SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LAWLER KENNETH P

(Last) (First) (Middle)
C/O BATTERY VENTURES
20 WILLIAM STREET

(Street)
WELLESLEY MA 02481

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIGMATEL INC [ SGTL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/14/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/15/2004 J ( 1 ) 564 A ( 1 ) 2,225,558 I ( 4 ) See Footnote ( 4 )
Common Stock 10/15/2004 J ( 2 ) 68 A ( 2 ) 2,225,558 I ( 4 ) See Footnote ( 4 )
Common Stock 10/15/2004 J ( 3 ) 1,688 A ( 3 ) 2,225,558 I ( 4 ) See Footnote ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Distribution to the members of Battery Partners V, LLC ("BPV") for no consideration. BPV received these shares in a distribution from Battery Ventures V, L.P. ("BV-V"), an entity of which BPV is the general partner.
2. Distribution to the members of Battery Convergence Partners, LLC ("BCP") for no consideration. BCP received these shares in a distribution from Battery Ventures Convergence Fund, L.P. ("Convergence Fund"), an entity of which BCP is the general partner.
3. Distribution to the members of Battery Investment Partners V, LLC ("BIP-V") for no consideration.
4. Includes 2,002,870 shares held by BV-V, 175,228 shares held by Convergence Fund, and 45,140 shares held by BIP-V. The Reporting Person is a managing member of BPV, which is the general partner of BV-V. The Reporting Person is a managing member of BCP, which is the general partner of Convergence Fund. The Reporting Person is a member of BIP-V. Convergence Fund and BIP-V invest alongside BV-V in all investments made by BV-V and, therefore, the Reporting Person may be deemed to beneficially own the shares held of record by BV-V, Convergence Fund and BIP-V. The Reporting Person disclaims beneficial ownership of shares held by BV-V, Convergence Fund and BIP-V except to the extent of his pecuniary interest therein.
/s/ Christopher Hanson, by power of attorney 10/18/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.