| Date Filed | Title |
| 12/29/2008 | 13F-HR/A for SHUFRO ROSE CO LLC | |
| | COMPANY NAME(s) - [SHUFRO ROSE CO LLC (CIK - 908195 /SIC - Unspecified)] |
| | 065, 869 SH SOLE 0 0 1, 065, 869 FLORIDA ROCK INDUSTRIES COM 341140101 316 4, 700 SH SOLE 0 0 4, 700 FORD MOTOR CO COM 345370860 99 12, 602 SH SOLE 0 0 12, 602 FOSSIL INC COM 349882100 1, 079 40, 800 SH SOLE 0 0 40, 800 FRANKLIN BANK COM 352451108 1, 020 57, 100 SH SOLE 0 0 57, 100 FREDS INC COM 356108100 646 44, 000 SH SOLE 0 0 44, 000 FRIEDMAN INDUSTRIES COM 358435105 724 78, 400 SH SOLE 0 0 78, 400 GENERAL ELECTRIC COM 369604103 55, 212 1, 561, 429 SH SOLE 0 0 1, 561, 429 GENESIS MICROCHIP COM 37184C103 4, 652 500, 850 SH SOLE 0 0 500, 850 GERON CORP COM 374163103 275 39, 300 SH SOLE 0 0 39, 300 GIGA TRONICS COM 375175106 31 15, 700 SH SOLE 0 0 15, 700 GLATFELTER COM 377316104 445 29, 900 SH SOLE 0 0 29, 900 GLAXO SMITHKLINE PLC COM 37733W105 290 5, 255 SH SOLE 0 0 5, 255 GLOBAL AIRCRAFT SOLUTIONS COM 378964100 16 30, 000 SH SOLE 0 0 30, 000 GRAND BANKS ENERGY COM 38522T105 10 10, 000 SH SOLE 0 0 10, 000 GREATER CHINA FUND COM 39167B102 446 19, 466 SH SOLE 0 0 19, 466 GSI GROUP COM 36229U102 158 16, 000 SH SOLE 0 0 16, 000 HEALTH FITNESS COM 42217V102 112 40, 500 SH SOLE 0 0 40, 500 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2007 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None HELEN OF TROY LTD BERMUDA COM G4388N106 510 22, 500 SH SOLE 0 0 22, 500 HEWLETT PACKARD COM 428236103 12, 677 315, 843 SH SOLE 0 0 315, 843 HOME DEPOT COM 437076102 4, 477 121, 860 SH SOLE 0 0 121, 860 HOOPER HOLMES COM 439104100 2, 301 514, 800 SH SOLE 0 0 514, 800 HORNBECK OFFSHORE SERVICES COM 440543106 2, 226 77, 700 SH SOLE 0 0 77, 700 HUDSON HOLDING COM 443793104 11 15, 000 SH SOLE 0 0 15, 000 HUMAN GENOME SCIENCES COM 444903108 345 32, 502 SH SOLE 0 0 32, 502 ILLINOIS TOOL WORKS COM 452308109 417 8, 100 SH SOLE 0 0 8, 100 IMMERSION CORP COM 452521107 368 40, 900 SH SOLE 0 0 40, 900 INFOCUS GROUP COM 45665B106 165 59, 200 SH SOLE 0 0 59, 200 INFOSONICS CORP COM 456784107 130 36, 000 SH SOLE 0 0 36, 000 INTEL COM 458140100 25, 832 1, 350, 373 SH SOLE 0 0 1, 350, 373 INTERPUBLIC GROUP OF COMPANIES COM 460690100 800 65, 000 SH SOLE 0 0 65, 000 INTL BUSINESS MACHINES COM 459200101 14, 942 158, 522 SH SOLE 0 0 158, 522 INTL COAL GROUP COM 45928H106 1, 689 321, 795 SH SOLE 0 0 321, 795 INTL |
| |
| 12/29/2008 | N-CSR for ALGER INSTITUTIONAL FUNDS | |
| | COMPANY NAME(s) - [ALGER INSTITUTIONAL FUNDS (CIK - 911415 /SIC - Unspecified)] |
| | 4, 050 117, 287 ASSET MANAGEMENT & CUSTODY BANKS 2.7% AllianceBernstein Holding LP 5, 050 118, 372 BlackRock Inc. 5, 950 186, 770 COMMUNICATIONS EQUIPMENT 4.8% Cisco Systems Inc.* 31, 100 552, 647 Nokia OYJ# 14, 300 217, 074 Research In Motion Ltd.* 9, 050 456, 392 1, 226, 113 COMPUTER & ELECTRONICS RETAIL .8% GameStop Corp., Cl. 6, 950 222, 400 DIVERSIFIED METALS & MINING 1.3% Freeport-McMoRan Copper & Gold Inc. B 2, 950 170, 009 HEALTH CARE EQUIPMENT 2.0% Boston Scientific Corp.* 23, 100 208, 593 Hologic Inc.* 14, 300 175, 032 Zimmer Holdings Inc.* 2, 900 134, 647 518, 272 HEALTH CARE SUPPLIES .4% Inverness Medical Innovations Inc.* 5, 850 112, 028 HOME ENTERTAINMENT SOFTWARE 3.0% Activision Blizzard Inc.* 28, 050 349, 503 Nintendo Co., Ltd.# 11, 000 427, 809 777, 312 HOUSEHOLD PRODUCTS 1.3% Procter & Gamble Co. |
| |
| 12/29/2008 | N-CSR for HARTFORD MUTUAL FUNDS INCCT | |
| | COMPANY NAME(s) - [HARTFORD MUTUAL FUNDS INCCT (CIK - 1006415 /SIC - Unspecified)] |
| | Class A 4, 800 182 Time Warner, Inc. 1, 836 6, 636 Pharmaceuticals, Biotechnology & Life Sciences 6.7% 92 Abbott Laboratories 5, 074 251 Bristol-Myers Squibb Co. 5, 164 193 Pfizer, Inc. 3, 413 174 Schering-Plough Corp. 2, 514 95 Wyeth 3, 047 19, 212 Real Estate 1.0% 276 Host Hotels & Resorts, Inc. 2, 854 Retailing 2.7% 97 Gap, Inc. 1, 250 104 Kohl s Corp. (D) 3, 650 144 Staples, Inc. 2, 798 7, 698 Semiconductors & Semiconductor Equipment 1.5% 271 Intel Corp. 4, 339 Software & Services 1.6% 208 Microsoft Corp. 4, 649 Technology Hardware & Equipment 5.0% 224 Cisco Systems, Inc. (D) 3, 975 200 Dell, Inc. (D) 2, 430 81 Hewlett-Packard Co. 3, 116 195 Ingram Micro, Inc. (D) 2, 605 140 Nokia Corp. 2, 117 14, 243 Telecommunication Services 4.7% 293 AT&T, Inc. 7, 840 183 Verizon Communications, Inc. 5, 418 13, 258 Utilities 6.9% 54 Entergy Corp. 4, 199 36 Exelon Corp. 1, 926 87 FPL Group, Inc. 4, 129 38 NRG Energy, Inc. (D) 893 46 PG&E Corp. 1, 690 73 SCANA Corp. 2, 412 The accompanying notes are an integral part of these financial statements. callerid=128 iwidth=456 length=0 288 callerid=128 iwidth=456 length=0 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH callerid=999 iwidth=456 length=540 Table Width Row BEGIN colindex=01 type=lead colindex=01 type=body colindex=01 type=hang1 colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 colindex=04 type=gutter colindex=04 type=lead colindex=04 type=body colindex=04 type=hang1 Table Width Row END Market Shares Value (W) COMMON STOCK (continued) Utilities (continued) 100 Southern Co. $ 3, 444 92 TECO Energy, Inc. 1, 056 19, 749 Total common stock (cost $345, 584) $ 274, 592 Principal Amount SHORT-TERM INVESTMENTS 1.9% Repurchase Agreements 1.9% Banc of America Securities TriParty Joint Repurchase Agreement (maturing on 11/03/2008 in the amount of $2, 516, collateralized by FHLMC 4.50% 6.00%, 2023 2038, FNMA 4.50% 6.50%, 2021 2038, value of $2, 575) $ 2, 516 0.25% dated 10/31/2008 $ 2, 516 BNP Paribas Securities Corp. |
| |
| 12/29/2008 | 424B3 for LendingClub Corp | |
| | COMPANY NAME(s) - [LendingClub Corp (CIK - 1409970 /SIC - 6199)] |
| | Member Payment Dependent Notes Series 369078 Series of Member Payment Dependent Notes Maximum aggregate principal amount offered Stated interest rate Service Charge Initial maturity Final maturity 369078 $6, 000 9.63% 1.00% Three years, four business days following issuance One year after initial maturity This series of Notes will be issued upon closing and funding of member loan 369078. Member loan 369078 was requested on December 18, 2008 by a borrower member with the following characteristics, which have not been verified unless noted with an "*": Home ownership: MORTGAGE Gross income: $12, 500 / month Current employer: Fujitsu Consulting Debt-to-income ratio: 6.14% Length of employment: 1 year Location: Suwanee, GA Home town: Brenham Current & past employers: Fujitsu Consulting, Ciba-Vision (a Novartis company), Hewlett-Packard Education: Florida State University, United Kingdom - Open University This borrower member posted the following loan description, which has not been verified: Pay off higher interest rate credit cards (12% - 21%) A credit bureau reported the following information about this borrower member on December 18, 2008: Credit Score Range: 714+ Accounts Now Delinquent: 0 Earliest Credit Line: 03/1986 Delinquent Amount: $0.00 Open Credit Lines: 14 Delinquencies (Last 2 yrs): 0 Total Credit Lines: 23 Months Since Last Delinquency: n/a Revolving Credit Balance: $13, 455.00 Public Records On File: 0 Revolving Line Utilization: 20.60% Months Since Last Record: n/a Inquiries in the Last 6 Months: 1 Member Payment Dependent Notes Series 369080 Series of Member Payment Dependent Notes Maximum aggregate principal amount offered Stated interest rate Service Charge Initial maturity Final maturity 369080 $12, 000 11.26% 1.00% Three years, four business days following issuance One year after initial maturity This series of Notes will be issued upon closing and funding of member loan 369080. Member loan 369080 was requested on December 20, 2008 by a borrower member with the following characteristics, which have not been verified unless noted with an "*": Home ownership: RENT Gross income: $5, 833 / month Current employer: Toyota Motor Sales Debt-to-income ratio: 15.96% Length of employment: 2 years Location: Silver Spring, MD Home town: Pasadena Current & past employers: Toyota Motor Sales, University of Miami Education: University of Miami This borrower member posted the following loan description, which has not been verified: I am looking for a loan to help me break my lease and start a new career 1400 miles away. A credit bureau reported the following information about this borrower member on December 18, 2008: Credit Score Range: 714+ Accounts Now Delinquent: 0 Earliest Credit Line: 08/2000 Delinquent Amount: $0.00 Open Credit Lines: 17 Delinquencies (Last 2 yrs): 0 Total Credit Lines: 31 Months Since Last Delinquency: n/a Revolving Credit Balance: $0.00 Public Records On File: 0 Revolving Line Utilization: 0.00% Months Since Last Record: n/a Inquiries in the Last 6 Months: 4 |
| |
| 12/29/2008 | N-Q for USAA MUTUAL FUNDS TRUST | |
| | COMPANY NAME(s) - [USAA MUTUAL FUNDS TRUST (CIK - 908695 /SIC - Unspecified)] |
| | (a) 1, 644 8, 200 Raytheon Co. 419 --------------- 7, 870 --------------- CONSTRUCTION & ENGINEERING (0.6%) 296, 700 Balfour Beatty plc (a) 1, 190 30, 000 Fluor Corp. 2, 339 --------------- RAILROADS (1.6%) 69, 100 Norfolk Southern Corp. * $ 5, 969 --------------- COMPUTER HARDWARE (2.1%) 195, 300 Hewlett-Packard Co. Ltd. (a) 603 --------------- 2, 985 --------------- IT CONSULTING & OTHER SERVICES (0.9%) 149, 600 Accenture Ltd. (ICL) (a) 2, 846 20, 900 Potash Corp. |
| |
| 12/26/2008 | DEF 14A for LIQUIDITY SERVICES INC | |
| | COMPANY NAME(s) - [LIQUIDITY SERVICES INC (CIK - 1235468 /SIC - 7389)] |
| | end of user-specified TAGGED TABLE 20 ZEQ.=2, SEQ=25, EFW="2189795", CP="LIQUIDITY SERVICES INC", DN="1", CHK=655737, FOLIO='20', FILE='DISK107:[08ZDU1.08ZDU78401]CG78401A.;7', USER='MKEANE', CD='24-DEC-2008;16:35' THIS IS THE END OF A COMPOSITION COMPONENT COMMAND=ADD_BASECOLOR, "Black" COMMAND=ADD_DEFAULTFONT, "font-family:times;" COMMAND=ADD_TABLESHADECOLOR, "#CCEEFF" COMMAND=ADD_STABLERULES, "border-bottom:solid #000000 1.0pt;" COMMAND=ADD_DTABLERULES, "border-bottom:double #000000 2.25pt;" COMMAND=ADD_SCRTABLERULES, "border-bottom:solid #000000 1.0pt;margin-bottom:0pt;" COMMAND=ADD_DCRTABLERULES, "border-bottom:double #000000 2.25pt;margin-bottom:0pt;" TOC_END EXECUTIVE OFFICERS AND MANAGEMENT Below you can find information, including biographical information, about our executive officers (other than Messrs. Mr. Brown holds a B.B.A. with honors from the University of Georgia in Management Information Systems and Risk Management. Mr. Dean holds a B.S. degree in Mathematics from Indiana University. Mr. Rallo is a CPA. Thomas B. Burton has served as President and Chief Operating Officer of Government Liquidation.com, LLC, our wholly-owned subsidiary, since June 2001. James E. Williams has served as our Vice President, General Counsel and Corporate Secretary since November 2005. |
| |
| 12/24/2008 | N-CSR for PRIMECAP Odyssey Funds | |
| | COMPANY NAME(s) - [PRIMECAP Odyssey Funds (CIK - 1293967 /SIC - Unspecified)] |
| | Fried Co-Chief Indefinite; Executive Vice President, Director, 225 South Lake Ave., Executive Since 09/04 Portfolio Manager, and Principal Officer Suite 400, Pasadena, CA and Trustee PRIMECAP Management Company 91101-3005 (1962) ------------------------------------------------------------------------------------------------ David H. Van Slooten Chief Financial Indefinite; Executive Vice President, Portfolio Manager, 225 South Lake Ave., Officer and Since 06/04 Financial Analyst, and Principal Suite 400, Pasadena, CA Secretary PRIMECAP Management Company 91101-3005 (1963) ------------------------------------------------------------------------------------------------ Baltej S. Kochar Vice President Indefinite; Vice President, Financial Analyst, and 225 South Lake Ave., and Chief Since 10/04 Principal, PRIMECAP Management Suite 400, Pasadena, CA Administrative Company (1/04 - Present); Chief (1970) Executive Officer, The Share Group, Inc. The table below sets forth certain information about each of the trustees of the Trust who is not an "interested person" of the Trust as defined in the 1940 Act ("Independent Trustees"). -TABLE- -CAPTION- -S- -C- -C- -C- -C- -C- -C- -------------------------------------------------------------------------------------------------------------------- NUMBER OF PORTFOLIOS IN TERM OF FUND OTHER POSITION(S) OFFICE; COMPLEX DIRECTOR- NAME, ADDRESS HELD LENGTH OF PRINCIPAL OCCUPATION(S) OVERSEEN BY SHIPS HELD (YEAR OF BIRTH) WITH TRUST TIME SERVED DURING PAST 5 YEARS TRUSTEE(1) BY TRUSTEE -------------------------------------------------------------------------------------------------------------------- Benjamin F. Hammon Chairman of Indefinite; Retired; Director, 3 None 225 South Lake Ave., the Board Since 09/04 Institutional Equity Sales, Suite 400, Pasadena, CA and Trustee Salomon Smith Barney Inc. Suite 400, Pasadena, CA Committee (2002-2007); Vice 91101-3005 and Trustee President, Financial (1941) Services, Avery Dennison Corporation (2001-2002); Vice President, Financial Services, and Treasurer, Avery Dennison Corporation (1999-2001) -------------------------------------------------------------------------------------------------------------------- Joseph G. Uzelac Trustee Indefinite; Retired; Managing 3 None 225 South Lake Ave., Since 10/07 Director, Lehman Suite 400, Pasadena, CA Brothers Global 91101-3005 Investment Bank (1944) (1988-2007) -------------------------------------------------------------------------------------------------------------------- Elizabeth D. Obershaw Trustee Indefinite; Managing Director, 3 None 225 South Lake Ave., Since 06/08 Horsley Bridge Suite 400, Pasadena, CA Partners (2007-Current); 91101-3005 Vice President and (1960) Chief Investment Officer, Hewlett-Packard Company (1991-2007); Hewlett-Packard Company (1983-1991) -------------------------------------------------------------------------------------------------------------------- -/TABLE- (1) Fund Complex includes any funds, series of funds, or trusts that share the same advisor or that hold themselves out to investors as related companies. The table below sets forth certain information about each of the trustees of the Trust who is an "interested person" of the Trust as defined by the 1940 Act. |
| |
| 12/23/2008 | N-Q for BLACKROCK EQUITY DIVIDEND FUND | |
| | COMPANY NAME(s) - [BLACKROCK EQUITY DIVIDEND FUND (CIK - 814507 /SIC - Unspecified)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05178 Name of Fund: BlackRock Equity Dividend Fund Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809 Name and address of agent for service: Donald C. Burke, Chief Executive Officer, BlackRock Equity Dividend Fund, 800 Scudders Mill Road, Plainsboro, NJ 08536. 61, 568 2, 007, 117 Franklin Resources, Inc. 473, 900 33, 338, 865 --------------- 143, 791, 956 --------------------------------------------------------------------------------------------------------------------- Commercial Banks - 5.8% Bank of Montreal 251, 200 8, 965, 921 The Bank of Nova Scotia 1, 179, 000 39, 313, 042 National Bank of Canada 819, 600 30, 742, 650 SunTrust Banks, Inc. 320, 500 1, 900, 565 --------------------------------------------------------------------------------------------------------------------- Diversified Financial Services - Bank of America Corp. 219, 600 7, 759, 698 TELUS Corp. (Non-Voting Shares) 259, 400 8, 457, 994 Verizon Communications, Inc. |
| |
| 12/22/2008 | S-1/A for VirnetX Holding Corp | |
| | COMPANY NAME(s) - [VirnetX Holding Corp (CIK - 1082324 /SIC - 6794)] |
| | John spent over 17 years at IBM Corporation and became its top inventor with over 100 patents and 150 patent publications. He is Managing Director of Clarify LLC, a business advisory firm specializing in intellectual property strategy for both early stage and established companies. John F. Slitz. Mr. Slitz has been a member of our advisory board since October 2008. From 2002 to 2005, Mr. Slitz served as Chief Executive Officer and President of Systems Research and Development (acquired by IBM in 2005). From 2000 to 2002, he was a venture partner at Osprey Ventures, focusing on investments in middleware software companies. 45 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH |
| |
| 12/19/2008 | N-14 for FRANKLIN CUSTODIAN FUNDS | |
| | COMPANY NAME(s) - [FRANKLIN CUSTODIAN FUNDS (CIK - 38721 /SIC - Unspecified)] |
| | 975, 000 26, 022, 750 764, 400 20, 401, 836 1, 739, 400 46, 424, 586 (a) Oracle Corp. 700, 000 79, 562, 000 79, 400 9, 024, 604 779, 400 88, 586, 604 (a) Cisco Systems Inc. 287, 400 13, 277, 880 287, 400 13, 277, 880 Hewlett-Packard Co. 110, 000 4, 726, 700 647, 500 27, 823, 075 757, 500 32, 549, 775 (a) Research In Motion Ltd. 500, 000 10, 195, 000 500, 000 10, 195, 000 (a) AMR Corp. |
| |