| Date Filed | Title |
| 02/06/2009 | 10-Q for HIFN INC | |
| | COMPANY NAME(s) - [HIFN INC (CIK - 1065246 /SIC - 3674)] |
| | The architecture of our network processor is unique and is an architecture used with applications that require high-touch services. The decrease from the prior quarter was a result of a decrease in orders from three of our primary customers, Cisco, Huawei Technologies and EMC. Our expenses during the three months ended December 31, 2008 were lower than in the preceding quarter, primarily due to decreased non-recurring engineering expenses, together with a decrease in sales and marketing headcount and recruitment costs partially offset by an increase in professional services. Our processor revenues decreased $3.1 million, primarily due to decreased orders from three of our primary customers, Cisco, Huawei Technologies and EMC, partially offset by higher revenues from software licenses and royalties of $107, 000. Cost of revenues by category, as a percentage of each respective revenue category and the year-over-year change were as follows: December 31, 2008 2007 Three Months Ended $ % of revenue category $ % of revenue category Year- over-Year Change (dollars in thousands) Processors $ 2, 251 33% $ 3, 320 33% (32)% Software licenses and other 153 15% 152 16% 1% $ 2, 404 30% $ 3, 472 32% (31)% Cost of revenues consists primarily of cost of semiconductors, which are manufactured to our specifications by third parties for resale by us. |
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| 02/05/2009 | N-CSRS for PNC FUNDS INC | |
| | COMPANY NAME(s) - [PNC FUNDS INC (CIK - 847090 /SIC - Unspecified)] |
| | (The) 6.88%, 1/15/11 1, 500 1, 450, 755 6.60%, 1/15/12 400 374, 010 Keycorp, 6.50%, 5/14/13 550 502, 947 Merrill Lynch & Co., 4.13%, 1/15/09 650 647, 635 3.04%, 6/5/12 (a) 1, 075 854, 212 Morgan Stanley 6.75%, 4/15/11 885 834, 682 5.30%, 3/1/13 1, 000 855, 171 National City Bank, 6.20%, 12/15/11 550 509, 395 SLM Corp., 4.00%, 1/15/10 675 602, 519 Wachovia Corp., 5.50%, 5/1/13 1, 875 1, 778, 584 18, 197, 753 Beverages 2.3% Dr. (The), 4.70%, 12/1/12 1, 000 983, 052 Food 1.0% Kroger Co., 7.50%, 1/15/14 925 939, 495 Hotel 0.5% MGM Mirage, Inc., 8.50%, 9/15/10 750 429, 375 End Table Body See Accompanying Investment Abbreviations and Notes to Financial Statements. LIMITED MATURITY BOND FUND Schedule of Portfolio Investments Continued November 30, 2008 (Unaudited) Begin Table Head Par (000) Value End Table Head Begin Table Body CORPORATE BONDS Continued Manufacturing 0.2% 3M Employee Stock Ownership, 5.62%, 7/15/09 (b) $ 172 $ 173, 395 Media 0.4% Time Warner Cable, Inc., 8.25%, 2/14/14 400 395, 343 Oil & Exploration 1.9% Atlantic Richfield Co., 5.90%, 4/15/09 1, 300 1, 311, 218 Tesoro Petroleum Corp., 6.25%, 11/1/12 750 528, 750 1, 839, 968 Pharmaceuticals 1.9% Pfizer, Inc., 3.30%, 3/2/09 1, 750 1, 754, 625 Retail 1.5% Home Depot, Inc., 3.75%, 9/15/09 1, 500 1, 462, 328 Telecommunications 1.1% AT&T, Inc., 5.30%, 11/15/10 1, 000 992, 900 TOTAL CORPORATE BONDS (Cost $36, 105, 243) 34, 219, 675 FOREIGN BONDS 9.2% Corporate Bonds 9.2% ConocoPhillips Canada, 5.30%, 4/15/12 2, 000 1, 990, 738 Covidien International Finance SA, 5.45%, 10/15/12 875 840, 296 Eksportfinans, 5.13%, 10/26/11 1, 000 1, 043, 330 European Investment Bank, 4.63%, 3/21/12 1, 000 1, 059, 474 HSBC Holding PLC, 7.50%, 7/15/09 1, 500 1, 482, 234 Hutchison Whampoa International, 5.45%, 11/24/10 (b) 1, 500 1, 468, 970 Royal Caribbean Cruises, Ltd., 8.75%, 2/2/11 725 583, 625 Vedanta Resources PLC, 8.75%, 1/15/14 (b) 450 254, 250 TOTAL FOREIGN BONDS (Cost $9, 102, 653) 8, 722, |
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| 02/05/2009 | N-CSR for LORD ABBETT RESEARCH FUND INC | |
| | COMPANY NAME(s) - [LORD ABBETT RESEARCH FUND INC (CIK - 887194 /SIC - Unspecified)] |
| | 570, 900 16, 493 Total 79, 314 Beverage: Soft Drinks 3.33% Coca-Cola Co. 213, 700 7, 174 Total 20, 241 Computer Services, Software & Systems 4.41% Adobe Systems, Inc.* 228, 053 5, 282 Citrix Systems, Inc.* 15, 600 416 Microsoft Corp. 102, 200 2, 939 Morgan Stanley 70, 100 1, 034 Total 20, 064 See Notes to Financial Statements. 229, 200 3, 853 Total 48, 408 Electrical Equipment & Components 0.22% Emerson Electric Co. (The) 140, 737 3, 169 Finance Companies 0.03% Capital One Financial Corp. |
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| 02/05/2009 | N-CSR for LEGG MASON PARTNERS EQUITY TRUST | |
| | COMPANY NAME(s) - [LEGG MASON PARTNERS EQUITY TRUST (CIK - 880366 /SIC - Unspecified)] |
| | 957, 044 25, 830 General Dynamics Corp. 2, 091, 138 Total Airlines 3, 612, 536 See Notes to Financial Statements. 4, 049, 888 65, 090 Tyco International Ltd. Inc. 950, 170 47, 150 Pall Corp. 1, 691, 592 Total Communications Equipment 7, 673, 149 Computers & Peripherals 4.6% 37, 520 Apple Inc.* 3, 476, 978 91, 900 Dell Inc.* 1, 026, 523 180, 370 Hewlett-Packard Co. |
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| 02/04/2009 | N-CSRS for TRUST FOR PROFESSIONAL MANAGERS | |
| | COMPANY NAME(s) - [TRUST FOR PROFESSIONAL MANAGERS (CIK - 1141819 /SIC - Unspecified)] |
| | $35.00 13 4, 940 The accompanying notes are an integral part of these financial statements. Expiration: December 2008, Exercise Price: $14.00 15 5, 175 Hess Corp. Expiration: December 2008, Exercise Price: $25.00 13 10, 075 Johnson & Johnson Expiration: December 2008, Exercise Price: $60.00 9 1, 350 The Kroger Co. Expiration: December 2008, Exercise Price: $22.50 19 11, 780 Nike, Inc. Expiration: December 2008, Exercise Price: $65.00 12 2, 520 Prudential Financial, Inc. |
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| 02/02/2009 | PRE 14A for Verigy Ltd | |
| | COMPANY NAME(s) - [Verigy Ltd (CIK - 1352341 /SIC - 3674)] |
| | Nikl a monthly allowance for living expenses equal to $6, 075 (on a pre-tax basis) for the cost of leasing an apartment near Verigy s Cupertino offices. Nikl s base salary from $325, 000 to $335, 000 per year, effective November 1, 2007. Mr. Rond epays the loan at the aggregate rate of 1, 500 per month, or $2, 088 per month based on an exchange rate of 1.3919 at December 31, 2008. (2) Includes awards of restricted share units covering 1, 263, 724 ordinary shares, of which 99, 328 units were fully vested as of October 31, 2008. |
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| 02/02/2009 | 13F-HR for BBVA USA BANCSHARES INC | |
| | COMPANY NAME(s) - [BBVA USA BANCSHARES INC (CIK - 1409775 /SIC - Unspecified)] |
| | GLACIER BANCORP INC COMMON STOCK 37637Q105 316 16, 602 SH SOLE 01, 02 16, 602 -- -- GLAXOSMITHKLINE PLC SPONS ADR COMMON STOCK 37733W105 6 169 SH OTHER 01, 02 169 -- -- GLAXOSMITHKLINE PLC SPONS ADR COMMON STOCK 37733W105 766 20, 553 SH SOLE 01, 02, 04 20, 553 -- -- GLOBAL PAYMENTS INC COMMON STOCK 37940X102 5 152 SH OTHER 01, 02 152 -- -- GLOBAL PAYMENTS INC COMMON STOCK 37940X102 227 6, 932 SH SOLE 01, 02 6, 932 -- -- GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 36 429 SH OTHER 01, 02 429 -- -- GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 1, 196 14, 174 SH SOLE 01, 02 13, 497 -- 677 GOOGLE INC CL-A COMMON STOCK 38259P508 88 285 SH OTHER 01, 02 285 -- -- GOOGLE INC CL-A COMMON STOCK 38259P508 2, 509 8, 155 SH SOLE 01, 02 8, 042 -- 113 GRACO INC COMMON STOCK 384109104 2 64 SH OTHER 01, 02 64 -- -- GRACO INC COMMON STOCK 384109104 323 13, 596 SH SOLE 01, 02 13, 596 -- -- Graphic Packaging Corp New COMMON STOCK 388689101 16 14, 000 SH SOLE 01, 02 14, 000 -- -- GUESS INC COMMON STOCK 401617105 28 1, 829 SH OTHER 01, 02 1, 829 -- -- GUESS INC COMMON STOCK 401617105 709 46, 167 SH SOLE 01, 02 46, 167 -- -- HALLIBURTON COMPANY COMMON STOCK 406216101 123 6, 792 SH OTHER 01, 02 6, 792 -- -- HALLIBURTON COMPANY COMMON STOCK 406216101 2, 801 154, 097 SH SOLE 01, 02 150, 297 -- 3, 800 HARRIS CORP COMMON STOCK 413875105 6 166 SH OTHER 01, 02 166 -- -- HARRIS CORP COMMON STOCK 413875105 352 9, 257 SH SOLE 01, 02 8, 997 -- 260 HARSCO CORPORATION COMMON STOCK 415864107 4 150 SH OTHER 01, 02 150 -- -- HARSCO CORPORATION COMMON STOCK 415864107 283 10, 225 SH SOLE 01, 02 10, 225 -- -- HARTFORD FINANCIAL SERVICES GR COMMON STOCK 416515104 16 956 SH OTHER 01, 02 956 -- -- HARTFORD FINANCIAL SERVICES GR COMMON STOCK 416515104 528 32, 152 SH SOLE 01, 02 32, 152 -- -- Healthcare Select SPDR COMMON STOCK 81369Y209 372 14, 025 SH SOLE 01, 02 14, 025 -- -- HELIX ENERGY SOLUTIONS GROUP COMMON STOCK 42330P107 6 836 SH OTHER 01, 02 836 -- -- HELIX ENERGY SOLUTIONS GROUP COMMON STOCK 42330P107 84 11, 643 SH SOLE 01, 02 11, 643 -- -- HENRY SCHEIN INC COMMON STOCK 806407102 97 2, 640 SH OTHER 01, 02 2, 640 -- -- HENRY SCHEIN INC COMMON STOCK 806407102 2, 405 65, 540 SH SOLE 01, 02 65, 540 -- -- HEWLETT PACKARD COMPANY COMMON STOCK 428236103 161 4, 444 SH OTHER 01, 02 4, 444 -- -- HEWLETT PACKARD COMPANY COMMON STOCK 428236103 4, 657 128, 336 SH SOLE 01, 02, 03, 04 119, 863 -- 8, 473 HOME DEPOT INC COMMON STOCK 437076102 132 5, 753 SH OTHER 01, 02 1, 453 4, 300 -- HOME DEPOT INC COMMON STOCK 437076102 3, 595 156, 142 SH SOLE 01, 02, 04 155, 547 -- 595 HONDA MOTOR CO LTD SPONS ADR COMMON STOCK 438128308 11 512 SH OTHER 01, 02 512 -- -- HONDA MOTOR CO LTD SPONS ADR COMMON STOCK 438128308 492 23, 039 SH SOLE 01, 02 23, |
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| 01/29/2009 | N-CSRS for UBS INDEX TRUST | |
| | COMPANY NAME(s) - [UBS INDEX TRUST (CIK - 1039949 /SIC - Unspecified)] |
| | (1) 2, 000 86, 220 2, 188, 511 Number of Security description shares Value Commercial services & supplies 1.47% Allied Waste Industries, Inc.* 4, 000 $42, 960 Apollo Group, Inc., Class A (1), * 1, 800 138, 312 Automatic Data Processing, Inc. 3, 500 86, 485 R.R. Donnelley & Sons Co. (1) 35, 800 154, 298 Qualcomm, Inc. 1, 500 54, 675 Bemis Co., Inc. 79, 100 655, 739 CME Group, Inc. |
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| 01/29/2009 | N-Q for Cavanal Hill Funds | |
| | COMPANY NAME(s) - [Cavanal Hill Funds (CIK - 864508 /SIC - Unspecified)] |
| | Treasury Inflation Protected Securities 1, 732, 440 Investment Companies (8.8%) 16, 700 iShares MSCI BRIC Index Fund 397, 460 44, 030 iShares MSCI EAFE Index Fund 1, 834, 730 89, 660 iShares MSCI Emerging Markets Index 2, 058, 594 Total Investment Companies 4, 290, 784 Investments in Affiliates (3.2%) 1, 581, 454 American Performance Cash Management Fund 1, 581, 454 Total Investments in Affiliates 1, 581, 454 Total Investments (Cost $58, 716, 638)(f) 99.5% 48, 554, 755 Other assets in excess of liabilities 0.5% 235, 835 Net Assets 100.0% $ 48, 790, 590 (a) Non-income producing security. (f) Represents cost for financial reporting purposes. 179, 806 Beverages (3.5%) 2, 515 Molson Coors Brewing Co., Class B 111, 842 4, 010 PepsiCo, Inc. 104, 958 1, 120 International Business Machines Corp. 107, 136 5, 015 Microchip Technology, Inc. |
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| 01/28/2009 | 13F-HR/A for AMI INVESTMENT MANAGEMENT INC | |
| | COMPANY NAME(s) - [AMI INVESTMENT MANAGEMENT INC (CIK - 1122241 /SIC - Unspecified)] |
| | United States Securities and Exchange Commision "Washington, D.C. 20549" 12/31/2008 13F Holdings Report Name Class Cusip Mkt Val Shrs Price Call Disc OthMgrs Sole Vote AmerInt'l Group Stocks 26874107"55, 892.00" "35, 600" 1.57 N/A Sole None Yes Amgen, Inc. Stocks O3116210"2, 636, 287.50" "45, 650" 57.75 N/A Sole None Yes Apache Corp Stocks 37411105"2, 531, 140.31" "33, 961.36" 74.53 N/A Sole None Yes Bank of America Stocks 60505104"710, 178.67" "50, 438.83" 14.08 N/A Sole None Yes Best Buy Inc Stocks 86516101"1, 508, 354.94" "53, 659.02" 28.11 N/A Sole None Yes Canadian NatlRail Stocks 136375102"697, 521.00" "18, 975" 36.76 N/A Sole None Yes Cisco Systems Stocks 17275R102"502, 806.10" "30, 847" 16.3 N/A Sole None Yes ConocoPhillips Stocks 718507106"2, 069, 286.30" "39, 947.61" 51.8 N/A Sole None Yes Danaher Corp Stocks 235851102"2, 143, 765.73" "37, 869.03" 56.61 N/A Sole None Yes Disney Walt Stocks 254687106"1, 845, 241.52" "81, 324.00" 22.69 N/A Sole None Yes Fiserv, Inc. Stocks 337738108"3, 149, 860.22" "86, 606" 36.37 N/A Sole None Yes General Elec Stocks 369604103"2, 201, 029.78" "135, 866.04" 16.2 N/A Sole None Yes Gentex Corp Stocks 371901109"1, 887, 700.44" "213, 782.61" 8.83 N/A Sole None Yes Harley Davids Stocks 412822108"656, 150.97" "38, 665.35" 16.97 N/A Sole None Yes Hewlett-Packard Stocks 428236103"2, 547, 920.90" "70, 210" 36.29 N/A Sole None Yes "Home Depot Stocks 437076102"1, 904, 605.74" "82, 737" 23.02 N/A Sole None Yes iSharesEAFE Stocks 464287465"2, 254, 868.12" "50, 264.56" 44.86 N/A Sole None Yes iShares Emerg Stocks 464287234"577, 551.68" "23, 129.82" 24.97 N/A Sole None Yes Lincoln National Stocks 534187109"271, 296.00" "14, 400" 18.84 N/A Sole None Yes Manitowoc Co Stocks 563571108"754, 121.48" "87, 081.00" 8.66 N/A Sole None Yes Marvell Tech Stocks G5876H105"775, 721.00" "116, 300" 6.67 N/A Sole None Yes Microsoft Stocks 594918104"1, 635, 496.42" "84, 130.47" 19.44 N/A Sole None Yes Oracle Corp. |
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