SEC NEWS DIGEST Issue 2006-235 December 7, 2006 RULES AND RELATED MATTERS PROPOSED AMENDMENTS TO RULE 105 OF REGULATION M The Commission approved the issuance of a release proposing amendments to Rule 105 of Regulation M (17 CFR 242.105). The proposed amendments would prohibit a person that has effected a short sale during the Rule 105 restricted period from purchasing securities in the offering. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54888) ENFORCEMENT PROCEEDINGS IN THE MATTER OF FUELNATION, INC. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Three Respondents (Default Order) in the matter of FuelNation, Inc. The Order Instituting Proceedings alleged that Respondents SDT Holding Corp., Silver Quest, Inc., and Sytron, Inc., failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of registered securities SDT Holding Corp., Silver Quest, Inc., and Sytron, Inc., have with the Commission, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-54893; File No. 3-12475) SEC FILES SUBPOENA ENFORCEMENT ACTION AGAINST INTERNATIONAL ENERGY AND RESOURCES, INC. On December 5, the Commission filed an application with the U.S. District Court for the Central District of California, Western Division, for an order to enforce investigative subpoenas served on International Energy and Resources, Inc. (IER), a Texas corporation based in Dallas, Texas. The Commission's application and supporting papers allege that on Sept. 8, 2006, the Commission issued a formal order of private investigation entitled In the Matter of International Energy and Resources, Inc. On Sept. 8, 2006, and Sept. 21, 2006, the Commission issued administrative subpoenas to IER in the course of that investigation into possible violations of the registration and antifraud provisions of the federal securities laws in connection with the offer, purchase, or sale of securities concerning a purported gold mine in Arizona. According to the Commission's application and supporting documents, its staff is investigating, among other things, whether IER and others offered and sold unregistered securities and made materially false and misleading statements or omitted to state material facts concerning the use of investor proceeds, the status of mining operations or production, the purported gold reserves at the Arizona site, and the rate of return from the investments. The subpoenas required IER to produce documents relevant to the pending investigation and necessary to determine whether violations of the federal securities laws have occurred or may be occurring and whether any person or entity received ill-gotten gains from any such violations. The Commission further alleges that, as of the date of the Commission's application, IER has failed to produce the majority of responsive documents that it apparently has in its possession, IER has no valid justification for its failure to comply, and a court order is necessary to compel IER to provide the subpoenaed documents. A hearing on the Commission's application has been scheduled for Dec. 18, 2006. [SEC v. International Energy and Resources, Inc., USDC, Central District of California, Western Division, CV 06-07694-AHM- JTLx] (LR-19938) INVESTMENT COMPANY ACT RELEASES OLD MUTUAL ADVISOR FUNDS II, ET AL. An order has been issued on an application filed by Old Mutual Advisor Funds II, et al. for an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grants relief from certain disclosure requirements. (Rel. IC- 27591 - December 5) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ML ASSET BACKED CORP, 250 VESEY ST RM 15-097 NORTH TOWER, WORLD FINANCIAL CENTER 10TH FL, NEW YORK, NY, 10281-1310, 2124490336 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-139130 - Dec. 6) (BR. 05) S-8 FAMILY ROOM ENTERTAINMENT CORP, 8530 WILSHIRE BLVD., SUITE 420, BEVERLY HILLS, CA, 90211, 3238502800 - 25,000,000 ($132,500.00) Equity, (File 333-139132 - Dec. 6) (BR. 05A) S-4 IBERIABANK CORP, 200 WEST CONGRESS STREET, LAFAYETTE, LA, 70505, 3375214003 - 0 ($75,726,027.00) Equity, (File 333-139133 - Dec. 6) (BR. 07A) S-8 CARDICA INC, 900 SAGINAW DRIVE, REDWOOD CITY, CA, 94063, 650-364-9975 - 0 ($1,348,750.00) Equity, (File 333-139134 - Dec. 6) (BR. 10A) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 40,000,000 ($200,000.00) Equity, (File 333-139135 - Dec. 6) (BR. 10A) S-8 LIN TV CORP, 4 RICHMOND SQ, SUITE 200, PROVIDENCE, RI, 02906, 401.454.2880 - 0 ($9,757,000.00) Equity, (File 333-139136 - Dec. 6) (BR. 11A) F-10 NORTH AMERICAN PALLADIUM LTD, NORTH AMERICAN PALLADIUM STD, 130 ADELAIDE STREET W SUITE 2116, TORONTO ONTARIO CANA, A6, M5H3P5, 4163602655 - 58,621 ($514,692.38) Equity, (File 333-139137 - Dec. 6) (BR. 04B) SB-2 SPARE BACKUP, INC., 73061 EL PASEO ROAD, SUITE 202, PALM DESERT, CA, 92260, 760-779-0251 - 38,848,092 ($20,763,098.00) Equity, (File 333-139138 - Dec. 6) (BR. 08C) S-4 UNITED SECURITY BANCSHARES, 1525 E SHAW AVENUE, FRESO, CA, 93710, 0 ($27,983,580.66) Equity, (File 333-139139 - Dec. 6) (BR. 07C) S-8 Innova Robotics & Automation, Inc., 15870 PINE RIDGE RD, UNIT 3, FORT MEYERS, FL, 33908, 239-466-0488 - 1,000,000 ($170,000.00) Equity, (File 333-139140 - Dec. 6) (BR. 03A) S-4 SRKP 6 INC, 210 SOUTH FEDERAL HIGHWAY, SUITE 205, DEERFIELD BEACH, FL, 33441, 310 203 2902 - 0 ($404.76) Equity, (File 333-139141 - Dec. 6) (BR. 09) S-8 MSC SOFTWARE CORP, 815 COLORADO BLVD, LOS ANGELES, CA, 90041, 3232589111 - 7,749,596 ($120,506,218.00) Equity, (File 333-139142 - Dec. 6) (BR. 03A) S-8 MSC SOFTWARE CORP, 815 COLORADO BLVD, LOS ANGELES, CA, 90041, 3232589111 - 1,921,431 ($29,878,252.00) Equity, (File 333-139143 - Dec. 6) (BR. 03A) F-1 Trina Solar LTD, NO. 2 XIN YUAN YI ROAD ELECTRONICS PARK, NEW DISTRICT, CHANGZHOU, JIANGSU 213031, CHANGZHOU, F4, 213031, 86 519 548 2008 - 0 ($100,000,000.00) ADRs/ADSs, (File 333-139144 - Dec. 6) (BR. ) S-1 VISKASE COMPANIES INC, VISKASE COMPANIES INC, 625 WILLOWBROOK CENTRE PKWY, WILLOWBROOK, IL, 60527, 6307894900 - 0 ($24,000,000.00) Equity, (File 333-139145 - Dec. 6) (BR. 06C) S-8 Watson Wyatt Worldwide, Inc., 901 N. GLEBE ROAD, ARLINGTON, VA, 22203, (703) 258-8000 - 0 ($54,264,000.00) Equity, (File 333-139146 - Dec. 6) (BR. 08C) S-8 JACKSON HEWITT TAX SERVICE INC, 3 SYLVAN WAY, PARSIPPANY, NJ, 07054, 9736301040 - 2,500,000 ($89,550,000.00) Equity, (File 333-139147 - Dec. 6) (BR. 11A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ACADIA REALTY TRUST MD 8.01,9.01 12/06/06 ACTIS GLOBAL VENTURES INC NV 4.01,9.01 11/21/06 AMEND ADVANCED ANALOGIC TECHNOLOGIES INC DE 5.02 12/04/06 ADVANCED MAGNETICS INC DE 8.01,9.01 12/06/06 AETNA INC /PA/ PA 5.05,9.01 12/01/06 AIMCO PROPERTIES LP DE 8.01,9.01 12/06/06 Alberto-Culver CO DE 5.02 12/01/06 ALESCO FINANCIAL INC 2.03 11/30/06 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,9.01 12/01/06 ALTERA CORP DE 7.01,9.01 12/05/06 AMERICAN AIRLINES INC DE 8.01 12/06/06 AMERICAN BANCORP OF NEW JERSEY INC NJ 8.01,9.01 12/06/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,9.01 11/30/06 AMERICREDIT CORP TX 1.01,9.01 12/04/06 AMERITYRE CORP NV 5.02 12/01/06 AMERIVEST PROPERTIES INC MD 3.01,5.02,8.01,9.01 11/30/06 AMR CORP DE 8.01 12/06/06 ANGELES INCOME PROPERTIES LTD II CA 1.01,2.03,9.01 11/30/06 ANGELICA CORP /NEW/ MO 2.02,9.01 12/05/06 Answers CORP 8.01 12/05/06 AON CORP DE 2.01,9.01 11/30/06 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01,9.01 12/06/06 AQUA SOCIETY, INC. NV 5.02,9.01 10/31/06 ARBINET THEXCHANGE INC DE 8.01,9.01 12/05/06 ARCADIA RESOURCES, INC NV 2.03,9.01 11/30/06 ASPECT MEDICAL SYSTEMS INC DE 5.02,9.01 12/05/06 ASPEN INSURANCE HOLDINGS LTD D0 1.01,9.01 12/01/06 ASSURANCEAMERICA CORP NV 4.01,9.01 11/30/06 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 12/06/06 ATLAS AMERICA INC DE 7.01 12/05/06 AURIGA LABORATORIES, INC. DE 1.01,9.01 12/01/06 AVIS BUDGET GROUP, INC. DE 1.01,9.01 11/30/06 BANDAG INC IA 1.01,9.01 12/05/06 BARNES GROUP INC DE 5.02 11/30/06 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 11/30/06 BELDEN CDT INC. DE 2.05,2.06 11/30/06 BELK INC 2.02,9.01 12/04/06 BERKSHIRE BANCORP INC /DE/ DE 5.02 12/06/06 BH RE LLC NV 1.01,1.02,2.03 11/30/06 BICO INC/PA PA 5.03,9.01 10/20/06 BICO INC/PA PA 4.02,9.01 08/14/06 AMEND BLACKSANDS PETROLEUM, INC. NV 4.01,9.01 11/09/06 AMEND Bridge Capital Holdings CA 1.01,9.01 11/29/06 BROOKE CORP KS 8.01 12/01/06 BRT REALTY TRUST MA 1.01,9.01 12/06/06 BSD MEDICAL CORP DE 7.01,9.01 12/06/06 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 12/01/06 Cambridge Display Technology, Inc. DE 1.01,9.01 12/01/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 11/30/06 CAPELLA EDUCATION CO 7.01,9.01 12/06/06 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,2.01,2.03,3.02,8.01,9.01 11/22/06 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 12/04/06 CAPSTONE TURBINE CORP DE 1.01,5.02,9.01 12/04/06 CASEYS GENERAL STORES INC IA 2.02,9.01 12/06/06 Castle Brands Inc 8.01,9.01 12/05/06 CBRL GROUP INC TN 2.01,7.01,9.01 11/30/06 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01 11/30/06 CERNER CORP /MO/ DE 2.03,9.01 11/30/06 CHARLOTTE RUSSE HOLDING INC 5.02,9.01 12/05/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 12/04/06 CHEMBIO DIAGNOSTICS, INC. NV 1.02,5.02,7.01,9.01 12/06/06 CHEROKEE INTERNATIONAL CORP DE 5.02,8.01,9.01 12/04/06 CHESAPEAKE ENERGY CORP OK 1.01,2.03,8.01,9.01 12/01/06 China Health Holding, Inc. NV 8.01,9.01 11/28/06 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 11/21/06 CITIZENS FIRST CORP KY 7.01,9.01 12/01/06 CLEARANT INC 1.01 12/05/06 CMALT (CitiMortgage Alternative Loan DE 8.01,9.01 12/05/06 AMEND CNET NETWORKS INC DE 8.01,9.01 12/05/06 CNL INCOME PROPERTIES INC MD 1.01 11/30/06 COAST BANCORP/CA 5.02 12/06/06 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 12/06/06 COLONY RIH HOLDINGS INC DE 1.01,9.01 11/30/06 COLOR KINETICS INC DE 8.01,9.01 12/06/06 COMBINATORX, INC DE 1.01,9.01 12/01/06 COMMERCE BANCSHARES INC /MO/ MO 1.01,8.01,9.01 12/04/06 COMMUNITY FIRST INC TN 7.01,9.01 12/06/06 CONNECTICUT WATER SERVICE INC / CT CT 1.01,9.01 12/04/06 CONTANGO OIL & GAS CO DE 8.01,9.01 12/06/06 COPART INC CA 2.02,9.01 12/05/06 CORNING NATURAL GAS CORP NY 5.02,9.01 11/30/06 CROFF ENTERPRISES INC UT 5.02 12/06/06 CSK AUTO CORP DE 5.02 11/30/06 CUBIC ENERGY INC TX 2.04 12/04/06 CYBER DEFENSE SYSTEMS INC FL 1.01,9.01 12/06/06 CYGNUS OIL & GAS CORP DE 5.02 12/01/06 DEL MONTE FOODS CO DE 2.05 06/20/06 AMEND dELiAs, Inc. DE 2.02,9.01 12/06/06 DELTA PETROLEUM CORP/CO CO 1.01,9.01 11/13/06 DELUXE CORP MN 7.01,9.01 12/05/06 Deutsche Alt-A Securities Mortgage Lo 1.02,6.02,9.01 12/01/06 Deutsche Alt-A Securities Mortgage Lo 1.02,6.02,9.01 12/01/06 Deutsche Alt-A Securities Mortgage Lo 1.02,6.02,9.01 12/01/06 Deutsche Alt-B Securities Mortgage Lo 1.02,6.02,9.01 12/01/06 DEWEY ELECTRONICS CORP NY 1.01,2.03,9.01 12/06/06 Diagnostic CORP of America DE 2.01,9.01 11/30/06 DIONEX CORP /DE CA 5.02 12/01/06 DOCUCORP INTERNATIONAL INC DE 7.01,8.01,9.01 12/06/06 DOCUCORP INTERNATIONAL INC DE 1.01,9.01 12/06/06 DOLLAR TREE STORES INC VA 7.01,9.01 12/05/06 DONALDSON CO INC DE 8.01,9.01 12/06/06 Douglas Emmett Inc MD 2.02,9.01 12/05/06 DUKE CAPITAL LLC DE 1.01,9.01 11/28/06 DUN & BRADSTREET CORP/NW DE 8.01 11/17/06 DURA AUTOMOTIVE SYSTEMS INC DE 1.01,2.03,8.01,9.01 11/30/06 DYNATEM INC CA 4.01,9.01 12/06/06 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 12/05/06 EBIX INC DE 5.02,9.01 12/04/06 EDGETECH SERVICES INC NV 1.01,2.01,9.01 12/04/06 EFUNDS CORP DE 7.01 12/06/06 EMERITUS CORP\WA\ WA 2.01,9.01 12/01/06 EMULEX CORP /DE/ DE 1.01,5.02,8.01,9.01 11/30/06 ENDURANCE SPECIALTY HOLDINGS LTD 8.01 12/06/06 ENER1 INC FL 7.01,9.01 12/05/06 ENXNET INC OK 5.02 12/06/06 EP GLOBAL COMMUNICATIONS INC 1.01,9.01 12/06/06 EQUINIX INC DE 8.01,9.01 12/01/06 ERICO INTERNATIONAL CORP 8.01,9.01 12/06/06 ETHANEX ENERGY, INC. NV 5.02,9.01 12/01/06 EXAR CORP DE 1.01 12/01/06 FANSTEEL INC DE 1.01,9.01 12/04/06 FARO TECHNOLOGIES INC FL 1.01,5.02,9.01 12/05/06 FASTFUNDS FINANCIAL CORP NV 5.02 11/30/06 FCStone Group, Inc. IA 3.03,8.01,9.01 12/06/06 FCStone Group, Inc. IA 1.01,9.01 11/30/06 Federal Home Loan Bank of Boston X1 5.02 10/18/06 AMEND FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01 12/06/06 FINANCIAL INDUSTRIES CORP TX 8.01,9.01 12/06/06 FIRST COMMUNITY BANCORP /CA/ CA 1.01,9.01 12/06/06 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,9.01 12/06/06 FIRST POTOMAC REALTY TRUST MD 8.01,9.01 12/05/06 FIRSTENERGY CORP OH 1.01,2.03 12/05/06 FISERV INC WI 8.01,9.01 12/05/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 12/06/06 FLOTEK INDUSTRIES INC/CN/ DE 1.01,9.01 12/06/06 FORD MOTOR CO DE 8.01,9.01 12/06/06 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 12/06/06 FRIENDLY ICE CREAM CORP MA 7.01,9.01 12/06/06 G III APPAREL GROUP LTD /DE/ DE 2.02,9.01 12/06/06 GATX CORP NY 2.01,9.01 11/30/06 GATX FINANCIAL CORP DE 2.01,9.01 11/30/06 GE Equipment Midticket LLC, Series 20 DE 9.01 12/06/06 GENERAL MOTORS CORP DE 9.01 11/30/06 AMEND GENOMIC HEALTH INC 5.02 11/30/06 GLADSTONE CAPITAL CORP MD 2.02,9.01 12/06/06 Globalstar, Inc. DE 1.01,9.01 11/30/06 GOAMERICA INC DE 8.01,9.01 12/05/06 GOLD STANDARD INC UT 7.01,9.01 12/05/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 1.01,2.03,8.01,9.01 12/06/06 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01 11/30/06 GOODRICH PETROLEUM CORP DE 1.01,2.03,3.02 12/01/06 GRAN TIERRA ENERGY, INC. NV 8.01 09/30/06 GRAN TIERRA ENERGY, INC. NV 8.01 02/15/06 AMEND GRAN TIERRA ENERGY, INC. NV 9.01 06/15/06 AMEND GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/01/06 GREAT PLAINS ETHANOL LLC SD 1.01,1.02 11/30/06 GRYPHON GOLD CORP NV 5.02 11/29/06 GS FINANCIAL CORP LA 5.02 12/01/06 GS Mortgage Securities Trust 2006-GG8 DE 8.01,9.01 10/30/06 AMEND GSAMP Trust 2006-HE7 DE 8.01,9.01 10/31/06 GULF POWER CO ME 8.01,9.01 11/28/06 H&R BLOCK INC MO 5.04,9.01 12/06/06 HARTMAN COMMERCIAL PROPERTIES REIT TX 3.03,5.03,9.01 12/02/06 HARTMARX CORP/DE DE 5.02,9.01 12/01/06 HARVARD BIOSCIENCE INC DE 1.01,2.03,9.01 12/01/06 HARVEY ELECTRONICS INC NY 3.01,9.01 12/01/06 HEADWATERS INC DE 5.02,9.01 12/05/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 12/06/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 1.01,2.03,9.01 12/06/06 HIGHBURY FINANCIAL INC DE 1.01,2.01,2.02,3.03,5.06,9.01 11/30/06 HOLA COMMUNICATIONS INC. NV 4.01 11/28/06 HOME EQUITY MORTGAGE LOAN ASSET-BACKE DE 8.01,9.01 11/17/06 HOME FEDERAL BANCORP IN 1.01,9.01 11/30/06 HOMEBANC CORP 1.01,2.03,5.02,9.01 11/30/06 HORIZON BANCORP /IN/ IN 5.02,9.01 12/01/06 HUBBELL INC CT 5.02 12/05/06 HUSKER AG LLC NE 8.01 12/05/06 IDEX CORP /DE/ DE 7.01,9.01 12/04/06 IGI INC DE 1.01,2.03,5.02,8.01,9.01 11/27/06 IMAGEWARE SYSTEMS INC DE 1.01,9.01 11/30/06 IMMUNOGEN INC MA 5.02 12/01/06 INFINITY ENERGY RESOURCES, INC 1.01 12/01/06 INNOFONE COM INC NV 4.01,9.01 12/04/06 AMEND INSPIRE PHARMACEUTICALS INC DE 1.01,8.01,9.01 11/30/06 Integrated Healthcare Holdings Inc NV 4.01,9.01 11/30/06 INTERNATIONAL THOROUGHBRED BREEDERS I DE 9.01 12/04/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 12/05/06 INTREPID TECHNOLOGY & RESOURCE INC ID 5.02 12/06/06 IRIDEX CORP DE 1.01,9.01 11/30/06 ISRAEL GROWTH PARTNERS ACQUISITION CO DE 4.01,9.01 12/06/06 Ithaka Acquisition Corp DE 8.01,9.01 12/06/06 J P MORGAN CHASE & CO DE 9.01 12/05/06 JAMBA, INC. DE 2.02,9.01 12/06/06 JL HALSEY CORP 1.01,9.01 11/30/06 KANSAS CITY SOUTHERN DE 1.02,5.02,8.01,9.01 11/30/06 KEY GOLD CORP NV 1.01,2.01,3.02,8.01,9.01 12/01/06 KEYNOTE SYSTEMS INC DE 1.01 12/05/06 KLONDIKE STAR MINERAL CORP DE 8.01 11/15/06 KMG CHEMICALS INC TX 2.02,9.01 12/06/06 KORN FERRY INTERNATIONAL DE 2.02,9.01 12/06/06 Kraton Polymers LLC DE 7.01,9.01 12/06/06 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 12/06/06 La Cortez Enterprises, Inc. NV 8.01 12/01/06 LA-Z-BOY INC MI 8.01 11/27/06 LAKES ENTERTAINMENT INC MN 8.01,9.01 12/01/06 LANDEC CORP \CA\ CA 1.01,2.01,8.01,9.01 12/01/06 LANGER INC NY 5.02,8.01,9.01 12/04/06 Lazard Ltd D0 1.01,9.01 11/30/06 LEHMAN ABS CORP BACKED TR CERT LIB ME DE 8.01,9.01 12/05/06 LHC Group, Inc 9.01 12/05/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 12/06/06 LIQUIDITY SERVICES INC 2.02,9.01 12/06/06 LIQUIDITY SERVICES INC 7.01,9.01 12/06/06 LUCENT TECHNOLOGIES INC DE 3.01,5.01,5.02,5.03,8.01,9.01 11/30/06 MAGMA DESIGN AUTOMATION INC DE 8.01 11/30/06 MANOR CARE INC DE 5.02,9.01 12/05/06 MATRIX SERVICE CO DE 1.01,1.02,2.03,3.03,9.01 11/30/06 MDU RESOURCES GROUP INC DE 8.01,9.01 12/05/06 MEDARTS MEDICAL SYSTEM, INC. 1.01,5.01,5.02,9.01 11/16/06 MEDWAVE INC DE 8.01,9.01 12/06/06 MELLON FINANCIAL CORP PA 8.01,9.01 12/05/06 MERCER INTERNATIONAL INC. WA 3.02,9.01 12/05/06 MEREDITH CORP IA 8.01,9.01 12/06/06 META FINANCIAL GROUP INC DE 2.06 11/30/06 METALDYNE CORP DE 7.01,9.01 12/06/06 MetaMorphix Inc. MD 5.02,9.01 11/30/06 METLIFE INC DE 2.02,7.01,9.01 12/06/06 MKS INSTRUMENTS INC MA 8.01 12/06/06 ML MACADAMIA ORCHARDS L P DE 5.02,9.01 12/06/06 MODINE MANUFACTURING CO WI 8.01 12/06/06 MONARCH STAFFING, INC. NV 1.01,2.01,3.02,5.01,5.02,9.01 11/04/05 Morgans Hotel Group Co. DE 1.01,9.01 12/01/06 Mortgage Assistance Center Corp FL 1.01,3.02,5.02,5.03,9.01 11/30/06 MS STRUCTURED SATURNS SERIES 2001-1 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2002-11 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2002-9 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2003-1 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2003-15 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2003-8 DE 8.01,9.01 12/01/06 MS STRUCTURED SATURNS SERIES 2004-1 DE 8.01,9.01 12/01/06 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 8.01,9.01 12/05/06 NANOGEN INC DE 7.01,8.01,9.01 12/04/06 NASHUA CORP MA 8.01,9.01 12/05/06 NATCO INTERNATIONAL INC. DE 3.02 12/06/06 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 12/04/06 NAVTEQ CORP DE 1.01,9.01 12/05/06 NEOWARE INC DE 5.02,9.01 11/30/06 NET 1 UEPS TECHNOLOGIES INC 5.02 12/01/06 NET PERCEPTIONS INC DE 1.01 11/30/06 NEW CENTURY COMPANIES INC DE 4.01,9.01 11/30/06 NEW CENTURY FINANCIAL CORP MD 1.01,9.01 11/30/06 NEW JERSEY MINING CO ID 1.01 12/06/06 NEWMARKET CORP VA 7.01,8.01,9.01 12/04/06 NIKE INC OR 1.01,2.03,9.01 12/05/06 NN INC DE 1.01,5.02,9.01 11/30/06 NOBLE ENERGY INC DE 1.01,9.01 11/30/06 NOBLE INTERNATIONAL, LTD. DE 1.01,5.02,9.01 12/06/06 NORTEL NETWORKS CORP 1.01 12/04/06 NORTEL NETWORKS LTD 1.01 12/04/06 NORTHERN ETHANOL, INC. DE 4.02 11/21/06 NORTHWEST BANCORPORATION INC WA 5.02 12/06/06 NOVASTAR FINANCIAL INC MD 2.03,9.01 11/30/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,9.01 11/30/06 NUCOR CORP DE 5.02,9.01 12/06/06 ODYNE CORP 4.01,9.01 12/06/06 AMEND OMEGA PROTEIN CORP NV 8.01,9.01 12/05/06 ORAGENICS INC FL 3.02,8.01,9.01 12/04/06 ORIENT EXPRESS HOTELS LTD 5.02,9.01 12/01/06 ORIENTAL FINANCIAL GROUP INC PR 8.01,9.01 12/04/06 OSHKOSH TRUCK CORP WI 2.01,7.01,9.01 12/06/06 PANERA BREAD CO DE 7.01,9.01 12/06/06 PEDIATRIX MEDICAL GROUP INC FL 5.02,8.01,9.01 12/06/06 PENTON MEDIA INC DE 8.01,9.01 12/06/06 PEOPLES ENERGY CORP IL 7.01,9.01 12/06/06 PERKINELMER INC MA 1.01,9.01 11/30/06 PERKINS & MARIE CALLENDER'S INC DE 5.03,9.01 12/06/06 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 12/06/06 PHOTRONICS INC CT 2.02,9.01 12/05/06 PIXELWORKS, INC OR 5.02 12/04/06 PIZZA INN INC /MO/ MO 5.02,9.01 11/30/06 PLACER SIERRA BANCSHARES CA 1.01,2.03,3.03,9.01 11/30/06 PLM EQUIPMENT GROWTH & INCOME FUND VI CA 2.01,9.01 12/06/06 PLM EQUIPMENT GROWTH FUND V CA 2.01,9.01 12/06/06 PLM EQUIPMENT GROWTH FUND VI CA 2.01,9.01 12/06/06 POTASH CORP OF SASKATCHEWAN INC 5.05,9.01 12/01/06 POTLATCH CORP DE 5.02 09/16/06 AMEND PRINCIPAL FINANCIAL GROUP INC DE 9.01 12/05/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 12/01/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 12/01/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 12/06/06 PRIVATEBANCORP, INC DE 7.01,8.01,9.01 12/06/06 PROCERA NETWORKS INC NV 1.01,3.02,9.01 11/30/06 PROLIANCE INTERNATIONAL, INC. 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DE 5.02 08/22/06 VIPER NETWORKS INC NV 3.02,3.03,7.01 12/05/06 Vyteris Holdings (Nevada), Inc. NV 1.01 11/30/06 WALKER FINANCIAL CORP DE 8.01,9.01 11/30/06 WaMu Mortgage Pass-Through Certificat DE 9.01 11/21/06 WARREN RESOURCES INC MD 7.01,9.01 12/04/06 WASTE MANAGEMENT INC DE 5.02,9.01 12/01/06 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 11/30/06 WEBEX COMMUNICATIONS INC DE 5.02 12/04/06 Wellstar International, Inc. NV 1.01,2.03,2.04,3.02,9.01 11/30/06 WERNER ENTERPRISES INC NE 2.03,5.02 11/30/06 WHEELING PITTSBURGH CORP /DE/ DE 5.02,5.05,8.01,9.01 12/06/06 WHITE ELECTRONIC DESIGNS CORP ID 3.03 11/30/06 WILLOWTREE ADVISOR, INC. NV 5.02,9.01 11/30/06 WORLD HEART CORP A6 3.01,5.02,9.01 12/05/06 WPT ENTERPRISES INC 1.01 12/04/06 Wright Express CORP 5.02,8.01,9.01 12/06/06 XECHEM INTERNATIONAL INC DE 5.02,9.01 11/30/06 XENOMICS INC FL 1.01,3.02,5.05,9.01 12/06/06 ZANETT INC DE 1.01,2.03,9.01 12/06/06