FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AT ROAD INC [ ARDI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year)
08/19/2003 |
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/19/2003 | S | 944,139 | D | $14 | 6,595,273 | I | By IVP | ||
Common Stock | 08/19/2003 | S | 55,861 | D | $14 | 0 | I | By FFI | ||
Common Stock | 08/19/2003 | S | 0 | D | $0 | 100,601 | I | By IVM IF | ||
Common Stock | 08/19/2003 | S | 0 | D | $0 | 25,138 | I | By IVM IF-A |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
Form 4 for At Road, Inc. ("ARDI") for August, 2003 Institutional Venture Management VIII,LLC and Joint Filers The designated filer,Institutional Venture Management VIII,LLC,("IVM") is the General Partner of Institutional Venture Partners VIII,L.P.("IVP"), a 10% owner of the issuer. IVM is also the Manager of IVM Investment Fund VIII, LLC ("IVM IF") and IVM Investment Fund VIII-A,LLC ("IVM IF-A"). Institutional Venture Management VI,L.P. is the General Partner of IVP Founders Fund I,L.P. ("FFI").The Managing Directors of IVM are also covered by this filing and are as follows: Samuel D. Colella Reid W.Dennis R.Thomas Dyal Timothy M.Haley Ruthann Quindlen (see note below) Rebecca B.Robertson L.James Strand William P.Tai Geoffrey Y.Yang The designated filer and each joint filer disclaim beneficial ownership of the shares held by IVP,IVM IF, IVM IF-A and FFI,except to the extent of any indirect pecuniary interest therein. Ruthann Quindlen is married to David Liddle,a managing member of Presidio Management Group VII,L.L.C.("PMG VII"),which also has an ownership interest in At Road, Inc. (ARDI) and who files separate Form 4s with respect to his and PMG VII's investment activities. PMG VII's Form 4s are incorporated by reference into this reporting person's filings as they relate to the managing director spouse. The managing director's spouse may be deemed a beneficial owner of PMG VII and related entities' reported shares,but Reporting Person disclaims beneficial ownership in the shares,except to the extent of any indirect pecuniary interest therein. |
Institutional Venture Partners VIII, L.P. | 08/19/2003 | |
/s/ Samuel D. Colella | 08/19/2003 | |
/s/ Reid W. Dennis | 08/19/2003 | |
/s/ R. Thomas Dyal | 08/19/2003 | |
/s/ Timothy M. Haley | 08/19/2003 | |
/s/ Ruthann Quindlen | 08/19/2003 | |
/s/ Rebecca B. Robertson | 08/19/2003 | |
/s/ L. James Strand | 08/19/2003 | |
/s/ Geoffrey Y. Yang | 08/19/2003 | |
/s/ William P. Tai | 08/19/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |