order is expected in the Federal Register during the week of August 1. (Rel. 34-52183) WITHDRAWAL An order has been issued granting the application of AMETEK, Inc. to withdraw its common stock, $,01 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on August 3. (Rel 34-52193) JOINT INDUSTRY PLAN NOTICE OF FILING OF HOINT AMENDMENT NO.15 TO THE INTERMARKET OPTION LINKAGE PLAN The American Stock Exhange, Boston Stock Exchange, Chicago Board Options Exchange, International Securities Exchange, Pacific Exchange, and Philadelphia Stock Exchange submitted a proposed amendment to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage (File No. 4-429) relating to a “trade and ship” exception to the definition of “Trade-Through” and “book and ship” exception to the locked markets provision pursuant to Section 11A(a)(3) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 1. (Rel. 34-52167) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 INTERPOOL INC, 211 COLLEGE RD E, PRINCTON, NJ, 08540, 6094528900 - 0 ($230,000,000.00) Non-Convertible Debt, (File 333-127087 - Aug. 2) (BR. 06B) S-1 INTERPOOL INC, 211 COLLEGE RD E, PRINCTON, NJ, 08540, 6094528900 - 8,333,333 ($150,000,000.00) Equity, (File 333-127088 - Aug. 2) (BR. 06B) S-8 CALYPTE BIOMEDICAL CORP, 5000 HOPYARD ROAD, SUITE 480, PLEASANTON, CA, 94588, 9257307200 - 47,000,000 ($8,930,000.00) Equity, (File 333-127089 - Aug. 2) (BR. 10A) S-8 CALYPTE BIOMEDICAL CORP, 5000 HOPYARD ROAD, SUITE 480, PLEASANTON, CA, 94588, 9257307200 - 18,000,000 ($3,420,000.00) Equity, (File 333-127090 - Aug. 2) (BR. 10A) SB-2 PETROL OIL & GAS INC, 3161 E. WARM SPRINGS ROAD, SUITE 300, LAS VEGAS, NV, 89120, 702454-7318 - 2,948,331 ($4,558,985.95) Equity, (File 333-127091 - Aug. 2) (BR. 04A) S-8 Allis Chalmers Energy Inc., 5075 WESTHEIMER, SUITE 890, HOUSTON, TX, 77056, 713-369-0550 - 30,000,000 ($19,950,000.00) Equity, (File 333-127092 - Aug. 2) (BR. 06B) S-1 Shine Media Acquisition Corp., C/O WAYNE DATZ, ESQ. LOEB & LOEB LLP, 345 PARK AVENUE, NEW YORK, NY, 10154, 2124074898 - 0 ($127,312,600.00) Equity, (File 333-127093 - Aug. 2) (BR. 09) S-3 CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 77098, 7139601901 - 0 ($9,765,382.70) Equity, (File 333-127096 - Aug. 2) (BR. 04C) S-8 TTI TEAM TELECOM INTERNATIONAL LTD, 7 MARTIN GEHL STREET, KIRYAT ARYEH, PETACH TIKVA, L3, 49512, 972 3 926 9700 - 1,000,000 ($2,953,750.00) Other, (File 333-127097 - Aug. 2) (BR. 03B) S-4 NBT BANCORP INC, 52 S BROAD ST, NORWICH, NY, 13815, 6073372265 - 0 ($56,243,622.00) Equity, (File 333-127098 - Aug. 2) (BR. 07B) SB-2 PRIDE, INC., 2525 FIFTEENTH STREET #3H, DENVER, CO, 80122, 303-480-5037 - 1,287,393 ($656,570.43) Equity, (File 333-127099 - Aug. 2) (BR. 08) S-1 PRB Gas Transportation, Inc., 1401 17TH STREET, SUITE 650, DENVER, CO, 80202, (303) 308-1330 - 1,211,000 ($10,456,985.00) Equity, (File 333-127101 - Aug. 2) (BR. 02) S-8 IOWA TELECOMMUNICATIONS SERVICES INC, 115 S SECOND AVE WEST, NEWTON, IA, 50208, 0 ($9,545,000.00) Equity, (File 333-127102 - Aug. 2) (BR. 11) S-8 TELEFLEX INC, 155 SOUTH LIMERICK ROAD, CORPORATE OFFICES, LIMERICK, PA, 19468, 610 948-5100 - 500,000 ($31,010,000.00) Equity, (File 333-127103 - Aug. 2) (BR. 10C) S-8 KNIGHT RIDDER INC, 50 W SAN FERNANDO ST, SAN JOSE, CA, 95113, 4089387700 - 0 ($136,818,000.00) Equity, (File 333-127104 - Aug. 2) (BR. 05B) S-8 RTW INC /MN/, 8500 NORMANDALE LAKE BLVD, STE 1400, BLOOMINGDALE, MN, 55437, 6128930403 - 0 ($3,496,500.00) Equity, (File 333-127107 - Aug. 2) (BR. 01B) S-8 FIRST DEFIANCE FINANCIAL CORP, 601 CLINTON ST, DEFIANCE, OH, 43512, 4107825015 - 351,000 ($10,407,150.00) Other, (File 333-127110 - Aug. 2) (BR. 07B) S-8 OLIN CORP, OLIN CORP, 190 CARONDELET PLAZA SUITE 1530, CLAYTON, MO, 63105, 3144801400 - 3,000,000 ($54,750,000.00) Equity, (File 333-127112 - Aug. 2) (BR. 06C) S-8 KNOLOGY INC, 1241 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066458553 - 1,000,000 ($1,766,529.00) Equity, (File 333-127113 - Aug. 2) (BR. 11B) S-8 BLUEGREEN CORP, 4960 BLUE LAKE DRIVE, BOCA RATON, FL, 33431, 5619128000 - 2,000,000 ($35,520,000.00) Equity, (File 333-127114 - Aug. 2) (BR. 08A) S-1 Emergency Medical Services CORP, 6200 SOUTH SYRACUSE WAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111, (303) 495-1200 - 0 ($172,500,000.00) Equity, (File 333-127115 - Aug. 2) (BR. ) S-3 CD&L INC, 80 WESLEY STREET, SOUTH HACKENSACK, NJ, 07606, 201-487-7740 - 15,527,579 ($27,173,263.00) Equity, (File 333-127116 - Aug. 2) (BR. 05A) S-8 KITTY HAWK INC, P O BOX 612787, 1515 W 20TH ST, DALLAS/FT WORTH INTN, TX, 75261, 9724562200 - 0 ($547,500.00) Equity, (File 333-127117 - Aug. 2) (BR. 05B) S-3 CB RICHARD ELLIS GROUP INC, 865 SOUTH FIGUEROA STREET, SUITE 3400, LOS ANGELES, CA, 90071, 2136133225 - 0 ($254,040,000.00) Equity, (File 333-127118 - Aug. 2) (BR. 08A) S-8 CKX, Inc., 650 MADISON AVENUE, NEW YORK, NY, 10022, 2128383100 - 3,883,000 ($53,391,250.00) Equity, (File 333-127119 - Aug. 2) (BR. 05B) S-3 GREENE COUNTY BANCSHARES INC, 100 NORTH MAIN STREET, GREENEVILLE, TN, 37743-4992, 4236395111 - 0 ($49,421,250.00) Equity, (File 333-127120 - Aug. 2) (BR. 07A) SB-2 LITHIUM TECHNOLOGY CORP, 5115 CAMPUS DR, PLYMOUTH MEETING, PA, 19462-1129, 6109406090 - 599,209,492 ($51,232,412.00) Equity, (File 333-127121 - Aug. 2) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1 800 CONTACTS INC DE 2.02,9.01 08/02/05 1 800 CONTACTS INC DE 5.02 07/28/05 1ST STATE BANCORP INC VA 2.02,9.01 08/01/05 AARON RENTS INC GA 1.01,2.03,9.01 07/27/05 AASTROM BIOSCIENCES INC MI 1.01,5.02,9.01 07/29/05 ABGENIX INC DE 8.01,9.01 08/01/05 ABIGAIL ADAMS NATIONAL BANCORP INC DE 2.01,9.01 07/29/05 ACTION PERFORMANCE COMPANIES INC AZ 1.01,5.02,9.01 07/28/05 ACTION PERFORMANCE COMPANIES INC AZ 2.02,9.01 08/02/05 ADEZA BIOMEDICAL CORP DE 2.02,9.01 08/02/05 ADOLOR CORP 1.01,5.02,9.01 08/01/05 ADSTAR INC DE 5.02 07/29/05 ADVANCED LIGHTING TECHNOLOGIES INC OH 1.01,5.05,9.01 07/27/05 ADVANCED MICRO DEVICES INC DE 5.05 07/27/05 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 06/26/05 AETHLON MEDICAL INC NV 5.02,9.01 08/01/05 AFC ENTERPRISES INC MN 5.02 07/27/05 AGU Entertainment Corp. CO 1.01,2.03,3.02,9.01 07/27/05 ALBEMARLE CORP VA 1.01,1.02,5.02,9.01 08/02/05 ALBEMARLE CORP VA 1.01,5.02,9.01 08/02/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 08/01/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 08/01/05 AMBAC FINANCIAL GROUP INC DE 1.01,2.03,9.01 07/28/05 AMEDISYS INC DE 8.01,9.01 08/02/05 AMERICA WEST HOLDINGS CORP DE 2.02,9.01 08/01/05 AMERICAN ECOLOGY CORP DE 8.01 08/01/05 AMERIRESOURCE TECHNOLOGIES INC DE 4.01 06/20/05 AMEND AMERITYRE CORP NV 7.01,9.01 08/01/05 AMICI VENTURES INC NY 3.02 07/27/05 ANADYS PHARMACEUTICALS INC 2.02,9.01 08/02/05 ANALEX CORP NY 2.02,9.01 08/02/05 ANALOG DEVICES INC MA 2.02,9.01 08/02/05 ANSWERTHINK INC FL 2.02 08/02/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 08/01/05 ARCHSTONE SMITH OPERATING TRUST MD 1.01,2.01,3.02,5.03,9.01 07/27/05 ARCHSTONE SMITH TRUST CO 1.01,2.01,9.01 07/29/05 ARES CAPITAL CORP MD 7.01,9.01 08/01/05 ARGOSY GAMING CO DE 2.02,9.01 08/02/05 ARISTOTLE CORP DE 2.02,9.01 06/30/05 ARMOR HOLDINGS INC DE 8.01,9.01 07/27/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 08/02/05 ASTA FUNDING INC DE 1.01,2.03,9.01 08/01/05 ATA HOLDINGS CORP IN 8.01,9.01 08/01/05 ATLANTIC COAST FEDERAL CORP X1 2.02,8.01,9.01 08/02/05 AULT INC MN 5.02,9.01 07/29/05 AURA SYSTEMS INC DE 1.01,9.01 07/27/05 AUTO UNDERWRITERS OF AMERICA, INC. CA 5.02 07/28/05 AUXILIO INC NV 3.02,7.01,9.01 08/01/05 AUXILIUM PHARMACEUTICALS INC 1.01,2.03,7.01,9.01 07/27/05 AVON PRODUCTS INC NY 8.01 07/29/05 AVON PRODUCTS INC NY 8.01,9.01 08/02/05 AXESSTEL INC NV 2.02,9.01 08/02/05 AXIS CAPITAL HOLDINGS LTD 2.02,8.01,9.01 06/30/05 BACKWEB TECHNOLOGIES LTD 1.01,5.02 07/27/05 BANK JOS A CLOTHIERS INC /DE/ DE 5.02,9.01 07/29/05 BANKRATE INC FL 2.02,9.01 07/27/05 BARNES GROUP INC DE 1.01,2.03,3.02,8.01,9.01 07/28/05 BEACON FINANCIAL FUTURES FUND LP 4.01,9.01 08/02/05 BEARD CO /OK OK 3.02 07/30/05 BEHRINGER HARVARD MID TERM VALUE ENHA TX 9.01 08/02/05 AMEND BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 08/02/05 BIOACCELERATE HOLDINGS INC NV 4.01,9.01 04/29/05 AMEND BIOMARIN PHARMACEUTICAL INC DE 8.01,9.01 08/01/05 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 08/01/05 BLACKBOARD INC DE 2.02,9.01 08/02/05 BLOUNT INTERNATIONAL INC DE 2.02,9.01 08/02/05 BLUE NILE INC DE 2.02,9.01 08/02/05 BLUEPOINT LINUX SOFTWARE CORP IN 8.01 07/28/05 BMC SOFTWARE INC DE 2.02,9.01 08/02/05 BNC BANCORP NC 2.02,9.01 08/01/05 BOISE CASCADE CO DE 1.01,5.02,7.01,9.01 07/28/05 BORLAND SOFTWARE CORP DE 2.02,2.05,9.01 07/28/05 BOWATER INC DE 5.03,9.01 07/27/05 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 07/28/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 08/02/05 BROOKFIELD HOMES CORP DE 2.02,9.01 07/28/05 BROWN FORMAN CORP DE 2.02,8.01,9.01 07/28/05 BROWN FORMAN CORP DE 2.02,8.01,9.01 07/28/05 AMEND BUILD A BEAR WORKSHOP INC DE 1.01,9.01 07/27/05 CAL MAINE FOODS INC DE 1.01,2.02,9.01 07/28/05 CalAmp Corp. DE 7.01 08/02/05 CAMDEN PROPERTY TRUST TX 2.02,9.01 08/01/05 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 07/29/05 CARRAMERICA REALTY CORP MD 1.01,8.01,9.01 07/28/05 CARRIER ACCESS CORP DE 2.02,4.02,9.01 07/28/05 CASPIAN SERVICES INC NV 5.03,7.01,9.01 07/21/05 AMEND CB RICHARD ELLIS GROUP INC DE 1.01,9.01 08/01/05 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 08/02/05 CBRL GROUP INC TN 7.01,9.01 08/02/05 CCSB FINANCIAL CORP DE 2.02,9.01 08/02/05 CEDAR FAIR L P DE 9.01 08/01/05 CEF EQUIPMENT HOLDING GE COMMERCIAL E DE 8.01,9.01 07/20/05 CEF EQUIPMENT HOLDING GE COMMERCIAL E DE 8.01,9.01 07/20/05 CENTER FINANCIAL CORP CA 4.01,9.01 06/15/05 AMEND CENTURY CASINOS INC /CO/ DE 1.01 08/02/05 CENVEO, INC CO 2.02 08/02/05 CEPHALON INC DE 2.02,9.01 08/02/05 CERUS CORP DE 2.02,9.01 08/02/05 CHAMPION INDUSTRIES INC WV 1.01,2.03 08/02/05 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 06/30/05 Chartwell International, Inc. NV 3.02 07/30/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 08/02/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 08/02/05 CHECKPOINT SYSTEMS INC PA 2.02,9.01 06/26/05 CHEESECAKE FACTORY INCORPORATED DE 1.01,9.01 07/27/05 CHENIERE ENERGY INC DE 1.01,8.01,9.01 07/27/05 CHICOS FAS INC FL 1.01,5.02,8.01,9.01 08/01/05 CINERGY CORP DE 2.02 07/29/05 CITIZENS BANCSHARES CORP /GA/ GA 5.02 07/27/05 CITY HOLDING CO WV 5.02,9.01 07/27/05 CKX, Inc. DE 5.01 07/28/05 CLECO CORP LA 2.02,9.01 08/02/05 CLIFTON SAVINGS BANCORP INC 8.01,9.01 08/01/05 CLINICAL DATA INC DE 1.01,5.02,9.01 07/27/05 CMKM Diamonds, Inc. NV 4.01,9.01 07/22/05 AMEND CMKM Diamonds, Inc. NV 4.01,9.01 07/11/05 AMEND CNE GROUP INC DE 1.01,9.01 08/02/05 CO LIQUIDATION, INC. DE 8.01,9.01 08/02/05 Cobalis Corp NV 4.02 07/26/05 COINMACH CORP DE 5.02 08/01/05 COINMACH SERVICE CORP DE 1.01,5.02 08/01/05 COLE KENNETH PRODUCTIONS INC NY 5.02 07/27/05 COLE KENNETH PRODUCTIONS INC NY 2.02 07/28/05 COLLAGENEX PHARMACEUTICALS INC DE 2.02,9.01 08/02/05 COLOR KINETICS INC DE 1.01,9.01 07/27/05 COLUMBIA LABORATORIES INC DE 2.02,9.01 08/02/05 COMCAST CORP PA 2.02,9.01 08/02/05 COMCAST CORP PA 2.02,9.01 08/02/05 AMEND COMMERCE ENERGY GROUP INC DE 1.01,3.01,5.02,9.01 08/01/05 COMMERCE ENERGY GROUP INC DE 4.02,9.01 06/08/05 AMEND Commercial Vehicle Group, Inc. DE 5.02 07/29/05 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 08/02/05 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 08/01/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 8.01,9.01 08/01/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,9.01 08/01/05 COMPUWARE CORP MI 1.01,9.01 07/28/05 CONCORDE CAREER COLLEGES INC DE 2.02,9.01 08/02/05 CONNETICS CORP DE 2.02,9.01 08/02/05 Consolidated Communications Holdings, DE 1.01,8.01,9.01 07/27/05 CONSTELLATION BRANDS, INC. DE 1.01 07/28/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 08/01/05 COOPER TIRE & RUBBER CO DE 2.02,8.01,9.01 08/02/05 CORNERSTONE BANCORP INC CT 2.02,9.01 07/29/05 COST U LESS INC WA 2.02,9.01 07/28/05 COST U LESS INC WA 1.01,9.01 07/27/05 COVENTRY HEALTH CARE INC DE 2.02,9.01 08/02/05 CRANE CO /DE/ DE 5.02,9.01 08/02/05 CREDENCE SYSTEMS CORP DE 5.02 07/31/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 07/29/05 CROWN CASTLE INTERNATIONAL CORP DE 1.01,2.02,9.01 07/27/05 CSS INDUSTRIES INC DE 1.01 07/11/05 CV THERAPEUTICS INC DE 8.01,9.01 07/27/05 CWMBS INC DE 8.01,9.01 07/29/05 DANA CORP VA 7.01 08/02/05 DANKA BUSINESS SYSTEMS PLC 1.01,9.01 08/01/05 DATA SYSTEMS & SOFTWARE INC DE 1.01,9.01 07/28/05 DATIGEN COM INC UT 1.01,9.01 07/29/05 DAVITA INC DE 1.01,9.01 07/28/05 DAVITA INC DE 5.02 05/20/05 AMEND DAYTON POWER & LIGHT CO OH 8.01,9.01 07/27/05 DAYTON SUPERIOR CORP OH 1.01,5.02,9.01 07/27/05 DDI CORP CA 2.02,2.06,9.01 07/29/05 DDI CORP CA 2.05 07/29/05 AMEND DEXCOM INC 2.02,9.01 08/02/05 DIGITAL RECORDERS INC NC 3.01 08/01/05 DIGITAL RECORDERS INC NC 2.02,7.01,9.01 08/02/05 DISCOVER CARD MASTER TRUST I DE 8.01 07/31/05 DISCOVERY PARTNERS INTERNATIONAL INC DE 2.02,9.01 08/02/05 DJ ORTHOPEDICS INC DE 1.01,9.01 07/27/05 DPAC TECHNOLOGIES CORP CA 3.01,9.01 08/01/05 DPL INC OH 2.02,7.01,8.01,9.01 07/26/05 DUANE READE HOLDINGS INC 2.02,9.01 08/02/05 DYNEGY INC /IL/ IL 1.01,7.01,9.01 08/02/05 EAGLE MATERIALS INC DE 2.02,9.01 08/02/05 EDGAR ONLINE INC DE 2.02,9.01 08/02/05 EFJ INC DE 2.02,9.01 08/02/05 EMAGIN CORP DE 1.01,2.03,9.01 07/27/05 EMAK Worldwide, Inc. DE 2.02,9.01 07/28/05 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 08/02/05 ENERGEN CORP AL 7.01,9.01 08/01/05 Energy Transfer Partners, L.P. DE 1.01,2.03,8.01,9.01 07/29/05 ENPRO INDUSTRIES INC NC 2.02 08/02/05 ENTREMED INC DE 1.01,2.02,9.01 07/28/05 ENVIRONMENTAL POWER CORP DE 1.02 08/01/05 ENVIRONMENTAL TECTONICS CORP PA 7.01,9.01 08/02/05 Epic Bancorp 8.01,9.01 08/02/05 EQUITY OFFICE PROPERTIES TRUST MD 2.02 08/02/05 EQUITY ONE INC MD 2.02,7.01,9.01 08/02/05 ev3 Inc. DE 2.02,9.01 08/02/05 EVERGREEN SOLAR INC DE 2.02,9.01 08/02/05 EVERGREENBANCORP INC WA 2.02,8.01,9.01 07/28/05 EVOLVING SYSTEMS INC DE 2.02,9.01 08/02/05 Expedia, Inc. 2.02,9.01 08/02/05 EXPRESSJET HOLDINGS INC DE 9.01 08/01/05 EXTENDED SYSTEMS INC DE 2.02,8.01,9.01 08/02/05 Extra Space Storage Inc. MD 1.01,2.03,9.01 07/27/05 EZ EM INC DE 2.02,9.01 08/01/05 FACTSET RESEARCH SYSTEMS INC DE 1.01,9.01 08/01/05 FBR Securitization, Inc. 8.01,9.01 07/29/05 FENTURA FINANCIAL INC MI 8.01,9.01 08/02/05 FIELDSTONE INVESTMENT CORP 1.01 07/27/05 Fieldstone Mortgage Investment CORP MD 8.01,9.01 08/01/05 FINANCIAL INDUSTRIES CORP TX 2.02,7.01,9.01 12/31/03 FINANCIAL INSTITUTIONS INC NY 7.01,9.01 08/02/05 FINISAR CORP DE 5.02,5.03,9.01 07/28/05 FIRST KEYSTONE CORP PA 2.02 08/02/05 FIRST KEYSTONE CORP PA 8.01 08/02/05 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 07/29/05 FIRST PACTRUST BANCORP INC MD 2.02,9.01 08/02/05 First Valley Bancorp, Inc. CT 1.01,2.03,9.01 07/28/05 FISHER COMMUNICATIONS INC WA 5.03,9.01 07/28/05 FLAGSTAR BANCORP INC MI 5.02,9.01 07/27/05 FONAR CORP DE 2.01 07/28/05 FOOT LOCKER INC NY 2.02,9.01 08/02/05 FORD MOTOR CO DE 8.01,9.01 08/02/05 FORD MOTOR CREDIT CO DE 8.01,9.01 08/02/05 FORTUNE BRANDS INC DE 2.01,9.01 07/27/05 FRANKLIN ELECTRIC CO INC IN 1.01,9.01 08/01/05 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,2.02,8.01,9.01 08/02/05 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,2.02,8.01,9.01 08/02/05 GENAISSANCE PHARMACEUTICALS INC DE 1.01,9.01 07/28/05 GENERAL CABLE CORP /DE/ DE 9.01 08/02/05 GENERAL ELECTRIC CO NY 1.01,5.02,9.01 07/28/05 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 08/01/05 GENERAL MOTORS CORP DE 8.01 08/02/05 GENESCO INC TN 2.02,7.01,9.01 08/01/05 GENESEE & WYOMING INC DE 2.02,9.01 08/02/05 GENESIS HEALTHCARE CORP PA 2.02,7.01,9.01 08/01/05 GENSYM CORP DE 1.01 07/27/05 GERMAN AMERICAN BANCORP IN 2.02,8.01,9.01 07/29/05 GLASSMASTER CO SC 5.02 08/02/05 GLIMCHER REALTY TRUST MD 2.02,9.01 08/02/05 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 3.02 08/01/05 GLOBAL IMAGING SYSTEMS INC DE 2.02,7.01,9.01 08/02/05 GLOBALNET CORP NV 4.01,9.01 07/28/05 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 07/02/05 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01 07/27/05 GREEN MOUNTAIN POWER CORP VT 1.01,9.01 07/29/05 GREENFIELD ONLINE INC DE 5.02,9.01 08/01/05 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 08/02/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 08/01/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 07/29/05 GS MORTGAGE SECURITIES CORP DE 8.01 08/01/05 AMEND GS MORTGAGE SECURITIES CORP DE 8.01 08/01/05 AMEND GS MORTGAGE SECURITIES CORP DE 8.01 08/01/05 AMEND GS MORTGAGE SECURITIES CORP DE 8.01 08/01/05 AMEND GS MORTGAGE SECURITIES CORP DE 8.01 08/01/05 AMEND GUNDLE SLT ENVIRONMENTAL INC DE 2.02,9.01 08/01/05 HAEMONETICS CORP MA 1.01,9.01 07/27/05 HAGGAR CORP NV 2.02,9.01 08/02/05 HANSEN NATURAL CORP DE 7.01,9.01 08/02/05 HARRAHS ENTERTAINMENT INC DE 1.01,3.03,9.01 07/28/05 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 08/01/05 HAWK CORP DE 2.02,9.01 08/02/05 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02 08/02/05 HEALTH CARE PROPERTY INVESTORS INC MD 2.02,9.01 08/01/05 HENNESSY ADVISORS INC 2.02,9.01 08/02/05 HERBALIFE LTD. E9 5.02 07/28/05 HERBALIFE LTD. E9 5.02 07/28/05 HERBALIFE LTD. E9 1.01,9.01 07/28/05 HERCULES INC DE 2.02,9.01 07/29/05 HERITAGE COMMERCE CORP CA 1.01 07/28/05 HERSHA HOSPITALITY TRUST MD 8.01,9.01 07/29/05 HICKORY TECH CORP MN 2.02,7.01,9.01 08/01/05 HIGHLANDS BANKSHARES INC /VA/ VA 5.03,9.01 07/27/05 HINES HORTICULTURE INC DE 2.02,9.01 08/02/05 HITTITE MICROWAVE CORP 1.01,8.01,9.01 07/21/05 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 8.01,9.01 08/02/05 HOLLY ENERGY PARTNERS LP DE 2.02,7.01,9.01 07/29/05 HomeBanc Mortgage Trust 2005-1 DE 8.01,9.01 07/25/05 HSI ASSET SECURITIZATION CORP 8.01,9.01 07/27/05 HSI ASSET SECURITIZATION CORP 8.01,9.01 07/28/05 HUTTON INVESTORS FUTURES FUND L P II DE 5.02 08/01/05 IA GLOBAL INC DE 3.02,9.01 07/29/05 IAC/INTERACTIVECORP DE 2.02,7.01 08/02/05 IC ISAACS & CO INC DE 2.02,9.01 08/02/05 ICT GROUP INC PA 7.01,9.01 08/01/05 ID SYSTEMS INC DE 2.02,9.01 08/02/05 IDEX CORP /DE/ DE 2.03,9.01 08/02/05 IDT CORP DE 8.01,9.01 07/29/05 IGATE CORP PA 4.01 08/02/05 IMAGE ENTERTAINMENT INC CA 1.01,2.01,8.01,9.01 08/01/05 IMPSAT FIBER NETWORKS INC DE 1.01,9.01 07/29/05 INDEVUS PHARMACEUTICALS INC DE 1.01,9.01 07/28/05 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.02,9.01 08/02/05 INGRAM MICRO INC DE 1.01,1.02,2.03,9.01 07/29/05 INTEGRATED ALARM SERVICES GROUP INC DE 3.01 07/28/05 INTEREP NATIONAL RADIO SALES INC NY 5.02,9.01 07/27/05 INTERLAND INC /MN/ MN 7.01,9.01 08/01/05 INTERSECTIONS INC DE 1.01 08/01/05 INTERSECTIONS INC DE 2.02,9.01 08/01/05 INTERSTATE BAKERIES CORP/DE/ DE 5.02,9.01 08/01/05 INTUIT INC DE 1.01,9.01 07/27/05 INTUITIVE SURGICAL INC DE 5.02,9.01 07/29/05 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 08/01/05 IPC ACQUISITION CORP 7.01,9.01 08/02/05 ISCO INTERNATIONAL INC DE 7.01,9.01 07/28/05 ITLA CAPITAL CORP CA 2.02,9.01 07/27/05 IVILLAGE INC DE 2.02,9.01 08/02/05 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 08/02/05 JUPITERMEDIA CORP DE 1.01,9.01 08/02/05 K TRON INTERNATIONAL INC NJ 2.02 08/01/05 KERYX BIOPHARMACEUTICALS INC DE 2.02 08/01/05 KI Holdings Inc. PA 8.01 07/28/05 KINDRED HEALTHCARE, INC DE 5.02,7.01,9.01 08/01/05 KNOLOGY INC DE 2.02,8.01,9.01 08/01/05 KOMAG INC /DE/ DE 2.02 08/01/05 AMEND KOPPERS INC PA 8.01 07/28/05 KOSAN BIOSCIENCES INC CA 2.02,9.01 07/28/05 KRONOS INC MA 5.02 08/02/05 L 3 COMMUNICATIONS HOLDINGS INC DE 1.01,2.02,2.03,9.01 07/27/05 LASERSCOPE CA 2.02,9.01 08/02/05 LASERSCOPE CA 1.01 07/29/05 LECG CORP DE 2.03 07/28/05 AMEND LEXINGTON CORPORATE PROPERTIES TRUST MD 2.02,7.01,9.01 08/02/05 LIBERTY CORP SC 2.02,7.01,9.01 08/02/05 LIBERTY CORP SC 7.01,9.01 08/02/05 Lincoln Park Bancorp 2.02,9.01 08/01/05 LINK PLUS CORP DE 1.01,9.01 07/15/05 LTC PROPERTIES INC MD 2.02,9.01 08/02/05 M WAVE INC DE 3.01,9.01 07/27/05 MACDERMID INC CT 2.02,9.01 08/02/05 MACKINAC FINANCIAL CORP /MI/ MI 9.01 08/02/05 MADISON RIVER CAPITAL LLC DE 1.01,9.01 07/29/05 MADISON RIVER CAPITAL LLC DE 2.02,9.01 08/02/05 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 08/02/05 MAIR HOLDINGS INC MN 2.02,9.01 08/02/05 MANARIS CORP NV 7.01,9.01 07/29/05 MARC PHARMACEUTICALS INC 4.01,9.01 07/31/05 MARCHEX INC DE 1.01,2.01,3.02,9.01 07/27/05 MARGO CARIBE INC PR 1.01,5.02,7.01,9.01 07/29/05 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 08/02/05 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 08/02/05 MASCO CORP /DE/ DE 2.02,9.01 08/02/05 MASTERCARD INC DE 7.01,9.01 08/02/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 07/25/05 MASTR Adjustable Rate Mortgages 2005- DE 8.01,9.01 07/25/05 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 07/25/05 MASTR ALTERNATIVE LOAN TRUST 2005-1 DE 8.01,9.01 07/25/05 MASTR ALTERNATIVE LOAN TRUST 2005-2 DE 8.01,9.01 07/25/05 MASTR ALTERNATIVE LOAN TRUST 2005-3 8.01,9.01 07/25/05 MASTR ALTERNATIVE LOAN TRUST 2005-4 DE 8.01,9.01 07/25/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 07/25/05 MASTR Asset Backed Securities Trust 2 DE 8.01,9.01 07/25/05 MASTR ASSET SECURITIZATION TRUST 2003 DE 8.01,9.01 07/25/05 MASTR Asset Securitization Trust 2005 DE 8.01,9.01 07/25/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 07/25/05 MATRITECH INC/DE/ DE 2.02,9.01 08/02/05 MATTSON TECHNOLOGY INC DE 1.01,3.03,5.03,9.01 07/28/05 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 07/29/05 MAX RE CAPITAL LTD 8.01,9.01 07/29/05 MAXIM PHARMACEUTICALS INC DE 2.02,9.01 08/02/05 MBIA INC CT 2.02,9.01 08/02/05 McCormick & Schmicks Seafood Restaura 2.02,9.01 08/02/05 MCG CAPITAL CORP DE 2.02,9.01 08/02/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 08/02/05 MD TECHNOLOGIES INC 1.01 07/29/05 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 08/02/05 MEDICINOVA INC DE 8.01,9.01 08/02/05 MENTOR CORP /MN/ MN 8.01,9.01 08/02/05 MENTOR CORP /MN/ MN 2.02,9.01 06/30/05 MERCURY COMPUTER SYSTEMS INC MA 7.01 08/02/05 MERGE TECHNOLOGIES INC WI 2.02 06/30/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 07/25/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 07/25/05 MERRILL LYNCH MORT INV TRUST SERIES M DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 METAL MANAGEMENT INC DE 2.02 08/02/05 METLIFE INC DE 9.01 07/01/05 AMEND MIKOHN GAMING CORP NV 2.02,9.01 08/01/05 MODERN TECHNOLOGY CORP NV 1.01,2.01,9.01 07/10/05 MODTECH HOLDINGS INC CA 1.01,9.01 07/29/05 MOLEX INC DE 1.01,8.01,9.01 07/28/05 MOLSON COORS BREWING CO CO 2.02 08/02/05 MONTEREY GOURMET FOODS DE 2.02,9.01 07/28/05 MONTGOMERY REALTY GROUP INC NV 2.01 07/27/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 07/29/05 Morgan Stanley ABS Capital I Inc. MSD DE 8.01,9.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 07/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 07/25/05 MORTGAGE ASSET SECZT TRANS INC MORT P DE 8.01,9.01 07/25/05 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 8.01,9.01 07/25/05 MORTGAGEIT TRUST 2005-1, Mortgage-Bac DE 8.01,9.01 07/25/05 MORTGAGEIT TRUST 2005-2, Mortgage-Bac DE 8.01,9.01 07/25/05 MOUNTAIN BANCSHARES INC GA 1.01,1.02,9.01 07/27/05 MRO SOFTWARE INC MA 2.02 04/14/05 AMEND Nalco Finance Holdings LLC 2.02,9.01 06/30/05 Nalco Holdings LLC DE 2.02,9.01 06/30/05 Nalco Holdings LLC DE 2.02,9.01 06/30/05 AMEND NANOGEN INC DE 2.02,9.01 08/02/05 NATIONAL DIVERSIFIED SERVICES INC DE 3.02,5.03,8.01 07/20/05 NATIONAL HEALTHCARE CORP DE 2.02 08/01/05 NATIONAL MERCANTILE BANCORP CA 1.01 08/01/05 NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 08/02/05 NAVIGATORS GROUP INC DE 2.02,7.01 08/02/05 NBC ACQUISITION CORP DE 1.01 08/01/05 NCR CORP MD 1.01,5.02,9.01 07/27/05 NEBRASKA BOOK CO KS 1.01 08/01/05 NEOPROBE CORP DE 2.02,9.01 08/01/05 NeuroMetrix, Inc. 2.02,9.01 08/02/05 NEUSTAR INC 2.02,9.01 08/02/05 New Century Mortgage Securities LLC 8.01,9.01 08/02/05 NEW YORK COMMUNITY BANCORP INC DE 1.01,9.01 08/01/05 NEW YORK HEALTH CARE INC NY 5.02 07/27/05 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 08/02/05 NEWCASTLE INVESTMENT CORP MD 5.02 08/02/05 NEWMARKET CORP VA 2.02,9.01 08/01/05 NEXEN INC A0 5.02 08/02/05 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 5.02,7.01,9.01 07/29/05 NORTHWESTERN CORP DE 2.02,9.01 08/02/05 NOVADEL PHARMA INC DE 1.01,9.01 07/28/05 NOVELL INC DE 8.01 07/31/05 NSTOR TECHNOLOGIES INC DE 1.01,9.01 07/27/05 NUMEREX CORP /PA/ PA 2.02,3.02,9.01 06/30/05 NUVASIVE INC DE 1.01 07/27/05 NYFIX INC DE 1.01 07/28/05 OCEAN WEST HOLDING CORP DE 4.01,9.01 07/28/05 ODYSSEY HEALTHCARE INC DE 2.02,9.01 08/01/05 OFFICEMAX INC DE 1.01,5.02,9.01 07/27/05 OHIO CASUALTY CORP OH 5.03,9.01 07/28/05 OIL STATES INTERNATIONAL INC DE 2.02,9.01 08/01/05 OLD LINE BANCSHARES INC 1.01 07/28/05 ONEOK INC /NEW/ OK 2.02,9.01 08/01/05 OPINION RESEARCH CORP DE 2.02,9.01 08/01/05 OPINION RESEARCH CORP DE 1.01,2.03,5.02,8.01,9.01 07/29/05 ORASURE TECHNOLOGIES INC DE 2.02,9.01 08/02/05 ORRSTOWN FINANCIAL SERVICES INC PA 2.01 08/01/05 OSHKOSH TRUCK CORP WI 2.02,9.01 08/02/05 OSI PHARMACEUTICALS INC DE 2.02,8.01,9.01 07/13/05 OSK CAPITAL III CORP NV 8.01,9.01 05/03/05 OTTER TAIL CORP MN 2.02,9.01 08/01/05 OWENS & MINOR INC/VA/ VA 1.01,9.01 07/28/05 OWENS & MINOR INC/VA/ VA 1.01,9.01 04/28/05 AMEND PAC-WEST TELECOMM INC 2.02,9.01 08/02/05 PACER INTERNATIONAL INC TN 2.02,9.01 08/02/05 PACIFIC ENTERPRISES INC CA 2.02,9.01 08/02/05 PANAMERICAN BANCORP DE 3.01,5.03,9.01 07/28/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 08/02/05 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 08/01/05 PARK BANCORP INC DE 2.02,9.01 08/02/05 PARKWAY PROPERTIES INC MD 2.02,9.01 08/01/05 Patriot Capital Funding, Inc. DE 1.01,2.03,9.01 07/27/05 PC CONNECTION INC DE 8.01,9.01 08/01/05 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 08/02/05 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 08/02/05 PEROT SYSTEMS CORP DE 2.02,9.01 08/02/05 PETROQUEST ENERGY INC DE 2.02 08/02/05 PHARMACOPEIA DRUG DISCOVERY INC DE 1.01,3.02,9.01 07/28/05 PHARSIGHT CORP CA 7.01,9.01 08/02/05 PHOENIX COMPANIES INC/DE DE 2.02,9.01 06/30/05 PHOENIX TECHNOLOGIES LTD DE 2.02,4.02,9.01 07/28/05 PHOTOMEDEX INC DE 2.02,9.01 08/02/05 PHOTOWORKS INC /WA WA 3.02 08/02/05 PINNACLE AIRLINES CORP DE 2.02,9.01 08/01/05 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 08/02/05 PINNACLE FINANCIAL PARTNERS INC TN 5.02 08/01/05 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 08/02/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 08/01/05 PLANETOUT INC DE 2.02,9.01 08/02/05 PLATINUM UNDERWRITERS HOLDINGS LTD D0 8.01,9.01 08/02/05 PNM RESOURCES INC NM 1.01,2.01,3.02,9.01 08/01/05 AMEND PORTALTOCHINA COM NV 4.01 07/27/05 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,2.01,9.01 07/29/05 POST PROPERTIES INC GA 2.02,9.01 08/01/05 POWER 3 MEDICAL PRODUCTS INC NY 4.01,9.01 07/28/05 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 07/28/05 PPL CORP PA 7.01,9.01 08/02/05 PPL CORP PA 2.02,7.01,9.01 08/02/05 PRB Gas Transportation, Inc. NV 5.02,9.01 08/02/05 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.02,9.01 08/02/05 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 08/02/05 PRINCIPAL FINANCIAL GROUP INC DE 2.02 08/01/05 PROASSURANCE CORP DE 7.01,9.01 08/02/05 PROFESSIONALS DIRECT INC MI 5.02 08/01/05 PROTOCALL TECHNOLOGIES INC NV 3.02,9.01 06/15/05 PROTOCALL TECHNOLOGIES INC NV 5.02 07/27/05 ProUroCare Medical Inc. NV 1.01,9.01 07/27/05 PROXIM CORP DE 2.01,5.02 07/27/05 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,9.01 08/01/05 PUGET ENERGY INC /WA WA 2.02 08/02/05 PUREZZA GROUP INC 4.01,9.01 07/19/05 AMEND QUADRAMED CORP DE 2.02,9.01 08/01/05 QUAKER CHEMICAL CORP PA 2.02,9.01 08/01/05 QUALITY SYSTEMS INC CA 1.01 07/28/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 08/02/05 R & B INC PA 5.04 05/19/05 RADIANT SYSTEMS INC GA 2.02,9.01 07/28/05 RADISYS CORP OR 2.02,9.01 07/28/05 RADNOR HOLDINGS CORP DE 1.02 08/01/05 RBS GLOBAL INC DE 1.01,9.01 07/27/05 READING INTERNATIONAL INC NV 3.02 07/11/05 REALNETWORKS INC WA 2.02,9.01 08/02/05 REDENVELOPE INC DE 2.02,9.01 08/02/05 REGENCY CENTERS LP FL 5.03,9.01 07/28/05 ROCK OF AGES CORP DE 7.01,9.01 08/01/05 ROWAN COMPANIES INC DE 2.02,8.01,9.01 06/30/05 ROYAL CARIBBEAN CRUISES LTD 8.01 08/01/05 RS GROUP OF COMPANIES INC FL 8.01,9.01 07/27/05 RSA SECURITY INC/DE/ DE 1.02 04/29/05 RUSH FINANCIAL TECHNOLOGIES INC TX 7.01,9.01 08/02/05 RUSS BERRIE & CO INC NJ 1.01,8.01,9.01 07/27/05 RUSSELL CORP AL 1.01,5.02,9.01 07/27/05 SABR TRUST 2005-FR2 8.01,9.01 05/31/05 AMEND SALOMON SMITH BARNEY DIVERSIFIED 2000 5.02 08/01/05 SALOMON SMITH BARNEY FAIRFIELD FUTURE NY 5.02 08/01/05 SALOMON SMITH BARNEY GLOBAL DIVERSIFI 5.02 08/01/05 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 08/02/05 SANFILIPPO JOHN B & SON INC DE 7.01,9.01 08/02/05 SANTANDER BANCORP 2.02,9.01 06/30/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 07/25/05 SAVVIS, Inc. DE 2.02,9.01 07/19/05 AMEND SBA COMMUNICATIONS CORP FL 2.02 08/01/05 SCHAWK INC DE 2.02,9.01 08/02/05 SCHWAB CHARLES CORP DE 1.01,5.02 07/28/05 SEABULK INTERNATIONAL INC DE 7.01,9.01 08/01/05 SECURITY CAPITAL CORP/DE/ DE 1.01,9.01 07/27/05 SEMPRA ENERGY CA 2.02,9.01 08/02/05 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 08/02/05 SERVICEMASTER CO DE 2.02,5.02,9.01 08/02/05 SHEARSON LEHMAN SELECT ADVISORS FUTUR DE 5.02 08/01/05 SHEARSON MID WEST FUTURES FUND NY 5.02 08/01/05 SHIRE PHARMACEUTICALS GROUP PLC 2.01,9.01 07/27/05 SHORE BANCSHARES INC MD 2.02,9.01 08/01/05 SIGMA DESIGNS INC CA 7.01 07/21/05 SIRICOMM INC DE 7.01,9.01 08/01/05 SIRIUS SATELLITE RADIO INC DE 2.02,9.01 08/02/05 SJW CORP CA 2.02 06/30/05 SJW CORP CA 1.01,5.02 06/30/05 SMART ONLINE INC 9.01 08/02/05 SMITH BARNEY AAA ENERGY FUND LP /NY 5.02 08/01/05 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 5.02 08/01/05 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 5.02 08/01/05 SMITH BARNEY MID WEST FUTURES FUND LP NY 5.02 08/01/05 SOHU COM INC DE 2.02,9.01 07/27/05 SONICWALL INC CA 1.01,9.01 07/27/05 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 08/02/05 SPANISH BROADCASTING SYSTEM INC DE 1.01,2.02,9.01 07/29/05 SRA INTERNATIONAL INC DE 2.02,9.01 08/01/05 STANDARD PACIFIC CORP /DE/ DE 1.01,9.01 07/27/05 Stanwich Asset Acceptance CO LLC DE 8.01,9.01 08/02/05 STARTEK INC DE 2.02,9.01 08/02/05 STATION CASINOS INC NV 8.01 08/01/05 STRATASYS INC DE 2.02,9.01 07/28/05 STRATEGY INTERNATIONAL INSURANCE GROU TX 7.01,8.01,9.01 07/27/05 STRAYER EDUCATION INC MD 1.01,9.01 08/01/05 Structured Asset Investment Loan Trus DE 8.01,9.01 07/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 07/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 07/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 07/25/05 Structured Asset Securities Corp Mort DE 8.01,9.01 07/25/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 07/25/05 SUMMIT BANK CORP GA 2.02 08/02/05 SUNRISE TELECOM INC 2.02 06/30/05 SUNRISE TELECOM INC 2.02 06/30/05 SUPERIOR ENERGY SERVICES INC DE 1.01,2.02,9.01 07/29/05 SUPERIOR GALLERIES INC DE 1.01,9.01 07/29/05 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 07/27/05 SYBRON DENTAL SPECIALTIES INC DE 2.02,9.01 08/01/05 SYCAMORE NETWORKS INC DE 8.01,9.01 08/01/05 SYMBION INC/TN DE 1.01,2.01,9.01 07/27/05 TALX CORP MO 7.01,9.01 08/02/05 TANKLESS SYSTEMS WORLDWIDE INC NV 8.01 07/29/05 TARPON COAST BANCORP INC FL 8.01 08/01/05 TECH DATA CORP FL 2.02,9.01 08/02/05 TENET HEALTHCARE CORP NV 2.02 06/30/05 TERAYON COMMUNICATION SYSTEMS DE 1.01,5.02,9.01 07/27/05 TIER TECHNOLOGIES INC DE 8.01 08/02/05 TIER TECHNOLOGIES INC DE 2.02,9.01 08/02/05 TIME WARNER TELECOM INC DE 2.02,9.01 08/01/05 TIME WARNER TELECOM INC DE 3.01,5.02 08/01/05 TITANIUM METALS CORP DE 2.02,7.01,9.01 08/02/05 TODCO DE 7.01,9.01 08/01/05 TOO, INC. 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DE 2.02,9.01 08/02/05 UTSTARCOM INC DE 2.02,9.01 08/02/05 V I TECHNOLOGIES INC DE 1.01,5.02 07/28/05 VAALCO ENERGY INC /DE/ DE 8.01,9.01 08/01/05 VAIL RESORTS INC DE 2.01,9.01 07/28/05 VESTA INSURANCE GROUP INC DE 8.01,9.01 08/02/05 VIA NET WORKS INC DE 1.02,5.02,9.01 07/27/05 VICAL INC DE 2.02,9.01 08/02/05 VIISAGE TECHNOLOGY INC DE 2.02,5.02,9.01 08/02/05 VISHAY INTERTECHNOLOGY INC DE 2.02,9.01 08/02/05 VITAL IMAGES INC MN 2.02,9.01 08/02/05 VIVUS INC CA 2.02,9.01 07/28/05 VNUS MEDICAL TECHNOLOGIES INC 1.01,5.02,9.01 07/29/05 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC 8.01,9.01 08/02/05 WCA WASTE CORP 2.02 08/02/05 WESTERN GAS RESOURCES INC DE 1.01,9.01 08/01/05 WGL HOLDINGS INC VA 2.02,9.01 08/01/05 WOLVERINE TUBE INC DE 2.02,9.01 08/02/05 WORLD HEART CORP A6 2.01,8.01,9.01 08/02/05 WORLD WASTE TECHNOLOGIES INC CA 1.01,9.01 07/27/05 WYNN RESORTS LTD 2.02,7.01,9.01 08/01/05 YANKEE CANDLE CO INC 8.01 08/02/05 YDI WIRELESS INC DE 2.02,9.01 08/02/05 YDI WIRELESS INC DE 3.01 07/27/05 YDI WIRELESS INC DE 1.01,2.01,2.03,5.02,9.01 07/27/05 ZANETT INC DE 8.01 08/01/05 ZYMOGENETICS INC WA 2.02,9.01 07/28/05