SEC NEWS DIGEST Issue 2006-127 July 3, 2006 COMMISSION ANNOUNCEMENTS JURY FINDS FORMER PIMCO EQUITY FUNDS CHAIRMAN DEFRAUDED INVESTORS IN MARKET TIMING CASE The Commission announced that on June 30, 2006, a federal court jury found Stephen J. Treadway, the former chairman of the board of trustees of the PIMCO equity funds, liable for defrauding PIMCO equity mutual fund investors through an undisclosed market timing arrangement with Canary Capital Partners LLC. From February 2002 to April 2003, Canary Capital engaged in approximately 108 round-trip exchanges in an aggregate amount of over $4 billion in several PIMCO funds pursuant to its special market timing arrangement. Treadway was also CEO of PIMCO Advisors Fund Management LLC and PIMCO Advisors Distributors LLC. The jury's verdicts were returned after an eight day trial in Manhattan before the Honorable Victor Marrero, United States District Judge for the Southern District of New York. Randall R. Lee, Regional Director of the SEC's Pacific Regional Office in Los Angeles, said, "Investing in a mutual fund is an act of trust in those who manage and invest your money. The evidence in this case showed - and the jury agreed -- that defendant Treadway betrayed that trust and defrauded investors by allowing a single wealthy investor to engage in a trading strategy that was denied to ordinary investors." The Commission's complaint alleged that Treadway approved an arrangement in January 2002 in which the PIMCO funds' advisers provided "timing capacity" in their mutual funds to Canary Capital in return for long-term investments in a mutual fund and a hedge fund from which PEA Capital earned management fees. The complaint further alleged that Treadway failed to disclose the special Canary arrangement to the board of trustees of the PIMCO funds until September 2003. The jury found Treadway liable for violations (and/or aiding and abetting violations) of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, Sections 17(a)(2) and (3) of the Securities Act of 1933, Section 206(2) of the Investment Advisers Act of 1940, Section 34(b) of the Investment Company Act of 1940, and Section 36(a) of the Investment Company Act of 1940. Previously, the Commission brought and settled charges against the PIMCO equity funds' adviser, sub-adviser, distributor, and the former CEO of the sub-adviser. For further information contact: Randall R. Lee, Regional Director, Pacific Regional Office, SEC, (323) 965-3807. (Press Rel. 2006-107) COMMISSION APPROVES NASD RULE CHANGES REFLECTING NASDAQ'S REGISTRATION AS A NATIONAL SECURITIES EXCHANGE AND ISSUES ORDER MODIFYING A CONDITION TO NASDAQ'S OPERATION AS AN EXCHANGE On June 30, 2006, the Commission approved NASD's proposed changes to its rules to reflect the registration of the Nasdaq Stock Market LLC as a national securities exchange. Among the rules approved is NASD's proposal to establish The Trade Reporting Facility LLC, which is jointly owned by NASD and the publicly traded parent company of the Nasdaq Stock Market LLC. The Trade Reporting Facility will operate the NASD facility for reporting of over-the-counter trades in Nasdaq securities. Approval of these NASD rule changes is a critical step in the operation of the Nasdaq Stock Market as a national securities exchange. The Commission approved Nasdaq's application to register as an exchange on Jan. 13, 2006. The Commission also issued an order modifying the conditions for the operation of the Nasdaq Stock Market as a national securities exchange. The Commission's order enables Nasdaq to begin operating as an exchange in Nasdaq listed securities separately from other exchange-listed securities, pending the completion of the necessary conditions set forth in the original order granting exchange registration. Separately, the Commission intends to act soon on the Nasdaq Stock Market's proposal to create a single pool of liquidity by integrating the operations of the Nasdaq Market Center with Nasdaq's Brut and INET facilities. The Commission's order approving NASD's proposed rule change is available on the Commission's website at www.sec.gov/rules/sro/nasd/2006/34-54084.pdf. The Commission's findings, opinion, and order granting Nasdaq's application to register as an exchange are available on the Commission's website at www.sec.gov/litigation/opinions/34-53128.pdf. The Commission's order modifying the conditions for the operation of Nasdaq as a national securities exchange is available on the Commission's website at www.sec.gov/rules/other/2006/34-54085.pdf.. The Commission's notice of the Nasdaq Stock Market LLC's proposed rule change to integrate three of its facilities into integrate into a single book is available at www.sec.gov/rules/sro/nasdaq/2006/34-53583.pdf. (Press Rel. 2006-108) ENFORCEMENT PROCEEDINGS NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF PILGRIM BAXTER AND ASSOCIATES, LTD. On June 30, 2006, the Commission gave notice that, pursuant to Rule 1103 of the Commission's Rules of Practice, Pilgrim Baxter & Associates, Ltd. (PBA), with the approval of the Fund Administrator, has filed its proposed Distribution Plan for the distribution of monies placed into a Fair Fund pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 in the Matter of Pilgrim Baxter & Associates, Ltd., Administrative Proceeding File No. 3-11524, and in two related matters: In the Matter of Gary L. Pilgrim, Administrative Proceeding File No. 3-11739 and In the Matter of Harold J. Baxter, Administrative Proceeding File No. 3-11740. The Distribution Plan provides for distribution to all eligible investors, for the period spanning June 1998 through December 2001, their proportionate share of the $250 million in disgorgement and civil penalties paid by PBA, Gary L. Pilgrim, and Harold J. Baxter to compensate such investors for injury they may have suffered as a result of market timing in PBHG Funds. Any interested persons may print a copy of the proposed Distribution Plan from the Commission's public website, http://www.sec.gov/litigation/admin/34-54073-pdp.pdf, a link to which will be provided on PBA's public website, http://www.pbhgfunds.com/inside/lrc.asp. Interested parties may also obtain a written copy of the proposed Distribution Plan by submitting a written request to Catherine E. Pappas, United States Securities and Exchange Commission, 701 Market Street, Suite 2000, Philadelphia, PA 19106. All persons desiring to comment on the Distribution Plan may submit their views, in writing, by no later than July 31, 2006, to the Office of the Secretary, U.S. Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090, or by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml), or by sending an e-mail to rule-comments@sec.gov. Please include "Administrative Proceeding File Number 3-11524" on the subject line of any e-mail. Comments received will be publicly available. Persons should submit only information that they wish to make publicly available. For more information see Rels. 33-8505, 33-8506, 34-50680, 34-50681, IA-2458, IA-2328, IA-2329, IC-27181, IC-26655, IC-26656, File Nos. 3- 11524, 3-11739, 3-11740; Press Rels. 2004-84, 2004-157. (Rel. 34- 54073; File No. 3-11524) IN THE MATTER OF STEVEN GILMAN, ARBOR SECURITIES, LTD. AND FINANCIAL LINKS, INC. On July 3, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) and Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 (Advisers Act) and Notice of Hearing (Order) against Steven A. Gilman (Gilman), Arbor Securities, Ltd. (Arbor Securities) and Financial Links, Inc. (Financial Links). The Division of Enforcement alleges in the Order that on June 19, 2006, a default judgment was entered against Gilman, Arbor Securities and Financial Links, permanently enjoining them from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The judgment also permanently enjoined Arbor Securities from further violations of Section 15(a) of the Exchange Act, and permanently enjoined Financial Links from further violations of Section 15(c) of the Exchange Act, and enjoined Gilman from aiding and abetting those violations. The judgment also permanently enjoined Arbor Securities from further violations of Sections 206(1) and 206(2) of the Advisers Act and enjoined Gilman from aiding and abetting those violations. The civil action is entitled SEC v. T. Gene Gilman, et al., Civil Action Number 05-10512- REK, in the United States District Court for the District of Massachusetts. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondents an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-54091; IA-2528; File No. 3-12352) PROCEEDINGS INSTITUTED AGAINST JORDAN SHAMAH On July 3, the Commission instituted administrative proceedings against Jordan I. Shamah pursuant to Section 15(b) of the Securities Exchange Act of 1934. The proceeding is based on the Jan. 27, 2005, entry of a permanent injunction against Shamah from future violations of the antifraud and antimanipulation provisions of the federal securities laws and a related criminal conviction. In the civil action Shamah was enjoined from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder and from Rule 102 of Regulation M and was ordered to pay disgorgement, prejudgment interest and a civil money penalty. The complaint in the civil case alleged that, beginning in 1997, Shamah profited from the sale of large blocks of microcap stock in a pump and dump scheme. Shamah received stock from issuers as compensation for promoting those stocks in an Internet based newsletter. Shamah sold the stocks he promoted while recommending newsletter subscribers purchase the stock. The Complaint alleged that Shamah thereby violated the antifraud and antimanipulation provisions of the Securities Act and the Exchange Act. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, and to provide Shamah an opportunity to dispute the allegations and to determine what remedial sanctions, if any, are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of the service of the Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-54092; File No. 3-12353) PENNY STOCK BAR ENTERED AGAINST IRVING STITSKY The Commission has issued an order instituting and simultaneously settling administrative proceedings against Irving J. Stitsky in which Stitsky has been barred from participating in any offering of any penny stock. The proceedings are based on: (1) entry of a June 11, 2005, injunction against Stitsky from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and from Rule 102 of Regulation M, and ordering Stitsky to pay disgorgement, prejudgement interest and a civil money penalty, and (2) Stitsky's conviction on one count of conspiracy to commit securities fraud. The Commission's complaint in the civil action alleged that, beginning in 1997, Stitsky profited from the sale of large blocks of microcap stock in a pump and dump scheme. It is further alleged that Stitsky received the stock from issuers as compensation for promoting those stocks in an Internet based newsletter and that he sold the stocks he promoted while recommending that newsletter subscribers purchase the stock. The criminal conviction was based on the same course of conduct as alleged in the civil case. The Commission's Order bars Stitsky from participating in any offering of a penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for the purposes of the issuance or trading in any penny stock, or including or attempting to induce the purchase or sale of any penny stock. Stitsky consented to the issuance of the Order without admitting or denying any of the allegations contained therein. . (Rel. 34-54093; File No. 3-12354) SEC FILES COMPLAINT AGAINST EFOORA, INC., ITS FORMER CEO, AND OTHERS FOR AN UNREGISTERED, FRAUDULENT OFFERING AND OBTAINS PRELIMINARY INJUNCTIONS On June 29, the Commission filed a complaint in the Northern District of Illinois, charging Efoora, Inc., based in Buffalo Grove, David S. Grosky, its former CEO and a resident of Highland Park, and Partners Holding, LLC, a company controlled by Grosky, with participating in an unregistered and fraudulent offering of Efoora stock. The complaint charges another Efoora employee, Melvin S. Dokich, with participating in the unregistered offering and seeks an order requiring two of Grosky's relatives to return money that they received from Partners Holding. The complaint alleges as follows: From at least January 2000 through at least April 2006, Efoora raised approximately $40 million by selling over 100 million shares of its stock to about 5,000 investors. Its offering was not registered with the Commission as required by the federal securities laws. Efoora, through a network of "finders" that included Partners Holding, also solicited investors by making a series of false or misleading statements about Efoora's business, including, among other things, the amount of offering proceeds it paid to its finders and that it would be receiving FDA approval for its HIV Rapid Test and conducting an IPO by certain dates. Partners Holding was not registered as a broker or dealer at the time its salespersons sold shares of Efoora stock. Grosky drafted or approved Efoora's false or misleading offering materials and controls Partners Holding. Grosky and Dokich also improperly sold Efoora stock issued in their names directly to the general public. Grosky received approximately $1 million from Efoora, Partners Holding and investors. Grosky and Dokich were indicted in a parallel criminal proceeding on May 17. Without admitting or denying the allegations of the complaint, Efoora, Partners Holding, Grosky and Dokich consented to the entry of orders preliminarily enjoining them from violating the registration provisions of the securities laws, Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act), enjoining Partners Holding from violating the antifraud and broker dealer registration provisions of the securities laws, Sections 17(a) of the Securities Act, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and enjoining Grosky from aiding and abetting Partners Holding's broker dealer registration violations. The orders also provide for, among other things, a freeze on the assets of Partners Holding and Grosky, a freeze on Efoora's intellectual property assets, and a freeze on certain assets of Grosky's relatives. [SEC v. Efoora, Inc. Partners Holding, LLC, David S. Grosky and Melvin S. Dokich, Civil Action No. 06 C 3526, N.D. Ill., Civil Action No. 06 C 3526] (LR-19752) INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of June 2006, a notice has been issued giving interested persons until July 25, 2006, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Credit Suisse Target Return Fund [File No. 811-21617] Gold Bank Funds [File No. 811-10465] The Galaxy Fund [File No. 811-4636] The BlackRock Advantage Term Trust Inc. [File No. 811-5757] Income Trust [File No. 811-7307] Growth and Income Trust [File No. 811-7393] Growth Trust [File No. 811-7395] Allmerica Securities Trust [File No. 811-2338] Scudder New Asia Fund, Inc. [File No. 811-4789] Meeder Advisor Funds [File No. 811-6720] AIM Millennium Alternative Strategies Fund [File No. 811-10299] Runkel Funds, Inc. [File No. 811-21070] Legg Mason Cash Reserve Trust [File No. 811-2853] Legg Mason Tax-Exempt Trust, Inc. [File No. 811-3526] Hart Life Insurance Company Separate Account One [File No. 811-9045] Hart Life Insurance Company Separate Account Two [File No. 811-9047] ReliaStar Life Insurance Company of New York Variable Annuity Separate Account II [File No. 811-8965] (Rel. IC-27418 - June 30) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by NYSE Arca to extend the One Week Option Series pilot program (SR-NYSEArca-2006-29) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3. (Rel. 34-54052) A proposed rule change (SR-NASD-2006-068) and Amendments No. 1, 2, 3 and 4 thereto filed by the National Association of Securities Dealers to create the Nasdaq Global Select Market and rename the Nasdaq National Market has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3. (Rel. 34-54071) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval to a proposed rule change (SR-Phlx- 2005-73) and Amendment Nos. 1 and 2 thereto submitted by the Philadelphia Stock Exchange relating to the exchange's obvious error rule. Publication is expected in the Federal Register during the week of July 3. (Rel. 34-54070) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 0 ($100,979,775.00) Equity, (File 333-135480 - Jun. 30) (BR. 04B) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-135481 - Jun. 30) (BR. 05D) S-4 HEXION SPECIALTY CHEMICALS, INC., 180 EAST BROAD ST, 30TH FLOOR, COLUMBUS, OH, 43215, 6142254000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-135482 - Jun. 30) (BR. 06B) SB-2 Jake's Trucking International, Inc., 1917 WEST 4TH AVENUE, SUITE 308, VANCOUVER, A1, V6J 1M7, 604-790-1641 - 5,280,000 ($396,000.00) Equity, (File 333-135483 - Jun. 30) (BR. ) S-1 BARE ESCENTUALS INC, 71 STEVENSON STREET, 22ND FLOOR, SAN FRANCISCO, CA, 94105, 415-489-5000 - 0 ($287,500,000.00) Equity, (File 333-135484 - Jun. 30) (BR. ) S-1 GEOPETRO RESOURCES CO, ONE MARITIME PLAZA, STE 400, SAN FRANCISCO, CA, 94111, 0 ($123,844,840.00) Equity, (File 333-135485 - Jun. 30) (BR. 09) S-1 Spirit AeroSystems Holdings, Inc., 3801 SOUTH OLIVER, WICHITA, KS, 67210, (316) 526-1100 - 0 ($500,000,000.00) Equity, (File 333-135486 - Jun. 30) (BR. ) S-8 ART TECHNOLOGY GROUP INC, 25 FIRST STREET, CAMBRIDGE, MA, 02141, 6173861000 - 0 ($4,155,000.00) Equity, (File 333-135487 - Jun. 30) (BR. 03C) S-8 HEADLINERS ENTERTAINMENT GROUP, INC., 501 BLOOMFIELD AVENUE, MONTCLAIR, NJ, 07042, 973-233-1233 - 2,560,000 ($46,080.00) Equity, (File 333-135488 - Jun. 30) (BR. 05B) S-8 COMMUNITY CAPITAL BANCSHARES INC, 430 TIFT AVENUE, ALBANY, GA, 31701, 9124462265 - 50,000 ($515,000.00) Equity, (File 333-135489 - Jun. 30) (BR. 07B) S-B EUROPEAN INVESTMENT BANK, 100 BD KONRAD ADENAUER, LUXEMBURG, N4, L 2900, 0 ($5,000,000,000.00) Non-Convertible Debt, (File 333-135490 - Jun. 30) (BR. DN) S-8 AMCOL INTERNATIONAL CORP, 1500 W SHURE DR, ARLINGTON HEIGHTS, IL, 60004-7803, 8473948730 - 1,500,000 ($36,555,000.00) Equity, (File 333-135491 - Jun. 30) (BR. 04B) S-8 GEN PROBE INC, 10210 GENETIC CENTER DR., SAN DIEGO, CA, 92121, 8584108000 - 0 ($151,680,000.00) Equity, (File 333-135493 - Jun. 30) (BR. 01C) S-3 AMERICAN SKANDIA LIFE ASSURANCE CORP/CT, ONE CORPORATE DRIVE, SHELTON, CT, 06484, 2039261888 - 0 ($8,000,000.00) Other, (File 333-135494 - Jun. 30) (BR. 20) SB-2 NEWTOWN LANE MARKETING INC, 33 NEWTOWN LANE, EAST HAMPTON, NY, 11937, 212-561-3626 - 1,548,584 ($619,434.00) Equity, (File 333-135495 - Jun. 30) (BR. ) S-4 ICONIX BRAND GROUP, INC., 1450 BROADWAY, 4TH FL, NEW YORK, NY, 10018, 212-730-0030 - 8,158,723 ($126,990,785.00) Equity, (File 333-135496 - Jun. 30) (BR. 02C) S-8 LIFE TIME FITNESS INC, 6442 CITY WEST PARKWAY, STE 300, EDEN PRAIRIE, MN, 55344, 0 ($65,490,000.00) Equity, (File 333-135497 - Jun. 30) (BR. 05B) S-8 TRIPATH IMAGING INC, 780 PLANTATION DR, BURLINGTON, NC, 27215, 3362229707 - 0 ($978,000.00) Equity, (File 333-135498 - Jun. 30) (BR. 10C) S-8 TRIPATH IMAGING INC, 780 PLANTATION DR, BURLINGTON, NC, 27215, 3362229707 - 0 ($12,325,000.00) Equity, (File 333-135499 - Jun. 30) (BR. 10C) S-8 NEOPHARM INC, 150 FIELD DRIVE, SUITE 195, LAKE FORREST, IL, 60045, 8472958678 - 0 ($514,000.00) Equity, (File 333-135501 - Jun. 30) (BR. 01B) S-8 NEOPHARM INC, 150 FIELD DRIVE, SUITE 195, LAKE FORREST, IL, 60045, 8472958678 - 0 ($5,140,000.00) Equity, (File 333-135502 - Jun. 30) (BR. 01B) S-3 EQUITY RESIDENTIAL, EQUITY RESIDENTIAL, 2 N RIVERSIDE PLAZA, STE 400, CHICAGO, IL, 60606, 3129281178 - 0 ($65,530,945.00) Other, (File 333-135503 - Jun. 30) (BR. 08A) S-3ASR ERP OPERATING LTD PARTNERSHIP, TWO N RIVERSIDE PLZ, STE 400, CHICAGO, IL, 60606, 3124741300 - 0 ($0.00) Debt, (File 333-135504 - Jun. 30) (BR. 08A) S-8 BIOMIMETIC THERAPEUTICS, INC., 389-A NICHOL MILL LANE, FRANKLIN, TN, 37067, 615 844 1280 - 2,450,000 ($16,439,500.00) Equity, (File 333-135505 - Jun. 30) (BR. 10) S-8 NOVACEA INC, 601 GATEWAY BOULEVARD, SUITE 800, SO SAN FRANCISCO, CA, 94080, (650) 228-1800 - 4,426,413 ($28,056,098.72) Equity, (File 333-135506 - Jun. 30) (BR. 01C) S-8 UNIVERSAL DETECTION TECHNOLOGY, 9300 WILSHIRE BOULEVARD, SUITE 308, BEVERLY HILLS, CA, 90212, 3102483655 - 25,000,000 ($500,000.00) Equity, (File 333-135507 - Jun. 30) (BR. 10C) S-8 OAKLEY INC, ONE ICON, FOOTHILL RANCH, CA, 92610, 949-951-0991 - 0 ($55,825,000.00) Equity, (File 333-135508 - Jun. 30) (BR. 10C) S-8 BNCCORP INC, 322 E MAIN, PO BOX 4050, BISMARCK, ND, 58501, 7012503040 - 200,000 ($2,562,000.00) Equity, (File 333-135509 - Jun. 30) (BR. 07A) S-1 HYPERDYNAMICS CORP, ONE SUGAR CREEK BLVD, #125, SUGAR LAND, TX, 77478, 7133539400 - 0 ($7,746,000.00) Equity, (File 333-135510 - Jun. 30) (BR. 04C) SB-2 VALUERICH INC, 1804 N DIXIE HIGHWAY SUITE A, WEST PALM BEACH, FL, 33407, 561-832-8878 - 4,900,000 ($18,060,000.00) Equity, (File 333-135511 - Jun. 30) (BR. ) S-4 SOUTHERN STAR CENTRAL CORP, P.O.BOX 20010, 4700 KY HIGHWAY 56, OWENSBORO, KY, 42301, 270-852-4613 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-135512 - Jun. 30) (BR. 02A) SB-2 Expedition Leasing,Inc., 813.833.7525 - 0 ($1,307,450.00) Equity, (File 333-135514 - Jun. 30) (BR. ) S-8 Omega Flex, Inc., 451 CREAMERY WAY, EXTON, PA, 19341, 610-524-7272 - 100,000 ($1,753,000.00) Equity, (File 333-135515 - Jun. 30) (BR. 06A) S-8 AT&T INC., 175 E HOUSTON, ROOM 9-Q-06, SAN ANTONIO, TX, 78205, 2108214105 - 90,000,000 ($2,459,700,000.00) Equity, (File 333-135517 - Jun. 30) (BR. 11B) SB-2 Vistula Communications Services, Inc., 405 PARK AVENUE, SUITE 801, NEW YORK, NY, 10022, (212) 317-8900 - 0 ($31,967,896.00) Equity, (File 333-135518 - Jun. 30) (BR. 11A) S-8 CITRIX SYSTEMS INC, 851 WEST CYPRESS CREEK ROAD, FORT LAUDERDALE, FL, 33309, 9542673000 - 49,144 ($1,834,545.52) Equity, (File 333-135519 - Jun. 30) (BR. 03A) S-8 Benjamin Franklin Bancorp, Inc., 58 MAIN STREET, P.O. BOX 309, FRANKLIN, MA, 02038, (508) 528-7000 - 836,837 ($11,565,087.00) Equity, (File 333-135520 - Jun. 30) (BR. 07C) S-8 CITRIX SYSTEMS INC, 851 WEST CYPRESS CREEK ROAD, FORT LAUDERDALE, FL, 33309, 9542673000 - 5,400,000 ($201,582,000.00) Equity, (File 333-135521 - Jun. 30) (BR. 03A) S-8 CHIQUITA BRANDS INTERNATIONAL INC, 5137848880 - 3,500,000 ($46,025,000.00) Equity, (File 333-135522 - Jun. 30) (BR. 04A) S-8 SUN HEALTHCARE GROUP INC, 101 SUN AVENUE N E, ALBUQUERQUE, NM, 87109, 5058213355 - 3,500,000 ($3,500,000.00) Equity, (File 333-135525 - Jun. 30) (BR. 11B) SB-2 Discovery Bancorp, 338 VIA VERA CRUZ, SAN MARCOS, CA, 92078, 760-736-8900 - 0 ($903,750.00) Equity, (File 333-135526 - Jun. 30) (BR. 07) SB-2 Citizens Community Bancorp Inc., 2174 EASTRIDGE CENTER, EAU CLAIRE, WI, 54701, 715 836 9994 - 7,116,519 ($71,165,190.00) Equity, (File 333-135527 - Jun. 30) (BR. ) SB-2 DATASCENSION INC, 145 S. STATE COLLEGE BLVD., SUITE 350, BREA, CA, 92821, 714-482-9750 - 22,744,965 ($7,050,939.15) Debt Convertible into Equity, 6,497,965 ($2,599,186.00) Equity, (File 333-135529 - Jun. 30) (BR. 08A) SB-2 Eternal Energy Corp., 2120 WEST LITTLETON BLVD.,, SUITE 300, LITTLETON,, CO, 80120, (303) 385-1230 - 3,210,000 ($40,767,000.00) Equity, (File 333-135531 - Jun. 30) (BR. 04C) S-1 SMART VIDEO TECHNOLOGIES INC, 3505 KOGER BOULEVARD, SUITE 400, DELUTH, GA, 30093, 7072793100 - 550,000 ($731,500.00) Equity, (File 333-135532 - Jun. 30) (BR. 08C) S-1 Hostopia.com Inc., 110 EAST BROWARD BLVD., SUITE 1650, FORT LAUDERDALE, FL, 33301, 800-322-9438 - 0 ($40,000,000.00) Equity, (File 333-135533 - Jun. 30) (BR. ) S-8 Global Realty Development Corp, 11555 HERON BAY BOULEVARD, SUITE 200, CORAL SPRINGS, FL, 33076, 954-509-9830 - 13,600,000 ($7,140.00) Equity, (File 333-135535 - Jun. 30) (BR. 08A) S-8 HARRIS INTERACTIVE INC, 135 CORPORATE WOODS, ROCHESTER, NY, 14623-1457, 7162728400 - 350,000 ($1,946,000.00) Equity, (File 333-135536 - Jun. 30) (BR. 08B) S-1 ASCENT ENERGY INC, 201 ST CHARLES AVENUE 51ST FLOOR, NEW ORLEANS, LA, 70170, 5045828190 - 0 ($201,250,000.00) Equity, (File 333-135537 - Jun. 30) (BR. 04) S-1 SUNGARD DATA SYSTEMS INC, SUNGARD DATA SYSTEMS INC, 680 EAST SWEDESFORD RD, WAYNE, PA, 19087, 4845825512 - 0 ($1.00) Non-Convertible Debt, (File 333-135538 - Jun. 30) (BR. 03A) S-1 WILLBROS GROUP INC, DRESDNER BANK BUILDING, 50TH STREET 8TH FLOOR PO BOX 850048, PANAMA 5 REPUBLIC OF, R1, 00000, 5072639282 - 0 ($114,429,888.00) Equity, (File 333-135540 - Jun. 30) (BR. 04C) S-1 AEOLUS PHARMACEUTICALS, INC., 23811 INVERNESS PLACE, LAGUNA NIGUEL, CA, 92677, 9494819825 - 0 ($14,014,393.00) Equity, (File 333-135541 - Jun. 30) (BR. 01C) S-3ASR INDYMAC BANCORP INC, 888 EAST WALNUT STREET, PASADENA, CA, 91101-7211, 8006692300 - 3,000,000 ($132,900,000.00) Unallocated (Universal) Shelf, (File 333-135542 - Jun. 30) (BR. 07B) S-8 WILLBROS GROUP INC, DRESDNER BANK BUILDING, 50TH STREET 8TH FLOOR PO BOX 850048, PANAMA 5 REPUBLIC OF, R1, 00000, 5072639282 - 1,050,000 ($18,574,500.00) Equity, (File 333-135543 - Jun. 30) (BR. 04C) S-3ASR JETBLUE AIRWAYS CORP, 118-29 QUEENS BOULEVARD, FOREST HILLS, NY, 11375, 7182867900 - 0 ($0.00) Equity, (File 333-135545 - Jun. 30) (BR. 05B) S-3 SUN HEALTHCARE GROUP INC, 101 SUN AVENUE N E, ALBUQUERQUE, NM, 87109, 5058213355 - 141,400,000 ($141,400,000.00) Equity, (File 333-135547 - Jun. 30) (BR. 11B) N-2 ING SENIOR INCOME FUND, ING SENIOR INCOME FUND, 7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 - 0 ($925,800,000.00) Equity, (File 333-135548 - Jun. 30) (BR. 17) S-3 SUN HEALTHCARE GROUP INC, 101 SUN AVENUE N E, ALBUQUERQUE, NM, 87109, 5058213355 - 8,871,890 ($79,048,539.90) Equity, (File 333-135549 - Jun. 30) (BR. 11B) S-8 JMG Exploration, Inc., SUITE 2600, 500 - 4TH AVENUE S.W., CALGARY, A0, T2P 2V6, (403) 537-3250 - 508,683 ($2,543,415.00) Equity, (File 333-135550 - Jun. 30) (BR. 09A) S-8 Horizon Lines, Inc., 4064 COLONY ROAD, SUITE 200, CHARLOTTE, NC, 28211, 704-973-7000 - 3,088,668 ($49,573,121.40) Equity, (File 333-135551 - Jun. 30) (BR. 05A) S-8 Horizon Lines, Inc., 4064 COLONY ROAD, SUITE 200, CHARLOTTE, NC, 28211, 704-973-7000 - 308,866 ($4,957,299.30) Equity, (File 333-135552 - Jun. 30) (BR. 05A) S-8 PAID INC, 4 BRUSSELS STREET, SUITE 220, WORCESTER, MA, 01610, 5166254040 - 10,000,000 ($4,800,000.00) Equity, (File 333-135553 - Jun. 30) (BR. 08C) S-3 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 1,118,568 ($9,759,505.80) Equity, (File 333-135554 - Jun. 30) (BR. 01A) S-3ASR BUCYRUS INTERNATIONAL INC, P O BOX 500, 1100 MILWAUKEE AVENUE, SOUTH MILWAUKEE, WI, 53172-0500, 4147684000 - 0 ($0.00) Debt, (File 333-135555 - Jun. 30) (BR. 10A) S-1 WACCAMAW BANKSHARES INC, 110 NORTH J.K. POWELL BOULEVARD, WHITEVILLE, NC, 28472, 9106410044 - 625,000 ($10,362,500.00) Equity, (File 333-135556 - Jun. 30) (BR. 07B) S-3 CONCUR TECHNOLOGIES INC, 6222 185TH AVE NE, REDMOND, WA, 98052, 4257028808 - 0 ($150,000,000.00) Other, (File 333-135557 - Jun. 30) (BR. 03C) S-8 BUCYRUS INTERNATIONAL INC, P O BOX 500, 1100 MILWAUKEE AVENUE, SOUTH MILWAUKEE, WI, 53172-0500, 4147684000 - 1,500,000 ($65,392,500.00) Equity, (File 333-135558 - Jun. 30) (BR. 10A) S-1 JWH GlobalAnalytics Fund, L.P., 301 YAMATO ROAD, SUITE 2200, BOCA RATON, FL, 33431, 561-994-6887 - 0 ($250,000,000.00) Limited Partnership Interests, (File 333-135559 - Jun. 30) (BR. ) S-3 PeopleSupport, Inc., 1100 GLENDON AVENUE, SUITE 1250, LOS ANGELES, CA, 90024, 310-824-6200 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-135560 - Jun. 30) (BR. 08A) S-8 Red Lion Hotels CORP, 201 W NORTH RIVER DRIVE, SUITE 100, SPOKANE, WA, 99201, 5094596100 - 0 ($10,650,000.00) Equity, (File 333-135561 - Jun. 30) (BR. 08C) SB-2 Ben Franklin Financial, Inc., 14 NORTH DRYDEN PLACE, ARLINGTON HEIGHTS, IL, 60004, (847) 398-0990 - 0 ($8,926,800.00) Equity, (File 333-135562 - Jun. 30) (BR. ) SB-2 CYBER DEFENSE SYSTEMS INC, 10901 ROOSEVELT BOULEVARD, SUITE 100-D, ST. PETERSBURG, FL, 33716, 7275770873 - 21,000,000 ($8,960,000.00) Equity, (File 333-135563 - Jun. 30) (BR. 05B) S-3 EXIDE TECHNOLOGIES, 13000 DEERFIELD PARKWAY, BUILDING 200, ALPHARETTA, GA, 30004, 6785669000 - 0 ($75,000,000.00) Equity, (File 333-135564 - Jun. 30) (BR. 10B) S-4 IBT BANCORP INC /MI/, 200 E BROADWAY, MT PLEASANT, MI, 48858, 5177729471 - 0 ($7,058,601.00) Equity, (File 333-135565 - Jun. 30) (BR. 07C) S-8 MATRIX BANCORP INC, 0 ($2,562,860.56) Equity, (File 333-135567 - Jun. 30) (BR. 07C) S-8 MATRIX BANCORP INC, 0 ($5,980,000.00) Equity, (File 333-135568 - Jun. 30) (BR. 07C) S-4 HEALTH CARE PROPERTY INVESTORS INC, 3760 KILROY AIRPORT WAY, SUITE 300, LONG BEACH, CA, 90806, 562-733-5100 - 0 ($1.00) Equity, (File 333-135569 - Jun. 30) (BR. 08B) S-8 MATRIX BANCORP INC, 0 ($14,352,000.00) Equity, (File 333-135570 - Jun. 30) (BR. 07C) S-1 Applied Precision, Inc., 1040 12TH AVENUE NW, ISSAQUAH, WA, 98027, (425) 557-1000 - 0 ($57,500,000.00) Equity, (File 333-135571 - Jun. 30) (BR. ) S-8 MASTERCARD INC, 2000 PURCHASE STREET, PURCHASE, NY, 10577, 9142492000 - 0 ($251,856,000.00) Equity, (File 333-135572 - Jun. 30) (BR. 08B) S-1 FIRST SOLAR, INC., 4050 EAST COTTON CENTER BLVD, BUILDING 6, SUITE 68, PHOENIX, AZ, 85040, (602) 414-9300 - 0 ($250,000,000.00) Equity, (File 333-135574 - Jun. 30) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 155 East Tropicana, LLC NV 5.02,9.01 06/30/06 A CONSULTING TEAM INC NY 5.02 06/28/06 A CONSULTING TEAM INC NY 1.01,9.01 06/30/06 A21 INC TX 1.01,5.02,9.01 06/27/06 Abraxis BioScience, Inc. DE 1.01,2.01,2.03 06/28/06 ACCESS CAPITAL STRATEGIES COMMUNITY I MD 7.01,9.01 06/30/06 ACCO BRANDS CORP DE 1.01,8.01,9.01 06/30/06 ACCREDITED HOME LENDERS HOLDING CO DE 2.03 06/29/06 Accredited Mortgage Loan REIT Trust MD 2.03 06/29/06 ACE Securities Corp. Home Equity Loan DE 9.01 06/30/06 ACIES CORP NV 4.02 06/19/06 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 06/30/06 ADVANCED LUMITECH INC NV 1.01,3.02 06/08/06 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 06/28/06 AETNA INC /PA/ PA 5.02 06/29/06 AGA RESOURCES, INC. NV 9.01 06/29/06 AMEND AGL RESOURCES INC GA 8.01,9.01 06/27/06 AGL RESOURCES INC GA 7.01,9.01 06/30/06 Aleris International, Inc. DE 7.01,9.01 06/30/06 ALLIANCE RECOVERY CORP DE 8.01 06/30/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 3.01,9.01 06/30/06 ALLION HEALTHCARE INC DE 1.01,9.01 06/28/06 ALLSTATE LIFE GLOBAL FUNDING DE 9.01 06/26/06 Alltel Holding Corp DE 1.01 06/28/06 ALTERA CORP DE 1.01 05/09/06 Alternative Loan Trust 2006-HY12 DE 9.01 06/29/06 AMERICAN ACHIEVEMENT CORP DE 5.02 06/29/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 1.01,2.03,9.01 06/28/06 American Home Mortgage Investment Tru DE 8.01,9.01 06/30/06 American Home Mortgage Investment Tru DE 9.01 06/30/06 AMERICAN ITALIAN PASTA CO DE 1.02,9.01 06/26/06 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.01,9.01 04/18/06 AMEND AMERICAN RIVER BANKSHARES CA 8.01,9.01 06/30/06 AMERICANWEST BANCORPORATION WA 5.02 06/27/06 AMERON INTERNATIONAL CORP DE 1.01,9.01 06/28/06 ANALYSTS INTERNATIONAL CORP 1.01 06/30/06 APOGEE ENTERPRISES INC MN 1.01,8.01,9.01 06/28/06 Apple REIT Seven, Inc. VA 1.01 06/29/06 APPLIED FILMS CORP CO 7.01 06/30/06 ARCTIC CAT INC MN 7.01,9.01 06/30/06 ARDEN GROUP INC DE 3.01,5.02 06/27/06 ARISTOTLE CORP DE 1.01,8.01 06/30/06 ASHFORD HOSPITALITY TRUST INC MD 2.01,9.01 04/19/06 AMEND ASSURANCEAMERICA CORP NV 2.02,8.01,9.01 06/27/06 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 06/29/06 ATLAS PIPELINE PARTNERS LP DE 1.01 06/29/06 AUTOMATIC DATA PROCESSING INC DE 1.01,2.03,9.01 06/30/06 AUXILIUM PHARMACEUTICALS INC 1.01,5.02 06/26/06 AMEND AVANIR PHARMACEUTICALS CA 1.01,9.01 06/29/06 Avantogen Oncology, Inc. NV 4.01,9.01 06/26/06 AVAYA INC DE 2.05 06/30/06 AVONDALE INC GA 8.01 06/27/06 AZZ INC TX 2.02,8.01,9.01 06/30/06 BAKBONE SOFTWARE INC 4.02,9.01 12/17/04 AMEND BANK OF NEW YORK CO INC NY 1.01,1.02,7.01,9.01 06/30/06 BCSB BANKCORP INC 8.01,9.01 06/29/06 Bear Stearns ALT-A Trust 2006-4 DE 8.01,9.01 04/28/06 Bear Stearns ALT-A Trust 2006-4 DE 8.01,9.01 06/30/06 Bear Stearns Asset Backed Securities DE 9.01 06/30/06 Bear Stearns Asset Backed Securities DE 9.01 06/30/06 BERKSHIRE HILLS BANCORP INC 8.01,9.01 06/30/06 BERMAN CENTER, INC. DE 1.01,9.01 06/23/06 BEST BUY CO INC MN 8.01 06/29/06 BioMETRX DE 1.01,3.02,9.01 06/29/06 BIOSYNERGY INC IL 9.01 06/29/06 BOEING CO DE 5.03,8.01,9.01 06/26/06 BRADLEY PHARMACEUTICALS INC DE 8.01,9.01 06/30/06 BROADVIEW MEDIA INC MN 2.02,9.01 06/29/06 CA, INC. DE 1.01,9.01 06/26/06 CABOT OIL & GAS CORP DE 1.01,9.01 06/28/06 CADIZ INC DE 1.01,1.02,2.03,3.02 06/29/06 CalAmp Corp. DE 1.01,5.02,9.01 06/16/06 CARDINAL FINANCIAL CORP VA 5.02 06/26/06 CB RICHARD ELLIS GROUP INC DE 1.01,1.02,9.01 06/26/06 CDI CORP PA 1.01,9.01 06/28/06 Celanese CORP DE 1.01,5.02,9.01 06/30/06 CELGENE CORP /DE/ DE 8.01,9.01 06/29/06 CENDANT CORP DE 1.01,9.01 06/26/06 CENTERSTATE BANKS OF FLORIDA INC FL 8.01,9.01 06/30/05 CENTRUE FINANCIAL CORP DE 8.01,9.01 06/30/06 CENVEO, INC CO 1.01 06/28/06 CEPHALON INC DE 8.01,9.01 06/26/06 CHESAPEAKE ENERGY CORP OK 5.03,9.01 06/26/06 CHESAPEAKE ENERGY CORP OK 1.01,2.03,5.03,8.01,9.01 06/29/06 CHINA DIGITAL COMMUNICATION GROUP NV 8.01,9.01 06/26/06 China Unistone Acquisition CORP DE 1.01,9.01 06/30/06 CIPHERGEN BIOSYSTEMS INC DE 3.01,7.01,9.01 06/26/06 Citigroup Commercial Mortgage Trust 2 DE 1.01 06/29/06 CITIGROUP INC DE 9.01 06/30/06 Citigroup Mortgage Loan Trust 2006-AR 9.01 06/30/06 CITIZENS BANCORP OF VIRGINIA INC VA 5.03,9.01 06/28/06 CITIZENS BANKING CORP MI 1.01,9.01 06/30/06 CLAIRES STORES INC DE 1.01 06/27/06 CLEVELAND CLIFFS INC OH 8.01,9.01 03/02/04 AMEND CNH WHOLESALE MASTER NOTE TRUST DE 1.01,9.01 06/28/06 COACHMEN INDUSTRIES INC IN 1.01,2.01,2.03,9.01 06/30/06 CODORUS VALLEY BANCORP INC PA 1.01,2.03,9.01 06/29/06 COLLEGIATE PACIFIC INC DE 1.01,1.02,2.03,7.01,9.01 06/28/06 COMBINATORX, INC DE 1.01,2.03,9.01 06/26/06 COMMSCOPE INC DE 1.01,9.01 06/30/06 Community Bancorp NV 1.01,9.01 06/28/06 COMMUNITY BANK SYSTEM INC DE 5.03,9.01 03/15/06 COMPUTER SCIENCES CORP NV 8.01,9.01 06/29/06 CONCORD CAMERA CORP NJ 3.01,9.01 06/30/06 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,9.01 06/29/06 CORPORATE PROPERTY ASSOCIATES 12 INC MD 1.01 06/29/06 CORPORATE PROPERTY ASSOCIATES 14 INC MD 1.01 06/29/06 CORVEL CORP DE 2.02,7.01,9.01 06/30/06 CREDO PETROLEUM CORP CO 8.01,9.01 06/29/06 CRITICAL THERAPEUTICS INC DE 8.01,9.01 06/29/06 CRYOCOR INC DE 8.01 06/30/06 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 06/28/06 CURON MEDICAL INC DE 4.01 06/19/06 AMEND CVS CORP DE 7.01,9.01 06/30/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/30/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/30/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/30/06 CWABS Asset-Backed Certificates Trust 9.01 06/27/06 CWALT INC DE 9.01 06/29/06 CWALT INC DE 9.01 06/29/06 CWALT INC DE 9.01 06/29/06 CWALT INC DE 9.01 06/30/06 CWALT INC DE 9.01 06/30/06 CWALT INC DE 9.01 06/30/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/30/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/30/06 CYTEC INDUSTRIES INC/DE/ DE 2.05,9.01 06/30/06 De Beira Goldfields Inc. NV 4.01,9.01 06/29/06 DEBT RESOLVE INC DE 1.01,2.03,3.02,9.01 06/26/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 06/29/06 DELPHI CORP DE 7.01,9.01 06/30/06 DELTA AIR LINES INC /DE/ DE 2.02,9.01 06/29/06 DELUXE CORP MN 2.06,9.01 06/29/06 DENDRITE INTERNATIONAL INC NJ 1.01 06/28/06 DEPOMED INC CA 1.01,9.01 06/14/06 DEPOMED INC CA 1.01 06/27/06 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 06/30/06 Deutsche Alt-B Securities Mortgage Lo 8.01,9.01 06/30/06 DEWPOINT ENVIRONMENTAL, INC. DE 5.03 06/29/06 DHB INDUSTRIES INC DE 3.01,9.01 06/26/06 DIALYSIS CORP OF AMERICA FL 3.02,9.01 06/29/06 DICKIE WALKER MARINE INC DE 5.03 06/23/06 DICKIE WALKER MARINE INC DE 4.01,9.01 06/26/06 AMEND DOBI MEDICAL INTERNATIONAL INC NV 5.02 06/26/06 DOCUMENT SECURITY SYSTEMS INC NY 8.01 06/29/06 DOCUMENT SECURITY SYSTEMS INC NY 1.01,5.02,9.01 06/26/06 DOVER SADDLERY INC 1.01,2.01,7.01,9.01 06/29/06 DREAMS INC UT 8.01 06/28/06 DRESS BARN INC CT 8.01,9.01 06/29/06 Duke Energy CORP DE 1.01,7.01,9.01 06/26/06 Duke Energy CORP DE 5.02,7.01,9.01 06/27/06 EDGEWATER FOODS INTERNATIONAL, INC. NV 1.01,3.02,9.01 06/30/06 ELECTRO ENERGY INC FL 5.02,9.01 06/27/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 1.01,9.01 06/30/06 EMC CORP MA 8.01,9.01 06/30/06 Encore Credit Receivables Trust 2005- DE 8.01,9.01 06/30/06 AMEND ENIGMA SOFTWARE GROUP, INC NV 1.01,3.02,5.03,9.01 06/28/06 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,2.03,9.01 06/26/06 Epic Bancorp 1.01,9.01 06/30/06 ERHC Energy Inc CO 8.01,9.01 06/29/06 ESCHELON TELECOM INC 7.01,9.01 06/29/06 EXABYTE CORP /DE/ DE 8.01 06/30/06 Falcon Ridge Development Inc. NV 8.01 06/14/06 Federal Home Loan Bank of Indianapoli X1 5.05,9.01 06/30/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 06/29/06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 5.02,7.01,9.01 06/28/06 Feldman Mall Properties, Inc. MD 3.02,9.01 12/23/05 FINITY HOLDINGS INC DE 2.01,5.06,9.01 01/30/06 AMEND FIREARMS TRAINING SYSTEMS INC DE 2.02,9.01 06/28/06 FIRST ALBANY COMPANIES INC NY 1.01,5.02,9.01 06/30/06 FIRST BANCSHARES INC /MO/ MO 5.02 06/29/06 AMEND First Business Financial Services, In 5.02,9.01 06/28/06 FIRST CHARTER CORP /NC/ NC 5.02 06/29/06 FIRST COMMUNITY CORP /SC/ SC 8.01,9.01 06/30/06 First Franklin Mortgage Loan Trust 20 DE 8.01 06/30/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/30/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/30/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/30/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/30/06 FIRST LITCHFIELD FINANCIAL CORP DE 1.01,2.03,9.01 06/16/06 AMEND FIRST MARBLEHEAD CORP 1.01,5.02,9.01 06/27/06 FIRST NATIONAL FUNDING LLC NE 8.01,9.01 06/15/06 FIRSTBANK NW CORP WA 8.01,9.01 06/29/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 06/30/06 FLORIDA PUBLIC UTILITIES CO FL 1.02 06/20/06 FLOWSERVE CORP NY 2.02,9.01 06/30/06 FOCUS ENHANCEMENTS INC DE 2.03,3.01,3.02,9.01 06/27/06 FOOD TECHNOLOGY SERVICE INC FL 5.03,7.01,9.01 06/26/06 FOREST CITY ENTERPRISES INC OH 1.01,9.01 06/30/06 FORGENT NETWORKS INC DE 8.01,9.01 06/30/06 FORTUNE BRANDS INC DE 5.02 06/30/06 FOXHOLLOW TECHNOLOGIES, INC. DE 8.01 06/28/06 GAMCO INVESTORS, INC. ET AL NY 2.03,9.01 06/30/06 Garpa Resources, Inc. NV 1.01 05/26/06 GATEWAY INC DE 1.01,9.01 06/28/06 GENE LOGIC INC DE 1.01,9.01 06/27/06 GENERAL MARITIME CORP/ 1.01,2.03 06/28/06 GENUINE PARTS CO GA 7.01,9.01 06/29/06 GIFT LIQUIDATORS INC OK 4.01,9.01 06/27/06 GLADSTONE COMMERCIAL CORP MD 1.01,9.01 06/29/06 GOLDEN OVAL EGGS LLC DE 1.01,2.01,3.02,7.01,9.01 06/30/06 GOLDEN SPIRIT GAMING LTD. DE 5.03 06/30/06 Goodman Global Inc 5.02,9.01 06/30/06 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.05 06/29/06 GRUBB & ELLIS CO DE 8.01,9.01 06/29/06 GSAA Home Equity Trust 2006-11 DE 9.01 06/30/06 GSAMP Trust 2006-HE3 DE 8.01,9.01 05/26/06 GSAMP Trust 2006-NC2 DE 8.01,9.01 06/29/06 GSR Mortgage Loan Trust 2006-6F DE 8.01 06/30/06 GWIN INC DE 8.01,9.01 06/28/06 HALIFAX CORP VA 1.01 06/30/06 Halo Technology Holdings, Inc. NV 1.01,1.02,9.01 06/26/06 HANDLEMAN CO /MI/ MI 2.02,9.01 06/30/06 HARBOR FLORIDA BANCSHARES INC DE 2.02,9.01 06/28/06 Harborview 2006-6 DE 8.01 06/30/06 HARTMARX CORP/DE DE 2.02,9.01 06/29/06 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01 06/29/06 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 06/30/06 HEALTH NET INC DE 1.01,9.01 06/28/06 HECTOR COMMUNICATIONS CORP MN 1.01,3.03,8.01,9.01 06/27/06 HEI INC MN 1.01,5.02,9.01 06/30/06 HERITAGE FINANCIAL CORP /WA/ WA 5.02,7.01,9.01 06/28/06 HESPERIA HOLDING INC 1.01,5.02,9.01 06/23/06 Hill International, Inc. DE 4.01,9.01 06/28/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 06/26/06 HOLOGIC INC DE 8.01,9.01 06/30/06 Home Equity Mortgage Pass-Through Cer DE 9.01 06/30/06 HOME PROPERTIES INC MD 2.01,9.01 06/29/06 HOPFED BANCORP INC DE 2.01,9.01 06/29/06 HUB INTERNATIONAL LTD A6 3.02,7.01 06/28/06 Huntsman CORP DE 2.01,9.01 06/27/06 HUSKER AG LLC NE 1.01,5.02,8.01 06/26/06 ICOA INC NV 1.01,1.02,5.02,9.01 06/30/06 IMMUNE RESPONSE CORP DE 3.02 06/27/06 IMMUNOTECHNOLOGY CORP DE 1.01,9.01 06/23/06 IMPSAT FIBER NETWORKS INC DE 5.02,9.01 06/28/06 IMS HEALTH INC DE 1.01,2.03,9.01 06/27/06 INCENTRA SOLUTIONS, INC. NV 1.01,2.03,3.02,9.01 06/26/06 INCO LTD 1.01,2.03,9.01 06/25/06 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 06/22/06 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 06/28/06 INFOCROSSING INC DE 1.01,2.03,9.01 06/27/06 INFRASOURCE SERVICES INC DE 5.02 06/29/06 INNOSPEC INC. DE 5.02 06/30/06 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 1.01,2.01,3.02,5.01, 06/26/06 5.02,5.06,8.01,9.01 INOVIO BIOMEDICAL CORP 8.01,9.01 06/30/06 INSURANCE AUTO AUCTIONS, INC IL 8.01 06/29/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,5.02 06/26/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 06/29/06 INTELSAT LTD 8.01,9.01 06/30/06 INTER TEL INC AZ 1.01,8.01,9.01 06/29/06 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 1.01,9.01 06/27/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.03,9.01 06/27/06 INTERNET COMMERCE CORP DE 9.01 05/09/06 AMEND INTERSTATE BAKERIES CORP/DE/ DE 1.01,9.01 06/28/06 INVESTORS CAPITAL HOLDINGS LTD MA 2.02,9.01 06/30/06 INVESTORS REAL ESTATE TRUST ND 2.02,9.01 06/30/06 ION NETWORKS INC DE 5.02,9.01 06/30/06 ISCO INTERNATIONAL INC DE 7.01,9.01 06/29/06 ISCO INTERNATIONAL INC DE 7.01 06/29/06 ISONICS CORP CA 3.01,8.01,9.01 06/26/06 iWorld Projects & Systems, Inc. NV 8.01 06/30/06 J CREW GROUP INC DE 1.01,5.05,7.01,9.01 06/26/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/30/06 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 06/30/06 AMEND J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 06/30/06 AMEND JMG Exploration, Inc. NV 5.02,8.01,9.01 06/23/06 JOHN D. OIL & GAS CO 3.02 06/30/06 JOHNSON CONTROLS INC WI 2.05 06/29/06 JONES SODA CO WA 1.01,9.01 06/27/06 JPMAC 2006-FRE1 DE 8.01,9.01 06/30/06 AMEND JPMAC 2006-HE2 DE 8.01,9.01 06/30/06 KINDRED HEALTHCARE, INC DE 8.01,9.01 06/29/06 KING PHARMACEUTICALS INC TN 1.01,9.01 06/27/06 KLA TENCOR CORP DE 8.01,9.01 06/30/06 KMG CHEMICALS INC TX 8.01,9.01 06/30/06 KNOVA SOFTWARE, INC. DE 8.01 06/09/06 KROGER CO OH 8.01 06/30/06 LAKEFIELD VENTURES INC 5.02,8.01,9.01 04/19/06 LAND O LAKES INC 8.01 06/30/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 06/27/06 LAW ENFORCEMENT ASSOCIATES CORP NV 5.02 06/29/06 LCC INTERNATIONAL INC DE 8.01,9.01 06/30/06 LEE SARA CORP MD 1.01,5.02,5.03 06/28/06 Lehman Mortgage Trust 2006-3 DE 8.01 06/30/06 Lehman XS Trust 2006-9 DE 8.01 06/30/06 Lehman XS Trust Series 2006-GP3 DE 8.01,9.01 06/30/06 LEUCADIA NATIONAL CORP NY 1.01,8.01 06/26/06 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.03,9.01 06/27/06 LIFEPOINT HOSPITALS, INC. 1.01,2.01,2.03,9.01 06/30/06 LODGENET ENTERTAINMENT CORP DE 1.01,9.01 06/27/06 LOEWS CORP DE 8.01,9.01 06/30/06 Long Beach Mortgage Loan Trust 2006-5 DE 8.01,9.01 06/15/06 LOUDEYE CORP DE 8.01 06/30/06 LUNA TECHNOLOGIES INTERNATIONAL INC 3.02 06/29/06 LYDALL INC /DE/ DE 8.01,9.01 06/30/06 MACE SECURITY INTERNATIONAL INC DE 3.01,9.01 06/28/06 MADISON RIVER CAPITAL LLC DE 1.01,2.03,2.04 06/30/06 MAGSTAR TECHNOLOGIES INC MN 1.01,9.01 06/30/06 MANNATECH INC TX 1.01,9.01 06/27/06 MANPOWER INC /WI/ WI 8.01,9.01 06/30/06 MASSEY ENERGY CO DE 5.02,5.03,8.01,9.01 06/27/06 MATHSTAR INC MN 7.01 06/30/06 MATRIX SERVICE CO DE 8.01,9.01 06/30/06 MAXYGEN INC DE 1.01,9.01 06/29/06 MAYFAIR MINING & MINERALS INC NV 1.01,9.01 06/28/06 MCCLATCHY CO DE 1.01,1.02,2.01,2.03,9.01 06/27/06 MEDIABAY INC FL 3.01 06/27/06 MEDIACOM BROADBAND LLC DE 2.03 06/29/06 MEDIACOM COMMUNICATIONS CORP DE 8.01 06/29/06 Mercator Partners Acquisition Corp. DE 7.01,8.01,9.01 06/28/06 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/29/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/30/06 MFRI INC DE 5.02 06/22/06 MICROSEMI CORP DE 1.01 06/28/06 ML-CFC Commercial Mortgage Trust 2006 DE 1.01 06/28/06 MOBILE MINI INC DE 1.01 06/28/06 MOLEX INC DE 1.01,8.01,9.01 06/30/06 MONARCH SERVICES INC MD 8.01 06/30/06 MONSANTO CO /NEW/ DE 5.03 06/27/06 MONTGOMERY REALTY GROUP INC NV 5.02,9.01 06/28/06 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 06/30/06 Morgan Stanley IXIS Real Estate Capit DE 8.01,9.01 06/30/06 NABI BIOPHARMACEUTICALS DE 1.01 06/26/06 NASH FINCH CO DE 2.06,9.01 06/26/06 NATIONAL PROPERTY INVESTORS 7 CA 2.01 06/27/06 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 05/31/06 AMEND Neenah Paper Inc DE 2.01,9.01 06/29/06 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 06/30/06 NEWALLIANCE BANCSHARES INC 1.01 06/26/06 NEWPARK RESOURCES INC DE 2.06,4.02,5.02,8.01,9.01 06/26/06 NEWS CORP 5.02,9.01 06/28/06 NGP Capital Resources CO MD 7.01,9.01 06/30/06 NII HOLDINGS INC DE 1.01 06/27/06 NIKE INC OR 2.02,9.01 06/27/06 NOBEL LEARNING COMMUNITIES INC DE 7.01,9.01 06/29/06 NORTEL NETWORKS CORP 8.01,9.01 06/29/06 NORTEL NETWORKS LTD 8.01,9.01 06/29/06 NORTHWEST AIRLINES CORP DE 7.01,9.01 06/30/06 Novelis Inc. A6 1.01,5.02,9.01 06/29/06 NT HOLDING CORP. DE 2.01,9.01 06/28/06 NVE CORP /NEW/ MN 7.01 06/30/06 NYFIX INC DE 8.01,9.01 06/28/06 NYSE Group, Inc. DE 8.01,9.01 06/30/06 Omrix Biopharmaceuticals, Inc. DE 1.01,9.01 06/27/06 OPEN TEXT CORP A6 9.01 06/30/06 AMEND ORASURE TECHNOLOGIES INC DE 1.01,1.02,9.01 06/27/06 ORBITAL SCIENCES CORP /DE/ DE 5.04,9.01 06/30/06 ORION HEALTHCORP INC DE 4.01,9.01 06/27/06 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 06/28/06 P&F INDUSTRIES INC DE 1.01,9.01 06/29/06 PAHC HOLDINGS CORP DE 8.01,9.01 06/30/06 PanAmSat Holding CORP DE 8.01,9.01 06/30/06 PARALLEL PETROLEUM CORP DE 7.01,9.01 06/30/06 Patriot Capital Funding, Inc. DE 1.01 06/26/06 PATTERSON COMPANIES, INC. MN 1.01 06/26/06 PAULSON CAPITAL CORP OR 1.01,9.01 06/30/06 PC TEL INC DE 1.01 06/26/06 PENN TRAFFIC CO DE 1.01,8.01,9.01 06/29/06 PEOPLES ENERGY CORP IL 2.02,9.01 06/30/06 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 06/30/06 PEROT SYSTEMS CORP DE 8.01 06/29/06 PHIBRO ANIMAL HEALTH CORP 8.01,9.01 06/30/06 PLAINS ALL AMERICAN PIPELINE LP DE 9.01 03/31/06 PLM EQUIPMENT GROWTH & INCOME FUND VI CA 8.01,9.01 06/30/06 PLM EQUIPMENT GROWTH FUND V CA 8.01,9.01 06/30/06 PLM EQUIPMENT GROWTH FUND VI CA 8.01,9.01 06/30/06 POPE & TALBOT INC /DE/ DE 1.02,2.03,9.01 06/28/06 Popular ABS Mortgage Pass-Through Tru DE 9.01 06/28/06 Popular ABS Mortgage Pass-Through Tru DE 8.01,9.01 06/28/06 PORTOLA PACKAGING INC DE 4.01 06/30/06 POWERCOLD CORP NV 2.04,3.02,8.01,9.01 06/29/06 PRAXAIR INC DE 8.01,9.01 06/29/06 PRINCETON NATIONAL BANCORP INC DE 4.01,9.01 06/28/06 Project Romania Inc. NV 5.02 05/28/06 PS BUSINESS PARKS INC/CA CA 7.01,9.01 06/29/06 PUGET ENERGY INC /WA WA 5.02,9.01 06/29/06 RADIAN GROUP INC DE 1.01,1.02,8.01,9.01 06/26/06 RAINING DATA CORP DE 4.02 06/29/06 RALI Series 2006 QS6 Trust DE 8.01,9.01 06/29/06 RALI Series 2006-QS7 Trust DE 8.01,9.01 06/29/06 RASER TECHNOLOGIES INC UT 1.01,5.02,7.01,9.01 06/27/06 RAYTHEON CO/ DE 7.01,9.01 06/28/06 RBS GLOBAL INC DE 7.01,9.01 06/30/06 REESE CORP 8.01 06/28/06 REFLECT SCIENTIFIC INC UT 1.01,7.01,9.01 06/27/06 REGENT COMMUNICATIONS INC DE 8.01 06/23/06 REINSURANCE GROUP OF AMERICA INC MO 2.03,9.01 06/28/06 RELIV INTERNATIONAL INC DE 2.03 06/28/06 REPUBLIC BANCORP INC MI 1.01,9.01 06/26/06 ROGERS CORP MA 2.06,7.01,9.01 06/29/06 RSA SECURITY INC/DE/ DE 8.01,9.01 06/29/06 RSA SECURITY INC/DE/ DE 1.01,3.03,5.01,7.01,9.01 06/29/06 RUB A DUB SOAP INC CO 4.01 06/27/06 SACO I Trust 2006-7 DE 9.01 06/30/06 SACO I Trust 2006-7 DE 9.01 06/30/06 AMEND Samurai Energy Corp. DE 2.01 06/30/06 SASCO 2006-WF2 DE 8.01 06/30/06 Saxon Asset Securities Trust 2006-2 VA 8.01 06/28/06 SCOTTS LIQUID GOLD INC CO 1.01,2.03 06/28/06 SECURED SERVICES INC DE 4.01,8.01,9.01 06/07/06 Securitized Asset Backed Receivables 8.01,9.01 06/30/06 SERVICE AIR GROUP INC NJ 4.01 04/24/06 AMEND Services Acquisition Corp. Internatio DE 5.02 06/28/06 SFBC INTERNATIONAL INC DE 7.01,9.01 06/28/06 SHARPS COMPLIANCE CORP DE 8.01 06/30/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01 06/29/06 SIMTEK CORP CO 7.01,9.01 06/29/06 SJW CORP CA 7.01,9.01 06/30/06 SKY PETROLEUM, INC. NV 8.01 06/23/06 SKYLYNX COMMUNICATIONS INC DE 1.01,2.01,3.02,5.01,5.02,5.03 04/28/06 AMEND SLC STUDENT LOAN RECEIVABLES I INC DE 1.01,2.01,9.01 06/28/06 SMART ONLINE INC 1.01,3.02,5.02,8.01,9.01 06/23/06 AMEND SMITHFIELD FOODS INC VA 1.01,9.01 06/26/06 SoftBrands, Inc. DE 1.01,5.02,9.01 06/26/06 SOLUTIA INC DE 2.04,7.01,9.01 06/30/06 SOUTHWESTERN ENERGY CO AR 7.01 06/30/06 SOUTHWESTERN ENERGY CO AR 7.01 06/30/06 SOUTHWESTERN ENERGY CO AR 1.01,3.03,9.01 06/29/06 SOVEREIGN BANCORP INC PA 2.06 06/29/06 ST LAWRENCE SEAWAY CORP IN 4.02 06/27/06 STANDARD PARKING CORP DE 1.01,1.02,9.01 06/29/06 State Auto Financial CORP OH 8.01,9.01 06/27/06 STEEL DYNAMICS INC IN 7.01,9.01 06/29/06 STRATEGIC HOTELS & RESORTS, INC 5.02,9.01 06/26/06 STRATUS SERVICES GROUP INC DE 3.02 06/29/06 STRIDE RITE CORP MA 8.01 06/28/06 Structured Asset Investment Loan Trus DE 8.01 06/30/06 Structured Asset Mortgage Investments DE 7.01 05/31/06 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 06/30/06 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 06/30/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 06/15/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 06/15/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 06/15/06 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 06/28/06 SUFFOLK BANCORP NY 5.02 06/26/06 Sun American Bancorp DE 8.01,9.01 06/29/06 SUN HEALTHCARE GROUP INC DE 8.01,9.01 06/30/06 SUREWEST COMMUNICATIONS CA 1.01 06/29/06 Surge Global Energy, Inc. 1.01,5.02 06/28/06 SYNCHRONOSS TECHNOLOGIES INC 8.01,9.01 06/30/06 SYSTEMAX INC DE 2.02,9.01 06/28/06 TARRANT APPAREL GROUP CA 1.02 06/26/06 TBW 2006-3 DE 8.01 06/30/06 TBX RESOURCES INC TX 4.01,9.01 06/28/06 TECHNOLOGY FUNDING PARTNERS III L P DE 9.01 06/30/06 TECHNOLOGY FUNDING PARTNERS III L P DE 5.02 06/30/06 AMEND TECHNOLOGY FUNDING VENTURE PARTNERS I DE 5.02 06/30/06 TECHNOLOGY FUNDING VENTURE PARTNERS V DE 5.02 06/30/06 TELECOM COMMUNICATIONS INC 2.01,9.01 06/16/06 AMEND TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,8.01,9.01 06/26/06 TELEX COMMUNICATIONS INTERMEDIATE HOL 8.01,9.01 06/28/06 TEMPLE INLAND INC DE 8.01,9.01 06/30/06 TENNECO INC DE 5.02 06/27/06 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 06/28/06 TEPPCO PARTNERS LP DE 1.01,9.01 06/28/06 TEREX CORP DE 8.01,9.01 06/30/06 TETRA TECHNOLOGIES INC DE 1.01,2.03,9.01 06/27/06 TIBCO SOFTWARE INC DE 1.01,9.01 06/27/06 TII NETWORK TECHNOLOGIES, INC. DE 1.01,2.01,9.01 02/27/06 TODCO DE 7.01,9.01 06/30/06 TOREADOR RESOURCES CORP DE 8.01 06/30/06 TORRENT ENERGY CORP CO 3.02,5.03 06/29/06 TOWER AUTOMOTIVE INC DE 7.01,9.01 06/30/06 TOWER TECH HOLDINGS INC. NV 1.01,3.02,9.01 06/27/06 TRAMMELL CROW CO DE 7.01,9.01 06/29/06 TRANSOCEAN INC E9 7.01,9.01 06/29/06 TRC COMPANIES INC /DE/ DE 2.06 06/26/06 TreeHouse Foods, Inc. DE 2.01,9.01 04/24/06 AMEND TRI-S SECURITY CORP GA 1.01,9.01 06/30/06 TRIPATH IMAGING INC DE 1.01,9.01 06/26/06 TRX INC/GA GA 1.01,9.01 06/30/06 TUSCANY MINERALS LTD NV 5.03,9.01 06/26/06 TYCO INTERNATIONAL LTD /BER/ D0 1.01 06/28/06 U S ENERGY SYSTEMS INC DE 1.01,3.02,8.01 06/30/06 U S GOLD CORP CO 8.01,9.01 06/30/06 UNITED HERITAGE CORP UT 4.02,9.01 06/29/06 UNITED HERITAGE CORP UT 1.01,2.03,9.01 06/16/06 UNITED INDUSTRIAL CORP /DE/ DE 1.01,9.01 05/18/06 UNITED PAN AM FINANCIAL CORP CA 8.01 06/27/06 UNITED RENTALS NORTH AMERICA INC DE 1.01,2.02,7.01,9.01 05/09/06 UNITED STATES CELLULAR CORP DE 3.01,8.01,9.01 06/26/06 UNITED THERAPEUTICS CORP DE 1.01 06/26/06 UNITEDHEALTH GROUP INC MN 1.01 06/26/06 UNITRIN INC DE 8.01 06/30/06 Universal Capital Management, Inc. DE 1.01,3.02,9.01 06/15/06 UNIVERSAL HEALTH SERVICES INC DE 1.01,9.01 06/27/06 Universal Truckload Services, Inc. MI 1.01,9.01 06/29/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 06/29/06 UTSTARCOM INC DE 8.01,9.01 06/30/06 VALOR COMMUNICATIONS GROUP INC DE 8.01 06/28/06 VECTOR GROUP LTD DE 1.01,2.03,3.02,9.01 06/27/06 VERSANT CORP CA 5.02 06/27/06 AMEND VERTEX PHARMACEUTICALS INC / MA MA 1.01,7.01,9.01 06/30/06 VORNADO REALTY TRUST MD 1.01,9.01 06/28/06 VOXWARE INC DE 1.01 06/28/06 Vyteris Holdings (Nevada), Inc. NV 1.01,2.03 06/26/06 WALT DISNEY CO/ DE 1.01,5.02,8.01 06/28/06 Warner Music Group Corp. DE 1.01,9.01 06/30/06 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 06/30/06 WELLS FARGO & CO/MN DE 1.01,5.02,8.01,9.01 06/27/06 Wentworth Energy, Inc. OK 3.02 05/01/06 WEST PHARMACEUTICAL SERVICES INC PA 5.02,9.01 06/27/06 WESTMORELAND COAL CO DE 8.01,9.01 06/30/06 WESTWOOD ONE INC /DE/ DE 1.01,5.02,9.01 06/26/06 WHITE ELECTRONIC DESIGNS CORP ID 1.01 06/28/06 WHITTIER ENERGY CORP NV 1.01,9.01 06/26/06 WITS BASIN PRECIOUS MINERALS INC MN 1.01,9.01 06/28/06 WORLD MARKETING INC 4.01,9.01 06/13/06 AMEND WORLDSPAN L P DE 1.01 06/26/06 XO HOLDINGS INC DE 8.01 06/29/06 XTO ENERGY INC DE 8.01,9.01 06/30/06 YOUBET COM INC DE 1.01 06/30/06 ZHONE TECHNOLOGIES INC DE 1.01,8.01 06/29/06 ZIM CORP A6 1.01,3.02 06/30/06