SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FONG KEVIN A

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3PAR Inc. [ PAR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2007 C 4,872,369 A $0 4,872,369 D ( 1 ) ( 2 ) ( 4 )
Common Stock 11/21/2007 P 173,200 A $14 5,045,569 D ( 1 ) ( 2 ) ( 4 )
Common Stock 11/21/2007 C 303,818 A $0 303,818 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Common Stock 11/21/2007 P 10,800 A $14 314,618 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Common Stock 11/21/2007 C 101,273 A $0 101,273 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Common Stock 11/21/2007 P 3,600 A $14 104,873 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Common Stock 11/21/2007 C 348,828 A $0 348,828 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Common Stock 11/21/2007 P 12,400 A $14 361,228 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Common Stock 11/21/2007 C 4,395,155 A $0 4,395,155 I ( 1 ) ( 3 ) ( 4 ) by MF IX
Common Stock 11/21/2007 C 231,323 A $0 231,323 I ( 1 ) ( 3 ) ( 4 ) by MF AIV
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 86,160 ( 5 ) ( 5 ) Common Stock 86,160 $0 0 D ( 1 ) ( 2 ) ( 4 )
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 317,538 ( 5 ) ( 5 ) Common Stock 317,538 $0 0 D ( 1 ) ( 2 ) ( 4 )
Series B-1 Convertible Preferred Stock $0 11/21/2007 C 3,684,851 ( 5 ) ( 5 ) Common Stock 3,684,851 $0 0 D ( 1 ) ( 2 ) ( 4 )
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 783,820 ( 5 ) ( 5 ) Common Stock 783,820 $0 0 D ( 1 ) ( 2 ) ( 4 )
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 5,372 ( 5 ) ( 5 ) Common Stock 5,372 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 19,800 ( 5 ) ( 5 ) Common Stock 19,800 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Series B-1 Convertible Preferred Stock $0 11/21/2007 C 229,771 ( 5 ) ( 5 ) Common Stock 229,771 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 48,875 ( 5 ) ( 5 ) Common Stock 48,875 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF XI
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 1,791 ( 5 ) ( 5 ) Common Stock 1,791 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 6,600 ( 5 ) ( 5 ) Common Stock 6,600 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Series B-1 Convertible Preferred Stock $0 11/21/2007 C 76,590 ( 5 ) ( 5 ) Common Stock 76,590 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 16,292 ( 5 ) ( 5 ) Common Stock 16,292 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MF AVI
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 6,168 ( 5 ) ( 5 ) Common Stock 6,168 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 22,733 ( 5 ) ( 5 ) Common Stock 22,733 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Series B-1 Convertible Preferred Stock $0 11/21/2007 C 263,811 ( 5 ) ( 5 ) Common Stock 263,811 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 56,116 ( 5 ) ( 5 ) Common Stock 56,116 $0 0 I ( 1 ) ( 2 ) ( 4 ) by MPF II
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 855,482 ( 5 ) ( 5 ) Common Stock 855,482 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF IX
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 3,152,839 ( 5 ) ( 5 ) Common Stock 3,152,839 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF IX
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 386,834 ( 5 ) ( 5 ) Common Stock 386,834 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF IX
Series A-2 Convertible Preferred Stock $0 11/21/2007 C 45,025 ( 5 ) ( 5 ) Common Stock 45,025 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF AIV
Series A-3 Convertible Preferred Stock $0 11/21/2007 C 165,939 ( 5 ) ( 5 ) Common Stock 165,939 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF AIV
Series C-1 Convertible Preferred Stock $0 11/21/2007 C 20,359 ( 5 ) ( 5 ) Common Stock 20,359 $0 0 I ( 1 ) ( 3 ) ( 4 ) by MF AIV
1. Name and Address of Reporting Person*
FONG KEVIN A

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MAYFIELD IX MANAGEMENT LLC

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MAYFIELD IX

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MAYFIELD ASSOCIATES FUND IV L P

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HEIDRICH A GRANT III

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MYERS FRANK G JR

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
UNGER WILLIAM D

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
AUKEN WENDELL G VAN III

(Last) (First) (Middle)
2800 SAND HILL ROAD
SUITE 250

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
Explanation of Responses:
1. The individual filers for this Form 4, along with the entities listed below, include Yogen K. Dalal; Kevin A. Fong; A. Grant Heidrich, III; David J. Ladd; Allen L. Morgan: F. Gibson Myers, Jr.; Janice M. Roberts; William D. Unger; Wendell G. Van Auken, III and Robert T. Vasan. Mr. Fong is a Director of the Issuer. Electronic filing limits the number of filers on any one Form 4 to 10. This Form 4 is filed as Part 2 of 2.
2. Of the individual Reporting Persons listed, Mr. Dalal, Mr. Fong, Mr. Ladd, Mr. Morgan, Ms. Roberts and Mr. Vasan are Managing Directors of Mayfield XI Management, LLC, which is the sole General Partner of each of Mayfield XI Qulaified (MF XI Q), Mayfield XI (MF XI) and Mayfield Associates Fund VI (MF AVI), and is the sole Managing Director of Mayfield Principals Fund II (MPF II). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF XI Q, MF XI, MF AVI, MPF II, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein.
3. Of the individual Reporting Persons listed, Mr. Dalal, Mr. Fong, Mr. Heidrich, Mr. Myers, Mr. Unger and Mr. Van Auken are Managing Directors of Mayfield IX Management, LLC, which is the sole General Partner of Mayfield IX (MF IX) and Mayfield Associates Fund IV (MF AIV). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF IX and MF AIV, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein.
4. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement.
5. The Issuer's Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.
Remarks:
James T. Beck, Attorney-In-Fact for each of the Reporting Persons 11/26/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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