-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqPnlGjE+2TMvxmj1qzQasMXlbkzWh0qtnqyrg9LrhTAzftUlj3GbUBOgacxwx4c K9Hs8eX0ycPKAAH1pdxGHg== 0000927356-98-000171.txt : 19980218 0000927356-98-000171.hdr.sgml : 19980218 ACCESSION NUMBER: 0000927356-98-000171 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUTRITION FOR LIFE INTERNATIONAL INC CENTRAL INDEX KEY: 0000913614 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 760416176 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50859 FILM NUMBER: 98541956 BUSINESS ADDRESS: STREET 1: 9101 JAMEEL RD STREET 2: STE 180 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7134601976 MAIL ADDRESS: STREET 1: 9101 JAMEEL RD STREET 2: STE 180 CITY: HOUSTON STATE: TX ZIP: 77040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERTRAND DAVID P CENTRAL INDEX KEY: 0001008246 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9101 JAMEEL STREET 2: SUITE 180 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7133295800 MAIL ADDRESS: STREET 1: SUITE 180 STREET 2: 9101 JAMEEL CITY: HOUSTON STATE: TX ZIP: 77040 SC 13G/A 1 SCHEDULE 13-G AMENDMENT #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Nutrition For Life International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 670615202 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David P. Bertrand 2. CHECK THE APPRPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5. SOLE VOTING POWER 324,092 6. SHARED VOTING POWER NUMBER OF SHARES 8,400 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 324,092 8. SHARED DISPOSITIVE POWER 8,400 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 332,492 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6 12. TYPE OF REPORTING PERSON* IN * SEE INSTRUCTION BEFORE FILLING OUT! SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No. 2 Item 1(a) NAME OF ISSUER: Nutrition For Life International, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 9101 Jameel, Suite 180, Houston, Texas 77040 Item 2(a) NAME OF PERSON(s) FILING: David P. Bertrand Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 9101 Jameel, Suite 180, Houston, Texas 77040 Item 2(c) CITIZENSHIP: U.S.A. Item 2(d) TITLE OF CLASS OF SECURITIES: Common stock, $.01 par value Item 2(e) CUSIP NUMBER: 670615202 Item 3 THE PERSON(s) FILING IS(ARE): Not applicable. Item 4 OWNERSHIP: See Items 5 through 9 and 11 on the cover page (page 2). 8,400 of the shares over which Mr. Bertrand is reported to share voting and dispositive power underlie options held by his wife. Although Mr. Bertrand is reporting the 8,400 shares in this Schedule 13G, Mr. Bertrand disclaims beneficial ownership of these shares and the filing of this Schedule 13G shall not be construed as an admission that Mr. Bertrand is the beneficial owner of the shares underlying stock options held by his wife. 120,600 of the shares are shares underlying stock options which have been granted to Mr. Bertrand, but which have not been exercised. Item 5: OWNERSHIP OF 5% OR LESS OF A CLASS: Not applicable. Item 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON: Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Item 8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9: NOTICE OF DISSOLUTION OF THE GROUP: Not applicable ITEM 10: CERTIFICATION: Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 17, 1998 SIGNATURE: /s/ David P. Bertrand Name/Title: David P. Bertrand -----END PRIVACY-ENHANCED MESSAGE-----