| Date Filed | Title |
| 11/06/2008 | 13F-HR for ADIRONDACK TRUST CO | |
| | COMPANY NAME(s) - [ADIRONDACK TRUST CO (CIK - 1054257 /SIC - Unspecified)] |
| | 375558103 18 400 SH SOLE 400 0 0 GOLDMAN SACHS GROUP INC 38141G104 280 2184 SH SOLE 2164 0 20 GOLDMAN SACHS GROUP INC 38141G104 42 325 SH DEFINED 235 90 0 GOOGLE INC 38259P508 425 1051 SH SOLE 1023 0 28 GOOGLE INC 38259P508 13 31 SH DEFINED 15 16 0 JOHN HANCOCK INCOME SEC TR 410123103 3 250 SH SOLE 250 0 0 HANESBRANDS INC 410345102 5 237 SH SOLE 237 0 0 HARLEY DAVIDSON 412822108 220 5900 SH SOLE 5565 0 335 HARLEY DAVIDSON 412822108 34 915 SH DEFINED 110 805 0 HARSCO CORP 415864107 20 550 SH SOLE 550 0 0 HARTFORD FINANCIAL SERVICES GROUP 416515104 16 395 SH SOLE 395 0 0 HARTFORD FINANCIAL SERVICES GROUP 416515104 16 400 SH DEFINED 0 400 0 HELMERICH & PAYNE, INC. 423452101 107 2480 SH SOLE 2480 0 0 HESS CORP 42809H107 64 780 SH DEFINED 0 780 0 HEWLETT PACKARD CO 428236103 135 2920 SH SOLE 2920 0 0 HEWLETT PACKARD CO 428236103 50 1076 SH DEFINED 0 1076 0 HOME DEPOT INC 437076102 182 7045 SH SOLE 7045 0 0 HOME DEPOT INC 437076102 50 1950 SH DEFINED 600 1350 0 HOSPIRA INC. 441060100 1 20 SH SOLE 20 0 0 IMS HEALTH INC 449934108 10 537 SH SOLE 537 0 0 IDEARC INC 451663108 0 63 SH DEFINED 7 56 0 AMERICAN INCOME FUND OF AMERICA 453320202 15 945 SH SOLE 945 0 0 INTEL CORP 458140100 1084 57915 SH SOLE 57050 0 865 INTEL CORP 458140100 122 6520 SH DEFINED 2060 4460 0 INTERMEC INC 458786100 3 174 SH SOLE 174 0 0 INTL BUSINESS MACHINES 459200101 562 4803 SH SOLE 4803 0 0 INTL BUSINESS MACHINES 459200101 208 1775 SH DEFINED 200 1575 0 INTERNATIONAL GAME TECHNOLOGY 459902102 3 200 SH SOLE 200 0 0 I-SHARES MSCI/HONG KONG 464286871 4 280 SH SOLE 280 0 0 ISHARES S & P 100 INDEX FUND 464287101 141 2665 SH SOLE 2665 0 0 ISHARES DOW JONES SELECT 464287168 15 288 SH SOLE 288 0 0 I-SHARES FTSE/XINHUA CHINA 464287184 23 675 SH SOLE 675 0 0 ISHARES LEHMAN AGGREGATE 464287226 957 9704 SH SOLE 9704 0 0 I-SHARES LEHMA7-10 YR TREAS BD 464287440 18 200 SH SOLE 200 0 0 I-SHARES LEHMAN 1-3 YR TREAS BD 464287457 8 90 SH SOLE 90 0 0 I-SHARES MSCI EAFE INDEX FUND 464287465 6762 120129 SH SOLE 118432 0 1697 I-SHARES MSCI EAFE INDEX FUND 464287465 333 5920 SH DEFINED 3615 2305 0 FORM 13F INFORMATION TABLE NAME OF ISSUER VALUE SHARES/ SH/ PUT/ INVSTMT VOTING AUTHORITY CUSIP (X$1000) PRN AMT PRN CALL DSCRETN SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- ISHARES TR RUSSELL 2000 FUND 464287630 19 285 SH SOLE 285 0 0 ISHARES S&P SMALLCAP 600 464287804 2184 36696 SH SOLE 36361 0 335 ISHARES S&P SMALLCAP 600 464287804 181 3035 SH DEFINED 1770 1265 0 JPMORGAN CHASE & CO COM 46625H100 303 6485 SH SOLE 6485 0 0 JPMORGAN |
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| 11/05/2008 | N-CSRS for COLUMBIA FUNDS MASTER INVESTMENT TRUST LLC | |
| | COMPANY NAME(s) - [COLUMBIA FUNDS MASTER INVESTMENT TRUST LLC (CIK - 1078410 /SIC - Unspecified)] |
| | (a)(b)(c) 14, 990 4, 146, 984 Electrical Equipment Total 10, 190, 118 Industrial Conglomerates 3.3% General Electric Co. (b) 522, 880 3, 879, 770 Cisco Systems, Inc. 723, 923 16, 556, 119 Lam Research Corp. (b) 198, 012 5, 993, 823 Microsoft Corp. (a) 149, 530 13, 356, 019 Nucor Corp. |
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| 11/05/2008 | 6-K for TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | |
| | COMPANY NAME(s) - [TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (CIK - 1046179 /SIC - 3674)] |
| | US$ 1, 978 N/A US$ 1, 978 American Gen Fin Corp. US$ 3, 004 N/A US$ 3, 004 Anz Cap Tr I US$ 974 N/A US$ 974 Atlantic Richfield Co. New US$ 2, 078 N/A US$ 2, 078 Chase Manhattan Corp. US$ 2, 382 N/A US$ 2, 382 European Invt Bk US$ 7, 351 N/A US$ 7, 351 European Invt Bk US$ 7, 364 N/A US$ 7, 364 Fleet Boston Corp. US$ 3, 167 N/A US$ 3, 167 Genworth Finl Inc. |
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| 11/05/2008 | 13F-HR for GFS Advisors LLC | |
| | COMPANY NAME(s) - [GFS Advisors LLC (CIK - 1427263 /SIC - Unspecified)] |
| | Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: October 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. Person Signing this Report on Behalf of Reporting Manager: Name: Jane Bates Title: Chief Compliance Officer Phone: 713-968-0449 Signature, Place, and Date of Signing: /s/ Jane Bates, Houston, TX, November 4, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. -PAGE- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 65 Form13F Information Table Value Total: $ 143, 610(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional managers with respect to which this report is filed, other than the manager filing this report. COM 013817101 237 10500 SH Sole 10500 AMER EXPRESS COM 025816109 5839 164800 SH Sole 164800 ANHEUSER BUSCH COMPANIES COM 035229103 5671 87400 SH Sole 87400 AT & T CORP COM 00206R102 1446 51800 SH Sole 51800 BANKAMERICA COM 060505104 2362 67500 SH Sole 67500 CITIGROUP COM 172967101 872 42500 SH Sole 42500 COCA COLA COM 191216100 2752 52050 SH Sole 52050 CONOCO PHILLIPS COM 20825C104 527 7200 SH Sole 7200 FEDERAL EXPRESS COM 31428X106 1407 17800 SH Sole 17800 GENERAL ELECTRIC COM 369604103 7420 290975 SH Sole 290975 HEWLETT PACKARD COM 428236103 546 11800 SH Sole 11800 HOME DEPOT COM 437076102 6765 261300 SH Sole 261300 ILLINOIS TOOLS WORKS COM 452308109 1111 25000 SH Sole 25000 INTEL COM 458140100 189 10100 SH Sole 10100 JOHNSON CONTROLS INC COM 478366107 4490 148050 SH Sole 148050 KELLOGG COM 487836108 4578 81600 SH Sole 81600 LOWE'S COM 548661107 1579 66650 SH Sole 66650 MERCK COM 589331107 2806 88900 SH Sole 88900 MICROSOFT COM 594918104 4741 177650 SH Sole 177650 OFFICE DEPOT COM 676220106 172 29500 SH Sole 29500 PEPSICO COM 713448108 4276 60000 SH Sole 60000 PROCTER & GAMBLE COM 742718109 3753 53850 SH Sole 53850 STARBUCKS COM 855244109 852 57300 SH Sole 57300 US STEEL COM 912909108 924 11900 SH Sole 11900 VALERO ENERGY COM 91913Y100 2009 66300 SH |
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| 11/05/2008 | 13F-HR for IRONWOOD INVESTMENT MANAGEMENT LLC | |
| | COMPANY NAME(s) - [IRONWOOD INVESTMENT MANAGEMENT LLC (CIK - 1127761 /SIC - Unspecified)] |
| | com 170032809 2, 934 185, 572 SH SOLE 164, 739 17, 265 Citigroup com 172967101 273 13, 332 SH SOLE 13, 202 Citizens First Bancorp Inc com 17461R106 886 162, 850 SH SOLE 137, 825 21, 765 Danka Business Sys Plc Sponsor com 236277109 877 10, 960, 354 SH SOLE 10, 208, 374 694, 980 Durect Corp com 266605104 17, 923 3, 200, 605 SH SOLE 3, 060, 645 108, 285 Dycom Industries com 267475101 1, 397 107, 305 SH SOLE 105, 545 Dynegy Inc Del com 26817G102 1, 116 311, 835 SH SOLE 308, 085 Eastern Insurance Holdings Inc com 276534104 1, 111 82, 277 SH SOLE 57, 692 22, 535 Ems Technologies Inc com 26873N108 2, 249 100, 825 SH SOLE 99, 295 Exxon Mobil Corp com 30231G102 1, 208 15, 551 SH SOLE 15, 551 -/TABLE- -PAGE- -TABLE- -CAPTION- TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ --------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- First Mercury Finl Com com 320841109 415 29, 120 SH SOLE 28, 525 Flanders Corp. com 352451108 151 307, 390 SH SOLE 302, 625 Freightcar America Inc. com 35914P105 2, 662 144, 530 SH SOLE 132, 735 9, 060 General Electric Co com 369604103 755 29, 604 SH SOLE 29, 347 Gevity Hr Inc com 374393106 933 128, 102 SH SOLE 126, 292 Goodyear Tire & Rubr Co com 382550101 378 24, 715 SH SOLE 24, 535 Gsi Group Inc com 36229U102 410 116, 153 SH SOLE 114, 148 Hanover Insurance Group Inc com 410867105 6, 755 148, 392 SH SOLE 138, 567 9, 000 Healthtronics, Inc com 42222L107 64 21, 995 SH SOLE 21, 995 Hewlett Packard com 428236103 831 17, 970 SH SOLE 17, 880 Hms Holdings Corp. |
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| 11/05/2008 | 10-Q for SILICON GRAPHICS INC | |
| | COMPANY NAME(s) - [SILICON GRAPHICS INC (CIK - 802301 /SIC - 3571)] |
| | International transactions frequently involve increased financial and legal risks arising from stringent contractual terms and conditions and the widely differing legal systems and customs in foreign countries. We face intense competition and expect competition to increase in the future, which could hinder the growth of or reduce our revenue or customer base. If the magnitude of these credits were to become restricted either due to a strategy or regulatory change, it could impact both our gross margins and our ability to compete. In addition, clustered computing systems comprise a significant percentage of the HPC market, and an increasing number of vendors are competing for this share of the market. Our future growth depends on our successful development and introduction of new products and enhancements to existing products in order to meet customer needs and to address the rapidly-changing competitive landscapes in the markets in which we compete. |
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| 11/04/2008 | N-CSRS for NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND II | |
| | COMPANY NAME(s) - [NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND II (CIK - 1227857 /SIC - Unspecified)] |
| | B Caa3/CCC- 2, 095, 200 12, 198 Level 3 Financing, Inc., 12.25%, 3/15/13 Caa1/CCC+ 12, 502, 950 10, 240 MasTec, Inc., 7.625%, 2/1/17 B1/B+ 8, 806, 400 13, 510 Millicom International Cellular S.A., 10.00%, 12/1/13 B1/BB 14, 320, 600 10, 820 Nortel Networks Ltd., 10.75%, 7/15/16 B3/B- 10, 062, 600 4, 615 Sprint Capital Corp., 8.75%, 3/15/32 Baa3/BB 4, 499, 034 12, 155 West Corp., 11.00%, 10/15/16 Caa1/B- 9, 572, 063 91, 506, 653 Theaters 1.0% 11, 060 AMC Entertainment, Inc., 11.00%, 2/1/16 B2/CCC+ 11, 281, 200 Travel Services 0.8% 12, 440 Travelport LLC, 11.875%, 9/1/16 Caa1/CCC+ 9, 423, 300 Total Corporate Bonds & Notes (cost-$533, 887, 456) 481, 686, 446 CONVERTIBLE PREFERRED STOCK 40.6% Shares (000) Agriculture 1.7% Bunge Ltd., 109 4.875%, 12/31/49 Ba1/BB 12, 208, 350 8 5.125%, 12/1/10 NR/BB 6, 820, 000 19, 028, 350 Automotive 0.5% 511 General Motors Corp., 5.25%, 3/6/32, Ser. JNJ (Johnson & Johnson) (e) Aa2/AA 18, 835, 478 Wachovia Corp., 483 13.15%, 3/30/09, Ser. T A2/A $ 15, 920, 701 Credit Suisse Group, 632 11.00%, 3/16/09, Ser. HPQ (Hewlett Packard Co.) (e) Aaa/AA+ 16, 099, 378 107 10.00%, 6/13/09, Ser. |
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| 11/04/2008 | 10-Q for LEXMARK INTERNATIONAL INC KY | |
| | COMPANY NAME(s) - [LEXMARK INTERNATIONAL INC KY (CIK - 1001288 /SIC - 3570)] |
| | Although it is not reasonably possible to estimate whether a loss will occur as a result of these legal matters, or if a loss should occur, the amount of such loss, the Company does not believe that any legal matters to which it is a party is likely to have a material adverse effect on the Company’s financial position, results of operations and cash flows. Other countries are also considering imposing fees on certain devices. The financial impact on the Company, which will depend in large part upon the outcome of local legislative processes, the Company’s and other industry participants’ outcome in contesting the fees and the Company’s ability to mitigate that impact by increasing prices, which ability will depend upon competitive market conditions, remains uncertain. On December 6, 2007, the Bundesgerichtshof (the “German Federal Supreme Court”) issued a judgment in litigation brought by VerwertungsGesellschaft Wort (“VG Wort”), a collection society representing certain copyright holders, against Hewlett-Packard Company (“HP”), finding that single function printer devices sold in Germany prior to December 31, 2007 were not subject to the law authorizing the German copyright fee levy (German Federal Supreme Court, file reference I ZR 94/05). The Company and VG Wort entered into an agreement pursuant to which both VG Wort and the Company agreed to be bound by the outcome of the VG Wort/HP litigation. |
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| 11/04/2008 | 13F-HR for Aris Wealth Services Inc | |
| | COMPANY NAME(s) - [Aris Wealth Services Inc (CIK - 1347935 /SIC - Unspecified)] |
| | 2668.000 Exelon Corp COM 30161n101 204 3259.761 SH SOLE 3259.761 Exxon Mobil Corporation COM 30231G102 2574 33147.249SH SOLE 33147.249 F.N.B. Corp COM 302520101 476 29761.000SH SOLE 29761.000 Fulton Financial COM 360271100 142 13003.763SH SOLE 13003.763 Genentech Inc COM 368710406 300 3387.000 SH SOLE 3387.000 General Electric COM 369604103 1859 72888.870SH SOLE 72888.870 Goldman Sachs Group COM 38141G104 269 2100.064 SH SOLE 2100.064 Hartford Financial Svcs Group COM 416515104 205 5011.812 SH SOLE 5011.812 Hewlett-Packard Company New COM 428236103 588 12726.459SH SOLE 12726.459 Home Depot COM 437076102 275 10638.333SH SOLE 10638.333 IBM COM 459200101 597 5108.573 SH SOLE 5108.573 IShares TR Dow Jones US Basic COM 464287838 285 4993.714 SH SOLE 4993.714 IShares TR Dow Jones US Utils COM 464287697 513 6506.614 SH SOLE 6506.614 IShares TR Russell 2000 COM 464287655 3444 50644.000SH SOLE 50644.000 Idenix Pharmaceuticals Com COM 45166R204 217 30000.000SH SOLE 30000.000 Intel COM 458140100 228 12182.985SH SOLE 12182.985 J P Morgan Chase & Co COM 46625h100 846 18106.551SH SOLE 18106.551 Johnson & Johnson COM 478160104 687 9923.318 SH SOLE 9923.318 Kayne Anderson Mlp Inv Com COM 486606106 684 29591.000SH SOLE 29591.000 LSI Logic COM 502161102 257 47917.000SH SOLE 47917.000 Lockheed Martin COM 539830109 232 2114.751 SH SOLE 2114.751 McDonalds COM 580135101 268 4351.155 SH SOLE 4351.155 Merck & Co COM 589331107 219 6953.604 SH SOLE 6953.604 Microsoft COM 594918104 704 26365.846SH SOLE 26365.846 Oracle Systems COM 68389X105 483 23800.000SH SOLE 23800.000 Pepsico COM 713448108 297 4165.482 SH SOLE 4165.482 Pfizer COM 717081103 297 16085.592SH SOLE 16085.592 Philip Morris Intl Inc Com COM 718172109 270 5618.873 SH SOLE 5618.873 Procter & Gamble COM 742718109 787 11288.636SH SOLE 11288.636 SPDR Sector Trust UT SBI Int-F COM 81369y605 297 14951.061SH SOLE 14951.061 Scorpio Mng Corp Com COM 80917V105 42 50000.000SH SOLE 50000.000 Sirius Satellite Radio COM 82967n108 7 12750.000SH SOLE 12750.000 Spider Trust UT Ser 1 COM 78462F103 12973 111844.000SH SOLE 111844.000 Stryker Corp COM 863667101 241 3862.000 SH SOLE 3862.000 Time Warner Inc COM 887317105 189 14441.162SH SOLE 14441.162 Tortoise Energy Infr Com COM 89147L100 460 20306.000SH SOLE 20306.000 UNUM Corp COM 91529Y106 208 8281.868 SH SOLE 8281.868 United Technologies COM 913017109 264 4393.214 SH SOLE 4393.214 Vencor Inc COM 92260R102 0 300000.000SH SOLE 300000.000 Verizon Communications COM 92343V104 352 10981.077SH SOLE 10981.077 Wal Mart Stores COM 931142103 379 6323.326 SH SOLE 6323.326 Walt Disney COM 254687106 552 17975.049SH SOLE 17975.049 Wells Fargo & Co New COM 949746101 203 5400.726 SH SOLE 5400.726 Xerox COM 984121103 116 10047.004SH SOLE 10047.004 Lexington Corp Prop rust LTD 529043101 185 10764.000SH SOLE 10764.000 -/TABLE- |
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| 11/04/2008 | 13F-HR for Hall Martin | |
| | COMPANY NAME(s) - [Hall Martin (CIK - 1316977 /SIC - Unspecified)] |
| | HALL - 13F GENERAL MOTORS CORP 370442105 8, 505.00 900 3 SHARED 50 MARTIN A. HALL - 13F GENESIS ENERGY 371927104 3, 929.75 275 3 SHARED 50 MARTIN A. HALL - 13F GENTEX CORP 371901109 45, 116.50 3155 3 SHARED 50 MARTIN A. HALL - 13F GENWORTH FINANCIAL 37247D106 861.00 100 3 SHARED 50 MARTIN A. HALL - 13F GENZYME CORP-GENERAL 372917104 8, 089.00 100 2 SOLE 50 MARTIN A. HALL - 13F GENZYME CORP-GENERAL 372917104 692, 013.95 8555 3 SHARED 50 MARTIN A. HALL - 13F GENZYME CORP-GENERAL 372917104 4, 044.50 50 4 SHARED CO-TRUSTEE FLC 50 MARTIN A. HALL - 13F GILEAD SCIENCES INC 375558103 261, 459.90 5730 3 SHARED 50 MARTIN A. HALL - 13F GLAXO SMITHKLINE SPONSORED ADR 37733W105 8, 692.00 200 3 SHARED 50 MARTIN A. HALL - 13F GOLDCORP INC 380956409 31, 630.00 1000 3 SHARED 50 MARTIN A. HALL - 13F GOLDMAN SACHS GROUP INC 38141G104 30, 720.00 240 3 SHARED 50 MARTIN A. HALL - 13F GOOGLE INC-CL A 38259P508 200, 374.08 496 3 SHARED 50 MARTIN A. HALL - 13F GRUPO TELEVISA SA DE CV SPONS ADR 40049J206 0.00 0 3 SHARED 50 MARTIN A. HALL - 13F HALLIBURTON CO 406216101 16, 195.00 500 2 SOLE 50 MARTIN A. HALL - 13F HALLIBURTON CO 406216101 536, 831.86 16574 3 SHARED 50 MARTIN A. HALL - 13F HALLIBURTON CO 406216101 12, 956.00 400 4 SHARED CO-TRUSTEE FLC 50 MARTIN A. HALL - 13F HARSCO CORPORATION 415864107 24, 173.50 650 3 SHARED 50 MARTIN A. HALL - 13F HARTFORD FINL SVCS GROUP INC 416515104 129, 118.50 3150 3 SHARED 50 MARTIN A. HALL - 13F HEINZ H J CO 423074103 29, 982.00 600 3 SHARED 50 MARTIN A. HALL - 13F HELMERICH & PAYNE INC 423452101 12, 957.00 300 3 SHARED 50 MARTIN A. HALL - 13F HERSHEY CO 427866108 58, 123.80 1470 3 SHARED 50 MARTIN A. HALL - 13F HEWLETT PACKARD CO 428236103 402, 288.00 8700 3 SHARED 50 MARTIN A. HALL - 13F HOLOGIC INC 436440101 58, 956.50 3050 3 SHARED 50 MARTIN A. HALL - 13F HOME DEPOT INC 437076102 184, 932.27 7143 3 SHARED 50 MARTIN A. HALL - 13F HOSPIRA INC 441060100 0.00 0 3 SHARED 50 MARTIN A. HALL - 13F -/TABLE- -PAGE- -TABLE- -S- -C- -C- -C- -C- -C- -C- -C- IDEARC INC 451663108 428.75 343 3 SHARED 50 MARTIN A. HALL - 13F ILLINOIS TOOL WKS INC 452308109 278, 434.80 6264 3 SHARED 50 MARTIN A. HALL - 13F IMPERIAL OIL LTD 453038408 29, 138.40 684 3 SHARED 50 MARTIN A. HALL - 13F INERGY LP 456615103 111, 610.80 5160 3 SHARED 50 MARTIN A. HALL - 13F INGERSOLL-RAND CO CL A G4776G101 14, 026.50 450 2 SOLE 50 MARTIN A. HALL - 13F INGERSOLL-RAND CO CL A G4776G101 255, 406.98 8194 3 SHARED 50 MARTIN A. HALL - 13F INGERSOLL-RAND CO CL A G4776G101 18, 702.00 600 4 SHARED CO-TRUSTEE FLC 50 MARTIN A. |
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