i I I *Eoo I 169* Carne2ie Corporation of New York Foundation Reporter, 1991 corporation's policy to select a few broad subject areas on which to focus its financial resources over a period of several years. There are Carnegie Corporation of New four such areas at the present time: education, including science. technology, and the economy; healthy child development, including York the prevention of damage to children; strengthening human resources in developing countries; and avoiding nuclear war. Grants which do not fall into one of these four categories may be made CONTACT under the corporation's special project grants. These grants support Dorothy Knapp, Secretary "projects identified with previous grant programs, explorations of new Carnegie, Corporation of New York ideas that do not fit current programs, special undertakings related to 437 Madison Avenue but broader than specific program Priorities, and projects that promote New York, New York 10022 the foundation's long-standing interest in strengthening the nonprofit (212) 371-3200 sector.,. The first program, education, is based on the Carnegie Corporation's long-ten-n interest in education. The goal is to help everyone, especial- FINANCIAL SUMMARY ly the young, deal with contemporary scientific and technological Recent Giving: $44,375,765 (fiscal 1989); $40,561,550 (fiscal 1988); advances. Emphasis is placed on the improvement of pre-college $39,516,588 (fiscal 1987) education in science, mathematics, and technology and on the access Assets: $911,300,000 (fiscal 1990 est.); $905,106,312 (fiscal year of minority group members and women to quality education in these ending September 30, 1989); $803,404,682 (fiscal 1988); subjects. The corporation is also interested in the impact of science $807,000,000 (fiscal 1987 approx.) and technology, on the economy and the ways in which educational policy can help society prepare for change. CONTRIBUTIONS SUMMARY The corporation's second area of interest, healthy child development, examines academic failure, teenage pregnancy, childhood injury, and Type of Foundation: general purpose substance abuse. Only in the areas of academic failure and teenage nd international organizations promoting pregnancy does the corporation fund unsolicited proposals. The study Major Priority: national a global peace, education, international economic development, and of academic failure includes efforts to develop preschool education, children's health and welfare family support systems, and higher quality minority education. In the Geographic Distribution: national, many British Commonwealth na- area of teen pregnancy, the corporation concentrates on preventing tions, and Mexico initial pregnancy among teenage girls. Grant Types: conference/seminar, department, general support, The third program, strengthening human resources in developing project, research, and seed money countries, applies a multi-disciplinary approach to the analysis of development. It relies on the behavioral,biological, medical, and social sciences. Regional emphasis is on Mexico, the English-speaking DONOR INFORMATION Caribbean, and on those African nations that were or are part of the Andrew Carnegie was bom in Scotland in 1835. He moved to . the British Commonwealth. Priorities include projects which develop in- United States 13 years later, beginning work as a bobbin boy in a digenous abilities, reduce levels of maternal mortality and morbidity, cotton mill. After holding various jobs with Western Union and the and stress cooperation between policy-makers and scientists in Pennsylvania Railroad, Carnegie resigned in 1965 to establish the developing and developed nations. A major concern in this area is to Carnegie Steel Company. At the turn of the century, he sold his major promote understanding within the United States. both among the Pittsburgh steel company to J. P. Morgan for $400 million. general public and at the policy-making level, of the development Carnegie was one of the first wealthy Americans to believe that the experience. A special sub-program focuses on South Africa and on well-to-do had a moral responsibility to assist the less fortunate. programs to improve the status of black South Africans. Carnegie's personal philanthropy began in his thirties with a large gift The fourth program, avoiding nuclear war, emphasizes interdiscipli- to his hometown of Dunferinline, Scotland. One of his earliest interests nary research, science-based scholarship, and the communication of was the establishment of free public libraries throughout the United results to the American public. The first phase of this program included States, a cause to which he donated over $56 million. Other interests several large grants for a multi-disciplinary approach to the study of included adult education and education in the fine arts. Over the years, security and arms control. 'Me corporation does not anticipate making Carnegie established seven philanthropic and educational organiza- many more grants of this type. 'Me current program supports research tions in the United States, and several more in Europe to carry out these and analysis on selected complex problems bearing on the avoidance and other programs. In the United States, he established the Carnegie of nuclear war by experts independent of government. It also supports Foundation for the Advancement of Teaching, the Carnegie Institute initiatives to consolidate opportunities for institutionalizing U.S.- (Pittsburgh), the Carnegie-Mellon University (fon-ned by the 1967 Soviet and multinational cooperation and conflict resolution. merger of the Mellon Institute and the Carnegie Institute of Technol- ogy), the Carnegie Endowment for International Peace, and the Car- negie Institution of Washington. Overseas, Mr. Carnegie established CONTRIBUTIONS ANALYSIS the Carnegie Trust for the Universities of Scotland to assist students In fiscal 1989, the Carnegie Corporation's grant allocations by pro- and fund expansion and research, and the Carnegie Dunferrnline and gram area were: Education: Science, Technology, and the Economy, United Kingdom Trusts to benefit the public primarily through im- 27%; Toward Healthy Child Development: Preventing Damage to proved education. Mr. Carnegie also established hero funds in the Children, 24%; Avoiding Nuclear War, 23%; Strengthening Human United States, the United Kingdom, and Europe to recognize heroic Resources in Developing Countries, 16%; and Special Projects, 109'o. acts performed in peaceful occupations. In all, Mr. Camegie's gifts and i,roken down by recipient type. civic and public affairs concerns bequests totaled over S350 million. received 53% of the corporation's support. Educational organizations and projects received 319'o of the corporalion's giving, while intema- tional concerns and the arts received II% and 5%, respectively. FOUNDATION PHILOSOPHY The corporation's charter states that funds are to be used to promote "the advancement and diffusion of knowledge and understanding." TYPICAL RECIPIENTS While grants are generally educational in nature, they are not limited Aris & Humanities: arts associations and public broadcasting to the formal educational system or its institutions. It is the C) 1991 The Taft Group orter, 1991 Carnegie Corporation of New York irs: economic development, environmental af- Thomas A. Troyer: trust, mem nominating Comm B Omaha NE 1933 ,e rity organizations, international affairs, law & jus- ED @larvard Univ BA 1955; Univ MI JD 1958 CURR EMPL ptnr: rity, nonprofit management, philanthropic organiza- Caplin & Drysdale NONPR AFFIL gen coun: Counc Fdns; chmn: Fdn & trade associations, public policy, urban & Lawyers Group; dir: Children's Defense Fund, Natural Resources and woinen's affairs Defense Counc; mein: DC Bar Assn, Am Bar Assn PHIL AFFIL dir: s & universities, education associations, health & Stern Fund international studies, legal education, literacy, Eugene H. Cota-Robles: trust, mein nominating Comm CURR EMPL minority education, preschool education, public asst vp (academic affairs): Univ CA (Berkeley) ege), and science/technology education John Cunningham Whitehead: trust, mein fin & admin Comm B organizations, hospitals, medical res@i7rc@ nutrition & Evanston IL 1922 ED Haverford Coll BA 1943-, Harvard Univ MBA nce, and public health 1947 CURR EMPL chmn: AEA Investors CORP AFFIL dir; Am Dis- foreign educational institutions, international develop- trict Tel Corp, Crompton Co, Crompton & Knowles Corp, Dillard Dept tional health care, and international organizations Stores, Equitable Life Real Estate Trust, Household Fin Corp, organizations Pillsbury Co, Loctite Corp, NY Stock Exchange NONPR AFFIL pres: ild welfare, community service organizations, Intl Rescue Comm; chmn bd trusts: Haverford Coll; trust: Bryn Mawr mily services, legal aid, and youth organizations Coll; dir: Assocs Harvard Bus Sch, Econ Devel Counc NY, Am Produc- lege tivity Ctr; mein: Security Industry Assn, NY Chamber Commerce, Ctr cess Strategic & Intl Studies, Counc Foreign Reis PHIL AFFIL don, trust: lese OFFICERS AND DIRECTORS Whitehead Fdn; trust: Mellon (Andrew W) Foundation !nce David A. Hamburg: pres, trust, mem fin & admin Comm, mem Richard 1. Beattie: trust B New York NY 1939 ED Dartmouth Coll )nal ,ninating Comm B Evansville IN 1925 ED IN Univ MD 1947 NONPR BA 1961; Univ PA LLB 1968 CURR EMPL ptnr: SimpsonDacher & n AFFIL mein: Am Academy Advancement Science, Am Psychiatric Bartlett NONPR AFFIL mein: Bar Assn NY ent, @l Assn, Am Psychosomatic Soc, Assn Research Nervous & Mental James P. Comer: trust B East Chicago IN 1934 ED IN Univ BA 1956; and Disease, Am Academy Arts & Sciences, Natl Academy Sciences; sr Howard Univ MD 1960; Univ MI MPub Health 1964 CURR EMPL age adv: Ctr Social Policy Studies Israel, dir: Rockefeller Univ, Mt Sinai prof: Yale Child Study Ctr, Dept Psychiatry; assoc dean: Yale Med Sch udy exec panel adv Comm: Chief Naval Opers CORP AFFIL trust: CT Savings Bank NONPR AFFIL dir: Baldwiti- Hosp; mein tr ion, Warren Christopher: chmn, trust, mein fin & admin Comm B Scran- King Sch Project, Yale Child Study Ctr, Dixwell Soul Station, Yale the ton ND 1925 ED Univ Southern CA BS 1945; Stanford Univ LLB 1949 Afro-American House, Children's TV Workshop, Natl Counc Effec- .ing CURR EMPL chmn: O'Melveny & Meyers NONPR AFFIL pres, trust: tive Schs; trust: Wesleyan Univ; consultant: Joint Comm Mental Stanford Univ-, dir: Los Angeles World Affairs Counc; fellow: Am Bar Health of Children, Natl Comm Causes Prevention of Violence, Nail ing mein: Trilateral Comm, Am Bar Assn, Inst Mental Health; mein: Natl Adv Mental Health Counc HEW; mein Fdn, Am Coll Trial Lawyers-, of CA Bar Assn, Los Angeles County Bar Assn, Am Law Inst ad hoc adv Comm: CT Research Comm; mein adv counc: Natl Comm ind Richard B. Fisher: trust, cbmn, mein fin & admin Comm B Philadel- for Citizens in Ed; mein adv Comm adolescent pregnancy prevention: ing phia PA 1937 ED Princeton Univ BA 1957; Harvard Univ MBA 1962 Children's Defense Fund PIIIL AFFIL dir: Field Fdn the CURR EMPL pres, managing dir: Morgan Stanley Group NONPR James Lowell Gibbs, Jr.: trust CURR EMPL Martin Luther King Jr in- AFFIL trust: Princeton Univ; dir: Ministers Missionaries Benefit Bd Centennial Prof & Chair, Dept Anthropology: Stanford Univ .ty, Am Baptist Church Robert E. Rubin: trust B New York NY 1938 ED Harvard Univ AB in Fred Michael Hechinger: vchmn, trust, chmn nominating comm B 1960; London Sch Econ; Yale Univ LLB 1964 CURR EMPL vchmn, to rem erg any I ni Goldman Sachs & Co NONPR AFFIL trust: ,he Univ London 945; Kenyon Coll LLD 1955 CURR L ed colum' Mt Sinai Med Ctr, Am Ballet Theatre Fdn; dir: Ctr Natl Policy; mcm ,nt nist: NYTimesNONPR AFFIL dir: Academy Ed Devel, Foreign Policy Comm : Harvard Univ Resources; mein: investment adv counc: NY City on Assn; mein: Ed Writers Assn; mein adv bd: Yale New Haven Teachers Pension Fund Program; pres: NY Times Neediest Cases Fund PIIIL AL@-FIL pres, dir: Mary Patterson McPherson, PhD: trust B Abington PA 1935 ED ii- NY Times Co Fdn Smith Coll AB 1957; Univ DE MA 1960; Bryn Mawr Coll PhD 1969 of Joshua Lederberg: trust, mein nominating Comm B Montclair NJ CURR EMPL pres: Bryn Mawr Coll CORP AFFIL dir: Provident Natl ,d 1925 ED Columbia Univ BA 1944; Yale Univ PhD 1947 CURR EMPL Bank Philadelphia, Bell Tel Co PA NONPR AFFIL dir: Agnes Irwin of pres: Rockefeller Univ CORP AFFIL mein science a v: etus Corp, Sch, Shipley Sch, Amherst Coll, Brookings Inst, Philadelphia Con- ig Celanese Corp, JD Wolfensobn, Hoechst-Celanese Corp; dir: Proctor tributorship, Natl Humanities Ctr; trust: Univ City Science Cir; mein: .h & Gamble NONPR AFFIL mein study section: Nail Science Fdn, Natl Soc Ancient Greek Philosophy, Am Philosophical Soc PHIL AFFIL ,e Inst Health; consultant: NASA, Arms Control Disarmament Agency; Macy (Josiah) Jr Fdn Ls ton Norman Minow: trust B Milwaukee WI 1926 ED dir: Chemical Industry Inst Toxicology, NY City Ptnrship; fellow: Am New Assn Advancement Science, Am Philosophical See, Am Academy Arts Northwestern Univ BS 1949, JD 1950 CURR EMPL ptnr: Sidley & & Sciences, NY Academy Medicine; mein: US Defense Science Bd, Austin CORP AFFIL dir: Aetna Life Ins Co IL, Aetna Casualty & Nati Academy Sciences, Royal Soc London; NY Academy Sciences Surety Co IL, Chicago Pacific Corp, Foote Cone & Belding Com- PIIIL AFFIL trust: Revson Fdn; trust: Dreyfus (Camille & Henry) Fdn munications, CBS, Encyclopedia Britannica; mein intl adv bd: Pan Am Ray Marshall: trust, mein fin & admin Comm B Oak Grove LA 1928 World Airways; prof communication law & policy: Northwestern Univ ED Millsaps Coll BA 1949; LA St Univ MA 1950; Univ CA (Berkeley) NONPR AFFIL trust: Notre Dame Univ; fellow: Am Bar Fdn; mcm: PhD 1954 CURR EMPL Bernard Rapoport Centennial Chair Econ & Northwestern Univ Alumni Assn, Am Bar Assn, IL Bar Assn, Chicago 0 Pub Affairs: Univ TX (Austin) LBJ Sch Pub Affairs NONPR AFFIL Bar Assn; bon chmn: Chicago Ed Television; trust: Rand Corp-, profes- n mein: Industrial Rels Research Assn, Am Econ Assn, Southern Econ sorial lecturer: Northwestern Univ MedhiU Sch Journalism; dir: An- ). ssn, Am Arbitration Assn, Am Assn Ufiiv Profs nenberg WA Program s Laurence A. Tisch: trust, mein fin & admin Comm B New York NY Shicia E. dnall: trust B Tacoma WA 1938 ED MA Inst Technology 1923 ED NY Univ BS 1942; Univ PA MA 1943 CURR EMPL chmn, BS 1960, MS 1961, PhD 1964 CURR EMPL Abby Rockefeller Mauze Ceo, dir-, Loews Corp CORP AFFIL pres, ceo, dir: CBS; pres: Tisch prof aeronautics: MA Inst Technology CORP AFFIL dir: Chemfab, Hotels; chmn: CNA Fin Corp; dir: Automatic Data Processing, Bulova Aerospace Corp, Draper Labs-, editor: Physics Fluids NONPR AL@-FIL Watch Co, Petrie Stores Corp, Getty Oil NONPR AFFIL chmn bd, mem: See Women Engrs, Am See Mechanical Engrs, Natl Academy trust: NY Univ; trust: Legal Aid See, Metro Museum Art, NY Pub Engring; fellow: Am Assn AdvancementScience, Am Physics Soc, Am Library; trust at-large: Federation Jewish Philanthropies PHIL AFFIL Inst Aeronautics & Astronautics sr vp, don: Tisch Foundation Caryl Parker Haskins: bon trust B Schenectady NY 1908 ED Yale Univ PhB 1930; Harvard Univ PhD 1935 CURR EMPL dir: Haskins 'D 1991 The Taft Group 95 Foundation Reporter, 1991 Carnegie Corporation of New York - Counc Library Resources; adv trust: Rand 250,000 Scientists' Institute for Public Information, New Labs NONPR AFFIL dir. York, NY - science videotape referral service for tus: Smithsonian Inst-, trust: Asia Fdn, Wildlife Corp; regent emen television journalists Pres@ation Trust Intl, Natl Humanities Ctr; mem counc-. Woods Hole 200,000 WGBH Educational Foundation, Boston, MA - -the-Redwoods League; mem visitors course on Latin oceanographic Inst; mem: Save educational television series and Comm: Harvard Univ, Johns Hopkins Univ, Tulane Univ; fellow: Am America and the Caribbean Physical Soc, Am Assn Advancement Science, Am Academy Arts & Sciences, Royal Entomology Soc, Entomology Soc, Entomology Soc Civic & Public Affairs Am, Pierpont Morgan Library-, rnem: NY Zoological Soc, WA 1,053,365 Carnegie Commission on Science, Technology, and Government. New York, NY Academy Sciences, Nati Geographic Soc, Royal Soc Arts, Faraday 500,000 Columbia.,Uni,versity, New York, NY - research and Soc, Metro Museum Art, Am Museum Natural History, Am Philosophy See, British Assn Advancement Science, Linnean Soc, Natl Academy training on Soviet international security and arms Sciences, NY Academy Sciences, Audubon Soc, NY Botanical Garden, control issues ersity, New York, NY - national 500,000 Columbia Univ PEN resource center for children in poverty Margaret Carnegie Miller: hon trust, don daughter 487,500 Stanford University, CA - research on procedures Barbara Denning Finberg: exec vp, program chmn (special projects) for assessing school teachers B Pueblo CO 1929 ED Stanford Univ BA 1949; Am Univ Beirut MA 452,690 Stanford University, CA - research and training in 1951 NONPR AFFILmem: Am Ed Research Assn, SocReseaTch Child international security and arms control Devel, Counc Foreign Rels; mem accreditation Comm: Assn Am Law 300,000 Aspen Institute for Humanistic Studies. Queenstown, Schs; mem adv Comm: Henry A Muff ay Research Ctr Radcliffe Coll MD - meetings on U.S. relations with southern Africa for American lawmakers PHILAFFILchmn, trust: NYFdn; program adv: Mailman (AL) Family 300,000 Brookings Institution, Washington, DC - research on Fdn international security issues as affected by Dorothy Knapp: corp secy U.S.-Soviet relations E. Alden Dunham: Program chmn (ed: science, technology, economy 300,000 Fund for Peace, New York, NY -national security & healthy child devel: prevention of damage to children) archive Adetokunbo 0. Lucas: program chmn (strengthening human resour- 277,500 NAACP Legal Defense and Educational Fund, New ces in developing countries) York, NY - education litigation program Frederick A. Mosher: program chmn (avoiding nuclear war) ED 250,000 Mexican American Legal Defense and Educational Fund, Los Angeles, CA - program of education Oberlin Coll BA 1954; Univ MI MA 1955; Harvard Univ PhD 1962 litigation and advocacy Vivien Stewart: program chmn (healthy child devel: prevention of 225,000 Emory University, Atlanta, GA - international damage to children) ED Oxford Univ AB 1967 negotiation network at the Carter Presidential Center 225,000 National Academy of Sciences, Washington, DC - committee on the contributions of behavioral and APPLICATION AND REVIEW PROCEDURES social science to the prevention of nuclear war Initial Contact: The corporation does not have application forms. 207,500 American Red Cross, 'Washington, DC -technical Initial contact should be by letter. assistance for Red Cross societies in sub-Saharan Africa and the Caribbean Include Information On: The initial proposal should include a state- ment describing the project's aims, methods, personnel, and the Education amount of financial support required. Corporation officers will request 1,000,000 National Board for Professional Teaching Standards, rsonal disc ssary. Detroit, MI supplementary information or a pe ussion when nece The endorsement of the administrative head of the requesting institu- 700,000 American Association for the Advancement of tion need not be sent with the initial proposal, but it will be required Science, Washington, DC - national project to reformulate the content of elementary and secondary before a favorable recommendation is made to the corporation's trus- tees. education in science, mathematics, and technology 395,300 Massachusetts Institute of Technology, Cambridge, Deadlines: There is no deadline for proposals. MA - national program to increase the education of Review Process: Corporation officers consider each project and for- minorities ward recommendations to the corporation trustees who must approve 350,000 University of California San Diego, La Jolla, CA - all grants. U.S.-Soviet project on the educational use of Note: The foundation does not fund basic operating expenses, endow- computers in the elementary school grades ments, or facilities of educational and human service institutions. It 350,000 Consortium for the Advancement of Private Higher Education, Washington, DC - general support does not provide scholarship, fellowship, or travel grants. 342,220 Columbia University. New York, NY - development Foundation Publications: annual report-, general information of model comprehensive health and educational pamphlet; list of grants and appropriations; 'Carnegie Quanerly" services in jun or high schools i 308,500 American Association for the Advancement of Science, Washington, DC - project to improve GRANTS ANALYSIS science and mathematics education for minority, Total Grants: $44,375,765 female, and disabled youth Number of Grants: 409 275,000 Editorial Projects in Education, Washington, DC marketing plan to increase readership by public Average Grant: $108,498 school teachers of Education Week Highest Grant: S 1,053,365 260,000 University of California, Berkeley, CA - great Typical Range: $25,000 to $300,000 explorations in math and science program Disclosure Period: fiscal year ending September 30, 1989 2-49,000 Avance-San Antonio, TX - evaluation of the parent education program RECENT GRANTS International 285,000 Fundacion Mexicana para la Salud, Avenida Arts & Humanities Contraria, Mexico - research in maternal and child 250,000 Educational Broadcasting Corporation, New York, NY health and strengthening of health resources in development of a television series on U.S.-Soviet Mexico relations 230,000 World Health Organization, Geneva, Switzerland program to red@ce the health risk of childbearing in sub-Saharan Africa and the Caribbean (D 1991 The Taft Group Carolyn Foundation 1991 n associations, literacy, and public education ,O,Ooo University of the West Indies, Kingston, Jamaica Education: educatio strengthening educational activities in matemal and (precollege) child health Health: geriatric health and health organizations ersity of Malawi zoaba, Malawi - project on Religion: religious organizations 0 151,00 Urliv ntition in Malawi conducted by ervice organiza- 1-temal and child Social Services: aged, child welfare, community s -u the center for social research tions,counseling,domesticviolence,dr gs&alcohol,familyservices, religious welfare, and youth organizations @d Ind OFFICERS AND DIRECTORS lyn Foundation Lucy C. Mitchell: chmn, trust ar Guido Calabresi: vchmn, trust B Milan Italy 1932 ED Yale Univ BS 1953, LLB 1958; Oxford Univ BA 1955, MA 1959 CURR EMPL NTACT Sterling Prof: Yale Univ Law Sch CORP AFFIL pres, dir: Crosby Co NONPR AFFIL fellow: Am Academy Arts & Sciences; mem: Am Assn Univ Profs Carol J. Fetzer: exec dir, secy, trust Edwin L. Crosby: treas, trust sota 55402 Beatrice Crosby Booth: trust on Franklin M. Crosby, III: trust G. Christian Crosby: trust Sumner McKnight Crosby, Jr.- trust FINANCIAL SUMMARY Thomas M. Crosby, Jr.: trust B Minneapolis MN 1938 ED Yale Univ Recent Giving: $989,665 (1989)-, $834,140 (1988); $676,773 (1987); BA 1960, JD 1965 CURR EMPL atLy: Faegre & Benson NONPR AFFIL $660.237 (1985) mem: Am Bar Assn Assets: $22,243,494 (1989); $17,543,411 (1988); $16,440,240 (1987); Carolyn C. Graham: trust $14,985,490 (1985) Eugenie T. Copp: trust Benton J. Case, Jr.: trust CONTRIBUTIONS SUMMARY ter t Type or Foundation: general purpose APPLICATION AND REVIEW PROCEDURES Major Priority: program grants to regional social service and civic Initial Contact: 'Mere is no application form; written proposals organizations, and to educational institutions should be sent to the foundation. Geographic Distribution: metropolitan New Haven, CT, and Min- Include Information On: Applicants must provide the name and neapolis and St. Paul, MN address of the contact person; description of the organization; list of Grant Types: capital, general support, operating expenses, and re- officers, directors, and executive staff; IRS number and copy of deter- search mination letter; state registration certificate; amount requested-, timetable; and purpose, objective, and goals of project. Applicants also DONOR INFORMATION should include a history of the project; operational plan; future plans; licensing requirements-, evaluation methods; reason foundation is y The Carolyn Foundation was established in Minnesota in 1964 under being approached for funding-, detailed budget; income from prior the terms of the will of Carolyn McKnight Christian, who died that three years, provisions for financial support of project in future; year. She was the daughter of real estate entrepreneur and lumberman, audited financial report; and an annual report. f Sumner T. McKnight. Deadlines: The deadline for major contribution funding ($10,000 or larger) is July 1. Requests for minor contributions should be submitted FOUNDATION PHILOSOPHY by March 1. Note: The foundation does not fund individuals, religious organiza- The Carolyn Foundation is interested principally in health and welfare, tions for religious purposes, political or veterans organizations, annual education, culture, the environment, and programs for the disad- fund drives, debts, and legal costs. The foundation generally will not vantagcd. It is a regional foundation and limits funding to Min- sponsor conferences, seminars, or projects in foreign countries. neapolis, St. Paul, and New Haven, and to some national organizations with programs affecting these areas. OTHER THINGS YOU SHOULD KNOW United Way agencies or other umbrella organizations will not be CONTRIBUTIONS ANALYSIS considered for funding without prior written approval from the In 1988, the foundation gave 34% of its funding to social services and umbrella organization. 31% to civic and public affairs organizations. Educational institutions Foundation Publications: annual report and associations received 26%; the arts, 7%; and health and religion, 1% each. GRANTS ANALYSIS TYPICAL RECIPIENTS Total Grants: $834,140 Number of Grants: 42 Arts & Humanities: arts funds, community arts, history[historic Average Grant: $19,860 preservation, rnuseums/galleries, public broadcasting, and theater Highest Grant: $150,000 Civic &PublicAffairs: environmental affairs, law &justice, nonprofit Typical Range: $3,000 to $25,000 management, philanthropic organizations, public policy, rural affairs, Disclosure Period: 1988 and women's affairs 97 Foundation Reporter, 1991 Commonwealth Fund 15,800 Denver Regional Council of Governments, CO GRANTS ANALYSIS support for planning an information and referral Total Grants: $8,026,412 network for the elderly in metropolitan Denver Numberof Grants: 89 15 000 Pueblo Agency on Aging, Pueblo, CO Average Grant: $22,439* 15:000 Colorado Department of Social Services, Denver, CO a self-si;fficiency client-tracking system for the Highest Grant: $2,129,373 Typical Range: $500 to $5,000 and $15,000 to $50,000 family opportunity program 5,000 Chatfield Rotary Club, Littleton, CO - support for a Disclosure Period: 1989 comprehensive system of prenatal instruction for Note: The average grant figure is arrived at by using the total grants teenage mothers at Chatfi;ld High School paid on grants awarded in 1989 ($1,997,054). This figure excludes three 5,000 Whole Family, Lakewood, CO - support for children grants totaling $2,896,133. The total also excludes $102,926 in with developmental disabilities and their families unspecified trustee/employee matching contributions and direct 3,075 Boulder County United Way, Boulder, CO - support charitable contributions. 'Me balance of 1989 contributions represents t@ automate an information and referral system for funds paid on outstanding grants awarded in previous years. elderly persons in Boulder County RECENT GRANTS Civic & Public Affairs 50,000 State of Colorado, Denver, CO - support for Commonwealth Fund communities for a drug-free Colorado 40,000 Colorado Department of Social Services, Denver, CO - project to develop a uniform assessment CONTACT instrument for elderly clients in need of long-term Adrienne A. Fisher care services Grants Manager Education Commonwealth Fund 109,196 Education Foundation, CO - statewide nursing I East 75th Street articulation project to ease academic progression for New York, New York 10021-2692 Colorado nurses (212) 535-0400 32,400 University College, University of Denver, CO support for advanced certificate programs in health care organizations and systems FINANCIAL SUMMARY Health Recent Giving: $10,553,889 (fiscal 1989); $7,512,163 (fiscal 1988); 133,276 Rural Healthcare Initiative, Arvada, CO - technical $8,877,000 (fiscal 1987) assistance, administrative costs, and evaluation Assets: $314,131,887 (fiscal year ending June 30, 1989); expenses for three years $281,530,490 (fiscal 1988); S299,156,099 (fiscal 1987) 54,000 N.1f.R.S.E.S. of Colorado Corporation, Denver, CO Gifts Received: $15,325,130 (fiscal 1987) support for a statewide peer employee substance Fiscal Note: 'Me fund received a large contribution from the James abuse assistance program for nurses Picker Foundation in fiscal 1987. 50,000 Colorado Departm@nt of Health, Denver, CO - to develop statewide plan for the future of public health in Colorado 40,430 University of Colorado Health Sciences Center, CONTRIBUTIONS SUMMARY Denver, CO - Colorado nursing home influenza Type of Foundation: general purpose project Major Priority: the elderly, high school students, health care, and the Social Services promotion of healthier lifestyles 2,129,373 Presbyterian/St. Luke's Community Foundation, Geographic Distribution: national, some emphasis on New York City Denver, CO Grant Types: fellowship, project, and research 1 Foundation, Denver. CO 383,390 Colorado Episcopa 383,380 Presbytery of Denver, CO 87,922 Denver Department of Social Services, CO - to DONOR INFORMATION develop and implement a comprehensive community The Commonwealth Fund was established in 1918 with a gift of about service model to support effoAs of AFDC families to $10 million from Anna M. Harkness. Her husband, Stephen (d. 1888), become self-sufficient was a founding investor in Standard Oil Company. Her son, Edward 50,000 Colorado Initiative on Teen Pregnancy, CO - statewide teen pregnancy prevention program S. Harkness, was the fund's president until his death in 1940, and 43,980 Lake County School District, CO - to develop and developed the fund's basic programs. implement a childcare program in six to eight school districts 36,837 Artreach, Denver, CO - two-year grant to support FOUNDATION PHILOSOPHY programs assisting low-income elderly persons and The foundation was established with the broad mission of enhancing individuals with handicapping conditions the common good. 'To carry out this mandate, in the 1980s the Fund 25,787 Colorado Department of Education, Denver, CO has looked for new opportunities to improve Americans' health and support for coordination of teen pregnancy well-being andtoassist specificgroups of Americans whohaveserious prevention programs in Colorado 25,000 University of Colorado at Denver, CO - national and neglected problems." leadership institute on aging "The Fund's five major programs aim to improve health care services, 20,000 Institute for Creative Aging, Littleton, CO to advance the well-being of elderly people, particularly those living 20,000 Gathering Place, Denver, CO - support for day alone, to develop the capacities of high school students, to promote shelter for homeless women and cl;ildren in Denver healthier lifestyles, and to improve the health of minorities. Since 16,000 Abusive Men Exploring New Directions (AMEND), 1925, the Fund has also awarded Harkness Fellowships to enable CO - victim advocacy for court-ordered men's young citizens of the United Kingdom, Australia, and New Zealand to counseling study and travel in the United States." (D 1991 The Taft Group Comnionwealth Fund do 1991 e & Law PHIL AFFIL trust: Guggen- ortS programs to improve the health and well- Assn. NY Gov's Task Force Lif mm: rams to foster young talent, to heim-(,John Simon) Mernl Fdn; chmn, trust, niem fin & admin co e, along with prog Carnegie Corp Of NY n MA 1926 ED Harvard Univ AB es for older Americans who - Perkins: dir B Bosto ploynent opportuniti r: Debevoise Plimpton Lyon & ort organizations working Roswell B R EMPL atty, ptn workforce, to SUPP 1945, JD 1949 CUR St NONPR AFFIL dir: Sch Am y of life in New York City- to improve the qualit Gats CORP AFFIL dir: Fiduciary Tru w: Am Bar Fdn; : Am Bar Assn, NY St Bar Assn; feltO Ballet NYC; mcm YSIS press Am Law Inst nders: dir B Dallas TX 1932 ED Univ TX MD NTRIBUTIONS ANAL f its grants to health concerns. Charles Addison Sa 1955 CURR EMPL vchmn: Squibb Corp; ceo: Glaxo CORP AFFIL dir: fund directed 45% o -atio NONPR AFFIL rnem: Am soc Clinical Investiga- hospitals. Educational organiz n, and projects icine, Natl Academy Sciences, UPS received Merill Lynch & Co rids' while civic and public policy gro remaining tion, Am Physiolozical Soc, inst Med land Journal cc c cems were allocatd 3%, and the la on A, Coll Physic' ns; inem editorial bd: New En Coll Cardiol- m: Am Federation Clinical Research, Am medicine; in ns PHIL AFFIL treas: Day (Cecil B) Fdn gy, Soc Hosp Admi Dearborn EMPL chancellor: Univ NU dir CURR Blenda J. Wilson: New Yok NY 1946 ED Colgate ICAL RECIPIENTS p 1973, MBA 1975 yp unbia Univ MA ssociations and historY/hist0fic preservation Thomas Walter Moloney. sr v B 1970, MPH ty organizations, public policy. Uni, BA 1967; COI ti Bd Med Examiners, New England Med Ctr; d zoos/botanical gardens NONPR AFFIL dir: N Health; mem: Ins, Medicine, Nati social scien- chmn bd dirs: Grantmakers ment Science; asgoc: Health rity education, and Academy Sciences, Am Assn Advance ounting Off; -em health adv comm: Gen Ace Service Research; mem ee, edu atIO organizations, hospitals, and medical research CA (Davis) ffgaUh healt adv counc: Med Sch Univ Social ervic : drugs & alcohol John E. Craig, Jr.: vp, treas Adrienne A. Fisher- grants Mgr OFFICERS AND DIRECTORS ia Uni, LLB 1948 r: chmn B Hewlett NY 1920 ED Columb rnem bd APPLICATION AND REVIEW PROCEDURES C.slinsFar tnr, atty: Whit, & Ca,, NONPR AFFIL osp InitialContact:ApplicantshouldSUbMitalett,rintriplicateoutlining CURR EMPL p -Roosevelt 11 , to be addressed. i,itors: Columbia Univ Sch Law, trust: St Luke's the issu : include a description of the nature and cal See; mem counc: Rockefeller Univ; mem: City NY Include Information On ,NYZOOIOgi w Inst, Am See ch to be developed, implemented, or Ct Bar Assn, NY St Bar Assn, Am Intl Bar Assn, Am La uns, Am Bar importance of the issue; approa ount requested; criteria for ti Law, Am Judicature Slc; fellow: Am Coll Probate Co tested-, utility of the project; work p an; am tions of the In re; and qualified Fdn PHIL AFFIL vp: Carbonnel Fdn IL AFFIL dit: MacArthur (John D and measuring the proilct's success or failu et E. Mahoney-. pres PH person(s) who would direct the project. Margar send requests any time,, Catherine T) Fdn 2, Dadlines: Applicants may viewed by the staff tojudg,- merit. ,.BarTe PA 1920 ED Yale Univ HA 194 Review Process: Applications are re III: dirB Wilk of initial review. Those R. L. Ireland, RP direc- s JD 1947 CURR EMPL ptnr: Brown Brothers Harrinian & co CO will be notified within one month c NY; dir, mem exec & pension plan Applicant d and voted upon by the board of AFFIL chmn: Provident Loan So viewed favorably are reviewe July, and November. tors at board meetings in April, - I.omms: Hanna Mining CO; dir, rnem audit comm,. Natl Steel Corp; viduals, 0, make grants for mcm devel bd: Yale Univ-, dir: MA Hanna Co, Norfolk Southern Corp, The foundation does not fund indi or equip- m Security Bank, Am-SecuritY Corp. Natl inter- Note: AirReduction Co. A treas, trust: Provident Loan.See NONPR general support, buildings, renovations of facilities, or Mai group; vp-. Chemical Bank; ub NY; charter trust: Phillips Academy ment. Publications: annual report AFFIL hon trust: Boys' Cl one: Natl Gallery Art; pres, trust: Foundation (Andover, MA); -em na-tl trusts CO bd: Yale Univ; mein: Econ Club Waterfowl Research Fdn, mem devel one Foreign R,ls PHIL AFFIL ANALYSIS NY, Assn Reserve city Bankers, CO trust: Pebble Hill Fdn; chmn GRANTS trust: Ireland Fdn; trust: Archbold Fdn; Total Grants: $10,553,889 bd trusts: Oak Allev Fdn Numb,, f Grants: 134* icago IL 1922 CURR EMPL chmn: Bus $70,499* Stern. dir BCh orpNONPRAFFI ores: Average Grant: Alfred RPubis CORP AFFIL dir: Starwood c L, em; High,-St Grant: $555,000* Research Phoenix Theater, Pub-Broadcasting Syst ral Typical Range: $25,000 to $200,000* 30, 1989 Film Soc Lincoln Ctr; dir: Pub Library, WNET, Am Museum Nato Disclosure Period: fisc ar ending June esident's discretionary trust: Mt Sinai Med Sch, NY Pr Intl Inst communications ude fellowships and History, St: Radcliffe Coll, New Note: Figures include 1 Harriet Bundy B,,Iln: di, NONPR AFFIL tlu fund (30 grants for $5( England Aquarium niatching grants, whicl Lawrence S. Huntington: dir 1934 ED Harvard Univ AB 1956, Robert M. 0,Nell: dir B Boston MA ivVANONPRAFFILm'-m GRANTS AM 1957, LLB 1961 CURR EMPL pres: Un RECENT ost-Secondary Accreditation, Ed Testing Service unities VA - for a film bd dirs: Counc P Fdn; trust: Carnegie Fdn Advan- Arts & Hum ional Film Center, Annandale., PHIL AFFIL mern bd di,s: Johnson 20,000 Educat W. Gardner treatm _nt of the professional life of John cement Teaching Helene Lois Kaplan: dir B New York NY 1933 ED Bamard Coll 1953; r RR EMPL atty: Webster & Sheffield CORP AFFIL Civic & Public Affai s h Corporation, New NY Univ 1967 CU . May Dept Stores. MITRE Corp, Met Life 270,000 Manpower Demonstra.tion Researc eer beginnings dir: Verde Exploration Ltd- gle Fund York, NY - evaluation of the car NYCOrP ChemBank,NYPartnership,FirstEa Ins Co, Chem study Banard Coll; trust: Neurosciences program Am NONPR AFFIL chmn, trust: t, & Med Sch, NY Univ Law Ctr 100,000 Louis Haris and Associates, New York, NY Research Fdn, Mt Sinai Hosp Med C onservation Devel; mem of older people's attitudes toward work Fdn, Olive Free Library; dir: Catskill Ctr C ods Comm, Women's counc: Rockefeller Univ; rnem: Bretton wo at Assn, Am Bar Forum, Counc Foreign Rel,, NY City Bar Assn, NY B 129 Compton Foundation Foundation Reporter, 1991 86,000 Executive Office of Public Safety of the FINANCIAL SUMMARY Commonwealth of Massachusetts, Boston, MA Recent Giving: $3,306,653 (1989); $1,824,117 (1988); $2,442,406 for the Massachusetts saving lives program 75,000 ICF, Fairfax, VA - to study the economic (1987) contribution of older workers Assets: $63,575,551 (1989); $52,711,695 (1988); $46,020,443 (1987) 63,000 City of Lowell, MA - for the Massachusetts saving Gifts Received: $112,338 (1987) lives project Fiscal Note: In 1987, the foundation received contributions totaling Education $112,338 from Randolph P. Compton of New York City. 376,500 University of Rochester, NY - for the Commonwealth Fund executive nurse fellowship program CONTRIBUTIONS SUMMARY 317,500 University of Rochester, NY - for the Type of Foundation: family Commonwealth Fund executive nurse fellowship Major Priority: civic affairs, with emphasis on environmental issues. program and educational interests 250,000 Brandeis University, Waltham, MA - development Geographic Distribution: national, with complementary regional and management of the career beginnings program 250,000 Johns Hopkins University, School of Hygiene and programs Public Health, Baltimore, MD - for the Grant Types: conference/seminar, endowment, fellowship, general Commonwealth Fund commission on elderly people support, project, research, and scholarship living alone 125,000 Rockefeller University, New York. NY - for the Commonwealth Fund book program DONOR INFORMATION 112,500 Johns Hopkins University, School of Hygiene and The Compton Foundation was established in 1973 to serve the public Public Health, Baltimore, MD - "Living Alone welfare. The organization it succeeded, the Compton Trust, was a Successfully" program 100,000 Johns Hopkins University, School of Hygiene and charitable trust created in 1946 by members of the Compton family to Public Health, Baltimore, MD - support for coordinate family gifts to community, national, and international financing home care for frail elderly people programs. The trust's founders were Dorothy D. Compton (1895- 1974), W. Danforth Compton (1919-1955), Randolph P. Compton Health (1892-1987), James R. Compton, and Ann C. Stephens. 555,000 Beth Israel Hospital, Boston, MA - for the Picker/Commonwealth patient-centered care program 337,000 Beth Israel Hospital, Boston, MA - for the FOUNDATION PHILOSOPHY PickeT/Commonwealth patient-centered care program 295,000 National Medical Fellowships, New York, NY - for The Compton Foundation combines a general program, which is na- the Commonwealth Fund fellowship program in tionaI in scope, with two regional programs. A key component of the academic medicine for minority students foundation's philosophy is its interest in service at the community 220,000 National Academy of Sciences, Institute of Medicine, level. Tle two regional programs, which are centered on the East and Washington, DC - to develop a national research West Coasts, reflect the interests of the foundation's directors within agenda on aging their communities. The general program's interests are often global in 207,000 Ramsey County Public Health Department, St. Paul, range, but overlap with regional programs in that funding may begiven - MN - for a project of the living-at-home program 180,000 Northwestern University, Center for Health Services to local chapters of international organizations. and Policy Research, Evanston, IL - an evaluation Civic support currently includes research and education on arms con- of the living-at-home program trol, international relations, population growth, environmental quality, 170,000 Association of American Medical Colleges, preservation of natural resources, and protection of individual rights. Washington, DC - for better policy analysis Educational support focuses on equal opportunity through grants to capability for teaching hospitals schools, colleges, and related research and teaching projects. Social 135,000 Hospital Research and Education Trust, Chicago, IL service support is concentrated on providing adequate social, health, - to address the nursing shortage mental health, and youth services at the community level. Cultural 80,000 New York University, NY - to improve the ambulance service in New York City s.upport favors those organizations promoting community participa- 74,000 Boston University Hospital, MA - for medical center tion and individual development. The foundation also provides support Social Services for churches and religious programs. 75,000 Children's Defense Fund, Washington, DC - for a program concerning adolescent development and the CONTRIBUTIONS ANALYSIS prevention of pregnancy In 1988, about 45% of funds were given in the area of civic and public affairs, with a concentration on environmental affairs. The foundation gave approximately 27% to educational interests; social services and cultural organizations received 15% and 12%, respectively. 'ne remainder of funding went to international affairs, health, religion, and Compton Foundation the sciences. CONTACT TYPICAL RECIPIENTS James R. Compton, President ArisA Ilumanities: arts institutes, dance, museums/galleries, music, Compton Foundation and perfo.rining arts 525 Middlefield Road, Suite 115 Civic & Public Affairs: environmental affairs, international affairs, Menlo Park, California 94025 law & justice, and public policy (415) 328-0101 Education: arts education, colleges & universities, education funds, international exchange, international studies, public education (precollege), special education, and student aid Social Services: aged, animal protection, child welfare, community service organizations, counseling, delinquency & crime, drugs & al- 0 1991 The Taft Group er. 1991 Culpeper (Charles E.) Foundation nd 50,000 Greater Houston Sports Foundation, TX - staffing CONTRIBUTIONS ANALYSIS ney to help in bidding on sports eve s and rno nt second In 1989, the foundation gave 53% of its funding to education, primari- A f Greater Houston, TX - $15 million 40,000 YMC 0 ly to higher education and medical education. The arts received 18% century development campaign 30,000 Young Life, Houston, TX - urban program of giving, and civic and public affairs, 10%. Health, primarily hospi- tals, received 9,7o, while social services received 6%. Scientific in- stitutes received 3%, with the remaining 1% going to churches and religious organizations. per (Charles E.) TYPICAL RECIPIENTS dation Arts & Humanities: arts associations, arts centers, arts institutes, dance, bistory/historic preservation, libraries, museums/galleries, music, opera, public broadcasting, and theater NTA T Civic & Public Affairs: environmental affairs, international affairs, and law & justice E. Jacobs Education: colleges & universities, education associations, education Foundation funds, faculty development, international studies, legal education, 8th Floor medical education, private education (precollege), science/technology ut 06901 education, and special education Ilealth. hospitals, single disease health associations, and medical research Religion: churches and religious organizations FINANCIAL SUMMARY Science: scientific institutes Roy 8); $5,141,450 Social Services: child welfare, homes, shelters/homelessness, and itecent Giving: $6,461,481 (1989); S5,752,112 (198 (1987) youth organizations Assets- $138,290,498 (1988); SI 14,954,121 (1987) Gifts Received: $1,762 (1989); $1,481 (1988); SI,587 (1987); $1,962 OFFICERS AND DIRECTORS (1985) Francis Joseph McNamara, Jr.: chmn bd dirs B Boston MA 1927 ED Georgetown Univ AB 1949, LLB 1951 CURR EMPL ptnr: Cummings CONTRIBUTIONS SUMMARY & Lockwood NONPR AFFIL trust: Fairfield Univ: fellow: Am Coll al Type of Foundation: general purpose Trial Lawyers, Am Bar Fdn-, mem: Am Bar Assn, Am Law Inst, Fed ce Major Priority: model projects in areas of health, education, the arts, Bar Assn, CT Bar Assn, Navy League US, Knights Malta, Knights St administration of justice, and youth Gregory Great ianei Geographic Distribution: wide range of distribution within the Philip M. Drake: vp, secy, treas, dir United States Helen D. Johnson: dir Grant Types: capital, matching, multiyear/continuing support, Joseph F. Fahey, Jr.: dir B Stamford CT 1925 ED Univ Notre Dame project, research, and scholarship BA 1949; Univ CT 1951-, Northwestern Univ 1960; Columbia Univ 1965 CURR EMPL pres: Stamford Devel Corp NONPR AFFIL prcs, lards dir: Stamford Hosp; regent, treas: St Mary's Coll; chmn: Stamford DONOR INFORMATION Econ Assistance Corp, mem: Mortgage Bankers Assn, Am Bankers The Culpeper Foundation was established through the will of Charles Assn, CT Bankers Assn ' CT Chamber Commerce, Conf Bd, South- "th E. Culpeper, a pioneer in the bottling and marketing of Coca-Cola. Ile western Area Commerce & Industry Assn PHILAFFIL trust: Stamford on was bom in Rome, Georgia,in 1874, and served as president and Fdn chairman of the Coca-Cola Bottling Company of New York. His will Colin Goetze Campbell: dir B New York NY 1935 ED Cornell Univ $5 gave most of his fortune to establish the foundation. He requested that AB 1957; Columbia Univ JD 1960 CURR EMPL pres: Wesleyan Univ a portion of the principal be conserved for the benefit of future CORP AFFIL dir: Middlesex Mutual Assurance Co, Pitney Bowes, generations. The foundation was established when he died in 1940. Hartford Steam Boiler Inspection & Ins Co; corporator: Liberty Bank Savings NONPR AFFIL dir: Middlesex Meml Hosp; trust: Inst Ar- iical chitecture & Urban Studies FOUNDATION PHILOSOPHY John A. Huston: dir wn The foundation has established a medical scholarship program to John C. Rose: dir of provide assistance to certain well-qualified physicians who have a Michael G. Ulasky: comptr high potential for making a significant contribution to medical Science. 'ne purpose of the program is to provide up to three years of support, including core research expenses, to the selected physicians APPLICATION AND REVIEW PROCEDURES for specifically described research. Initial Contact: Application forms and guidelines are available upon Foundation support for educational programs, other than those in the request. medical area, is directed primarily toward undergraduate liberal arts Include Information On: Letters should provide a description of the and and sciences at private institutions of higher leaming. 'De foundation project and its purpose, a detailed budget, and a copy of the IRS also gives aid to foreign language teaching programs, particularly tax-exempt determination letter. rd those using new technologies, to programs in international and non- Deadlines: There are no deadlines for submitting proposals. western studies, to teaching programs in mathematics, to automation Review Process: If the project falls within the scope of the Of college libraries and the creation of consortia, and to programs for foundation's interests and if there is a possibility that the project will preservation of library materials. be funded, the applicant will be asked to fumish more detailed infor- mation. Interviews and on-site visits are made at the foundation's ii, discretion only after receiving pertinent materials. ling Note: No grants are made to individuals. or for conferences, conduit organizations, operating budgets, travel, or loans. Funding for endow- 151 Foundation Reporte Cummings r, 19.91 ment or building funds is limited. Grants made for programs, general support, and capital needs are disbursed over a period of one to thr Science ee 150,000 Bermuda Biological Station for Research, Bermuda years. Grants are made only within the United States. There are no toward purchase of a research vessel specific dollar limitations. Social Services 25,000 FlowerswithCare,Astoria,NY-juvenileoffenders GRANTS ANALYSIS program Total Grants: $6,461.481 Number of Grants: 229 Average Grant: S28,216 Highest Grant: $250,000 Typical Range: $5,000 to $25,000 and $50,WO to $150,WO Cummings (Frances L. and Disclosure Period: 1989 Edwin L.) Memorial Fund Trust RECENT GRANTS CONTACT Arts & Humanities T Andrew Lark, Trustee 250,000 WGBHBoston,MA-'InsideGorbachev'sUSSR" 1. 1. 150,000 National Gallery of Art, Washington, DC - training Frances L. and Edwin L. Cummings Memorial Fund fellowships in conservation c/o Lark and Sullivan 125,000 Camegie liaU, New York, NY - choral masters 501 Fifth Avenue, Suite 2103-6 workshops New York, New York 10017 100,000 LincoInCenterforthePerfonningArts,NewYork, (212) 986-6890 NY - technical workshop of Lincoln Center Institute Civic & Public Affairs FINANCIAL SUMMARY 113,000 Governance Institute, Washington, DC -judicial and Recent Giving: $1.748,624 (fiscal 1988); $1,694,948 (fiscal 198 legislative interaction study Assets: $25,746,836 (fiscal year ending July 31, 1988); $28,224, 100,000 Foundation Center, New York, NY - to the center's (fiscal 1986) major gift@ mpaign ea 75.000 Administrative Conference of the United States, Washington, DC - program to enhance consensual CONTRIBUTIONS SUMMARY dispute resolution Type of Foundation: general purpose Education Major Priority: medical research, with emphasis on cancer and agin 250,000 Rockefeller University, New York, NY - populations; the handicapped; education; and human services neuroscientific research project Geographic Distribution: primarily the New York metropolitan a 233,373 Association of American Medical Colleges, Grant Types: challenge, endowment, general support, and project' Washington, DC - to assess the state of curricular revisions in U.S. medical schools 150,000 Bowdoin College, Brunswick, ME - library DONOR INFORMATION consortium comprised of Bates, Bowdoin, and Colby Colleges The fund was established by Frances L. and Edwin L. Cummings 124,610 Dartmouth Medical School, Hanover, NH - 1982. curriculum reform 110,000 Grinnell College, IA - language I aboratory 108,000 Baylor College of Medicine, Houston, TX - Charles FOUNDATION PHILOSOPHY E. Culpeper scholarship in medical science The foundation's philosophy is to assist organizations seeking to 108,000 Duke Uni@ersity, Durham, NC - Charles E. Culpeper benefit "the health and well-being of mankind." Tle sole givin scholarship in medical science 108,000 New York University Medical Center, NY - Charles restriction is that the "cultural arts" may never be the recipient E. Culpeper scholarship in medical science foundation funds. 108,000 Universiti of California, San Francisco, CA - The six major fields of interest for the fund are as follows: clinical Charles E. Culpeper scholarship in medical science scientific research, primarily medically related, with empha 108,000 University of Tjxa-s, Health Science Center, Dallas, cancer and aging; education and rehabilitation of the physically .d TX - Charles E. Culpeper scholarship in medical medically handicapped; medical equipment f or worthwhile health Cal science institutions demonstrating special needs; campaigns to build 108,000 Vanderbilt University, Nashville, TN - Charles E. ments through the establishment of challenge grants; youth er scholarship in medical science Cu'@p ealth Sciences University School of 103,773 Oeg H concerns, especially child abuse prevention; and higher ed Medicine, Portland, OR - curriculum review particularly for students from disadvantaged backgrounds. 101,000 Swarthmore College, PA - tri-college library The foundation generally does not approve grant requests consortium of Bryn Mawr, Haverford, and coholism and drug prevention projects. Swarthmore 100,000 Widener University, Chester, PA - library automation Health CONTRIBUTIONS ANALYSIS 110,000 New England Medical Center, Boston, MA - nursing In fiscal 1988, approximately 47% of giving went to social program organizations. Hospitals and other medical organizations 50.000 Ifospital for Special Surgery, New York, NY about 36% of giving, and educational organizations and amputee rehabilitation program ganizations each received about 8% of giving. 50,000 St. Francis Hospital, Ro;lyn, NY - equipment purchase C) 1991 The Taft Gr Foundation Reporter, 190, Grant (William T.) Foundation 50,000 Museum of Science and Industry, Chicago, IL - CONTRIBUTIONS SUMMARY special fund 50,000 C@lonialWiUiamsburgFoundation,VA-endowment Type of Foundation: special purpose fund Major Priority: research and evaluation of childhood stress Civic & Public Affairs education; research projects that address the problems of adoescent,. transition to adulthood 50,000 Shedd Aquarium Society, Chicago, II, - capital fund Geographic Distribution: international, national 10,000 McDermott Foundation, Chicago, IL - cap@ital fund Grant Types: endowment, conference/seminar, fellowship, project, Education and research 2,032,188 University of Wisconsin Foundation, Madison, WI - special program 1,500,000 University of Illinois Foundation, Urbana, IL DONOR INFORMATION endowment and capital funds The William T. Grant Foundation, formerly the Grant Foundation, war 820,000 University of Wisco-nsin Foundation, Madison, WI established in 1936 by William T. Grant. In 1906, Mr. Grant founded capital and research funds the W. T. Grant Company, which became a nationwide chain of retail 100,000 Phillips Exeter Academy. Exeter, NH - observatory stores. project 100,000 Iflin'ois Institute of Technology, Chicago, IL capital fund 25,000 Dcl'ta Tau Delta Educational Foundation, FOUNDATION PHILOSOPHY Indianapolis, IN - special program fund The foundation focuses on five major areas of research on school-age 10,000 Canterbury School of Florida, St. Petersburg, FL - children's mental health issues: stress and coping, problem behavior operating funds and mental health, the psychological consequences of chronic physical 10,000 Southern Illinois University, Carbondale, IL - disease, school-age pregnancy, and school-related programs. 'me capital fund foundation is committed to supporting research that aims to improve Health the mental health and functioning of school-age children. In addition, 100,000 Rush-Presbyterian-St. Luke's N4cdical Center, the foundation has introduced a new focus on research projects that Chicago, IL - endowment fund address the problems of adolescents' transition to adulthood. 5,000 Friends of Fennilab, Batavia, IL - special program fund CONTRIBUTIONS ANALYSIS Religion 15,000 Community Church of Wilmette, IL special Approximately 59% of funding went to health-related programs. program fund Educational programs received about 20%, and roughly 10% each was Union Church, Kenilwo spe 15,000 Kenilworth rth, IL cial allotted to the areas of civic and public affairs and the social services. program fund Social Services TYPICAL RECIPIENTS 150,000 Presbyterian Home, Evanston, IL - endowment fund 50,000 Chicago Christian Industrial League, IL - special Civic & Public Affairs: civil rights, public policy, urban & community program fund affairs, and women's affairs 50,000 YMCA of Metropolitan Chicago, IL - capital Education: career/vocational education, minority education, colleges ampaign & universities, education associations, elementary education, intema- c 20,000 Leaning Tower YMCA, Niles, IL - capital fund tional studies, medical education, social sciences education, and spe- 5,000 Youth Job Center of Evanston, IL - operating fund cial education Health: health funds, health organizations, hospitals, medical re- search, and pediatric health International: foreign educational institutions Grant (William T.) Foundation OFFICERS AND DIRECTORS Robert P. Patterson, Jr.: chmn bd trusts BNew York NY 1923 ED CONTACT Harvard Univ AB 1947; Columbia Univ LLB 1950 CURR EMPL any, Robert Johns Haggerty, President ptnr: Patterson Belknap Webb & Tyler NONPR AFFIL mem: Senators William T. Grant Foundation Judicial Screening Panel; chmn: Prisoners Legal Services NY; trust: 5 15 Madison Avenue Vera Inst Justice, New Sch Social Research-, dir: Legal Aid See; mein: New York, New York 10022 Am Bar Assn, NY St Bar Assn, Assn Bar City NY, NY County Lawyers (212) 752-0071 Assn, Am Law Inst, Am Judicature Soc, Counc Foreign Rels, Rock- efeller Univ Counc; mem exec comm: Lawyers Comm Civil Rights Under Law FINANCIAL SUMMARY Robert Johns Haggerty: pres, trust B Saranac Lake NY 1925 ED Recent Giving: $6,758,322 (1990 est.); $5,749,523 (1989); Comell Univ BA 1946, MD 1949 CURR EMPL clinical profpediatrics,. $5,877,OG4 (1988); $4,404,581 (1987) Comell Univ Med Sch NONPR AFFIL mem: Assn Med Sch Pediatric Assets: $163 600,000 (1990 est.); $154,309,000 (1989); $130,799,502 Dept Chairmen, Am Assn Poison Control Ctrs, Am Academy (1988); $127:427,233 (1987) Pediatrics, Am Pediatric See, Ambulatory Pediatric Assn, Assn Ain Gifts Received: $14,359,804 (1986) Med Colls, Intl Epidemiology Assn, Soc Pediatric Research, Inst Med; Fiscal Note: The giving figures above include expenditures of mem visiting comm: Harvard Univ Grad Sch Ed PHIL AFFIL dir (gen $401,629 in 1989 and $304,431 in 1988 for the William T. Grant pediatrics academy devel program): Johnson (Robert Wood) Fdn Commission on Youth. 'ne foundation's objective is 6% annual asset William Hardenbergh Chisholm: trust, treas B New York NY 1917 growth. ED Yale Univ AB 1940 CURR EMPL chmn, dir: Boardroom Consult- ants Inc CORP AFFIL dir: Lescarden, TER Industries Corp, Unified Data Products NONPR AFFIL trust: Westminister Kennel Fdn-, VP, trust: Episcopal Church Bldg Fund (D 1991 The Taft Group Reporter, 1991 Grassmann (E. J.) Trust l,onnie R. Sherrod: vp programs 309,148 Columbia University, New York, NY - coping with ntr junior high school evaluation of a skibs-training omas: VP fin and admin program st emerIitus B Plains PA 1922 ED Franklin & 225,000 National Medical Fellowships, New York, NY - minority medical education 942; Duke Univ MA 1943, PhD 1948 CURR EMPL 225,000 National Medical Fellowships, New York, NY - uke Univ NONPR AFFIL trust: Human Rights minority medical education Org; mem adv bd: Univ VA Ctr Advanced Study, 200,000 Columbia University, New York, NY -behavioral liniv cago h Med, Human Resources Research Org, Am pediatric residency training program i,y,hological Fdn, Jackson Meml Lab; fellow: Am -Psychological 200,000 Columbia University, New York, NY -behavioral , Am Assn Advancement Science; mem: Inst Medicine Natl pediatric residency training program 'Assn Science, Southern See Philosophy & Psychology, Am 175,000 University of Utah, Salt Lake City, UT - Faculty Academy Scholars Program in mental health of children Ecological See, Psychon(ymic Soc, History Science Soc, Soc Ex- 175,000 University of Utah, Salt Lake City, UT - Faculty perimental Psychologists PHIL AFFIL vp, dir (health program): Mac- Scholars Program in mental health of children Arthur (John D & Catherine T) Fdn 10,000 University of Louisville, Health Sciences Center, KY Fitis T. Gravette, Jr., trust - deteminants of risk and resilience in first-grade amburg, MD: trust B Jacksonville FL 1923 ED Vassar children Beatrix Ann H Coll AB 1944; Yale Univ MD 1948 CURR EMPL prof (psychiatry & 10,000 University of Louisville, Health Sciences Center, KY pediatrics): Mount Sinai Med Sch NONPR AFFIL fellow: Am - deteminants of risk and resilience in first-grade Academy Child Psychiatry; mem: Am Assn Advancement Science, children Itist Med Nati Academy Sciences, See Profs Child Psychiatry, See Health Adolescent Med, Am Pub Health Assn, See Study Social Biology, 317,975 National Jewish Hospital - assessment of Academy Research Behavioral Medicine, Comm Behavior S(>c Natl psychological and physiological stress in children of Academy Sciences high genetic risk for the development of asthma Martha L. Minow: trust 317,975 National Jewish Hospital - assessment of ->Henry W. Riecken: trust B Brooklyn NY 1917 ED Harvard Univ AB psychological and physiological stress in children of 1939, PhD 1950; Univ CT MA 1941 CURR EMPL prof emeritus high genetic risk for the development of asthma (behavioral sciences): Univ PA; assoc dir planning: Natl Library 240,188 Cornell University, Ithaca, NY - stress, social support, and the response to ecological transition by Medicine NONPR AFFIL fellow: Am Psychology Assn, Am Academy schooi-aged children Arts & Sciences; mem: Am Sociology Assn, Am Assn Pub Opinion 240,188 Cornell University, Ithaca, NY - stress, social Research, Sociology Research Assn, Inst Med Nall Academy Sciences; support, and the response to ecological transition by chmn: Bureau Social Science Research; dir: Fdn Child Devel school-aged children Kenneth S. Roland: trust 175,000 University of Michigan'Ann Arbor, MI - Faculty Rivington R. Winant: trust Scholars Program in mental health of children Thomas C. Barry: trust 175,000 University of Michigan, Ann Arbor, MI - Faculty Scholars Program in mental health of children 50,000 Columbia University, New York, NY - a study of coping in childhood cancer at times of high and low APPLICATION AND REVIEW PROCEDURES illness-related stress Initial Contact: Applicants should submit a brief summary. If inter- 50,000 Columbia University, New York, NY - a study of ested, the foundation will request supplementary information, along coping in childhood cancer at times of high and low with six copies of the application. illness-related stress Include Inrormation On: Include proof of tax-exempt status and a Social Services description of the nature of the project-, its methodology, financial 242,607 Pennsylvania State University, State College, PA - needs, and other pertinent data. stress, coping, and temperament in school-age Deadlines: Applications may be submitted any time. The board of children trustees meets four times each year to review applications. 242,607 Pennsylvania State University, State College, PA - Review Process: Receipt of application is acknowledged by the foun- stress, coping, and temperament in school-age dation. Interviews are granted following the review of the application. children Note: Except under the Faculty Scholars Program, no grants are made 225,000 Center for Population Options, Washington DC - to individuals. The foundation does not fund deficit financing, annual evaluation of the on-campus clinic model for reducing adolescent pregnancy fund-raising campaigns, nonmonetary needs, land acquisition, rcnova- 225,000 Center for Population Options, Washington DC - tion projects, capital projects, matching grants, or operating budgets evaluation of the on-campus clinic model for of a continuous nature. reducing adolescent pregnancy Foundation Publications: annual report 224,867 Girls Clubs of America - preventing adolescent pregnancy 224,867 Girls Clubs of America - preventing adolescent GRANTS ANALYSIS pregnancy Total Grants: $4,404,581 Number of Grants: 245 Average Grant: $17,978 Highest Grant: $150,779 Typical Range: $10,000 to $50,000 Grassmann (E. J.) Trust Disclosure Period: 1987 CONTACT RECENT GRANTS William V. Engel Fducation Executive Director 309,148 Columbia University, New York, NY - coping with E. J. Grassmann Trust junior high school evaluation of a skills-training P.O. Box 4470 program Warren, New Jersey 07060 (201) 753-2440 0 1991 The Taft Group 279 Hughes (Howard) Medical Institute Foundation Reporter, 1991 Theodore Hart Mecke, Jr.: trust B Philadelphia PA 1923 ED La Salle Coll 1941 CURR EMPL pres: Hartwood Assocs CORP AFFIL dir: Education Comerica, Comerica Bank-Detroit, Detroit Legal News NONPR 150,000 Wayne State University, Detroit, MI - research building for Wayne State's Medical School AFFIL adv mem: Arts Comm-City Detroit; vp, dir: Detroit Un Fund 60,000 University Cultural Center Association, Detroit, MI Marianne Swartz: trust - development implementation plan for Vemors area 60,000 Detroit Public Schools, MI - for programs at Webber APPLICATION AND REVIEW PROCEDURES Middle School Initial Contact: Applicants should send a brief letter, signed by a 30,000 University Cultural Center Association, Detroit, MI cultural center consultation senior officer of the requesting organization. 20,000 University Cultural Center Association, Detroit, MI Include Information On: The letter of request should include a brief description of the organization; description of the proposed program, - development strategy for Woodward Corridor including an explanation of its importance and a clear statement of its Health goals; detailed income and expense budget for the program; potential 400,000 Detroit Medical Center, MI - campus landscaping sources of other funding; and amount requested and time period during 250,000 Children's Hospital of Michigan, Detroit, MI -new which the funds will be used. Proof of the organiz-ation's tax-exempt century project status is required. 250,000 Harper-Grace Hospitals, Detroit, MI - cancer Deadlines: Grant requests should be submitted by April 15, August institute at Detroit Medical Center, cardiology program 15, or December 15. Requests received after these dates are reviewed 200,000 Hutzel Hospital, Detroit, MI - Kresge Eye Institute during the next period. 74,000 Harper-Grace Hospitals, Detroit, MI - cancer Note: 'Me foundation does not make grants for endowments, fund-rais- institute at Detroit Medical Center, colon cancer ing social events, conferences, or exhibits. Also, the foundation does center not fund individuals, except under the fludson-Webber program for 50,000 Greater Detroit Area Health Council, MI - AIDS t Fludsonians. Programs outside the foundation's geographical area of consortium program director i interest are a low priority. 35,000 Children's Hospital of Michigan, Detroit, MI physician referral service f Foundation Publications: annual report r Social Services 9 150,000 United Foundation, Detroit, MI - operating funds for I GRANTS ANALYSIS member agencies s Total Grants: $3,579,400* 75,000 Out-Wayne County Human Services, Northville, MI 9 Number of Grants: 82* - expansion of youth assistance program Average Grant: S43,651* 65,000 Community Foundation for Southeastern Michigan, 4 Highest Grant: $400,000 Detroit, MI - general program support r( 39,000 Detroit Recreation Department, MI - Detroit youth tc Typical Range: S 1,000 Lo S 15,000 and $25,000 to S I 00,000 restitution program Disclosure Period: 1989 35,000 United Foundation, Detroit, MI Urban Progress b@ Note: Figures exclude grants to employees and former employees of Fund for New Detroit A J.L. Hudson Company and their dependents and grants honoring retired in trustees. w er RECENT GRANTS th SC Hughes (Howard) Medical Arts & Humanities 300,000 Save Orchestra Hall, Detroit, MI - restoration of Institute SC Orchestra Hall 75,000 Edison Institute, Dearborn, MI - building so improvements at Henry Ford Museum CONTACT lal 35,000 Michigan Association of Community Arts Agencies, Joseph G. Perpich, M.D. of Grand Rapids, MI - strategic planning program for Vice President for Grants and Special Programs M@ Michigan's smaller arts organizations Howard Hughes Medical Institute in 25,000 Music Hall Center for the Performing Arts, Detroit, MI - comprehensive strategic planning 6701 Rockledge Drive edi 24,000 Detroit Historical Society, MI - comprehensive Bethesda, Maryland 20817 res strategic planning (301) 571-0335 att, 13,000 Music Hall Center for the Performing Arts, Detroit, Note: Information on graduate programs may be obtained from Bar- tiol MI - general program support bara FiIner, Ph.D. Information on the undergraduate program may be gra 5,000 Edison Institute, Dearborn, MI - general program obtained from Stephen A. Barkanic. Information on the assessment A I support of Greenfield Village and Henry Ford program may be obtained from David Davis-Van Atta. lev Museum strt Civic & Public Arrairs Gr2 125,000 Central Business District Foundation, Detroit, MI - FINANCIAL SUMMARY pro bio, light up Detroit project Recent GivinL,: $238,448,000 (fiscal 1989) the 100,000 Focus: HOPE, Detroit, MI - center for advanced Assets: $6,-4i2-,bOO,OOO (fiscal year ending August 31, 1989) technology Fiscal Note: 'Me institute's recent giving figure is comprised of the gen 100,000 Detroit Zoological Society, .MI - construction of Medical Research Program ($196,561,000) and Grants and Special qe chimpanzee exhibit 75,000 New Detroit, MI - Detroit Neighborhood Housing Programs ($41,887,000). rol Services program pro! 50,000 International Exchange Council, Detroit, MI - to 6 minority business export trade assistance program CONTRIBUTIONS SUMMARY Stud 5,000 Detroit Zoological Society, MI - general program Type of Foundation: special purpose (medical research) support Major Priority: medical research; graduate and undergraduate science education Foundation Reporter, 1991 Hughes (Howard) Medical Institute eographic Distribution: national and international to 60 students at U.S. medical schools annually can be supported for G Grant Types: fellowship, project, and research a year of full time fundamental laboratory research at an academic or research institute in the U.S. The goal of the Postdoctoral Research Fellowships for Physicians DONOR INFORMATION program is to support the research training of outstanding young The Howard Hughes Medical Institute was established as a medical physicians, to allow them to emerge as highly competent and competi- research organization in 1953 by aviator-industrialist Howard R. tive physician-scientists. Each year the program provides up to 25 Hughes. Tic institute was funded through its ownership of the Hughes fellowships for three years of training in fundamental research at any Aircraft Company whose sole trustee was Mr. Hughes until-his death lab-oratory offering an appropriate research and training environment. in 1976. New trustees were appointed in 1984, and, in 1985, they The goal of the institute's Undergraduate Biological Sciences Educa- decided to sell Hughes Aircraft Company to General Motors Corpora- tion Initiative is to strengthen the national quality of college level tion. The proceeds of that sale represent the basis of the institute's programs in biology and related sciences, and attract and retain stu- present endowment. dents in careers in scientific research and education. Undergraduate awards are made directly to colleges and universities on the basis of peer review of invited proposals in four program areas. FOUNDATION PHILOSOPHY In the area of student development and broadening access in the The Howard Hughes Medical Institute is a nonprofit scientific and sciences, support is provided to encourage undergraduates, especially philanthropic organization whose principal purpose is the direct con- minority students and women, to pursue advanced study and careers duct of medical research. According to the institute's charter, 'the in the sciences. Awardee institutions may employ a range of ap- primary purpose of the Howard Hughes Medical Institute shall be the proaches that includes providing students with hands-on research promotion of human knowledge within the field of the basic sciences experience, creating or revising introductory and upper division (Principally the field of medical research and medical education) and laboratory courses, and providing special courses and seminars. the effective application thereof for the benefit of mankind." The Under the faculty-development area, the institute supports programs institute is qualified as a medical research organization, not as a that recruit new science faculty, encourage faculty scientists to private foundation, under the federal tax code. It administers a medical develop and teach undergraduate science courses, and involve under- research program for the direct conduct of medical research and a graduates in faculty research programs. grants program for support of science education. The institute's funding for its curriculum and lab-oratory development Under the Medical Research Program, the institute employs over 200 program supports the creation or modification of science curricula, scientific investigators in the fields of cell biology and regulation, particularly in important emerging scientific fields, and the integration genetics, immunology, neuroscience, and structural biology. These of biology with related disciplines of chemistry, physics, and mathe- investigators conduct fundamental biomedical research at more than matics. Grants are made to relate scientific research to undergraduate 40 academic medical centers, hospitals, and universities, and other teaching and may include support for the acquisition of modem research institutes throughout the United States. The institute strives laboratory equipment. to support outstanding researchers whose work addresses fundamental Under its outreach and secondary school programs, the institute helps biomedical processes and shows promise for alleviating disease. colleges and universities develop linkages in the sciences and mathe- As a medical research organization, the institute is required to be matics with facultyand students of neighboring secondary and elemen- involved in the "continuous, direct conduct of research in conjunction tary schools, magnet schools, community and junior colleges, and with hospitals." Until 1986 this requirement was met by the institute's other institutions. Programs may include laboratory research expericn- employing investigators in research units at medical schools. Since ces for teachers and students, seminars, equipment loan programs, and then the institute has also been appointing, at a wide range of medical other activities. schools, universities, and research institutes, individual scientists who Each grants program initiative of the institute operates under in- have meaningful scientific relationships With hospitals. dividual requirements and criteria for support. Grants and fellowship Scientific training and development are -also part of the institute's support for the graduate and undergraduate programs are awarded on medical research activities. Research experience for postd(>ctoral as- the basis of national competitions and peer review. sociates and graduate students is provided in the institute's The institute has made exploratory grants in the areas of precollege laboratories. In addition, a joint program with the National Institutes science education and health sciences policy studies. A grant to the of Health brings medical students to the facility in Bethesda, Board on Biology, Commission on Life Sciences of the National Maryland, for a year or more of full-time research. Research Council is supporting a national study of high school biology In 1987, the institute established a grants program to help strengthen curricula. The Institute of Medicine received support to conduct policy education in biology and related sciences, complementing its medical studies on selected topics relevant to health sciences policy, such as research activities. A principal objective of the grants program is to technology transfer in biomedicine and the legal and ethical issues attract capable students to careers in biomedical research and educa- arising from the revolution in biology and advances in medicine. tion and thereby foster future scientific discovery. 'Be emphasis of the The institute is developing a comprehensive program of assessment grants program is on graduate and undergraduate science education. that will focus initially on the outcomes of grants in graduate and A primary objective of the graduate program is to provide graduate undergraduate education. It will also monitor trends in science educa- level educational opportunities that will contribute to the continued tion and resources for science, including Public- and private-sector strength and quality of the nation's pool of biomedical investigators. support. Assessments will focus on the impact of institute fellowship Graduate support is principally for fellowships awarded under three and grant awards, such as analysis of physician participation in rc- programs, each representing a different level of graduate study in search; long-term tracking of individuals and institutions, including biological sciences. In each program, special emphasis is placed on undergraduate colleges; and other approaches. the institute's research areas, namely, cell biology and regulation, genetics, immunology, neuroscience, and structural biology. The objective of the Predoctoral Fellowships in Biological Sciences CONTRIBUTIONS ANALYSIS program is to support high quality graduate education for outstanding In fiscal 1989, the institute gave 82% of total expenditures to its prospective researchers. Under this program, the institute awards up Medical Research Program and 18% to its Grants and Special to 66 fellowships annually for a maximum of five years of full time Programs. Under the Grants and Special Programs area, 72% of giving study toward a Ph.D. or Sc.D. degree in biological sciences. went to undergraduate education, 20% to graduate education, 5% to Medical Student Research Training Fellowships are designed to ex- health sciences policy studies, 20/o to program assessment and special pand the pool of medically trained researchers, providing support for programs, and I% to precollege science education. highly promising medical students to explore a career in research. Up 0 1991 The Taft Group 347 Hughes (Howard) Medical Institute Foundation Reporter, 1991 TYPICAL RECIPIENTS Psychopathic Hosp; consultant: Children's Med Ctr, US Pub Health Service, US Army Med Services Grad Sch; fellow: Royal Coll Civic & PubUc Affairs: public policy Physicians London, Am Coll Physicians; former pres, mem: Am Clini- Education: colleges & universities, medical education, and cal & Climatological Assn, Assn Am Physicians, Endocrine Soc; mem: scienceltechnology education Am Soc Clinical Investigation, Am Med Assn, Am Physiological Soc, Health - medical'research Royal Soc Medicine, Am Academy Arts & Sciences, Royal Soc Science: scientific institutes and scientific organizations Medicine, Royal Academy Medicine Belgium, Interurban Clinical Club, Johns Hopkins Soc Scholars OFFICERS AND DIRECTORS James D. Wolfensohn: trust B Sydney Australia 1933 ED Univ Syd- ney BA 1954, LLB 1957; Harvard Univ MBA 1959 CURR EMPL pres: Irving S. Shapiro: chmn, trust B Minneapolis MN 1916 ED Univ MN James D Wolfensohn Inc'CORP AFFIL dir: CBS Inc NONPR AFFIL BS 1939, LLB 1941 CURR EMPL atty, of coun: Skadden Arps Slate chmn: John F Kennedy Ctr Performing Arts; chmn bd dirs: Camegie Meagher & Flom; former chmn, former ceo: E I dupont de Nemours Hall CoTp; chmn, trust: Inst Advanced Study; trust: Brookings Inst, & Co CORP AFFIL dir: AEAlnvestors; sr coun bd counselors-. Bechtel Rockefeller Univ, mem bd dirs: Joint Ctr Political Studies; managing Group; mem intl adv counc: Wells Fargo Bank dir: Metro Opera Assn; mem bd govs: Joseph H Lauder Inst Mgmt & Alexander Gordon Bearn, MD: trust B Suffey England 1923 ED Intl Studies; mem bd: Intl Federation Multiple Sclerosis Socs; mem: Univ London MB, BS 1946, MD 1951 CURR EMPL adjunct prof: Counc Foreign Rels PHIL AFFIL chmn: Botwinick-Wolfensohn Fdn Rockefeller Univ; former sr vp: Merck Sharp & Dohme Intl NONPR Purnell W. Choppin, MD: pres B Baton Rouge LA 1929 ED LA St AFFIL trust: Rockefeller Univ; bon trust: Jackson Lab; mem: Inst Univ MD 1953 NONPR AFFIL mem bd dirs: Royal Soc Medicine Fdn-, Medicine, Am Philosophical Soc, Natl Academy Sciences, Assn Am mem gov bd: Natl Research Counc; mem exec comm: Counc of Inst Physicians, Am Soc Clinical Investigation, Am Soc Human Genetics, Medicine; fellow: Am Assn Advancement Sciences; mem- Natl Genetics Soc Am, Am See Biological Chemists, See Experimental Academy Sciences, Assn Am Physicians, Am S(>c Clinical Investiga- Biology & Medicine, Harvey Soc, Assn Physicians Great Britain & tion, Am Scc Microbiology, Harvey Soc, Am Assn Immunologists, Soc Ireland, Med Research Soc Great Britain, fellow: Royal Coll Experimental Biology & Medicine, Am Soc Cell Biology, Infectious Physicians, Am Assn Advancement Sciences PHILAFFIL trust: Whit- Diseases See Am, Practitioners Soc NY, Am Clinical & Climatological ney (Helen Hay) Fdn; dir: Macy (Josiah) Jr Fdn Assn, Am Soc Virology, Am Academy Arts & Sciences, Am Helen K. Copley: trust B Cedar Rapids IA 1922 CURR EMPL chmn, Philosophical Soc ceo: Copley Press CORP AFFIL chmn: Copley News Service; chmn W. Maxwell Cowan, MD, PhD-. vp, chief scientific off B Johannes- editorial bd: Union-Tribune Publ Co; publ: San Diego Union, San burg South Africa 1931 ED Witwatersrand Univ (Johannesburg) BSC Diego Tribune NONPR AFFIL life mem: San Diego Hall Science, Star 1951; Oxford Univ DPhil 1956-, BM, BCh 1958; MA 1959 CURR India Auxiliary, Zoologcal Soc San Diego; bon chmn, mem bd dirs: EMPL vp, chief scientific off: Howard Hughes Med Inst NONPR e - Washington Crossing Fdn, life patron,ss. Makua Auxiliary; mem: AFFIL trust: Cold Spring Harbor Laboratory, Neuroscience Research Friends Intl Center, La Jolla Museum Contemporary Art, La Jolla Inst NY-, adjunct distinguished prof: Johns Hopkins Univ Sch Town Counc, San Diego Soc Natural History, Scripps Meml Hosp Medicine: editor: Annual Reviews Neuroscience-, fellow: Am Auxiliary, YWCA, Inter Am Press Assn, Am Newspaper Publs Assn, Academy Arts & Sciences, Royal Soc (London); mem: Natl Academy CA Press Assn, Am See Newspaper Editors, Am Press Inst, CA Sciences, Inst Medicine, Intl Brain Research Org, Am Assn Advance- Newspaper Publs Assn, Natl Press Club, Greater Los Angeles Press ment Science, Anatomical S(>c Great Britain & Ireland, Royal Micro- Club, San Diego Press Club, San Francisco Press Club PIIIL AFFIL scopic Soc, Am Philosophical Soc, Am Assn Anatomists; former pres, chmn, dir: Copley (James S) Fdn mem: See Neuroscience; foreign mem: Norwegian Academy Sciences, Frank William Gay: trust B Provo UT ED Brigham Young Univ; CO Royal Soc South Africa Coll CURR EMPL former pres, former ceo: SUMMA Corp NONPR Graham 0. Harrison: vp, chief investment off B Glen Ridge NJ 1923 AFFIL vp, mem natl exec comm bd trusts: Boy Scouts Am; treas, secy, ED Swarthmore Coll BA 1947; Harvard Univ MBA 1949 CURR EMPL mem exec comm bd dirs: Polynesian Cultural Ctr; mem bd dirs: Assocs vp, chief investment off-. Howard Hughes Med Inst CORP AFFIL dir: Grad Sch Bus Harvard Univ; mem natl adv counc & sustaining mem: Gen Reinsurance Corp; trust: Property Capital Trust NONPR AFFIL Univ UT PHIL AFFIL mem bd dirs: Island Fdn chmn investment comm: Swarthmore Coll; mem adv comm: NY St James H. Gilliam, Jr.: trust B Baltimore MD 1945 ED Morgan St Common Retirement Fund Univ BA 1967; Columbia Univ JD 1970 CURR EMPL exec vp: Bencfi- Joseph G. Perpich, MD, JD: vp grants & special programs B Hibbing cial Corp CORP AFFIL chmn: Beneficial Natl Bank; dir: Bell Atlantic - Georgetown Univ JD 1974 Corp NONPR AFFIL chmn: Goldey Beacom Coll; trust, mem I>d dirs: MN 1941 ED Univ MN BA 1963, MD 1966, Med Center DE; former chmn, dir: DE Chamber Commerce; mem bd CURR EMPL vp (grants & special programs): Howard Hughes Med Inst NONPR AFFIL fellow: Am Psychiatric Assn; diplomats: Am Bd overseers: DE Law Sch Widener Univ; mem: Am Bar Assn, Natl Bar Psychiatry Neurology; mem adv bd: Am Bd Internal Medicine, Tech- Assn, DE Bar Assn nology & Soc Intl Journal; mem editorial bd: Biotechnology Law Hanna Holburn Gray, PhD: trust B Heidelberg Germany 1930 ED Report; mem: Bar DC Court Appeals, Am Bar Assn, Am Intellectual Bryn Mawr Coll AB 1950-, Harvard Univ PhD 1957 CURR EMPL pres, Property Law Assn, Am Psychiatric Assn, Am Assn Advancement prof: Univ Chicago CORP AFFIL dir: Cummins Engine Co, Morgan Science Guaranty Trust Co NY, JP Morgan & Co, Atlantic Richfield Co, Ameritech NONPR AFFIL trust: Bryn Mawr Coll; dir: Chicago Counc William T. Quillen: vp, gen coun B Camden NJ 1935 ED Williams Coll BA 1956; Harvard Univ LLD 1959-, Univ VA LLM 1982 NONPR Foreign Rels, Ctr Advanced Study Behavioral Sciences; fellow: Am AFFIL trust: Widener Univ; mem: Am Bar Assn, DE St Bar Assn Academy Arts & Sciences; mem bd overseers: Harvard Univ-, mem: Robert C. White: vp, cfo B South Bend IN 1920 ED Yale Univ AB Am Philosophical Soc, Renaissance See Am, Natl Academy Ed; bon 1942; Harvard Univ MBA 1947 CURR EMPL vp, cfo: Howard Hughes fellow; Oxford Univ St Anne's Coll PHIL AFFIL trust: Mellon Med Inst CORP AFFIL dir: Alliance Capital Mgmt Mutual Funds, St (Andrew W) Fdn; dir: Field Fdn IL, dir: Cummins Engine Fdn Clair G-r@u-0 Mutual Funds, Medstat Systems-, consultant: Asarco, William R. Lummis: trust B Houston TX 1929 ED Univ TX BA 195 1, Monsanto Co NONPR AFFIL mem: Montgomery County Econ Adv LLB 1953 CURR EMPL chmn: SUMMA Corp, Hughes Corp CORP Counc AFFIL dir: NV Power Co; adm: Howard Hughes Estate NONPR AFFIL fellow: Am Coll Probate Counc; mem: Am Bar Assn, TX Bar Assn, Houston Bar Assn APPLICATION AND REVIEW PROCEDURES George W. Thorn, MD: trust, chmn emeritus B Buff alo NY 1906 ED Initial Contact: For Grants and Special Programs, each of the Coll Wooster 1923-25; Uriiv Buffalo MD 1929 CURR EMPL prof institute's programs in graduate and undergraduate education has in- emeritus.@ Harvard Univ NONPR AFF[L consulting internist: Boston dividual eligibility requirements, criteria for support, and methods of (D 1991 The Taft Group Hunt (Roy A.) Foundation gram announcements. and aDt)lication. Informational brochures, pro These mat,-rills o contact. a licationforrnsshouldbeconsultedpriort Hunt (Roy A.) Foundation pp quest from the institute's Office of Grants and available upon re Special Programs. Deadlines- For Grants and Special Programs, deadlines vary accord- CONTACT ram of interest. In the graduate program, ing to the particular prog deadlines for fellowships are as follows: Predoctoral Fellowships in Torrence M. Hunt, Jr. al Sciences, early November, Medical Student Research Trustee Biologic hips, early December,. and Postdodtbr-al Research Roy A. Hunt Foundation Training Fellows sicians, early March. In the undergraduate Pro- One Bigelow Square, Suite 630 Fellowships for Phy sals is the first week of January. Pittsburgh, Pennsylvania 15219 gram, the deadline for invited propo c exact dates. (412) 281-8734 Program announcements should be consulted for th Review Process, For grants and special programs, applications for graduate fellowships and proposals for undergraduate grants are peer FINANCIAL SUMMARY reviewed by panels of experts and an internal scientific committee. Based on these reviews, institute management submits grant recom- Recent Giving, $480,550 (fiscal 1989); $428,000 (fiscal 1988); tnendations for at)proval to the trustees for authorization of funding. $3,182,375 (fiscal 198'7) ding May 31. 1989); $19,514,824 6'ications: informational brochures, program an- Assets: $25,373.739 (fiscal year en Foundation Pu I (fiscal 1988); $19,918,353 (fiscal 1987) nouncements, and application guidelines GRANTS ANALYSIS CONTRIBUTIONS SUMMARY ,000* Type of Foundation: family Total Grants-. $41,887 Major Priority: Carnegie-Mellon University for the Hunt Institute for Number of Grants: 163 Botanical Documentation; limited support to other educational institu- Average Grant: $256.975* tions, civic groups, and religious organizations 000,000 nd S looo,ooO to S2,000,000* Geographic Distribution: primarily Pittsburgh, PA t 31, 1989 Grant Types: capital and general support ii de S196,561.000 expended Program, bringing the total DONOR INFORMATION average grant figure for the The Roy A. Hunt Foundation was established in 1966, with funds graduate prograi s the undergraduate program. nd chair-man of the $1,200,000. 'Me typical range for the graduate program fellowships is bequeathed by Roy A. Hunt, former president a $2o,ooo to $23,000; and for institutional grants in the undergraduate executive committee of Alcoa. Mr. Hunt was an alumnus of Shady Side Academy and Yale University, and a trustee of the Camegie Institute program, $1,000,000 to $2,000,000 of Technology (now Carnegie-Mellon University). Each of these in- stiLUtions traditionally receives support front the foundation. Mr. Hunt and his wife founded the Hunt Institute for Botanical RECENT GRANTS Documentation at Carnegie-Mellon in 1961- This institute was formed Education to receive and supervise Mrs. Hunt's large botanical collections, and 2,000,000 Cornell University, Ithaca, NY IN remains a substantial recipient of the foundation's annual grants. The 2 000,000 Indiana University, Bloomington, late Mr. Hunt and members of his family also set up the Hunt Founda- 000,000 University of Chicago. IL Pittsburgh, PA 15230), 2' tion (c/o Mellon Bank, N.A., P.O. Box 185, 2'ooo,ooo University of C?!orado. CO I I - S, CO which gave $544,789 in 1988. 500,000 Colorado State University, Ft. Collin i,500.000 Duke University. Durham, NC t 1 500,000 Tufts University, Medford, MA OPHY 1:500,000 University of Arizona, Tucson, AZ FOUNDATION PHILOS 9 1,500,000 University of Illinois at Urbana-Champaign, IL The foundation primarily supports the institutions with which Mr. and 4 1,500,000 U iversit@ of No Carolina, Chapel Hill, NC Mrs. Hunt were involved. 1,400,000 c city University of New York, NY d rgh, PA d 1,200,000 c versitv. Pittsbu d. Oil ALYSIS 1,200,000 c University, Clevelan CONTRIBUTIONS AN NY 1,200,000 N C. the foundation gave approximately 85% of its funding 1,200,000 Ohio State Universlty lumbus, OH sity Park, PA In fiscal 1989, ie-Mellon University, 1,200,000 Pennsylvania State U@iversity, Univer to educational institutions, primarily to Cameg Botanical it 1.200,000 University of C31ifomia, Davis, CA with specified grants going to fund the Hunt Institute for ith the 1 @200,000 University of California, Irvine, CA Documentation. About 89o went to civic and public affairs, w I s I',200,000 University of California, San Diego, CA remaining 7% supporting the arts. 200,000 University of Pennsylvania, Philadelphia PA R I C@mpus, PR 1:200,000 University of Puerto 1.200,000 University of Utah, @ TYPICAL RECIPIENTS B ity of Wiscor 1,200,000 Univers , _. . 1,200,000 Wayne State univers Aris & Humanities: museums/galleries and theater St I- 00,000 Brown University, P Civic & Public Affairs: environmental affairs, international affairs, ,o of William burg, VA national security, philanthropic organizations, and zo<)s/botanical gar- 0, 1,000,000 College rk, NY dens IV 1,000,000 Columbia University 1,000,000 Dartmouth College, ver, NH Educafion: colleges & universities and private education (precollege) 1,000,000 Emory University. Atlanta, GA 1,000,000 Johns Hopkins University, Baltimore, MD he n- of 349 Johnson (Robert Wood) Foundation Foundation Reporter, 1991 35,000 Lavaca County, Hallettaville, TX -EMS vehicle 1968, leaving nearly $1 billion in Johnson & Johnson stock to the EMS vehicle foundation. 25,000 DeWitt County, Cuero, TX - 25,000 City of Goliad, TX - EMS vehicle 15,000 City of Edna, TX - EMS equipment 10,000 City of Canado, TX - EMS radio system FOUNDATION PHILOSOPHY p,eligion Originally the foundation made grants to assist groups improving 45,000 St. Paul's Evangelical Lutheran Church, Wharton, TX access to general medical and dental care and its public policy aspects. parsonage By 1980, the foundation perceived changes in both health care and nized philanthropy and refocused its efforts to fund projects to orga Social Services 95.000 City of El Campo, TX - community center improve access to care for people with the most serious geographic, cultural, financial, and other barriers to care; to make arrangements 50,000 Lutheran Outdoor Ministry of Texas, Austin, TX - addition to senior citizens facility at LaGrange, for health care more effective and affordable; and to help people Texas maintain or more quickly regain their functional abilities for everyday 20,000 Tender Loving Care, Victoria, TX - 15 passenger van life. 10,000 WhartonCountyYouthFair,Wharton,TX-debt In 1987, the foundation redirected its purpose to begin focusing upon reduction improving health services; helping those groups most susceptible to disease; addressing individual health problems on a large scale; and oting bold, creative approaches and solutions to health concerns. prom The foundation, therefore, has sought to explore and fund new areas of medical care concerned with infant, child, and adolescent welfare; Johnson (Robert Wood) chronic illness and disability, particularly among the elderly; AIDS concerns; substance abuse; mental illness; the organization and quality Foundation of health services; medical ethical issues; quality and availability of health professionals; and the problems arising from technological CONTACT advances in medicine. Supported programs spanned the areas of educa- tion, social services, and civic affairs, yet all related to health interests. Edward H. Robbins In 1989, the foundation announced that it was making available up to Proposal Manager $12 million to support research, evaluation, and demonstra on Robert Wood Johnson Foundation projects that will assess the impact of major changes in the financing College Road and organization of health services on health care costs, quality, and P.O. Box 2316 access to care. An additional $3 million was made available in an effort Princeton, New Jersey 08543-2316 to strengthen the nation's nursing services, supporting projects that (609) 452-8701 address nursing manpower and educational development. Note: FAX: (609) 452-1865 The foundation recently announced a program to reduce the demand for drugs and alcohol, the "Fighting Back" program, which is intended FINANCIAL SUMMARY to mobilize all concerned community groups to assume responsibility for preventing substance abuse and treating abusers. Another founda- Recent Giving: $98,150,073 (1989); $96,983,743 (1988); tion program, announced in 1990, will facilitate the integration and $85,451,610 (1987) coordination of community resources to improve the care of children. Assets: $2,608,347,000 (1989); $2,054,534,000 (1988), $899,614,612 In 1990, the foundation announced that it was making available up to (1987) $3 million to stimulate and support research and demonstration projects that will identify new and practical mechanisms to assure the CONTRIBUTIONS SUMMARY delivery of high quality patient care. Type or Foundation: special purpose: health care Major Priority: health care organizations CONTRIBUTIONS ANALYSIS Geographic Distribution: national In 1989, about 64% of foundation grants were given to health interests. Grant Types: challenge, fellowship, loan, matching, professorship, Health-related educational and social service interests received 30%. project, and scholarship Civic organizations received the remaining 6%. DONOR INFORMATION TYPICAL RECIPIENTS Robert Wood Johnson, along with his brother J. Seward Johnson, built Arts & Ifumanities: public broadcasting the small but innovative family firm of Johnson & Johnson into the Education: colleges & universities, health & physical education, world's largest health and medical products conglomerate. medical education, minority education, and student aid Involved also in politics, he advocated a larger role for women in Healih: geriatric health, health care cost containment, health or- politics and fought for environmental concerns. Although offered both ganizations, hospices, hospitals, medical research, medical training, the Republican and Democratic nominations for the Senate, he mental health, nursing services, outpatient health care delivery, declined them both to pursue his own political philosophy-his pediatric health, public health, and single disease health associations responsibility toward society, The constant element in his vision was Social Services: aged, child welfare, community centers, community his sensitivity to the needs of the peoplewho staff and use the larger service organizations, disabled, drugs & alcohol, family services, structures of a society. "We build not only structures in which men and homes, united funds, and volunteer services women of the future will work, but also the patterns of society in which they will work." Robert Wood Johnson's other accomplishments included his service as OFFICERS AND DIRECTORS a brigadier general, and his writings on the ethics and philosophy of Sidney F. Wentz: chmn bd trusts B Dallas TX 1932 ED Princeton Univ business. During his lifetime he concentrated on improving patient AB 1954; Harvard Univ LLB 1960 CORP AFFIL dir, chmn exec care in hospitals. comm: Crum & Forster NONPR AFFIL Trust: Morristown Meml Hosp; Although Mr. Johnson established the foundation in 1936, national dir: Am Ins Assn PIIIL AFFIL chmn, dir: Crum & Forster Fdn grant giving did not begin until 1972. Robert Wood Johnson died in (D 1991 The Taft Group 375 Wood) Foundation Foundation Reporter. Johnson (Robert Univ Medicine & Dentistry NJ NONPR AFFIL fellow: Am Coll S@ ertsen Cluff, MD: pres, trust B Salt Lake City UT 1923 Leighton Egg ar.;@ ED Univ UT BS 1944; George Washington Univ MD 1949 NONPR geons, Southeast Surgeons Congress; mem: Intl Cardiovascular AFFIL mem: Inst Medicine-Natl Academy Sciences, Am Soc Clinical Soc Surgeons NJ, Soc Vascular Surgery, Intl Soc Cardiovascul-11 Investigation, Assn Life Sciences-Natl Academy Sciences. Assn Am geons Physicians, Soc Experimental Biology & Medicine, Am Assn Im- Richard B. Sellars: trust B Worcester MA 1915 ED Maryville munologists, NY Academy Sciences, Am Federation Clinical Re- Am Intl Coll CURR EMPL chmn: New Brunswick Devel Corp CORP Am Coll Physicans, AFFIL dir: Amerada Hess Corp search, Harvey Soc, Infectious Disease Soc Am, Southern Soc Clinical Investigation Foster Brand Whitlock: trust B Highland Park NJ 1914 ED Rutgeti@' exec vp B Saugerties NY 1929 ED Univ 1932; Univ WI 1934; Columbia Univ 1954 NONPR AFFIL trust: Richard C. Reynolds, MD: Rutgers Univ BS 1949; Johns Hopkins Univ MD 1953 CURR EMPL Overlook Hosp Fdn; mem: Pharmaceutical Mfrs Assn, Intl Federation prof medicine, prof environment & community medicine, dean: Coll Pharmaceutical Mfis Assn Medicine & Dentistry NJ Rutgers Med Sch NONPR AFFIL mem: Am Coll Physicians, Am Med Assn. Am Academy Family Physicians, NJ APPLICATION AND REVIEW PROCEDURES Academy Medicine Alan B. Cohen, ScD: vp Initial Contact: Initial inquiry should be by a letter no longer than r Hearn, PhD: vp B Winston-Salem NC 194-0 ED Skid- four double-spaced pages on organizational letterhead. There is rw Ruby Puryea more Coll BA 1960; Yale Univ MS 1964. PhD 1969 NONPR AFFIL standard application form. trust: Meharry Med Coll; mem: Inst Medicine, Ambulatory Pediatric Includelnformation0n:Lettersofinquiryshouldincludeadescrip. Assn, Am Assn Advancement Science, Periclean Honor See; mem bd tion of need to be addressed, outline of objectives, description Of the overseers: Dartmouth Coll project, intended goals, organization and personnel credentials and Terrance Keenan: vp (special programs) B Philadelphia PA 1924 ED qualifications, grant timetable, budget estimate, other financial Sour., Yale Univ AB 1950 NONPR AFFIL mem: Pub Rels See Am; mem bd ces, amount needed, means of project evaluation, plans for fundin urse Midwives Fdn, after expiration of grant, and name of contact person. Based u . 9 overseers: Univ PA Sch Nursing; dir: Am Coll N Pon its Grantmakers in Health review of the letter of inquiry, the foundatiion staff may request a full Jeffrey C. Merrill: vp B Brooklyn NY 1943 ED Johns Hopkins Univ proposal. Applicants will receive instructions regarding the informa- BA 1964, MPH 1972 tion it should contain and how to present it. William Raymond Walsh, Jr.: exec vp (fin), treas, trust B Elizabeth Deadlines: There are no deadlines. NJ 1927 ED Rutgers Univ BA 1953 CORP AFFIL dir: Peoples Natl Note: The foundation rarely supports deficit financing programs; Bank Central NJ NONPR AFFIL chmn, trust: Robert Wood Johnson ongoing operating expenses; capital projects; endowments; basic Univ Hosp; trust: Am Red Cross Endowment Fund biomedical research; research on unapproved drug therapies or Andrew R. Greene: vp (fin monitoring) devices; conferences, symposia, publications, or media projects, un- Thomas P. Gore, 11: vp (communications) B Washington AL 1937 ED less they are integrally related to the foundation's program objectives Citadel BA 1960 NONPR AFFIL mem: Am Marketing Assn, Am liosp or an outgrowth of one of its programs; international projects or Assn, Academy Hosp Mktg & Pub Rels institutions; or individuals. Joshua Warren Wood, III: vp, secy, gen coun B Portsmouth VA 1941 ED Princeton Univ BA 1963; Univ VA JD 1971 CURR EMPL special coun: Drinker Biddle & Reath NONPR AFFIL mem: Am Bar Assn, OTHER THINGS YOU SHOULD KNOW Am Arbitration Assn The foundation generally supports projects reflecting the applicant's Princeton Bar Assn, Nati Health Lawyers Assn, Edward C. Andrews, Jr., MD: trust B Rockland ME 1925 ED Mid- own interest, so long as it is related to the foundation's current areas dlebury Coll AB 1946-, Johns Hopkins Univ MD 1951 CURR EMPL of interest. The foundation also supports investigator-initiated projects pres: ME Med Ctr-, prof pathology: Univ VT NONPR AFFIL dir: ME devised in response to a foundation call for proposals and projects that Hosp Assn, Am Hosp Assn, Am Assn Med Colls, Portland Chamber are a part of the foundation's national programs. Foundation Publications: annual report, brochure, newsletter, Commerce PH[L AFFIL mem bd dirs: Dana (Charles A) Fdn James E. Burke: trust B Rutland VT 1925 ED Coll Holy Cross BS guidelines for grant applicants 1947; Harvard Univ MBA 1949 CURR EMPL chmn, ceo: Johnson & Johnson CORP AFFIL dir: Prudential Ins Co. IBM NONPR AFFIL vchmn bus counc bd dirs: Counc Foreign Reis; vchmn: Corp Fund GRANTS ANALYSIS Kennedy Ctr mem visiting comm bd overseers: Harvard Coll Med Sch Total Grants: $98,150,073 & Sch Dental Medicine; dir: Un Negro Coll Fund-, mem: Pres Comm Number of Grants: 412 Exec Exchange, Pres Private Sector Survey Cost Control Fed Govt, Average Grant: $238,228 Service, Policy Planning Comm Bus Highest Grant: $3,291,215 Trilateral & inatl Comm Pub Roundtable Typical Range: $100,000 to $1,000,000 Lawrence G. Foster: trust B Jersey City NY 1925 ED PA St Univ BA Disclosure Reriod: 1989 1948 CURR EMPL corporate VP (Pub rels): Johnson & Johnson NONPR AFFIL mem: Overseas Press Club, Soc Prof Journalists, Pub Rels Soc Am, Intl Assn Bus Communicators, Intl Pub Rels Assn RECENT GRANTS Leonard F. Hill: trust B New Brunswick NJ 1919 ED Rutgers Univ; Civic & Public Affairs NY Univ 3,291,215 RWJ Property Holding Corporation, New Brunswick. Frank L. Hoenemeyer: trust B Cincinnati OH 1919 ED Xavier Univ NJ - property acquisition BS 1941; Univ PA (Wharton Sch) MBA 1947 CURR EMPL former 2,000,000 NewBrunswickDevelopmentCorporation,Ni- vchmn: Prudential Ins Co NONPR AFFIL trust: Xavier Univ redevelopment program John J. Horan: trust B Staten Island NY 1920 ED Manhattan Coll AB 1940; Columbia Univ LLB 1946 CURR EMPL former chmn, ceo: Education 1,415,127 University of California, School of Medicine, Los Merck & Co CORP AFFIL dir: NCR Corp, Gen Motors Corp. JP Angeles, CA - postdoctoral fellowships for young Morgan & Co. Morgan Guaranty Trust NONPR AFFIL mem: OIC Nail physicians to develop research skills in Industrial Adv Counc, Pharmaceutical Mfrs Assn non-biological disciplines relevant to medical care.- Robert H. Myers: trust CURR EMPL ptnr: Williams Myers & Quiggle 1,277,950 Yale University, School of Medicine, New Haven, Ci' Jack W. Owen: trust postdoctoral fellowships for young physicians to ,Norman Rosenberg, MD: trust B New York NY 1916 ED Univ PA develop research skills in non-biological disciplines BA 1934; NY Univ MD 1938 CURR EMPL surgeon, prof (surgery): relevant to medical care c 1991 The Taft Group ation Reporter, 1991 Milbank Memorial Fund Found GRANTS ANALYSIS CONTRIBUTIONS SUMMARY Total Grants: $874,450 Type of Foundation: special purpose and operating Number of Grants: 40 Major Priority: health policy Average Grant: $21,861 Geographic Distribution: national Highest Grant: $100,000 Grant Types: project and research Typical Range: $5,000 to $50,OW Disclosure Period: 1988 DONOR INFORMATION The Milbank Memorial Fund was established in 1905 by the late RECENT GRANTS Elizabeth Milbank Anderson in memory of her parents, Jeremiah and Arts & Humanities Elizabeth Lake Milbank. Mrs. Anderson made donations to the fund 60,000 BirminghamMuseumofArt,AL-secondpayment during her lifetime, and bequeathed more to it in her will. Mrs. of 1987 grant Anderson came from a wealthy family that derived its fortune from the 20,000 Alabama Symphony Orchestra, Birmingham, AL Borden Milk Company and financing of the Chicago, Milwaukee, and 5,000 Birmingham Children's Theatre, AL St. Paul railroad. She actively supported higher education for women, Civic & Public Affairs social services, and public health. 100,000 Birmingham Landmarks, AL 15,000 Lakeshore, Birmingham, AL FOUNDATION PHILOSOPHY 10,000 Ruffner Mountain Nature Center, Birmingham, AL 10,000 Partners in Neighborhood Growth The fund continues its donor's interest in public health. Since 1923, the fund has published the Milbank Quarterly. A new program, to Education operate in conjunction with this publication, has been initiated called 100,000 Birmingham Southern, AL - last payment of 1987 the Milbank Health Policy Reviews. The program will commission grant work that will contribute to the debate on health issues. Its goal is to 80,000 University of Alabama, Birmingham, AL - fourth payment of five part grant influence public policy by defining these issues more precisely and by 40,000 Samford University, Birmingham, AL -third evaluating options more critically, payment of five part grant 25,000 Southeastern Bible College, Birmingham, AL 25,000 Talladega College, Talladega, AL CONTRIBUTIONS ANALYSIS 10,000 Lawson State Community College, Birmingham, AL In 1988, the foundation solely funded public health and education - final grant payment programs for migrant farm workers. 10,000 Highlands Day School, Birmingham, AL 5,000 Birmingham Baptist Bible College, Birmingham, AL Health TYPICAL RECIPIENTS 50,000 Eye Foundation, Birmingham, AL Civic & Public Affairs: nonprofit management 50,000 Children's Hospital of Alabama, Birmingham, AL Education: colleges & universities and social sciences education 20,000 Glenwood Mental Health Services, Birmingham, AL Ilealih: health care cost containment and public health Religion 10,000 Re-entry Ministries, Bin-ningham, AL OFFICERS AND DIRECTORS Social Services Daniel M. Fox, PhD: pres 50,000 Junior League of Birmingham, AL Samuel L. Milbank: chmn PIIIL AFFIL vp, dir: Memton Fund 30,000 Alabama Institute for the Deaf and Blind, Talladega, Francis Haas Musselman: vchmn B Utica NY 1925 ED Hamilton AL Coll AB 1950; Columbia Univ JD 1953 CURR EMPL atty, ptnr: 25,000 Boy Scouts of America, Birmingham Area Council, Milbank Tweed Hadley & McCloy NONPR AFFIL trust: Hamilton AL 12,000 Birmingham Healthcare for the Homeless Coalition, Coll, Wadhams Hall Seminary Coll; fellow: Am Bar Fdn; mem: Am AL Bar Assn, Intl Bar Assn, Fed Bar Assn, NY Bar Assn, Nassau County 10,000 Birmingham imetropolitan Area, AL Bar Assn, Assn Bar City NY, Am Judicature Soc, Am Law Inst, NY Law Inst PIIIL AFFIL dir: Memton Fund Robert H. Ebert, MD: dir B Minneapolis MN 1914 ED Univ Chicago BS 1936, MD 1942; Oxford Univ PhD 1939 CURR EMPL prof med: Harvard Univ; chmn bd: Harvard Community Health Plan NONPR Milbank Memorial Fund AFFIL trust: Population Counc, Barnard Coll; chmn bd overseers: Dartmouth Med Sch; fellow: Am Coll Physicians, Am Pub Health Assn, Am Academy Arts Sciences; mem: Am See Clinical Investiga- CONTACT tion, Am Thoractic See, Am Assn Physicians, Am Med Assn, MA Med Daniel M. Fox, Ph.D., President See PHIL AFFIL special adv: Commonwealth Fund; special adv pres: Milbank Memorial Fund Johnson (Robert Wood) Fdn I East 75th Street Leroy E. Burney: dir New York, New York 10021 Peter Gottsegen: dir (212) 570-4804 Thomas E. Harvey: dir B Evanston IL 1941 ED Univ Notre Dame BA 1963, JD 1966 CURR EMPL dep adm: Veterans Admin NONPR AFFIL mem: White House Fellows Fdn, IL Bar Assn, IN Bar Assn, NY Bar FINANCIAL SUMMARY Assn, DC Bar Assn Recent Giving: $251,414 (1989); $454,925 (1988); $748,890 (1987) Jeremiah Milbank, Jr.: dir Assets: $40,328,918 (1989); $32,861,000 (1988); $32,691,238 (1987) Rosemary Anne Stevens, PhD: dir B Boume England ED Oxford Gifts Received: $18,000 (1989) Univ BA 1957; Yale Univ MPH 1963, PhD 1968 CURR EMPL prof: Univ PA NONPR AFFIL mem health program adv comm: Off Tech Assessment US Congress; mem bd mgrs: Friends Hosp (Philadelphia); 0 1991 The Taft Group 507 Foundation Reporter, 1991 Rockefeller Foundation tion', or invest in securities on a philanthropic basis. The foundation approaches to in aintaining and improving public rormally does not make grants for general support or endowments. health Foundation Publications: annual report and brochures 725,000 Social Science Research Council, New York, NY to develop a cohort of young scholars concerned with the study of persistent poverty and the GRANTS ANALYSIS underclass 700,000 University of Quebec, Canada - for use by its Total Grants: $78,072,560 Institut Armand Frappier in continuing the transfer Number of Grants: 805 to Colombia of new technology for manufacturing Grant: $72,555* veterinary and human rabies vaccines Average 625,000 Connecticut College, New London, CT - to continue Highest Grant: $1,200,000 the program of Rockefeller Foundation fellowships Typical Range: $5,000 to $I 00,000 for foreign language teachers in the high schools Disclosure Period: 1989 555,000 Connell University, Ithaca, NY - to identify the Note: me average grant figure excludes 40 grants totaling $22,567,685. agricultural books and journals most important for developing-country libraries 395,000 RockefellerUniversity,NewYork,NY-forthe RECENT GRANTS operation of the foundation's archives at the Rockefeller Archive Center Arts & Humanities 388,000 CamegieHallSociety,sewYork,NY-tocnable International Carnegie Hall to administer the last in a series of 700,000 International Council for Research in AgroforesLry, international competitions for excellence in the Nairobi, Kenya - to strengthen capacity for performance of 20th- century American recital and conducting, in collaboration with national scientists concert music of Kenya and Malawi, farm evaluation of 350,000 Southeastern Center for Contemporary Art, agroforestry practices that can help offset erosion Winston-Salem, NC - to enable the center to and fertility exhaustion of soils in the two countries continue its awards in the visual arts program 700,000 World Health Organization, Geneva, Switzerland 300,000 DanceneaterWorkshop.NewYork,NY-to to enable monitoring of health, safety, and continue support for its "Suitcase Fund," a program acceptability issues of the NORPLANT of reciprocal touring by atiists and performing arts contraceptive method as it comes into widespread companies from the United States and abroad use in developing countries 285,000 Institute of International Education, New York, NY - 500,000 China National Center for Biotechnology to enable its arts international program to administer Development, Beijing, China - in support of a the fund comprehensive Chinese research network on rice 250,000 WGBHEducationalFoundation,Boston,MA-to biotechnology enhance public knowledge of Latin America through 450,000 Programa Latinoamericano de Capacitacion e support for a prime-time public television series, Investigacion en Reproduccion flumana, Mexico entitled "ne Other Americas," on the Tegion's City, Mexico - for its research and training contemporary history program for Latin American scientists interested in Civic & Public Affairs the field of human reproduction 800,000 Puerto Rican Legal Defense and Education Fund, 380,000 Catholic University of Chile, Santiago, Chile - for a New York, NY - to provide stable support for research and training program organized by its reproductive and developmental biology unit and litigation activities in the field of civil rights, and to laboratory of endocrinology help the fund establish financial planning and management practices and initiate fund-raising 350,000 World Health Organization, Geneva, Switzerland - strategies that will attract new donors to continue support for a special program aimed at 660,000 Joint Center for Political Studies, Washington, DC expediting basic and developmental research on to continue support for research and public policy vaccines against selected T@ird World diseases 350,000 El Colegio de Mexico, Mexico City, Mexico - to analysis regarding issues of particular importance to continue support for the recently formed doctoral black Americans, and for a special series of program at the center for demographic and urban roundtable discussions on persistent poverty and the development underclass 350,000 African-EconomicResearchConsortiumProgram, 600,000 NAACP.SpecialContributionFund,NewYork,NY- Nairobe, Kenya - to continue participation in a to continue support for employment litigation and consortium of donors established to improve affirmative action activities and to help the fund initiate new fund-raising strategies macroeconomic policy research and training in 450,000 Population Council, New York, NY - to help launch sub-Saharan Africa a program designed to integrate women's health and 300,000 International Center for Maize and Wheat Improvement, Mexico City, Mexico - to help maize population policies in developing countries res.catchers in Malawi take into account the 450,000 Urban Institute, Washington, DC - to continue economic forces affecting production of the crop as support for its policy research on the urban udcferclass and dissemination of the findings to they set research priorities for maize improvement policy makers, community leaders, and the media 300,000 IntemationalCentreforlnsectPhysiologyand Ecology, Nairobi, Kenya - to continue support for 400,000 Social Science Research Council, New York, NY - its social science interface research unit to advance understanding of agricultural 300,000 World Health Organization, Geneva, Switzerland - performance in Africa through collaborative to continue a program to reduce the rate of matemal interdisciplinary research between African and U.S. scholars mortality in developing countries 300,000 Federal University of Minas Gerais, Belo Horizonte, Education Brazil - to strengthen the graduate training and 1,160,000 McMasterUniversity,Harnilton,Canada-toward research program on population and development at continuing support for the training of INCLEN the center for regional planning and development fellows by the clinical epidemiology resource and 250,000 World Health Organization, Geneva, Switzerland - to continue support for applied researc programs training center 950,000 Univers@LyofCalifomia,SanFrancisco,CA-to focused on immunostimulants and better vaccine continue support for program to mobilize academic delivery systems teaching and research resources in North America for the iirnplementation of equitable, cost effective 1991 The Taft Group 609 Mann (Ted) Foundation poundation Reporter, 1991 budget). letter of endorsement from the head of the sponsoring or- i4stion, and proof of current tax-exempt status. n lines: Applications may be submitted any time. Man :al l)a@ . d n (Ted) Foundation 3c it,view Process: Proposals are evaluated on their relevance to the @,h foundation's current programs, the likelihood of the project's con- ess after foundation support ceases, and the grantee's CONTACT ginued succ record Of achievement in the proposed area of endeavor. Esther Bergman ants are made to individuals. The foundation does not fund SecreLary-Treasurer Note: No gr :o nedical research, endowments, general support, or cDnstruction or Ted Mann Foundation on projects. y renovati 704 Hennepin Avenue, Room 202 !r Foundation Publications: annual report Minneapolis, @nesota 55403 y (612) 333-2529 GRANTS ANALYSIS Total Grants: $3,849,954 FINANCIAL SUMMARY Number of Grants: 53 Recent Giving: $2,000,000 (fiscal 1990 est.); $1,170,914 (fiscal Average Grant: $72,641 1989); $863,686 (fiscal 1988); $575,942 (fiscal 1987) Highest Grant: $328,187 Assets: $44,000,000 (fiscal 1990 est.); $43,396,049 (fiscal year en- t Typical Range@ $10,000 to $100,000 ding November 30, 1989); $22,627,290 (fiscal 1988); $20,137,461 Disclosure Period: fiscal year ending June 30, 1989 (fiscal 1987) Gifts Received: $7,432,885 (fiscal 19S9); $920,000 (fiscal 1988); RECENT GRANTS $16,980,899 (fiscal 1987) Fiscal Note: The foundation received gifts from Ted i'vfann, its presi- Civic & Public Affairs dent. 60,000 National Executive Service Corps, inew York, NY CONTRIBUTIONS SUMMARY Education Type of Foundation: general purpose 275,000 University of Alabama, University, AL 224,739 Center for Policy and Education of the Harvard AIDS Major Priority: social services, education, health, and the arts Institute, Cambridge, MA Geographic Distribution: no geographic restrictions 168,070 Tuba City Unified School, AZ Grant Types: general support 163,646 Research Foundation City, University of New York, NY 100,000 Research Foundation, City University of New York, DONOR INFORMATION NY The foundation was established in 1985, with funds contributed by Ted 97,677 Research Foundation, City University of New York, Mann, the foundation's president. NY 89,340 Columbia University, School of Public Health, New York, NY FOUNDATION PHILOSOPHY 89,123 Herbert H. Lehman College, New York, NY 87,294 Associated Medical Schools of New York, NY The foundation gives to broad purposes, with emphasis on educational 80,440 Association of American Medical Colleges, organizations, health care, and youth welfare. Washington, DC 75,000 Washington University, School of Medicine, St. Louis, MO CONTRIBUTIONS ANALYSIS 67,650 Yale University School of Medicine, New Haven, CT In fiscal 1989, social services received about 48% of giving. The Jewish Federation Council of Greater Los Angeles was the principal Health recipient; youth-related causes were also a priority. Education 328,187 Conference Appropriation - nursing received about 30% of funding, with emphasis on higher education. 218,912 Harvard Community Health Plan Foundation, Health received 17%, while educational institutions and organizations Cambridge, MA in Israel received 3%. The remainder of funding supported civic 190,338 Conference Appropriation -pediatrics and other organizations, a temple, and a music center. purposes 150,000 Neurosciences Institute, New York, NY 100,000 Institute of Medicine, Cambridge, MA TYPICAL RECIPIENTS 93,333 Greater New York Hospital Foundation, NY 91,412 Bigel Institute of Health Policy Arts & Humanities: cinema and music 73,665 St. Luke's/Roosevelt Hospital Center, New York, NY Education: arts education and colleges & universities 50,000 Association of Academic Health Centers, Washington, Healih: hospitals, medical research, pediatric health, and single dis- DC ease health associations International: foreign educational institutions and international or- Science ganizations 109,203 Cold Spring Harbor Laboratory, Cold Spring Harbor, Religion: religious organizations and synagogues NY Social Seryices: child welfare, community service organizations, 100,000 New York Hall of Science, Corona, NY religious welfare, united funds, and youth organizations C) 1991 The Taft Group 455 Rockefeller Foundation Foundation Reporter, 1991 Minority Ed, Counc Foreign Rels, US Citizens Comm Monitor Hel- Univ; mem: TwentiethCentury Fund Ed Task ForcePHILArFIL mem: sinki Accords, Natl Academy Sciences PHIL AFFIL trust: Community Eisenhower Fdn Fdn Greater Washington Hugh B. Price: vp Tom Johnson: trust CURR EMPL chmn: Los Angeles Times PHIL Peggy Dulany: trust CURR EMPL pres: Synergos Inst AFFIL dir: Times Mirror Fdn Daniel P. Garcia: trust B Los Angeles CA 1947 ED Loyola Univ BBA William David Hopper: trust B Ottawa Ontario Canada 1927 ED 1970; Univ Southern CA MBA 1971; Univ CA (Los Angeles) JD 1974 McGill Univ BS 1950; Cornell Univ PhD 1957 CURR EMPL sr vp CURR EMPL ptnr: Munger Tolles & Olson NONPR AFFIL dir: (policy, planning, research), chmn (consultative group on Intl Agricul- Mexican Am Legal Defense & Ed Fund total Research): World Bank NONPR AFFIL vchmn bd trusts: Intl Sally Ferris: dir admin Fertilizer Development Ctr trust, chmn exec comm: Population Ronald E. Goldsberry: trust CURR EMPL gen mgr (plastic products Counc; mem counc: inst Research on Pub Policy; mem: World div): Ford Motor Co - Univ Academy Arts & Sciences, Am Academy Arts & Sciences, Royal Frank Karel, III: vp (communications) B Orlando FL 1935 ED Agricultural See England, Intl Women's Health Coalition Group FL BS 1961; NY Univ MBA 1983 NONPR AFFIL mem: Pub Rels Soc Harold Brown: trust B New York NY 1927 ED Columbia Univ AB Am, Natl Assn Science Writers, Am Assn Advancement Science, 1945, AM 1946, PhD 1949 CURR EMPL chmn: Foreign Policy Inst Communications Network Philanthropy PHIL AFFIL vp (communica- Johns Hopkins Sch Advanced Intl Studies CORP AFFIL dir: AMAX, tions): Johnson (Robert Wood) Fdn CBS, IBM, Cummins Engine Co, Synergen Inc, Philip Morris Inc Kenneth Prewitt: sr vp B Alton IL 1936 ED Southern Methodist Univ NONPR AFFIL mem: Natl Academy Engring, Am Physics Soc, Am BA 1958; Washington Univ (St Louis) MA 1959; Stanford Univ PhD Academy Arts & Sciences, Counc Foreign Rels, Natl Academy Scien- 1963 NONPR AFFIL chmn gov bd: Intl Ctr Insect Physiology & ces PHIL AFFIL dir: Beckman (Arnold & Mabel) Fdn Ecology; dir: Intl Research & Exchanges Bd, Washington Univ; fel- Richard Hampton Jenrette: trust B Raleigh NC 1929 ED Univ NC low: Am Academy Arts & Sciences, Am Assn Advancement Science; BA 1951; Harvard Univ MBA 1957 CURR EMPL pres, ceo: Equitable dir: Ctr Advanced Study Behavioral Sciences; mem: Am Political Investment Corp; chmn: Donaldson Lufkin & Jenrette Inc, Equitable Science Assn Life Assurance Co CORP AFF[L chmn, dir: Equitable Life Ins Soc US; Joyce L. Moock: assoc vp dir: Rose's Stores, News & Observer Publ Co, Advanced Micro Jack R. Meyer: treas, chief investment off Devices NONPR AFFIL dir: Bus Fdn NC, Historic Hudson Valley Webb Traminell: asst treas Restorations; mem: Securities Industry Assn, Inst Chartered Fin Vera Rajic: asst comptr Analysts, NY Soc Security Analysts Lynda Mullen: secy Frances FitzGeraid: trust B 1940 ED Radcliffe Coll 1962 CURR Jaynes 0. Gibson: dir (equal opportunity) EMPL author Sheldon Jerome Segal: dir (population sciences) Arthur Levitt, Jr.: trust B Brooklyn NY Id 1931 ED Williams Coll Scott B. Halstead: acting dir (health sciences) BA 1952 CURR EMPL chmn: Levitt Media Co CORP AFFIL trust: Alberta Bean Arthurs: dir (ans & humanities) B Framingham MA East NY Savings Bank NONPR AFFIL chmn: Am Bus Counc; trust: 1932 ED Wellesley Coll BA 1954; Bryn Mawr Coll PhD 1972 CORP Williams Coll; mem: NY St Counc Arts PHIL AFFIL pres: Winston AFFIL dir: Culbro Corp, Techo-Serve NONPR AFRIL mem: Counc (Norman & Rosita) Fdn; dir: Dole Fdn Foreign Rels Alice Stone Ilchman: trust B Cincinnati Oil 1935 ED Mount Holyoke Robert W. Herdt: dir (agricultural sciences) Coll BA 1957; Syracuse Univ MPA 1958; London Sch Econ PhD 1965 Roberto Celli: dir (Bellagio Study & Conf Ctr) CURR EMPL pres: Sarah Lawrence Coll NONPR AFFIL mem bd adv: Joseph R. Bookmeyer: mgr fellowship off Univ Cape Town, South Africa Corp; mem bd dirs; NY Tel Co; mem: Smithsonian Counc, Yonkers Emergency Fin Control Bd, Am Ditchley Fdn Program Comm, Intl Research & Exchange Bd, Natl Academy Pub APPLICATION AND REVIEW PROCEDURES Adm,;N'OW Legal Defense Ed Fund, Counc Foreign Rels PHIL AFFIL Initial Contact: Grant requests and fellowship applications should be dir: Markle (John & Mary R) Fdn addressed to the director of the relevant program or to the foundation's Karen Nicholson Horn: trust B Los Angeles CA 1943 ED Pomona secretary. To apply for a Bellagio residency or to use the conference hns Hopkins Univ PhD 1971 CURR EMPL chmn, ceo: facilities, write to the Bellagio Center Office, c/o Rockefeller Foun- Coll B A 1965; lo Bank One (Cleveland)NONPRAFFIL trust: Johns Hopkins Univ, Case dation, 1133 Avenue of the Americas, New York, NY 10036. Western Reserve Univ, Musical Arts Assn (Cleveland), Cleveland Include Information On: No special form is required for grant ap- Tomorrow, Cleveland Roundtable, Un Way (Cleveland), Oberlin Coll plications. They should, however, include a description of the PHIL AFFIL trust: Cleveland Clinic Fdn proposed project or fellowship activity With clear] stated plans and y Alan Aida: trust B ',New York NY 1936 ED Fordham Univ BS 1956 objectives; comprehensive plan for total funding of the project during CURR EMPL actor, writer, dir NONPR AFFIL mem: Dirs Guild Am, and after the proposed grant period-, listing of the applicant's qualifica- Writers Guild Am, Screen Actors Guild Am tions and accomplishments; and, if applicable, a description of the Robert Clive Maynard: trust B Brooklyn NY 1937 ED Harvard Univ institutional setting. Nieman Fellow 1966 CURR EMPL oA,ner, editor, publ: Oakland Deadlines: There are no stated deadlines for submitting applications. Tribune (California)-, syndicated columnist: Universal Press Syndicate Review Process: The board of trustees, which meets in April, June, CORP AFFIL dir- Associated Press NOJVPR AFFIL mem natl bd govs-. September, and December, sets program guidelines and financial Media & See Seminars; trust: Pacific Scb Religion; dir: Ctr Law & policy and approves all appropriations. Proposals are evaluated on the Politics Marcus Foster Ed Inst, Bay Area Counc, Newspaper Advertis- following criteria: relevance of project to the foundation's programs; ing Bur, mem western region adv bd: Am Press Inst; mem: Pulitzer potential for contributing significantly to the well-being of mankind; Prize Bd, Am Newspaper Publs Assn, Counc Foreign Rels, US extent of the applicant's efforts to secure funding from other sources; Supreme Court Historical Soc PHIL AFFIL trust: Fdn Am Com- and the applicant's record of achievement. munications Note.-@e foundation does not give or lend money for personal aid to Henry G. Cisneros: trust B San Antonio TX 1947 ED TX A&M Univ individuals; appraise or subsidize cures or inventions; contribute to BA 1969 CURR EMPL Mayor: San Antonio TX NONPR AFFIL trust: the establishment of local hospitals, churches, schools, libraries, or City Pub Service Bd, City Water Bd; chmn: Fire & Police Pension welfare agencies, or to their building or operating funds; finance any Fund, Unite San Antonio; mem strategy counc: Natl Democratic Party; project involving private profit; support efforts to influence legisla- mem comm visual arts: TX A&M Univ; mem bus adv comm: Trinity 0 1991 The Taft Group Rockefeller (Winthrop) Foundati Foundation Reporter, 1991 on cattle rancher and businessman. He was dedicated to improving educa- Social Services tional and economic opportunities in Arkansas, and to improving 1,120,535 Minority Female Single Parent Program relations among races. development program for minority-group female single parents 600,000 Children'sDefenseFund,Washington,DC-toassist FOUNDATION PHILOSOPHY the fund in launching the second phase of its adolescent pregnancy prevention project The underlying goal of the Winthrop Rockefeller Foundation is to 582,190 San Antonio Cares, TX - to support the continued improve the quality of life in Arkansas by creating an environment that development and operation of planning and action makes development and improvement possible. projects dedicated to reducing Persistent poverty Improving the economic conditions of Arkansas will come from creat- 450,000 BostonFoundation,MA-tosupportthecontinued ithin the state. To support economic development, ing opportunity w development and operation of planning and action the foundation has chosen to focus on strengthening local economies; r projects dedicated to reducing persistent poverty 440,000 BostonFoundation,MA-for-iiscommunity providing access to capital, management, and technical assistance for planning and action project, including extra small businesses; strengthening agriculture; developing leadership; translation costs in connection with its survey of the supporting organizations that can improve the economic status of nature and extent of persistent poverty in Boston Arkansas; and improving the economic status of women and 400,000 GreaterWashingtonResearcbCenter,DC-to minorities. I support the continued development and operation of Enhancing the effectiveness of citizens and the institutions serving planning and action projects dedicated to reducing them is viewed as a method for improving the quality of life in persistent poverty Arkansas. In the area of civic affairs, the foundation supports efforts to improve the effectiveness of government and private service providers; to focus attention on and discussion over public policy t issues; to identify and develop leaders at the state, local, and institu- tional levels; to encourage prudent long-range conservation-, and to Rockefeller (Winthrop) improve civic opportunities for minority and disadvantaged citizens. I Improving the quality of education is another major focus. The foun- Foundation dation has made a long-term commitment to eliminate educational barriers by supporting efforts to restructure schools, encourage paren- CONTACT tal involvement, increase minority participation, and identify issues Nlahlon A. Martin, President and problems. The foundation also supports organizations promoting Winthrop Rockefeller Foundation literacy. 308 East Eighth Street The foundation achieves its charitable purposes through several types Liule Rock, Arkansas 72202 of support. Major grants are made primarily in the areas of economic (501) 376-6854 development, civic affairs, and education. Community incentive Note: Grant requests should be directed to Dianne Williams for Civic grants of up to $10,000 are available for special assistance to corn- munity-based organzations for general operating support, construction Affairs, Freeman McKindra for Economic Development, and Jac funds, or equipment purchases. To be eligible for a community incen- queline Cox New for Education. Community Incentive grant requests tive grant, an organization must serve a minority or disadvantaged should be sent to Freeman McKindra, and Program-Related Invest- population, and must not be a previous grantee of the foundation. ments to Mahlon A. Martin. Mini-grants of up to $2,000 are made at the discretion of the founda- tion president for technical assistance, organizational development, or FINANCIAL SUMMARY program planning. Such grants also are made to educators. 'Me foun- Recent Giving: $2,000,000 (1990 est.); $2,103,560 (1989)-, dation may directly invest its capital in projects related to its goals. These investments can be in the form of low-interest loans, equity, or S2,188,527 (1988); $1,635,970 (1987) Assets: $46,000,000 (1990 est.); $56,889,286 (1989); $46,294,747 other financing mechanisms. (1988); $45,929,682 (1987) The foundation often develops initiatives to address an area of con- cem, particularly in education, and supports or initiates in-house Gifts Received: $517,500 (1987); $920,000 (1986) public policy projects focusing on important issues in economic Fiscal Note: In 1987, the foundation received S517,500 from a trust development, civic affairs, or education. under the will of Winthrop Rockefeller. CONTRIBUTIONS ANALYSIS CONTRIBUTIONS SUMMARY In 1989, approximately 51% of the foundation's funding went to Type of Foundation: general purpose educational concerns, while civic and public affairs organizations Major Priority: economic development, civic affairs, and education received 41 %. Social service programs received about 5%, and the arts Geographic Distribution: primarily Arkansas about 2%. Grant Types: challenge, conference/seminar, department, general support, matching, project, and seed money TYPICAL RECIPIENTS DONOR INFORMATION Aris & Humanigies: literary arts and music The Winthrop Rockefeller Foundation is successor to the Rockwin Civic & Public Affairs: better government, business/free enterprise, Fund, which was established by Winthrop Rockefeller to support his economic- development, economics, environmental affairs, eth- nic/minority organizations, housing, nonprofit management, public charitable interests during his lifetime. Upon his death in 1973, Mr. policy, rural affairs, and urban & community affairs Rockefeller bequeathed money to a charitable trust to be used for Education: agricultural education, arts education, colleges & univer- innovative purposes, and a foundation was established shortly there- sities, education administration, education associations, elementary after. education, legal education, liberal arts education, literacy, minority Winthrop Rockefeller was governor of Arkansas from 1966 to 1970 education, public education (precollege), and scienceltechnology and a grandson of John D. Rockefeller. He was Arkansas' first education Republican governor since reconstruction, as well as a successful (D 1991 The Taft Group Kemper (Enid and Crosby) Foundation Foundation Reporter, 1991 culturally relevent health education to urban, black, RECENT GRANTS adolescent males Civic & Public Affairs 383,950 NationalBlackWomen'sHealthProject,Atlanta,GA 4,087,131 National Academy of Sciences, Washington, DC provide coordinate health and social services, support for long-term program development to education, and career oportunities to black, improve policymaking in health, agriculture, and adolescent women education International 4,000,000 IndustrialTechnologylnstitute,AnnArbor,MI-to 624,644 National Association of Partners of the Americas, promote high technology development through join efforts by state government, industry, labor, state Washington, DC - develop effective citizen leaders universities, and private foundations for grass-roots, community-level work in 3,500,000 Michigan Biotechnology Institute, Lansing, MI intemational,development link university research in molecular biology with 482,800 National Association of Partners of the Americas, agricultural and forestry applications to improve Washington, DC - develop effective citizen leaders for grass-roots, community-level work in Michigan's economy and create jobs inter-American development 475,000 International Fertilizer Development Center, Muscle Education 2,306,255 Tuskegee University, AL - to implement new Shoals, AL - to increase the supply of wholesome programs and instructional approaches, and to food for Africans by assisting with the establishment renovate and expand facilities of an African fertilizer development center 1,973,143 Michigan State University, East Lansing, MI - 439,532 School of Public Health of Mexico, Mexico City, Mexico - to establish educational programs for expansion and renovation of the Kellogg center for continuing education administrators of community-based health care Humid Tropical Region, services 1,453,130 Agricultural School of the San Jose, Costa Rica - providing training to 416,300 Foundation for Agricultural Development, Quito, agriculturalists Ecuador - to introduce new agricultural production 1,000,000 University of Michigan, Ann Arbor, MI - improve and processing technologies education and scholastic excellence by helping the Social Services University bolster interdisciplinary scholarly activities 1,340,000 Council of Michigan Foundations, Grand Haven, MI - help community foundations involve youth in 837,791 National Council of State Boards of Nursing, activities that encourage philanthropy and go, IL - introduction of computer-based Chica volunteerism clinical simulation test to assure clinical competence 818,679 California State University, Long Beach, CA - expand opportunities for adult learners from applied community college programs through reentry into four-year institutions of higher education 770,950 Syracuse University, Syracuse, NY - making adult eduction library and archival collections more Kemper (Enid and Crosby) accessible rado Springs, CO Foundation 722,000 Junior Achievement, Colo - to increase rural youth's knowledge of America's economic system CONTACT 717,263 Eastern Michigan University, Ypsilanti, MI - to improve preschool education for disadvantaged Melanie Alm, Secretary children, involving teachers and parents in five Enid and Crosby Kemper Foundation Michigan school districts P.O. Box 419226 651,220 Questl@temational,Granville,OH-toimplementa Kansas City, Missouri 64141 model to help school staffs create a more positive (816) 556-7722 school environment 576,852 EducationDevelopmcntCenterNewton,MA- improve professional health teams' decision-making capacity regarding cessation of treatment for FINANCIAL SUMMARY terminally ill patients and field test results Recent Giving: $985,919 (1988); $2,013,363 (1987); $3,850,833 (1986) Health 525,000 Total Action Against Poverty in Roanoke Valley, VA Assets: $29,439,634 (1988); $26,699,897 (1987); $28,394,777 (1986) coordinating community services and Gifts Received: $5,000 (1987); $345,004 (1985) strengthening the family environment to improve health care for children of low-income families 489,250 University of Minnesota, St. Paul, MN - improve CONTRIBUTIONS SUMMARY people's nutritional status by developing educational Type of Foundation: family programs in human nutrition Major Priority: educational and cultural programs 477,13 9 National League for Nursing, New York, NY Geographic Distribution: primarily metropolitan Kansas City, MO enhance accreditation standards for professional Grant Types: general support home health care providers 424,983 West Virginia University, Morgantown, WV - improve the health of women, children, and DONOR INFORMATION adolescents by linking the resources of state government, university, and local communities in a The Enid and Crosby Kemper Foundation was established in Missouri unified approach in 1972, with funds donated by Enid J. Kemper and R. Crosby Kemper, 416,832 Mountain Krea Health Education Foundation, Chapel Sr. Mr. Kemper is also the donor of the R. C. Kemper Charitable Trust Hill, NC - provide a corn.munity-based health care and Foundation. The Kempers are descendants of William T. Kemper network for rural communities (d. 1938), who was chairman of Commerce Trust Company. Today, 404,350 Hospital Research and Educational Trust, Chicago, IL grandsons James M. Kemper, Jr. is chairman of Commerce Bancshares implementation of a community-oriented primary care model at rural sights and R. Crosby Kemper is chairman of United Missouri Bancshares. 384,800 GreaterTampaUrbanLeague,FL-toprovide comprehensive health and social services and (D 1991 The Taft Group P91 Macy (Josiah), Jr. Foundation 192,000 Youth for Christ, Wheaton, IL - campus life and OFFICERS AND DIRECTORS junior varsity ministry Hugh 0. Maclellan, Sr.: chmn, trust B Chattanooga TN 1912 ED 175,000 Ligonier Ministries, Altamonte Springs, FL comell Univ 1935 CURR EMPL chmn fin & exec comms, dir: Provi- expansion of Chicago and Los Angeles area dent Life & Accident Ins Co CORP AFFIL dir: Am Natl Bank & Trust operations Co NONPR AFFIL mem exec comm: Future Chattanooga Devel Corp 150,000 Living Bibles International, Naperville, IL - Italian PHIL AFFIL chmn: Maclellan (RJ) Charitable Trust Living New Testament Hugh 0. Maclellan, Jr.: pres, treas, trust 100,000 Foreign Mission Board of Southern Baptist Convention, Nashville, TN - global consultation on Kathrina H. Maclellan: vp, trust PHIL AFFIL pres, iicTa@Maclellan world evangelization (Robert L & Kathrina H) Fdn 100,000 World Vision International, Monrovia, CA - MARC Thomas H. McCallie, III: secy ministry Frank A. Brock: trust PHIL AFFIL dir: Community Fdn Greater Social Services Chattanooga G. Richard Hostetter: trust 283,000 Prison Fellowship, Washington, DC - restorative justice Dudley Porter, Jr.: trust B Paris T-N@ 1915 ED Murray St Univ 1935; 100,000 SiskinMemorialFoundation,Chattanooga,TiN- Cumberland Univ LLB 1936 CURR EMPL coun: Chambliss Bahner rehabilitation center Crutchfield Gaston & Irvine NONPR AFFIL trust: Hermitage Assn; 83,102 Project 714, Chattanooga, TN - screen rnem: Am Bar Assn, TN Bar Assn, Chattanooga Bar Assn, Assn Life communication agency !9 Ins Couns, Newcomen Soc, Nature Conservancy PHIL AFFIL trust: Maclellan (RJ) Charitable Trust APPLICATION AND REVIEW PROCEDURES Macy (Josiah), Jr. Foundation initial Contact: Proposal letters not more than two pages in length should be sent to the foundation's chairman. Include Information On: Proposals should include a recent financial CONTACT statement of audit report, and a list of board members. Thomas Harry Meikle, Jr., MD, President Note: The foundation does not make grants to individuals. Josiah Macy, Jr. Foundation 44 East 64th Street GRANTS ANALYSIS New York, New York 10021 Total Grants: $5,476.092* (212) 486-2424 Number of Grants: 105 Average Grant; $52,153 FINANCIAL SUMMARY Highest Grant: $439,021 Typical Range: $25,000 to $125,000* Recent Giving: $3,849,954 (fiscal 1989); $3,046,521 (fiscal 1988); Disclosure Period: 1988 $3,393,741 (fiscal 1987) Note: Total grants figure reflects total direct and indirect cash Assets: $90,787,065 (fiscal year ending June 30, 1989); $83,269,016 contributions. 'Me foundation also made a non-"sh contribution of (fiscal 1988); $90,612,900 (fiscal 1987) $3,645,667 to the Helen M. Tipton Charitable Trust, bringing total contributions to $9,121,759. A number of minor grants (under $500) CONTRIBUTIONS SUMMARY were made for consulting services. 'De figure above reflects the range Type of Foundation: general purpose of grants directed to support institutions and organizations. Major Priority: health and medicine Geographic Distribution: no geographic restrictions RECENT GRANTS Grant Types: conferencelseminar and project Civic & Public Affairs 100,000 River City Company, Chattanooga, TN - operating DONOR INFORMATION funds The donor, Mrs. Kate Macy Ladd (I 863-1945), named the foundation Education in honor of her father. The Macy family made its fortune in the whaling 300,000 McCallie School, Chattanooga, TN - operating funds industry, shipping (both coastal and transoceanic), and oil. Mrs. Ladd 187,000 English Language Institute, San Dimas, CA directed the foundation to devote its attention to the advancement of China-teacher campaign medicine and health in the United States and abroad. 150,000 Reformed Theological Seminary, Jackson, MS world mission program 150,000 Trinity Episcopal School for Ministry, Ambridge, PA FOUNDATION PHILOSOPHY - capital fund drive Traditionally, the Macy Foundation has focused on medicine and 84,483 International Students, Colorado Springs, CO - health. This stems from Mrs. Ladd's personal interest in these areas. operation friendship 75,000 Ea-stem European Seminary, Dallas, TX - translating Her instructions, intended to guide the foundation's giving, were and editing expense concerned with "fundamental aspects of health, of sickness, and of methods for the relief of suffering." International The foundation's interests currently are focused on conferences at 193,171 Partners International, San Jose, CA - purchase of explore critical issues in medical education and on projects that land demonstrate new educational directions and evaluate their effective- Religion ness. Intrinsic to these activities are efforts to infonn and influence 400,000 Inter-Varsity Christian Fellowship, Madison, WI those organizations and agencies which have the leverage to effect operating funds needed changes. The foundation is currently assisting projects that: 200,000 Lausanne Committee, Charlotte, NC consulting recruit and retain medical students from underrepresented racial, eth- services world evangelization nic, geographic, and socioeconomic backgrounds; develop lon- gitudinally integrated programs to train significantly increased num- 453 Macy (Josiah), Jr. Foundation Foundation Reporter, 1991 hers of generalist physicians committed to the practice of primary Medicine Fdn; mem bd science overseers: Jackson Lab Bar Harbor' health care; advance understanding of the real costs of medical educa- mem: Inst Medicine Natl Academy Sciences, Am Philosophical Soc, Lion as a basis for developing a rational method of directly financing Am Soc Clinical Investigation, Genetic Soc Am, Am Soc Biological an integrated system of medical education; strengthen the education Chemists, AssnPhysicians Great Britain, Assn Am Physicians, Am SOIC of physicians by instituting perforrnance-based evaluations of Human Genetics, Harvey Soc, Harveian Soc London, Med Research students' and residents' competencies throughout their training; and Soc Great Britain; fellow: Am Assn Advancement Science, Royal Coll promote the requirement of a period of community service for all Physicians London Edinburgh; editor- Am Journal Medicine; Co. medical school graduates as a condition for licensure. editor: Progress in Med Genetics; trust: Whitney (Helen Hay) Fdn Charles Baker Finch: dir, mem audit comm B New York NY 1920 ED Yale Univ BA 1941, LLB 1943 CURR EMPL chmn, dir: Allegheny CONTRIBUTIONS ANALYSIS Power System CORP AFFIL dir: PA Power Co, Monogabela Power In fiscal 1989, 51% of all funds went tohighereducational institutions Co, Potomac Edison Co NONPR AFFIL mem: St Nicholas Soc City for medical, premedical, scientific, technological. and health educa- NY, trust: Cooper Union tion. Health institutions and hospitals received 39% of giving, scien- S. Parker Gilbert: dir, mem fin comm CURR EMPL chmn: Morgan tific organizations, 8%, and civic groups, 2%. In terms of the Stanley Group foundation's main programs, minorities in medicine received 33% of Patricia Albjerg Graham, PhD: dir B Lafayette IN 1935 ED Purdue grant funds, medical amd premedical education received 29%, and Univ BS 1955, MS 1957; Columbia Univ PhD 1964 CURR EMPL biomedical education, 7%. 'Me remainder was allocated to health care dean, Waffen prof: Harvard Univ Grad Sch Ed CORP AFFIL trust: policy issues and to various other programs. Northwestern Mutual Life NONPR AFFIL mem: Science Research Assocs, Natl Academy Ed. Am History Assn PIIIL AFFIL dir: Spencer Fdn; dir: Johnson Fdn; dir: Camegie Fdn Advancement Teaching TYPICAL RECIPIENTS Bernard W. Harleston, PhD: dir B New York NY 1930 ED Howard Education: colleges & universities, health & physical education, Univ BS 1951; Univ Rochester PhD 1955 CURR EMPL pres: City medical education, minority education, and science/technology educa- Univ NY City Coll NONPR AFFIL trust: Cambridge Friends Sch; tion chmn: NY City Mayors Comm Science & Technology; mem adv counc Ilealth: health care cost containment, health organizations, hospitals, bd trusts: Univ Rochester; mem minority higher ed adv counc- Corn- medical training, nursing services, and outpatient health care delivery monwealth MA; fellow: MA Psychology Assn; mem: Am Psychology international: international health care Assn, Assn Am Colls, Am Assn Advancement Science, Am Assn Univ Science: science exhibits & fairs and scientific institutes Profs, NY City Mayors Comm Black New Yorkers, NY City Mayors Comm Homeless, NY City Mayors Comm Special Ed; mem bd: African Am Inst, NY Hall Science; visiting Comm Coll liberal ans: OFFICERS AND DIRECTORS Univ Miami Clarence F. Michalls: chmn, dir, chmn exec Comm, cbmn fin Comm Lawrence S. Huntington: dir, mem fin Comm, mcm audit Comm B B New York NY 1922 ED Harvard Univ BS 1943 CORP AFFIL trust: New York NY 1935 ED Harvard Univ BA 1957; NY Univ LLB 1964 Seamans Bank Savings; dir: Allegheny Power System, Potomac CURR EMPL chmn, ceo, chmn exec Comm, dir: Fiduciary Trust Co Edison Co, Cheapside Dollar Fund Ltd, West PA Power Co, Monon- Intl NONPR AFRIL dir: World Wildlife Fund; chmn: Citizens Budget gahela Power Co NONPR AFFIL trust: Cooper Union Comm Louis S. Auchincloss: dir, mem exec Comm B Lawrence NY 1917 ED John Jay Iselin: dir Yale Univ 1939; Univ VA LLB 1941 NONPR AFFIL pres: Museum David Lincoln Luke, III: dir, mem exec Comm B Tyrone PA 1923 ED City NY-, mem: NatI Inst Ans & Letters, Assn Bar City NY Yale Univ AB 1945 CURR EMPL chmn, pres, ceo: Westvaco Corp E. Virgil Conway: dir, chmn audit Comm, mem exec Comm, mem fin CORP AFFIL dir: Clupak, BF Goodrich Co, Irving Trust Co, Irving Comm B Southampton NY 1929 ED Colgate Univ BA 195 1; Yale Univ Bank Corp, McGraw-Hill, Grumman Corp NONPR AFFIL mem: Am LLB 1956 CURR EMPL cbmn bd, pres, ceo, trust: Seamans Bank Paper Inst, Inst Paper Chemistry; trust: Cold Spring Harbor I-ab; trust Savings CORP AFFIL dir: Union Pacific Corp, JP Stevens & Co, Natl emeritus: Hotchkiss Sch Securities & Research Corp, Union Pacific Railroad; trust: Con- Mary Patterson McPherson, I'hD: dir B Abington PA 1935 ED Smith solidated Edison CO.NY, Atlantic Mutual Ins Co, Natl Bond Fund, Nail Coll AB 1957; Univ DE MA 1960; Bryn Mawr Coll PhD 1969 CURR Stock Fund, Natl Growth Fund, Natl Balanced Fund, Natl Preferred EMPL pres: Bryn Mawr Coll CORP AFFIL dir: Provident Nlatl Bank Fund, Natl Total Income Fund, Natl Total Return Fund, Natl Securities Philadelphia, Bell Telephone Co PA NONPR AFFIL mem bd dirs: NY Tax-Exempt Bond Fund, Natl Securities Strategic Allocation Fund Agnes Irwin Sch, Shipley Sch, Brookings Inst, Philadelphia Con- NONPR AFFIL trust: Citizens Budget Comm; dir: Regional Planning tributorship, Natl Humanities Ctr, Amherst Coll; mem: Soc Ancient Assn; mem: Savings Bank Assn NY, Natl Assn Mutual Savings Banks, Greek Philosophy, Am Philosophy Soc PI]IL AFFIL dir: Camegic Am Bar Assn, Assn Bar City NY, NY Chamber Commerce & Industry, Corp NY N'atl Coune Savings Insts Walter N. Rothschild, Jr.: dir, mem exec Comm, mem fin Comm, Meln Thomas Harry Meikle, Jr., MD: pres, mem fin Comm, mem exec audit Comm Comm B Troy PA ED Comell Univ AB 195 1. MD 1954 NONPR AFFIL Nelson Macy, Jr.: hon dir mem: Am Physiology Soc, So-c Neurosciences Lewis Thomas, MD: hon dir B Flushing NY 1913 ED Princeton Univ Maxine E. Bleich: vp BS 1933; Harvard Univ MD 1937 NONPR AFFIL pres emeritus: Mernl Rina Forlini: secy, treas Sloan-Kettering Cancer Ctr PHIL AFFIL dir: Lounsbery (Richard) Lawrence K. Altman, MD: dir B Quincy MA 1937 ED Harvard Univ Fdn; dir: Diamond (Aaron) Fdn AB 1958; Tufts Univ MD 1962 CURR EMPL staff med correspondent: s NY Times NONPR AFFIL fellow: Am Coll Physicians, Am Coll Epidemiology, NY Academy Medicine; mem: Inst Medicine/Natl APPLICATION AND REVIEW PROCEDURES Academy Sciences, Am Soc Tropical Medicine & Hygiene, Soc Initial Contact: The foundation suggests sending a preliminary letter Epidemiological Research of inquiry. Correspondence should be addressed to the president.neTO Harold Amos, PhD: dir CURR EMPL chmn (div med sciences), prof are no special application forms. (microbiology, molecular genetics): Harvard Medical Sch Include Information On: Grant proposals should include the nameof Alexander Gordon Bearn, MD: dir B Surrey England 1923 ED Univ the sponsoring organization or institution, description of the project, London BS 1946, MD 1951 CURR EMPL adjunct prof: Rockefeller names and qualifications of the persons in charge of the project, Univ NONPR AFFIL chmn (div med sciences): Assembly Life Scien- expected costs and duration of the project (including an itemizcd ces; trust: Rockefeller Univ, Howard Hughes Med Inst-, dir: Royal Soc (D 1991 Tile Taft Grot'P Kaiser (Henry J.) Family Foundation Foundation Reporter, 1991 Disclosure Period: 1988 RECENT GRANTS Kaiser (Henry J.) Family Civic & Public Affairs Foundation 20,000 GermanSocietyoftheCityofNewYork,NY-for its social service program CONTACT 20,000 Liederkranz Foundation, New York, NY - for its musical programs Karen Sparks Program Officer and Grants Manager Education Henry J. Kaiser Family Foundation 150,000 University of Kansas, Lawrence, KS - for the Max 2400 Sand Hill Road ' Kade language center Menlo Park, California 94025 52,500 Indiana University, Institute of German Studies, (415) 854-9400 Bloomington, IN - toward support of its graduate training and teaching program 32,850 UniversityofCafifomia,SanFrancisco,CA- FINANCIAL SUMMARY research and training in the field of cardiology, focusing on the studies of pathophysiology of Recent Giving: $13,022,465 (1988); $11,880,014 (1987); alcoholic cardiomyopathy $10,021,212 (1986) 32,850 University of California, Berkeley, CA - research Assets: $373,847,507 (1988); $354,413,428 (1987); $359,265,215 and training in the field of structural mechanics, (1986) focusing on the studies of computational methods for non-linear large deformation problems 32,850 California Insitute of Technology, Pasadena, CA - CONTRIBUTIONS SUMMARY research and training in the field of organometallic chemistry Type of Foundation: special purpose 31,525 University of California Regents, Los Angeles, CA - Major Priority: medicine and health care research and training in the field of gastrointestinal Geographic Distribution: national; some emphasis on California research Grant Types: confercnce/seminar, department, fellowship, general 31,525 University of California, Berkeley, CA - research support, multiyear/continuing support, professorship, project, re- and training in the field of biochemistry search, scholarship, and seed money 31,400 Massachusetts Institute of Technology, Whitehead Institute for Biomedical Research, Cambridge, MA - research and training in the field of developmental biology DONOR INFORMATION 31,400 University of Colorado Foundation, Boulder, CO The foundation was established in 1948 by industrialist Henry J. research and training in the field of geology Kaiser (1882-1967) and his wife, Bess. Mr. Kaiser ran a successful 31,150 Harvard University, Cambridge, MA - research and construction business, and after World War H founded Kaiser In- training in the field of atomic and molecular physics dustries, which had interests in aluminum, steel, cement, gypsum, and 30,700 Washington University School of Medicine, St. Louis, MO - research and training in the field of chemicals. Mr. Kaiser had a lifelong interest in medicine and the neurobiology improvement of health care for all Americans. He established a prepaid 30,200 University of California, San Diego, CA - research health care program for his employees in 1938, which has grown to and training in the field of marine biology become the Kaiser Permanente Medical Care Program. 30,100 Foundation for Advanced Education in the Sciences, Bethesda, MD - research and training in the field of molecular oncology FOUNDATION PHILOSOPHY 29,800 University of California, San Francisco, CA - The foundation, following the example of its founder, works to im- research and training in the field of theoretical and experimental neuroscience prove health care for all Americans. In the past, the foundation's 25,900 Uni'versity of Maryland, Baltimore, MD - research emphasis has been on the concept of comprehensive prepaid health and training in the field of biochemistry, focusing on care, general internal medicine training, health professions education, the studies of neorochemical and pharmacological and research and analysis in health care policy. Recently, the founda- studies of central seizures tion has supported activities aimed at improving the results of health 25,900 Columbia University, New York, NY - research and care and enhancing patients'functioning in their everyday lives. It also training in the field of statistical human genetics has established the Health Promotion Program, to alert people to 20,000 Middlebury College, VT - in support of the distinguished professorship program of the graduate preventable illnesses and premature death. It also encourages cost-ef- language semester fectiveness in the provision of health care services through the promo- 20,000 Gerrnan-American School Association, New York, NY tion of health maintenance organizations (HMOs). 15,000 University of Pennsylvania, Philadelphia, PA - The foundation is funding development and health projects in South fellowship program for training of graduate teaching Africa. It also funds health and health-related services in the five- assistants county San Francisco Bay Area. 12,000 Franklin and Marshall College, Lancaster, PA - in support of the visiting faculty exchange professorship program in the field of foreign CONTRIBUTIONS ANALYSIS languages and literatures 10,000 Univ-ersity of Wisconsin Foundation, Madison, WI In 1988, the foundation gave 48% of its funding to education, most of whi,ch-went to medical schools. Health received 3 1 %, with a focus on Health hospitals and medical research. Social services received 9%. Civic and 14,400 Harvard University, Brighan and Women's Hospital, public affairs received 79o, and international organizations received Boston, MA - research and training in the field of the remainder. cardiovascular research 10,100 Massachusetts General Hospital, Boston, MA research and training in the field of photomedicine QQ 0 1991 The Taft Group p,undation Reporter, 1991 Kaiser (Henry J.) Family Foundation ,TYPICAL RECIPIENTS APPLICATION AND REVIEW PROCEDURES civic & Public Affairs: nonprofit management, philanthropic or- Initial Contact: 'Mere is no official application form. Applicants gnizations, and public policy should submit a preliminary letter. iducafion: colleges & universities, health & physical education, Include Information on: Include a brief outline of the plan and .03edica education, minority education, and science/technology educa- 0 ectives of the project, pertinent information about the sponsoring tion organization and the individuals to be involved, budget estimate, and g Uealih. eriatric health, health organizations, hospitals, medical re- a copy of the tax-exempt status letter. search, nutrition & health maintenance, pediatric health, public health, Deadlines: Applicants may submit requests any time. and single disease health associations Review Process: The foundation replies as promptly as possible con- Infernational: international development/relief ceming the status of all requests. Social Services: aged, child welfare, community service organiza- Note: The foundation does not support the following: ongoing general tions, drugs & alcohol, family planning, family services, homes, and operating expenses; indirect costs; construction, renovation, or equip- youth organizations ment purchases; basic biomedical research; individuals; funds for legislation or activities that seek to influence the legislative process; international projects-, and capital campaigns, annual appeals, or other OFFICERS AND DIRECTORS fund-raising events. EdgarFosburgh Kaiser, Jr.: chmn, trust, fdrgrandson B Portland OR Foundation Publications: annual report 1942 ED Stanford Univ BA 1965; Harvard Univ MBA 1967 CURR EMPL chmn bd dirs, pres, ceo: Kaiser Resources CORP AFFIL dir: Bell Canada Enterprises Devel Corp, Canadair Ltd, BC Place Ltd GRANTS ANALYSIS NONPR AFFIL trust: Vancouver Gen Hosp, CA Inst Tech; mem bd Total Grants: $13,022,465* dirs: Sadat Peace Fdn, Diefenbaker Meml Fdn, Univ CO Fdn; chmn: Number of Grants: 152* Kaiser Substance Abuse Fdn; fdr, mem adv comm: Denver Broncos Average Grant: $85,674* Youth Fdn; Man in Motion World Tour; mem cooperation comm: Highest Grant: $1,618,338 Canada-Korea Bus Counc; mem Canadian comm: Pacific Basin Econ Typical Range: S I 0,000 to $ 1 00,000 Counc; mem: Bus Counc NaLl Issues, SRI Intl Counc, mem bd govs: Disclosure Period: 1988 Jr Achievement British Columbia, Bus Counc British Columbia; mem Note: Figures do not include $89,129 in matching gifts. intl adv counc: Gov Dummer Academy, Salk Inst Drew Altman: pres Alvin Richard Tarlov, MD: trust B Norwalk CT 1929 ED Dartmouth RECENT GRANT Coll BA 195 1; Univ Chicago MD 1956 NONPR AFFIL mem: Am Coll Civic & Public Affairs Physicians, INSL Medicine Natl Academy Sciences 390,000 Rand Corporation, Santa Monica, CA - for Joseph Anthony Califano, Jr.: trust B New York NY 1931 ED Coll supplementary support for the Medical Outcomes Holy Cross AB 1952; Harvard Univ LLB 1955 CURR EMPL ptnr: Study Dewey Ballantine Bushby Palmer & Wood CORP AFFIL dir: Chrysler 187,500 InterStudy, Excelsior, NLN - continued support for Corp, Am Can Co, Automatic Data Processing, Primerica NONPR the Health Systems Demographic Center AFFIL chmn: Ctr Social Policy Middle East; trust: Urban Inst, 20th 50,000 Northern California Grantmakers, San Francisco, CA Century Fund; mem bd dirs seminars media & society: Georgetown - for AIDS Prevention and Community Care Univ; mem: Am Bar Assn, Fed Bar Assn, DC Bar Assn, NY St Bar Initiative Assn, Am Judicature Soc; hon chmn: Children Alcoholics Fdn; dir: Education Am Fdn AIDS Research PHIL AFFIL secy, treas, trust: Iacocca Fdn 1,618,338 Stanford University, Stanford, CA - for Health Hale Champion: trust B Coldwater MI 1922 ED Stanford Univ BA Promotion Resource Center 1952 CURR EMPL exec dean: John F Kennedy Sch Govt Harvard Univ 878,554 University of Washington, Seattle, WA - for NONPR AFFIL trust mem: Natl Academy Pub Admin evaluation of the Foundation's Health Promotion Program in the West Richard Pierce Cooley-. trust B Dallas TX 1923 ED Yale Univ BS 300,000 National Medical Fellowships, New York, NY - for 1944 CURR EMPL chmn, pres, ceo: SeaFirst Corp CORP AFFIL trust: Kaiser Merit Awards and need-based scholarships Rand Corp; dir: Un Airlines, Allegis Corp, Howmet Turbine Com- for minority medical students ponents Corp, Burlington Northern, Pechiney Ugine Kuhlmann Corp, 225,000 Morehouse School of Medicine, Atlanta, GA - for Bank Am Corp NONPR AFFIL trust: Children's Hosp San Francisco, development of a Health Promotion Resource Center CA Inst Technology; mem: Assn Reserve City Bankers, Smithsonian 221,062 University of Washington, Seattle, WA - for Inst Natl Assn Bd, CA Chamber Commerce evaluation of the Planetree Model Hospital Project Douglas A. Fraser: trust CURR EMPL prof labor studies: Wayne St 150,000 San Diego State University, San Diego, CA - for Univ Project Salsa 30,000 University of California (San Francisco), Institute for Barbara C. Jordan: trust B Houston TX 1936 ED TX Southern Univ Health and Aging, San Francisco, CA - for BA 1956; Boston Univ JD 1959 CURR EMPL Lyndon B Johnson development of a long-term care policy agenda for Centennial prof natl policy: Lyndon B Johnson Sch Publ Affairs Univ California TX (Austin) NONPR AFFIL mem: UN Panel Multinational Corps South Africa & Namibia, Am Bar Assn, TX Bar Assn, MA Bar Assn, Health Houston Bar Assn, NAACP 530,099 National Academy of Sciences, Washington, DC for guidelines on diet and health: implications and Henry M. Kaiser: trust CURR EMPL dir: Harvest Ventures strategies for implementation Kim J. Kaiser: trust 225,000 Advocacylnstitute,Washington,DC-forsmoking Edwin H. Morgens: trust CURR EMPL chmn: Morgens Waterfall Control Advocacy Resource Center Vintiadis & Co 209,603 Preventive Medicine Research Institute, Sausolito, Joan E. Morgenthau, MD: trust CURR EMPL dir health services: CA - to study the effects of lifestyle changes in Smith Coll; prof lecturer: Mt Sinai Sch Medicine City Univ NY treating coronary heart disease 185,464 Boston Department of Health and Hospitals, Boston, MA - for the evaluation of the Violence Prevention Project 0 1991 The Tart Group 389 Foundation Reporter, 1991 Kaplan (J. M.) Fund y New York State n Hospital-Lehi h Valley Hospital Center. Geographic Distribution: primaril roject, and seed 178,578 Allentow 9 cral support. operating expenses, p Allentown, Pik - for Smoke Free Lehigh Valley Grant Types: gen Project money 176,517 Children's Hospital of Philadelphia, Philadelphia, PA - for Philadelphia injury prevention, the Safe DONOR INFORMATION Block Proiect rsity, National Health 158,965 George Waihington Unive Jacob Merrill Kaplan (1891-1987) established the fund in 1945 with y Foruni, Washington, i)C - for Health e Company, which he headed for Polic proceeds from the Welch Grape Juic Promotion Project lbuquerque, NM for many years. In 1977, Mr. Kaplan transferred the presidency of the fund 15o,ooo Healthnet New M.exico, A to his daughter, Joan K. Davidson. Mr. Kaplan worked imaginatively model program in statewide health promotion 'd and the improvement of American social 150,000 Kaiser Foundation Health Plan of the Northwest, in responding to human nee Mr. Kaplan's ideas and values govern the nd, OR - for "Adopt a secondary school for service institutions. Today, Portia work of the fund, as they have for over forty years. health" project 150,000 San Francisco Department of Public Health, San Francisco, CA - for community and home injury prevention project for seniors FOUNDATION PHILOSOPHY 149,996 Colorado artment of Health, Denver, CO - for In recent years, the fund has become increasingly involved in national Action for ealthy People 148,964 North Bay Health Resources Center, Petaluma, CA efforts to protect the environment, to plan and develop cities, and to for a nu tion education pro The fund, however, con tn gram on dietary habits champion civil liberties and human rights. and risk factors for cancers tinues to focus most of its support on local nonprofit organizations, 148,575 Indian Health Service-Wind River Health Promotion community grassroots efforts, and social policy interests in New York Project, St. Stephens, WY - for Wind River Indian Reservation health promotion program City. 131,591 Mental Health Services for Tuolumne County, Grants are made primarily in three program areas. Within the area Sonora, CA - for youth health promotion program categorized as land use, the fund is concerned with conservation; historic preservation; improving neighborhoods; enhancing public International parks, farmlands, and open space; and efficient handling of nuclear 145,000 University of the Witwatersrand, Health Services Develo@ annesbUTg, South Africa weapons. Within the area terined civil liberties and human needs, the -ent Unit, Job fund supports efforts to promote civil rights, ensure legal protection, for continuation of training for primary health personnel provide basic public services, and promote human rights. The trust also funds a variety of cultural interests in its third program area. Social Services 181,015 Boys Club of America, New York, NY - for substance abuse program CONTRIBUTIONS ANALYSIS 150,000 GirIsClubofAmerica,NewYork,NY-for adolescent pregnancy prevention program In fiscal 1988, the fund gave 39% of its contributions to civic and ,v Mothers, Hea,It public affairs. Its major concern was environmental affairs. The arts 150,000 Health @y Babies, The Montana Coali'tion, Helena, MT_ for Montana adolescent received 32%, with a focus on historic preservation and restoration but also included grants to various music and arts groups. Sociai pregnancy Prevention program Choices, Park City, UT services received 17%, while education received 1 1 % of the giving. 150,000 Mountain C8mmunity Health - for health promotion project to reduce substance abuse 150,000 PositivelmagesEmerging,SanDiego,CA-for TYPICAL RECIPIENTS adolescent pregnancy prevention project Arts & Humanities: history/historic preservation, libraries, literary arts, museums/galleries, music, and opera Civic & Public Affairs: civil rights, environmental affairs, First Amendment issues, international affairs, philanthropic organizations, rural affairs, urban & community affairs, and zoos/botanical gardens Kaplan (J. M.) Fund Education: colleges & universities Health: health organizations Social Services: food/clothing distribution, legal aid, and shel- CONTACT ters/homelessness Suzanne Davis Executive Director J@ M. Kaplan Fund OFFICERS AND DIRECTORS 30 Rockefeller Plaza. Suite 4250 Joan K. Davidson: pres, trustB New York NY 1927 ED Comell Univ New York, New York 10 1 12 1948; Bank Street Coll Ed 1949 NONPR AFFIL trust: Natl Comm (212) 767-0630 Effective Congress, Natl Trust Historic Preservation Elizabeth K. Fonseca: vp, trust PHIL AFFIL vp, dir: Kaplan (Henry C) Fdn FINANCIAL SUMMARY Richard D. Kaplan- vp, trust Recent Giving: $6,908,000 (fiscal 1989 approx.); $6,147,000 (fiscal Mary E. Kaplan: vp, trust 1988); $5,827,000 (fiscal 1987) John Matthew Davidson: secy, trust Assets: $85,000,000 (fiscal 1989 approx.); $77,913,169 (fiscal year Suzanne Davis: exec dir ending November 30, 1988); $75,132,609 (fiscal 1987) Maurice Austin: trust PHIL AFFIL dir: Kaplan (Henry C) Fdn Gifts Received: $6,243 (fiscal 1987) Elizabeth Davidson: trust Bradford Davidson: trust Peter W. Davidson: trust CONTRIBUTIONS SUMMARY Bruno Fonseca: trust Type of Foundation: family Caio Fonseca: trust .Major Priority: the arts, civil liberties, and human needs; programs Isabel Fonseca: trust in architecture and urban planning; and preservation and parks Quina Fonseca: trust (D 1991 The Tart GROUP Kello K.) Foundation Foundation Reporter, 1991 Foundation Publications: annual report, statement of policies & Hereditary Disease Foundation, Santa Monica, CA - continued procedures support for collection of a reference pedigree for mapping the human genome Yale University, New Haven, CT - toward constriction of the new GRANTS ANALYSIS center for molecular medicine Total Grants: $35,286,000 Huntington Memorial Hospital, Pasadena, CA - toward a new Number of Grants: 58 radiology wing Average Grant: $608,379 Highest Grant: N.Av. Social Services Typical Range: $ 1 00,000 to $750,000 Children's Bureau of Los Angeles, CA -toward the purchase of a new Disclosure Period: 1989 headquarters building Goodwill Industries of Southern California, Los Angeles, CA - purchase of six trucks for pick-up of donated goods RECENT GRANTS Los Angeles Regional Foodbank, CA - support for construction of new warehouse Arts & Humanities Los Angeles amber Orchestra Society, CA continued support of educational activities Orange County Performing Arts Center, Costa Mesa, CA - for the endowment fund Santa Barbara -@Museum of Natural History, CA support for expanded Kellogg (W. K.) Foundation education programs Education CONTACT Bucknell University, Lewisburg, PA - a gas chromatograph/mass Nancy A. Sims spectrometer for the chemistry department Executive Assistant, Programming Fairfield University, CT - equipment for an applied physics program W. K. Kellogg Foundation Georgia Institute of Technology, Atlanta, GA - instruments for a 400 North Avenue manufacturing research center Battle Creek, Michigan 49017-3398 Ithaca College, NY - support for a magnetic resonance spectrometer (616) 968-1611 for the chemistry department Johns Hopkins University, Baltimore, MD - equipment for a biophysical research on macro-molccular assemblies FINANCIAL SUMMARY Michigan State University, East Lansing, MI - instruments for an Recent Giving: S106,948,094 (fiscal 1989); $107,106,934 (fiscal environmental laboratory 1988); $88,979,208 (fiscal 1987) -,\,Orthwestem University, Evanston, IL - support for a nuclear Assets: $4,201,240,259 (fiscal year ending August 31, 1989); magnetic resonance spectrometer for biology research $3,162,546,321 (fiscal 1988); S3,581,473,230 (fiscal 1987) Pennsylvania State University, University Park, PA - establishing a Gifts Received: S92,614,094 (fiscal 1987) laboratory for fluid dynamics research in the mathematics department Fiscal Note: Gifts received are primarily from the W. K. Kellogg Texas Christian University, Ft. Worth, TX -a scanning electron Foundation Trust. microscope and other equipment for biology and geology departments Tufts University, Medford, MA - magnetometry equipment for the department of physics and astronomy CONTRIBUTIONS SUMMARY University of Arizona, Tucson, AZ - an electron microprobe and a Type of Foundation: general purpose mass spectrometer for geosciences research Major Priority: community-based, problcm-focused health services-, University of California, Los Angeles, CA - an ion microprobe for wholesome food supply; leadership, youth; and economic develop- research in isotope geochemistry ment in Michigan University of Colorado, Boulder, CO - equipment for the Geographic Distribution: international (primarily Latin America, the optoclectronic computing systems center Caribbean, and Southern Africa) and national University of Texas, Austin, TX - a magnetic resonance imaging Grant Types: fellowship, matching, multiyear/continuing support, spectrometer for oil recovery research in the petroleum engineering project, and seed money department Vill.anova University, ViRanova, PA - equipment for an electron DONOR INFORMATION microscopy laboratory Wellesley College, MA - support for an astronomy consortium of The foundation was established in Battle Creek, Michigan, in 1930, by eight undergraduate colleges W. K. Kellogg. Mr. Kellogg was a successful businessman who Wesleyan University, Middletown, CT - equipment for several pioneered the ready-to-eat breakfast cereal industry with the Kellogg science departments Company. Mr. Kellogg was active in philanthropy until his death in Massachusetts Institute of Technology, Cambridge, MA - further 1951 at the age of 91. support for the existing W. M. Keck fellowship fund for graduate students in the biology department Amherst College, MA -for developing an undergraduate curriculum FOUNDATION PHILOSOPHY in law, jurisprudence, and social thought T-he7@'oundation follows Mr. KeHogg's commitment to the application Loyola High School, Los Angeles, CA - for the endowment fund of knowledge to the problems of people. The foundation's grant making is concentrated in the following areas: community-based, Health problem-fccused health services, wholesome food supply; leadership; Harvard University, Cambridge, MA - equipment and operations youth; and economic development in Michigan. 'De foundation also support for the department of biological chemistry and molecular is conducting limited grant making in the following areas to determine pharmacology whether these themes might become major parts of programming-. rural America, water resources, management of information systems, (D 1991 The Taft Group Kellogg (W. K.) Foundation Foundation Reporter, 1991 philanthropy and volunteerism, science education, and community Chris T. Christ: trust B Battle Creek MI ED Albion Coll AB 1951-, colleges. Univ MI JD 1954 CURR EMPL ptnr: Vandervoort Cooke McFree Christ Carpenter & Fisher PC NONPR AFFIL chmn: Battle Creek Health Systems; mem: Calhoun County Bar Assn, Am Bar Assn, Panel CONTRIBUTIONS ANALYSIS Arbitrators, Am Arbitration Assn; consultant: Albion Coll, Binda Fdn. In 1989, based on the foundation's designated program areas, about Am Cancer See, North Avenue Women's CtrPHILAFFIL chmn: Battle 28% of funding went to community-based, problem-focused health Creek Community Fdn services and to other health issues. About 12% each went to adult William Neill Hubbard, Jr.: trust B Fairmont NC 1919 ED Columbia continuing education and youth, An additional II% went to a special Univ AB 1942; NY Univ MD 1944 CORP AFFIL dir: Upjohn Co, First opl>ortunity category, primarily supporting social s7e7rvi-ces, civic or- Am Bank Corp, Hoover Universal, Consumers Power Co NOIVPR ganizations, and educational programs. The foundation states that AFFIL dir: Intl Fertility Research Program, Family Health Intl, Univ grants in this area were made in response to 'special programming MI Devel Counc; mem: Harvey Soc, NY Academy Medicine, oc opportunities" and that it is unlikely that such funding would be given Alumni Bellevue Hosp, MI Med Soc Clinical Pharmacology & otherwise. Another 11% of foundation funding went to emergent Therapuetics, Inst Medicine/Natl Academy Sciences, Kalamazoo programming, primarily for Rural America Projects and for Academy Medicine, Am Soc Clinical Pharmacology & Therapeutics; Philanthropy and Voluntecrism. The remaining funds were given to trust: Columbia Univ; fellow: Am Coll Physicians; chmn visiting Wholesome Food Supply, 10%; leadership, 8%, and economic comm: Univ MI Medical Ctr PHIL AFFIL dir: Counc Library Resour- development in Michigan, 7%. ces Dorothy A. Johnson: trust NONPR AFFIL trust: Grand Valley St Univ Fdn, Presbyterian Fdn; pres: Counc MI Fdns; dir: Fdn Ctr TYPICAL RECIPIENTS Robert L. Raun: trust NONPR AFFIL trust: Univ NE Fdn; dir: NE Arts & Humanities: libraries and museums/galleTiCS Futures; mem: NE Water Mgmt Bd, NE Econ Devel Comm Civic & Public Affairs: economic development, municipalities, non- Howard F. Sims: trust CURR EMPL architect NONPR AFFIL trust: profit management, public policy, rural affairs, urban & community Oakland Univ (MI); dir: Detroit Econ Growth Corp, Fdrs See Detroit affairs, and women's affairs Inst Arts, Un Fdn; mem exec bd: Detroit Area Counc Boy Scouts Am, Education: agricultural education, arts education, business education, Metro Youth Fdn career/vocational education, colleges & universities, community & Jonathan Taylor Walton: trust B Evanston IL 1930 ED Dartmouth junior colleges, continuing education, economic education, education Coll BA 1952, MBA 1953 CURR EMPL exec vp: Natl Bank Detroit, administration, education associations, education funds, elementary NBD Bancorp NONPR AFFIL MI chmn: Un Negro Coll Fund; chmn: education, engineering education, faculty development, health & Greater Detroit Area Health Counc; trust: Endowment Fund Am Red physical education, international exchange, international studies, jour- Cross; dir: YIMCA Metro Detroit, Franklin-Wright Nonprofit Housing nalism education, legal education, liberal arts education, literacy, Corp-, mem: Assn Reserve City Bankers PHIL AFFIL trust: Comm Fdn medical education, minority education, preschool education, private Southeastern MI education (precollege), public education (precollege), science/tech- Wenda Weekes Moore: trust CURR EMPL chmn bd dirs: nology education, social sciences education, special education, and CHART/WEDCO NONPR AFFIL trust: Wayside House; mem: Univ student aid MN Bd Regents; dir: Univ @MiN Fdn Health: emergency/ambulance services, geriatric health, health care cost containment, health funds, health organizations, hospices, hospi- tals, medical training, medical rehabilitation, medical research, mental APPLICATION AND REVIEW PROCEDURES health. nursing services, nutrition & health maintenance, outpatient Initial Contact: There are no formal grant application forms. Or- health care delivery, pediatric health, public health, and single disease ganizations should send a one- to two-page pre-proposal letter. health associations Include Information On: Pre-proposal letters must describe the prob- International: foreign educational institutions, international develop- lem and plan for solution including project objectives, operational ment/relief, international health care, and international organizations procedures, time schedule, and the personnel and financial resources Science: scientific institutes available and needed. Social Services: aged, animal protection, child welfare, community Deadlines: There are no deadlines. service organizations, delinquency & crime, disabled, employ- Review Process: Pre-proposal letters are given prompt consideration ment/job training, family services, food/clothing distribution, TCcrea- by the foundation. If priorities and resources permit consideration of tion & athletics, religious welfare, united funds, volunteer services, the requested aid, the foundation will seek further information, includ- and youth organizations ing a more detailed proposal. Note: The foundation does not make loans or provide grants for operational phases for established programs; capital facilities; equip- OFFICERS AND DIRECTORS ment; conferences; publications, films, television, or radio programs, Russell George Mawby: chmn bd, ceo B Grand Rapids MI 1928 ED unless they are an integral part of the project; endowments or develop- Ml St Univ BS 1949, PhD 1959; Purdue Univ MS 1951 CORP AFFIL ment campaigns; religious purposes; or to individuals, except for dir: Kellogg Co, JM Smucker Co NONPR AFFIL mem: Natl Research fellowships in specific areas of foundation programming. The founda- Counc, Comm Agricultural Ed Secondary Schs; trust: Arabian Horse tion funds research only as part of a broader program of action to which Trust, Starr Commonwealth Schs, Fdn Ctr; chmn improving assistance is provided, including investigation of the effects of the philanthropy & increasing philanthropy comms: Counc MI Fdns funded projects result. Norman A. Brown: pres, chief programming off NONPR AFFIL pres Foundation Publications: annual report bd trusts: Agricultural Coll Humid Tropical Region Costa Rica; bd mem: MI St Univ Fdn, Calhoun County Chapter Am Red Cross, Independent Sector, One To One Fdn GRANTS ANALYSIS William W. Fritz: vp (fin) Total Grants: $107,106,934 Karen R. Holienbeck: vp (admin) Number of Grants: 781 Laura A. Davis: vp (corporate affairs) Average Grant: $137,141 Katherine L. Saigeon: asst vp (fin) Highest Grant: $5,125,000 Shirley Dunlap Bowser: trust NONPR AFFIL trust: OH St Univ, OH Typical Range: $10,000 to $200,000 St Univ Hosp; mem bd: OH Pickaway County Planning Comm, 4-11 Disclosure Period: fiscal year ending August 31, 1988 Fdn 0 1991 The Taft Group 395 fo daliOn Reporter, 1991 Johnson (Walter S.) Foundation ,873 University of Pennsylvania, School of Medicine, 1,228 - postdoctoral fellowships for Social Services Philadelphia, PA 3,000,000 Media-Advertising Partnership for a Drug-Free young Dhvsicians to develop research skills in non-bi;l@g cal disciplines relevant to medical care America, New York, NY - national media drug i Carolina, School of Medicine, abuse prevention program 1,176,812 University of North 875,387 Georgetown University, School of imedicine, Chapel Hill, NC - postdoctoral fellowships for you@g physicians to develop research skills in Washington, DC - evaluation of the supportive non-biological disciplines relevant to medical care services propram for older persons 1,118,896 UniversityofWashiniton,SchoolofMedicine, 724,070 Vanderbilt Un@iversity, School of Medicine, Nashville, Seattle, WA - postdoctoral fellowships for young TN - technical assistance and direction for the physicians to develop research skills in community initiatives to reduce demand for illegal drugs and alcohol non-biological disciplines relevant to medical care 699,986 Pasadena Hospital Association, Huntington Memorial Hospital, Pasadena, CA - pilot project to provide ]Realtb University, School of Medicine, CA - affordable medical and support services to people 65 21197,584 Stanford national collaborative study of the infant health and years and older living at home n development program :o 1,799,996 State of Connecticut,Office of Policy and Management, Hartford, CT - for the development of affordable long-term care insurance plans for the elderly ational Foundation, Boston, MA Johnson (Walter S.) Foundation 1,739,862 WGBH Educ support for PBS 'AIDS Quanerly" series am, NC 1,702,182 Duke University Medical Center, Durh 9 outcomes of coronary angioplasty versus bypass CONTACT Is surgery Donna Terman 1,533,812 City of Baltimore, Department of Health, MD - upport for community-wide projects to consolidate Executive Director nd expand services for people with chronic mental Walter S. Johnson Foundation illness 525 Middlefield Road, Suite II 0 1,396,300 State of Hawaii, Office of the Governor, Honolulu, HI Menlo Park, California 94025 support for community-wide projects to (415) 326-0485 c consolidate and expand services for people with chronic metal illness ,r 1,100,766 City of Philadelphia, DeDartment of Public Health, PA FINANCIAL SUMMARY support for comm u nity-wide projects to consolidate and expand services for people with Recent Giving: $2,400,000 (1990 est.); $2,183,760 (1989); $1,653,288 (1988); $2,927,424 (1987) chronic mental illness 1,027,364 HealthResearch.Albany,NY-specialized Assets: $52,000,000 (1990 est.); $52,649,032 (1989); $44,115,147 comprehensive out-of-hospital health and supportive (1988); $44,551,283 (1987) services for patients with AIDS and AIDS-related disorders 1,022,961 University of Minnesota, School of Public Health, CONTRIBUTIONS SUMMARY Minneapolis, MN - evaluation of the Type of Foundation: general purpose hospital-based rural health care program Major Priority: education and social services 944,886 Mental He alth Corporation of Denver, CO - support for community-wide projects to consolidate and Geographic Distribution: northern California (San Francisco, San expand services for people with chronic mental Mateo, Santa Clara, Alameda, and Contra Costa Counties) and Washoe illness County. NV 828,708 Associated Catholic Charities of New Orleans, LA Grant Types: general support, multiyear/conLinuing support, project, specialized comprehensive out-of-hospital health research, and seed money and supportive services for patients with AIDS and AIDS-related disorders 705,953 Children's Hospital National Medical Center, DONOR INFORMATION Washington, DC - technical assistance and direction for the adolescent health care program Walter S. Johnson was bom in Saginaw, Michigan, in 1884, and moved 700,990 Nassau County Medical Center, East Meadow, NY to California as a young boy. After graduating from law school at the specialized comprehensive out-of-hospital health University of California and working as an attorney, he entered the and supportive services for patients with AIDS and firm of Tarter, Webster & Johnson, a wholesale lumber business. He AIDS-related disorders later formed the American Box Corporation, which eventually became 655,552 Seattle-King County Department of Public Health, the American Forest Products Company. In 1933, he helped form the Seattle, WA - specialized comprehensive Friden Calculating Machine Company. As a philanthropist out-of-hospital health and supportive services for I Mr. patients with AIDS and AIDS-related disorders Johnson was active in a variety of charitable organizations, especially 523,610 UniversityofCalifomia,InstituteforHealthPolicy youth groups and schools. Studies, San Francisco, CA - technical assistance and direction for the AIDS health services program 490,096 UMDNJ - School of Osteopathic Medicine, Camden, FOUNDATION PHILOSOPHY NJ - innovative project to address health care needs The foundation's giving program reflects the interests of Walter S. 485,765 George Washington University, Washington, DC Johnson by focusing on education and social services. Working with technical assistance and direction for program on the social service agencies toward solving problems facing children, care of critically ill hospitalized adults 465,810 WestTexasRuralHealthProvideTS,Lubbock,Tx- adolescents, and families is the primary foundation interest. 'ne foun- dation gives highest priority to projects seeking to promote healthy to improve access, quality, and cost-efficiency of health services in rural hospitals social and emotional development, to prevent teenage pregnancy, to strengthen families, and to prevent drug and alcohol abuse. ID 1991 The Taft Group 377 @onell (Ambrose) Foundation Foundation Reporter, 1991 mem bd overseers: Dartmouth Med Sch; mem: Inst Medicine Natl Academy Science, History Science S(>c, Am Assn History Medicine Allan T. Wenzel: dir CURR EMPL adv dir: Paine Webber Monell (Ambrose) Foundation David P. Willis: vp Sara C. Romano: secy, treas Kathleen S. Andersen: asst secy CONTACT 0 Scott V. Parris: asst secy Harinon Duncombe & President and Treasurer Ambrose MoneU Foundation 30 Rockefeller Plaza, Room 3217 APPLICATION AND REVIEW PROCEDURES New York, New York 10 1 12 Initial Contact: Applicants should send a proposal to the fund's (212) 586-0700 president. Include Information On: Proposals should include the name of the d sponsoring agency or institute, description of the project, names and FINANCIAL SUMMARY qualifications of the persons responsible for the project, expected cost Recent Giving: $5,693,500 (1988); $3,860,500 (1987); $3,688,500 A and duration, itemized budget, IRS tax-exempt determination letter, (1986) C, and a letter of endorsement from the sponsoring organization. Assets: $120,686,432 (1988); $107,012,443 (1987); $96,441,256 11 Review Process: Proposals are reviewed, evaluated, and selected for (1986) A recommendation to the board of directors, which meets four times a ty year. cl Note: Grants are made only to tax-exempt institutions or agencies. No CONTRIBUTIONS SUMMARY c grants are made to individuals. 'ne fund does not consider requests Type of Foundation: general purpose for endowment funds, scholarships, fellowships, general support, Major Priority: broad range of interests, with some focus on health, E operating expenses, or construction or renovation projects. It cus- the arts, and education 1, tomarily does not support conferences, seminars, or symposia of other Geographic Distribution: national, with emphasis on the New York cl organizations. It also does not fund annual campaigns, deficit financ- City metropolitan area & ing, dissertation research, or sabbatical leave; nor does it make loans Grant Types: capital, endowment, general support, multiyear/con- or provide matching funds. tinuing support, and research GRANTS ANALYSIS DONOR INFORMATION The Ambrose Monell Foundation was established in 1952. Funds for pi Total Grants: $454,925 its incorporation were donated by Mrs. Maude Monell Vellesen. D Number of Grants: N.Av. Ambrose Monell, who died in 1921, served as president of Intemation- tt Average Grant: N.Av. al Nickel Company. Highest Grant: S20,000 Typical Range: $1,000 to S20,000 Disclosure Period: 1988 FOUNDATION PHILOSOPHY T The foundation was set up to help improve "the physical, mental, and N moral condition of humanity throughout the world." It pursues this A goal by supporting health, the arts, education, social services, science, H RECENT GRANTS and civic causes. T D Civic & Public Affairs N 15,000 FarTnworker Legal Services of New York, Rochester, CONTRIBUTIONS ANALYSIS NY - to support an effort to focus public attention u Pon sticide exposure, and to increase funding for In 1988, the foundation gave 32% of its funds to health organizations, Pe I ; p migrant health set-vices and 21% to arts and humanities groups. Educational institutions received 20% of giving, while civic concerns accounted for 12%. A Social services received 9% of funding, and the remainder supported Health 20,000 California Rural Legal Assistance Foundation, the Monell Chemical Senses Center, a scientific organization. Women's Pesticide Information Project, Sacramento, CA -to support educational efforts regarding pesticide exposure of women TYPICAL RECIPIENTS 18,000 Columbia Basin Health Association, Othello, WA - Arts & Ilumanilies: arts centers, arts institutes, dance, libraries, to support an expanded effort in pesticide education, museums/galleries, music, opera, performing arts, and public broad- c as coordinated with 'ne Work Group on Pesticide casting Health and Safety Civic & Public Affairs: environmental affairs, international affairs, 13,228 Agricultural Workers' Health Centers, Stockton, CA - to support pesticide education and outreach to law & justice, and public policy farmworkers in California Education: arts education, colleges & universities, community 5,000 Fair Share Research and Education Fund, Portland, junior colleges, economic education, education associations, educa- OR - to support the Migrant Health Care/Pesticides tion funds, health & physical education, medical education, minority E Project education,-private education (precollege), science/technology educa- tion, and special education 508 0 1991 The Taft Group Rockefeller Foundation Foundation Reporter, 1991 40,000 EnvironmentalSupportCenter,NewYork,NY- the Freedom of Information Act to help maintain seed money for a center to strengthen state citizen access to public information environmental organizations by providing 25,000 Transactional Records Access Clearinghouse, coordinated fund raising and organizational Syracuse, NY - support for its use of the Freedom assistance of Information Act and advanced computer 40,000 NationalCenterforFairandOpenTesting, technology to collect, analyze, and disseminate Cambridge, MA - first installment of a two-year information on the performance of government $75,000 grant as general support for challenges to agencies the misuse and overuse of standardized tests, 20,000 Institute for Women's Policy Research, Washington, particularly in the K through 12 setting DC - general support for research and advocacy on 30,000 Center for the Study of Public Policy, Boston, MA issues affecting women at work and at home, and for to document the environmental, health, and financial efforts to ensure that women's research is relevant to cost of military pollution and to launch a media and current policy debates grassroots campaign to reduce it 20,000 Citizens for a Better Environment, San Francisco, CA 30,000 American Civil Liberties Union Foundation of - second payment of a two-year $40,000 grant to Virginia, Richmond, VA - support for the F. Palmer support toxics and waste reduction work and the Weber Voting Rights Fund, which identifies and development of initiatives to enlarge the challenges discriminatory voting systems in Virginia organization's membership base and other Southern states 20,000 Maine Audubon Society, Falmouth, ME - a 30,000 American Civil liberties Union Foundation, New development grant to reorganize and expand the York, NY - second payment of a two-year grant society's fund-raising capability totalling $60,000 for the Women's Rights Project, 20,000 Task Force on Children Out of School, Boston, MA which litigates to eliminate gender-based - funding for the Massachusetts Advocacy Center's employment discrimination project on tracking and ability-grouping in the 30,000 New Ways to Work, San Francisco, CA - funding for Boston public schools the Equiflex Project, which advocates for flexible part-time, temporary, and shared jobs with benefits, as an alternative to the growing number of unprotected part-time jobs 30,000 Center on Budget and Policy Priorities, Washington, DC - funding for its efforts towards analysis and Rockefeller F-oundation advocacy on public policy issues affecting low-income Americans 30,000 Institute for Public Policy Advocacy, Washington, DC CONTACT - general support for efforts to education and Lynda Mullen, Secretary advise activist groups in strategic public policy planning Rockefeller Foundation 30,000 EducationLawCenter,Newark,NJ-fundingfor 1133 Avenue of the Americas litigation and advocacy to reform New Jersey's New York, New York 10036 school financing system (212) 869-8500 30,000 Food Research and Action Center, Washington, DC - assistance to the child nutrition and fuel for excellence campaigns, aimed at ensuring that all FINANCIAL SUMMARY children receive adequate nutrition, and at Recent Giving: $78,072,560 (1989); $64,465,444 (1988); expanding the school breakfast program $60,761,191 (1987) 30,000 Multicultural Education, Training and Advocacy (META) Project, Somerville, MA - funding for a Assets: $2,152,247,157 (1989); $1,845,470,488 (1988); national survey of the impact of education reform $1,676,015,284 (1987) initiatives on linguistic minority children 25,000 JobswithPeace,LosAngeles,CA-firstinstallment of a two-year grant totalling S45,000 for the "Child CONTRIBUTIONS SUMMARY Care Not Warfare" campaign Type of Foundation: institutional 25,000 AmericansforCivicParLicipation,Washington,DC Major Priority: international science-based development in agricul- - funding for project VOTE!'s voter education and registration campaign, which aims to reverse the tUTe, health, and population; equal opportunity-, and arts and trend of decreasing citizen participation in the humanities electoral process Geographic Distribution: international and national 25,000 Center for Women Policy Studies, Washington, DC Grant Types: conference/scminar, department, fellowship, multi- support for efforts to call attention to gender bias in year/continuing support, project, research, and seed money the SAT and other standardized tests and to advocate for nonbiased alternatives 25,000 AllianceforJustice,Washington,DC-first DONOR INFORMATION installment of a two-year grant totalling $45,000 as general support for public interest advocacy on The Rockefeller Foundation was established in 1913 by John Davison behalf of the nonprofit sector Rockefeller (1839-1937), founder of the Standard Oil Trust and the 25,000 AssociationforUnionDemocracy,Brooklyn,NY- first billionaire in history. J.D. Rockefeller and his partners began their support for the Women's Project, which provides first refinery in 1863. By the early 1900s, Standard Oil Company education and training for women workers and controlled more than 80 percent of the country's refinery capacity. litigates on their behalf When the_company was dissolved in 191 1, Rockefeller became the 25,000 FocusProject,Washington,DC-renewedsupport major stockholder in several oil companies including the predecessors for OMB Watch, which monitors the initiatives of of Exxon, Chevron, Amoco, and Mobil. flis son, John D. Rockefeller, the Office of Management and Budget, and analyzes and disseminates its findings to nonprofit groups Jr., was the primary recipient of most of his fortune. The foundation and the media in an effort to increase democratic is now independent of the Rockefeller family-, however, members of participation in administrative governance the family control the smaller Rockefeller Brothers Fund, established 25,000 Public Citizen Foundation, Washington, DC by John D. Rockefeller, Jr., and his children. second payment of a two-year $50,000 grant for work of the Open Government Project, which uses 6A6 (D 1991 The Taft Group Rockefeller Foundation Foundation Reporter, 1991 FOUNDATION PHILOSOPHY Issues and Initiatives, about 7%; School Reform, about 2%; and The foundation was established'topromotethewell-being of mankind International Security, about 1%. throughout the world," and is dedicated to identifying and attacking the underlying causes of human suffering and need at their source. 'ne TYPICAL RECIPIENTS foundation carries out its mission through grants and fellowships to Arts & Humanities.- arts associations, arts centers, arts festivals, arts individuals and institutions in three areas: International Science- institutes, cinema, community arts, dance, ethnic arts, literary arts, Based Development (in agriculture, health, population sciences, and museums/galleries, music, performing arts, public broadcasting, and global environment); Arts and Humanities; and Equal Opportunity, theater International Security, and School RefonTi. civic & Public Affairs: civil Tights, economic development, The objective of the International Science-Based Development pro- economics, environmental affairs, ethnic/minority organizations, gram, established in 1986, is to help reduce poverty, disease, malnutri- housing, international affairs, law & justice, nonprofit management, tion, unwanted pregnancy, and illiteracy through science and technol- philanthropic organizations, public policy, rural affairs, urban & com- ogy. The focus of the Agricultural Sciences program is improvement munity affairs, and women's affairs of crops through biotechnology; improvement of food production Education: agricultural education, arts education, colleges & univer- systems in sub-Saharan Africa; and encouragement of collaborative sities, international exchange, literacy, medical education, minority agricultural research projects, priorities, and policies among national education, science/technology education, and student aid and international institutions worldw ide. Ilealth: health organizations, hospitals, medical research, medical The Health Sciences program concentrates on vaccinological and training, pediatric health, public health, and single disease health pharmacological research and the development of cost-effective ways associations to treat and prevent the most serious health problems in developing International: foreign educational institutions, international develop- nations. The Population Sciences program concentrates on scientific ment/relief, international health care, and international organizations research in reproductive biology; developing new contraceptives; Science: scientific institutes and scientific organizations evaluating how available contraceptive methods can be changed to Social Services: family planning improve their acceptance, safety, and effectiveness; and studying the connection between fertility and social factors, such as the status of women. The Global Environmental program seeks to assist developing OFFICERS AND DIRECTORS countries to advance environmentally sound development in their own John Robert Evans: chmn bd trusts B Toronto Canada 1929 ED Univ countries and participate fully in international responses to environ- Toronto MD 1952; Oxford Univ DPhil 1955 CURR EMPL chmn, ceo: mental challenges. The foundations Special Programming grants sup- Allelix Inc; prof (cardiology): Univ Toronto Med Sch CORP AFFIL port broader, interdisciplinary programs involving agriculture, health, dir: Defasco Inc, Canadian Corp Nlgmt, Royal Bank Canada, Alcan and population. The foundation also offers fellowships in science- Aluminum Ltd, Montreal Southern Inc, Torstar Lid NONPR AFRIL based development, general fellowships, social science research fel- chmn: African Med Research Fdn; fellow: Royal Coll Physicians lowships, biotechnology career fellowships, and African dissertation (London), Royal Coll Physicians &- Surgeons Cana a internships. Peter C. Goldmark, Jr.: pres, trust CURR EMPL sr vp: Times Mirror Arts and Humanities funding supports (through grants and fellow- Co ships) artists, scholars, teachers, and organizations whose work advan- John Brademas: trust B Mishawaka IN 1927 ED Harvard Univ BA ces international and intercultural understanding. Of particular inter- 1949; Oxford Univ DPhil 1954 CURR EMPL pres: NY Univ CORP est is the interchange of arts and knowledge between developing AFFIL chmn: Fed Reserve Bank NY, dir: NY Stock Exchange, countries and the United States, and increasing opportunities for RCA/NBC, Loew's Corp, Scholastic Inc NONPR AFFIL mem bd scholarship, teaching, and artistic expression among ethnic popula- overseers: Harvard Univ; trust, mem adv counc: Univ Notre Dame Coll tions in this country. Arts & Letters; mem bd visitors: MA Inst Technology Dept Political The Equal Opportunity program, established in 1983, is dedicated to Science; mem I>d advs: Dumbarton Oaks Research Library & Collec- assuring the full place of minorities in American life, through improv- tion, Woodrow Wilson CLrlntl Scholars; mem: Natl Comm StudcntFin ing the lives of the persistently poor in U.S. cities and assuring basic Assistance, Natl Academy Sciences Comm Rels Univs & Govt; mcm rights for all minority groups. bd dirs: Am Counc Ed; mem central comm: World Counc Churches The new International Security Program will support steps which can Harry Woolf: trust B New York NY 1923 ED Univ Chicago BS 1948, lead to regimes of control, verification, and peacekeeping in a world MA 1949-, Comell Univ PhD 1955 CURR EMPL research prof: Inst where 15-20 powers have access to nuclear, chemical, biological, or Advanced Study (Princeton NJ) CORP AFFIL trust, scientific adv: ballistic technology. Cluster C Funds Merrill Lynch; mem bd dirs: NVestmark Intl NONPR The School Reform program seeks Lo improve the school performance AFFIL adv counc dept comparative literature: Princeton Univ; mem of at-risk students. Using the methods of Yale University's Dr. James bd govs: Tel-Aviv Univ; chmn, trust-at-large: Univs Research Assn; P. Comer, the program will support projects which seek to stress the mem adv counc: Nati Science Fdn, John F Kennedy Inst Handicapped importance of a child's psychological preparation for school and Children; mem adv panel: WGBH ('i\'OVA); mem editorial bd: Inter- emphasize the collaboration of school staff and parents. disciplinary Science Reviews; mem: Intl Research & Exchanges Bd, Other interests and initiatives include the Bellagio Study and Con- History Science Soc, Am Academy Arts & Sciences, Am Philosophical ference Center in Italy (which is maintained by the foundation for See, Counc Foreign Rels; fellow: Am Assn Advancement Science, conferences and residencies for artists and scholars), and activities Academy Intl d'Histoire des Sciences PHIL AFFIL mem bd dirs: Alex which do not fall exactly within the preceding categories. Recent Brown Mutual Funds examples include the investigation of changing gender roles and trends Eleanor Holmes Norton: trust B Washington DC 1937 ED Antioch in the developing world, programs to strengthen the nonprofit sector, Coll BA 1960, MA 1963; Yale Univ LLB 1964 CURR EMPL prof: internships for minorities in international development in Africa and Georgetown Univ Law Ctr CORP AFFIL affil: Pitney Bowes Corp the Caribbean, and leadership development in South Africa. NONPR AFFIL trust: Yale Corp; dir: A Philip Randolph Inst, Bethune Museum & Archives Natl Historic Site; affil: CLr Natl Policy, Man- CONTRIBUTIONS ANALYSIS power Demonstration Research Corp, Martin Luther King Jr Ctr Social In 1989, based on the foundation's designated areas of interest, Change, Natl Black Leadership Roundtable, NaLl Political Congress Black Women, Natl Urban Coalition, Southern Christian Leadership Science-Based Development received about 53% of giving; Equal Conf; adv bd: Natl Women's Political Caucus, Women's Law & Policy Opportunity, about 20%; Arts and Humanities, about 17%; Other Fellowship, Workplace Health Fund; chmn: Comm Future Women Workplace, Natl Adv Counc ACLU; mem: Am Counc Ed, Counc (D 1991 The Taft Group 607