| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
THANE INTERNATIONAL INC [ THAN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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| 3. Date of Earliest Transaction
(Month/Day/Year)
07/02/2003 |
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| 4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common stock, par value $.001 per share | 07/02/2003 | P | 1239997 | A | 0.25 | 20724253 | I | See footnote 1 ( 1 ) | ||
| Common stock, par value $.001 per share | 07/02/2003 | P | 0 | A | 0 | 1330953 | I | See footnote 2 ( 2 ) | ||
| Common stock, par value $.001 per share | 07/02/2003 | P | 0 | A | 0 | 700 | I | See footnote 3 ( 3 ) | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1 . Represents shares held of record by H.I.G. Direct Marketing Holdings, Inc., a Cayman Islands corporation (???HIG Direct Marketing???). The Reporting Person is a shareholder of HIG Direct Marketing. H.I.G. Investment Group II, L.P., a Cayman Islands limited partnership ("HIG Investment Group"), is the controlling shareholder of HIG Direct Marketing and H.I.G. Capital Partners II, L.P., a Delaware limited partnership ("HIG Capital Partners"), is a shareholder of HIG Direct Marketing. H.I.G. Partners II, L.P., a Cayman Islands limited partnership (???HIG Partners???) is the general partner of HIG Investment Group and H.I.G. Advisors, L.L.C., a Delaware limited liability company (???HIG Advisors???) is the general partner of HIG Capital Partners. H.I.G. GP-II, a Delaware corporation (???HIG GP-II???) is the general partner of HIG Partners and the manager of HIG Advisors and is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. |
| 2 . Represents shares held of record by KPI, Inc., a Cayman Islands corporation (???KPI???). The Reporting Person is a shareholder of KPI. HIG Investment Group is the controlling shareholder of KPI and HIG Capital Partners is a shareholder of KPI. HIG Partners is the general partner of HIG Investment Group and HIG Advisors is the general partner of HIG Capital Partners. HIG GP-II is the general partner of HIG Partners and the manager of HIG Advisors and is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. |
| 3 . Represents shares held of record by Desert Value Holdings, Inc., a Cayman Islands corporation (???DVH???). The Reporting Person is a shareholder of DVH. HIG Investment Group is the controlling shareholder of DVH and HIG Capital Partners is a shareholder of DVH. HIG Partners is the general partner of HIG Investment Group and HIG Advisors is the general partner of HIG Capital Partners. HIG GP-II is the general partner of HIG Partners and the manager of HIG Advisors and is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. |
| /s/ Anthony A. Tamer | 07/02/2003 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||