SEC NEWS DIGEST Issue 2002-123 June 26, 2002 COMMISSION ANNOUNCEMENTS SEC STATEMENT CONCERNING WORLDCOM The Commission issued the following statement today on WorldCom: The WorldCom disclosures confirm that accounting improprieties of unprecedented magnitude have been committed in the public markets. The public can be assured that we are actively investigating these and other events relating to the veracity of WorldCom's financial statements and disclosures. As part of that investigation, we are ordering the company to file, under oath, a detailed report of the circumstances and specifics of these matters. These events further demonstrate the need for comprehensive market regulatory reforms that the administration, the Congress, and the SEC have been advocating and implementing. (Press Rel. 2002-94) ENFORCEMENT PROCEEDINGS EX-WEGARD BROKERS BARRED FROM THE SECURITIES INDUSTRY Sean Hart and David Nelson, formerly stockbrokers at a "boiler room" brokerage firm, have been barred from association with any broker- dealer. The sanctions were based on their felony convictions and were ordered in an administrative proceeding before an administrative law judge. Hart and Nelson were convicted of conspiracy to commit securities fraud. The wrongdoing that led to their convictions occurred during their employment at L.C. Wegard & Co., Inc., where they and others had induced unsuspecting investors to purchase speculative high-risk securities through the use of fraudulent and deceptive sales practices. (Rel. 34- 46109; File No. 3-10702) COLORADO NOTE MARKETER CONSENTS TO ANTIFRAUD CHARGES FOR HIS ROLE IN $314 MILLION PONZI SCHEME, ACCEPTS BAR FROM ASSOCIATION WITH ANY BROKER OR DEALER On June 25, the Commission entered an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Steven Shane Nichols (Nichols), of Englewood, Colorado for his role in a $314 million Ponzi scheme involving at least 1000 investors. Without admitting or denying its findings except as to the Commission's jurisdiction and the fact that Nichols was acting as an unregistered broker-dealer between May 1996 and October 1999, Nichols consented to the entry of the Order, which bars him from associating with any broker or dealer. The $314 million Ponzi scheme in which Nichols was involved is one of the largest Ponzi schemes that the Commission has pursued. The Commission filed a complaint against Nichols charging that he participated in the Ponzi scheme controlled by Charles Richard Homa and Michael Gause from approximately May 1996 and October 1999. [SEC v. Homa, et al., 99 C 6895 (N.D.Ill.)] Nichols, as part of an extensive sales network developed by Homa and Gause, offered and sold securities, in the form of promissory notes and bonds issued by Bellwether Holdings, LLC, Southwestern Holdings, LLC, and Title Holdings, LLC, which purported to provide returns through investments in the car title and payday loan business. Nichols raised at least $19 million from investors. The investment funds raised in the scheme were not used in the car title or payday loan business, but rather were used to make interest payments to existing investors, to pay marketer commissions, and for personal expenditures of Homa and Gause. Nichols made misrepresentations and omissions of material fact concerning the use of investor funds and failed to disclose the source of the interest payments and that the receivables purportedly securing certain offerings were insufficient security. On February 22, 2002, in SEC v. Homa, the U.S. District Court for the Northern District of Illinois issued an order enjoining Nichols from violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 15(a), and 15(c) of the Exchange Act and Rules 10b-5 and 15c1-2 promulgated thereunder. (Rel. 34-46118; File No. 3-10812) ADMINISTRATIVE PROCEEDING INSTITUTED AND SETTLED AGAINST WILLIAM BRANSTON The Commission announced that on June 26 it simultaneously instituted and settled public administrative proceedings pursuant to the Investment Advisers Act of 1940 (Advisers Act) against William F. Branston (Branston). Branston consented to the issuance of an Order barring him from association with any investment adviser, without admitting or denying the Commission's findings. Pursuant to the Order and Branston's Offer of Settlement, the Commission found that from November 1991 through October 1995, Branston was associated with Tandem Management Inc. (Tandem), a registered investment adviser. The Commission found that Branston had been permanently enjoined from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 204, 206(1), 206(2), 206(4) and 207 of the Advisers Act, and Rules 204-2, 206(4)-1, and 206(4)-4 thereunder. The Commission further found that Branston was criminally convicted of a 16 count indictment based upon the same facts in the Commission's civil injunctive action and is currently serving a term of 37 months imprisonment. The Commission, in its civil injunctive action alleged, among other things, that: Branston misappropriated over $1 million in client assets, principally in the form of "soft dollar" credits and commission rebates; distributed false information concerning Branston's past performance returns and Tandem's performance returns and assets under management to clients, investors in a limited partnership fund advised by Tandem, and a national money management ranking publication; filed false Forms ADV; and failed to keep required books and records. [SEC v. Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop, 95 Civ. 8411, JGK, SDNY] (Rel. IA-2040; File No. 3- 10813) SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST SUPERVISOR FOR FAILIING REASONABLY TO SUPERVISE FRAUDULENT VARIABLE ANNUITY SALES On June 26, the Commission instituted and simultaneously settled public administrative proceedings against Donna N. Morehead, a former registered representative and principal of FASCO International Inc., a broker-dealer formerly headquartered in Chico, California. Without admitting or denying the findings, Morehead consented to the Commission's Order that found that Morehead failed reasonably to supervise a registered representative over whom she had supervisory responsibility from September 1999 until May 2001. According to the Order, during that period the registered representative defrauded approximately 38 customers through variable annuity sales in which the customers switched from another variable annuity, unnecessarily incurring significant costs. The approximately 47 variable annuity switches generated hundreds of thousands of dollars in commissions for the registered representative. Morehead failed to investigate adequately red flags raised by numerous switches and thus failed to supervise reasonably the registered representative, with a view to preventing and detecting his violations of the antifraud provisions of the federal securities laws. The Commission's Order bars Morehead from association in a supervisory capacity with any broker-dealer, with the right to reapply for such association after one year, and imposed a $10,000 civil penalty. (Rel. 34-46121; File No. 3-10814) SUBPOENA ENFORCEMENT ORDERED AGAINST GREAT WESTERN BANK AND JAMES KERKHOVE The Commission announced that on June 24 the U.S. District Court in Omaha, Nebraska, entered an order requiring Great Western Bank, a Nebraska state bank based in Omaha, and James Kerkhove, a senior vice president and trust officer of the bank, to comply Commission subpoenas. The subpoenas were issued in the investigation captioned Freedom Financial, Inc. Great Western Bank and Kerkhove had objected to the subpoenas based on a Nebraska state statute that purported to prohibit the bank from disclosing any information without a court order. In its subpoena enforcement case, the Commission noted that the Supremacy Clause of the U.S. Constitution precludes a state from imposing restrictions on subpoenas issued by federal agencies such as the Commission. The order states that the provisions of the Nebraska statute have no force or effect concerning a Commission subpoena. [SEC v. Great Western Bank and James Kerkhove, Civil Action No. 8:02CV296, D.Nebraska] (LR-17585) FORMER MERCURY TREASURER SETTLES FINANCIAL FRAUD CHARGES The Commission announced that an Order of Permanent Injunction And Other Relief (Order) was entered against Bradley Vallem (Vallem), the former Treasurer of Mercury Finance Co. (Mercury), in SEC v. John N. Brincat, Sr. and Bradley Vallem, Civil Action No. 01 C 2670 (Northern District of Illinois, Eastern Division). Vallem consented to entry of the Order without admitting or denying any of the allegations made against him in the complaint filed by the Commission. That complaint, filed in April 2001, alleged that in 1996, Vallem signed fraudulent quarterly filings, which overstated Mercury's earnings by millions of dollars. Also named in the suit was John N. Brincat, Sr., former CEO of Mercury. Specifically, the Commission's complaint alleges that in early 1996, Vallem learned that Mercury employees falsified a bank statement to cover up a sham transaction that affected Mercury's reported commercial paper balance. Despite his knowledge of this and other wrongdoing, Vallem signed fraudulent quarterly filings in May, August and October of 1996. The Honorable James B. Zagel of the United States District Court for the Northern District of Illinois entered the Order enjoining Vallem from further violations of Sections 17(a)(1) and (a)(3) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Order against Vallem also imposed a civil penalty of $50,000. [SEC v. John N. Brincat, Sr. and Bradley Vallem, USDC, ND Ill., Civil Action No. 01 C 2670] (LR-17586; AAE Rel. 1583) COMMISSION SETTLES $91 MILLION SECURITIES FRAUD WITH COMPANIES BASED IN WASHINGTON STATE, ARIZONA, AND NEVIS AND WITH CEO'S ESTRANGED WIFE On June 6, the Commission settled fraud and registration charges with Znetix, Inc., and Health Maintenance Centers, Inc. (HMC), based on Bainbridge Island, Washington; and registration charges against Cascade Pointe of Arizona, LLC, and Cascade Pointe of Nevis, LLC (collectively Cascade). Additionally, the Commission settled with relief defendants Bainbridge Island-based Bainbridge Human Performance Centers, PLLC (BHPC) and Vicki Lawrence, 28, estranged wife of Znetix and HMC CEO Kevin Lawrence. As alleged in the Commission's complaint filed on January 23, 2002, Znetix, HMC and Cascade raised more than $91 million from more than 5,000 investors nationwide with false promises of an imminent, lucrative initial public offering of Znetix. Znetix and HMC, without admitting or denying the Commission's allegations, consented to the entry of a judgment, entered by the Federal District Court in Seattle, permanently enjoining them from future violations of the antifraud and securities registration provisions of the federal securities laws (Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder). Cascade, without admitting or denying the Commission's findings, consented to the entry of a judgment permanently enjoining it from future violations of Sections 5(a) and 5(c) of the Securities Act. Znetix, HMC, Cascade, BHPC and Vicki Lawrence agreed to disgorge all ill-gotten gains from the stock offerings. Among Vicki Lawrence's ill-gotten gains are three parcels of prime Washington state real estate, two luxury automobiles and one fire truck. Previously, on February 15, 2002, the Court appointed a permanent receiver over Znetix, HMC, Cascade and BHPC. In the event that the permanent receiver collects more than $91 million from the companies, Znetix, HMC, Cascade and BHPC agreed to a penalty not to exceed $91 million. The Commission's case is pending against the remaining defendants, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Kimberly Alexander, Bonnie M. Couch and Stacy Gray. [SEC v. Health Maintenance Centers, Inc., et al., Civil Action No. C 02-0153 P, W.D. Wash.] (LR-17587) SELF-REGULATORY ORGANIZATIONS WITHDRAWALS SOUGHT A notice has been issued giving interested persons until July 15, 2002, to comment on the application for withdrawal from listing and registration (Computer Sciences Corporation, Common Stock, $1.00 par value and Attached Preferred Stock Purchase Rights) on the Pacific Stock Exchange. (Rel. 34-46116) A notice has been issued giving interested persons until July 15, 2002, to comment on the application of Magnum Hunter Resources, Inc. to withdraw its Common Stock, $.002 par value, from listing and registration on the American Stock Exchange. (Rel. 34-46117) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 PRIME HOSPITALITY CORP, 700 RTE 46 E, FAIRFIELD, NJ, 07004, 9738821010 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-91096 - Jun. 25) (BR. 08) SB-2 STOCKGROUP INFORMATION SYSTEMS INC, 500-750 W PENDER STREET, VANCOUVER BRITISH COLUMBIA, CANADA V6C 2T7, A2, 99999999, 6043310995 - 4,301,000 ($817,190.00) Equity, (File 333-91106 - Jun. 25) (BR. 08) SB-2 AMERICAN FIDELITY DEPOSIT CORP, 14420 EAST 6TH AVENUE, AURORA, CO, 00000, 7208490808 - 8,800 ($8,800,000.00) Non-Convertible Debt, (File 333-91108 - Jun. 25) (BR. ) S-8 GATEWAY DISTRIBUTORS LTD, 500 EAST CHEYENNE AVENUE, LAS VEGAS, NV, 89030, 5,000,000,000 ($5,000,000.00) Equity, (File 333-91110 - Jun. 25) (BR. 08) S-8 VECTOR ENERGY CORP /TEXAS/, 11757 KATY FREEWAY, SUITE 950, HOUSTON, TX, 77079, 713-589-2526 - 10,000,000 ($400,000.00) Equity, (File 333-91112 - Jun. 25) (BR. 04) S-8 CRESCENT COMMUNICATIONS INC, 701 NORTH POST OAK ROAD, SUITE 630, HOUSTON, TX, 77024, 7136827400 - 750,000 ($405,000.00) Equity, (File 333-91114 - Jun. 25) (BR. 08) S-8 RIBAPHARM INC, 3300 WYLAND AVENUE, C/O ICN PHARMACEUTICALS INC, COSTA MESA, CA, 92626, 7144276236 - 22,600,000 ($203,852,000.00) Equity, (File 333-91116 - Jun. 25) (BR. 01) S-8 OSI PHARMACEUTICALS INC, 106 CHARLES LINDBERGH BLVD, UNIONDALE, NY, 11553, 5162220023 - 0 ($109,485,727.00) Equity, (File 333-91118 - Jun. 25) (BR. 01) S-8 MARKWEST ENERGY PARTNERS L P, 155 INVERNESS DR WEST, STE 200, ENGLEWOOD, CO, 80112, 3032908700 - 0 ($10,595,000.00) Equity, (File 333-91120 - Jun. 25) (BR. 04) S-8 LUCAS EDUCATIONAL SYSTEMS INC, 17950 PRESTON ROAD, STE 912, DALLAS, TX, 75252, 9722677250 - 500,000 ($60,000.00) Debt Convertible into Equity, (File 333-91122 - Jun. 25) (BR. 09) S-8 MARVELL TECHNOLOGY GROUP LTD, RICHMOND HOUSE 3RD FLOOR, P O BOX HM 1022, HAMILTON HM DX BERMU, D0, 4412994985 - 215,000 ($5,207,300.00) Equity, (File 333-91124 - Jun. 25) (BR. 36) S-8 ADVANCED PLANT PHARMACEUTICALS INC, 75 MAIDEN LA, NEW YORK, NY, 10038, 2124027878 - 225,500 ($27,060.00) Equity, (File 333-91126 - Jun. 25) (BR. 04) S-8 LENNOX INTERNATIONAL INC, 2140 LAKE PARK BLVD, RICHARDSON, TX, 75080, 972-497-5000 - 400,000 ($6,782,000.00) Equity, (File 333-91128 - Jun. 25) (BR. 06) S-8 LENNOX INTERNATIONAL INC, 2140 LAKE PARK BLVD, RICHARDSON, TX, 75080, 972-497-5000 - 7,100,000 ($120,380,500.00) Equity, (File 333-91130 - Jun. 25) (BR. 06) SB-1 MENTOR PROMOTIONS INC, 2,200,000 ($525,000.00) Other, (File 333-91132 - Jun. 25) (BR. ) S-8 DEL LABORATORIES INC, 565 BROADHOLLOW RD, FARMINGDALE, NY, 11735, 5162937070 - 7,000,000 ($16,765,000.00) Other, (File 333-91134 - Jun. 25) (BR. 02) S-3 LENNOX INTERNATIONAL INC, 2140 LAKE PARK BLVD, RICHARDSON, TX, 75080, 972-497-5000 - 0 ($143,750,000.00) Debt Convertible into Equity, (File 333-91136 - Jun. 25) (BR. 06) S-8 VERITY INC \DE\, 894 ROSS AVE, SUNNYVALE, CA, 94089, 4085411500 - 0 ($3,447,600.00) Equity, (File 333-91138 - Jun. 25) (BR. 03) S-8 A C MOORE ARTS & CRAFTS INC, 500 UNIVERSITY COURT, BLACKWOOD, NJ, 08012, 6092286700 - 750,000 ($32,910,000.00) Equity, (File 333-91140 - Jun. 25) (BR. 02) S-8 GIVEMEPOWER CORP, 5925 12TH STREET SE, SUITE 230, -, CALGARY, A0, T2H 2M3, 4032876001 - 500,000 ($100,000.00) Equity, (File 333-91142 - Jun. 25) (BR. 09) S-8 BLYTH INC, ONE EAST WEAVER STREET, GREENWICH, CT, 06831, 2036611926 - 0 ($111,186,200.00) Equity, (File 333-91144 - Jun. 25) (BR. 06) S-8 CONCUR TECHNOLOGIES INC, 6222 185TH AVE NE, REDMOND, WA, 98052, 4257028808 - 0 ($3,938,436.38) Equity, (File 333-91146 - Jun. 25) (BR. 03) S-3 BNL FINANCIAL CORP, 301 CAMP CRAFT ROAD, SUITE 200, AUSTIN, TX, 78746, 5153273065 - 2,000,000 ($1,000,000.00) Equity, (File 333-91150 - Jun. 25) (BR. 01) S-4 FIRST COMMUNITY BANCORP /CA/, 6110 EL TORDO, RANCHO SANTA FE, CA, 92067, 8587563023 - 0 ($11,533,575.00) Equity, (File 333-91152 - Jun. 25) (BR. 07) S-8 INVISION TECHNOLOGIES INC, 7151 GATEWAY BLVD, NEWARK, CA, 94560, 5107392400 - 0 ($47,500,026.00) Equity, (File 333-91154 - Jun. 25) (BR. 36) S-3 PETSMART INC, 19601 N 27TH AVE, STE C-100, PHOENIX, AZ, 85027, 6235806100 - 16,675,000 ($283,641,750.00) Equity, (File 333-91156 - Jun. 25) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABN AMRO MORTGAGE CORP DE X 06/01/02 ADVANCED MEDICAL OPTICS INC DE X X 06/24/02 AIRLEASE LTD CA X X 06/25/02 ALPHA HOSPITALITY CORP DE X X 06/25/02 AMEDISYS INC DE X X 06/26/02 AMERICABILIA COM INC FL X 06/25/02 AMERICAN INTERNATIONAL INDUSTRIES INC NV X X 06/20/02 AMERIQUEST MORT SEC INC ASS BK PAS T DE X X 06/07/02 ANDERSEN GROUP INC DE X X 06/25/02 ANHEUSER BUSCH COMPANIES INC DE X 06/25/02 ANTS SOFTWARE INC DE X 06/25/02 ARAHOVA COMMUNICATIONS INC DE X X 06/09/02 ASSET BACKED PASS THROUGH CERTIFICATE DE X X 06/17/02 AUTOCORP EQUITIES INC NV X 06/22/02 AVISTA CORP WA X X 06/13/02 BANC OF AMERICA COMMERCIAL MORT PASS DE X X 06/11/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 06/20/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 06/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 06/20/02 BAY VIEW SECURITIZATION CORP DE X 06/17/02 BEAR STEARNS ASSET BACKED SECURITIES DE X X 06/25/02 BEAR STEARNS ASSET BACKED SECURITIES DE X X 06/25/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 06/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SEC NY X X 06/17/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 06/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 06/01/02 BEAR STEARNS MORT SEC INC COM MORT PA NY X X 06/17/02 BEAR STEARNS MORT SEC INC COMM MORT P NY X X 06/17/02 BENTLEY CAPITAL CORP COM INC X 06/03/02 BIOMARIN PHARMACEUTICAL INC DE X 06/25/02 BROCADE COMMUNICATIONS SYSTEMS INC DE X 06/18/02 AMEND BRUSH ENGINEERED MATERIALS INC X X 06/25/02 BSB BANCORP INC DE X X 06/24/02 BUDGET GROUP INC DE X X 06/24/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 04/25/02 CADMUS COMMUNICATIONS CORP/NEW VA X X 06/21/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 06/20/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 06/20/02 CARDINAL BANKSHARES CORP VA X 06/24/02 CASCADE NATURAL GAS CORP WA X 06/20/02 CENTEX HOME EQUITY LOAN TRUST 2002-A X X 06/25/02 CHINA FUND INC MD X 06/01/02 CNH CAPITAL RECEIVABLES INC DE X X 06/17/02 CNH RECEIVABLES INC DE X X 06/17/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 06/01/02 COMMERCIAL MORTGAGE PASS THRU CERTIFI DE X X 06/17/02 CONSUMERS FINANCIAL CORP PA X 06/19/02 CORE MARK INTERNATIONAL INC DE X X 06/18/02 COUNTRYWIDE HOME LOAN TRUST HOME LOAN NY X X 06/10/02 COX RADIO INC DE X 06/20/02 CRAY INC WA X 06/21/02 CREATIVE HOST SERVICES INC CA X 05/17/02 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 06/24/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 06/24/02 CSS INDUSTRIES INC DE X 06/24/02 DAISYTEK INTERNATIONAL CORPORATION /D DE X X 06/24/02 DIAL CORP /NEW/ DE X 06/25/02 DIGENE CORP DE X X 06/25/02 DIGEX INC/DE DE X X 06/21/02 DOMINION RESOURCES INC /VA/ VA X X 06/24/02 DYNEGY HOLDINGS INC DE X X 06/19/02 DYNEGY INC /IL/ IL X X 06/19/02 EATERIES INC OK X X 06/25/02 ECHAPMAN INC MD X X 03/20/02 AMEND ELECTROGLAS INC DE X X 06/21/02 AMEND ENDO PHARMACEUTICALS HOLDINGS INC DE X X 06/25/02 ENTROPIN INC CO X X 06/13/02 EQUITY FINANCE HOLDING CORP X X 12/31/01 EQUITY INNS INC TN X X 06/21/02 EROOMSYSTEM TECHNOLOGIES INC NV X X 06/13/02 FEDERAL AGRICULTURAL MORTGAGE CORP X 06/25/02 FEDEX CORP DE X X 06/25/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X X 06/14/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 06/01/02 FIRST UNION NATIONAL BANK COM MORT PA NC X 06/01/02 FIRSTFED BANCORP INC DE X X 06/25/02 FISCHER IMAGING CORP DE X X 06/07/02 FLEMING COMPANIES INC /OK/ OK X X X 06/18/02 FOX ENTERTAINMENT GROUP INC DE X X 06/25/02 FRANKS NURSERY & CRAFTS INC MI X X 06/18/02 FRONTIERVISION HOLDINGS CAPITAL CORP DE X X 06/09/02 FRONTIERVISION OPERATING PARTNERS LP DE X X 06/09/02 FULTON FINANCIAL CORP PA X X 06/18/02 GALAXY INVESTMENTS INC CO X 06/19/02 GE CAPITAL COMMERCIAL MORT CORP MORT DE X X 06/10/02 GENCORP INC OH X X 06/25/02 GERBER CHILDRENSWEAR INC DE X X 06/21/02 GERON CORPORATION DE X X 06/24/02 HAMMONS JOHN Q HOTELS INC DE X X 06/24/02 HAMMONS JOHN Q HOTELS LP DE X X 06/24/02 HAMMONS JOHN Q HOTELS LP DE X X 06/24/02 HAWTHORNE FINANCIAL CORP CA X X 06/18/02 HEALTH CARE PROPERTY INVESTORS INC MD X X 06/19/02 HERITAGE BANCSHARES INC /TX DE X X 06/25/02 HOMELAND HOLDING CORP DE X 06/15/02 HOMETOWN AUTO RETAILERS INC DE X X 06/20/02 HORIZON FINANCIAL CORP WA X X 06/20/02 HOTELS COM DE X X 06/24/02 ICN PHARMACEUTICALS INC DE X 06/21/02 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL X 06/30/02 INCOME OPPORTUNITY REALTY INVESTORS I CA X X 04/05/02 AMEND INDIVIDUAL INVESTOR GROUP INC DE X 06/18/02 INFORETECH WIRELESS TECHNOLOGY INC NV X X 12/31/01 AMEND INTEGRAMED AMERICA INC DE X 06/25/02 INTERACTIVE GAMING & COMMUNICATIONS I DE X 06/24/02 INTERNET BUSINESS INTERNATIONAL INC NV X 06/21/02 INTERVOICE BRITE INC TX X X 06/24/02 KNOLOGY BROADBAND INC DE X X 06/20/02 KNOLOGY INC DE X X 06/20/02 KONOVER PROPERTY TRUST INC MD X X 06/23/02 KROGER CO OH X X 06/25/02 LEHMAN ABS CORP MOTOROLA DEBENTURE B DE X X 06/21/02 LEVEL 8 SYSTEMS INC DE X X 06/18/02 LIFECELL CORP DE X X 06/20/02 LIFEWAY FOODS INC IL X X 06/10/02 LOOKSMART LTD DE X X 06/19/02 MANITOWOC CO INC WI X 06/24/02 MARSH & MCLENNAN COMPANIES INC DE X X 06/25/02 MATTSON TECHNOLOGY INC DE X X 06/24/02 MEDIABUS NETWORKS INC FL X 06/25/02 MEDICINES CO/ MA DE X X 06/20/02 MELLON RESIDENTIAL FUNDING CORP MOR P DE X X 06/17/02 MERRILL LYNCH MORT LN ASS BKD CERTS S DE X 06/01/02 METLIFE INC DE X X 06/25/02 MICROMUSE INC DE X X 06/24/02 MICROSTRATEGY INC DE X 06/24/02 MINDARROW SYSTEMS INC NV X X 06/12/02 MITY ENTERPRISES INC UT X 06/24/02 MOBILEPRO CORP DE X X X 05/10/02 AMEND MONOLITHIC SYSTEM TECHNOLOGY INC CA X X 06/10/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/18/02 MSDW STRUCTURED SATURNS SERIES 2001 1 DE X 06/01/02 NABORS INDUSTRIES INC DE X X 06/24/02 NABORS INDUSTRIES LTD X X 06/24/02 NATIONAL RV HOLDINGS INC DE X 06/30/02 NATIONAL STEEL CORP DE X X 06/25/02 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 06/01/02 NETEGRITY INC DE X 06/20/02 NEW WORLD RESTAURANT GROUP INC DE X X 06/25/02 NICOLET BANKSHARES INC WI X X X 06/25/02 NOMADIC COLLABORATION INTERNATIONAL I NV X X 04/08/02 AMEND NTS PROPERTIES PLUS LTD FL X 06/25/02 OLYMPUS CAPITAL CORP DE X X 06/09/02 ONLINE POWER SUPPLY INC NV X 06/21/02 PACIFIC STATE BANCORP X X 06/24/02 PAREXEL INTERNATIONAL CORP MA X X 06/20/02 PAYCHEX INC DE X 06/25/02 PEAK INTERNATIONAL LTD D0 X 06/25/02 PETSMART INC DE X X 06/25/02 PHARMACEUTICAL FORMULATIONS INC DE X 06/10/02 PRANDIUM INC DE X X X 06/20/02 PROVIDIAN FINANCIAL CORP DE X X 06/25/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 06/01/02 REDCELL POWER CORP DE X 06/21/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 06/25/02 RESIDENTIAL 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