SEC NEWS DIGEST Issue 2006-203 October 20, 2006 ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATION OF SECURITIES OF GLOBE STAFF CONSULTING CORPORATION FOR FAILURE TO MAKE REQUIRED CURRENT AND PERIODIC FILINGS On October 20, the Commission instituted settled proceedings pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) revoking the registration of each class of registered securities of Globe Staff Consulting Corporation (Globe Staff) for failure to make required current and periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, Globe Staff consented to the entry of an Order Instituting Proceedings, Making Findings, and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 finding that it had failed to comply with Section 13(a) of the Exchange and Rules 13a-1, 13a-11, and 13a-13 thereunder and revoking the registration of each class of Globe Staff's securities pursuant to Section 12(j) of the Exchange Act. The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked. (Rel. 34-54630; File No. 3-12459) IN THE MATTER OF PAYSTAR CORP. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in the matter of Paystar Corp. The Order Instituting Proceedings alleged that Respondents Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Surebeam Corp., and Syncronys Softcorp failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of these five Respondents pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-54632; File No. 3-12399) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2006-118) filed by the National Association of Securities Dealers to extend the date by which eligible registrants must complete firm-element continuing education to qualify to engage in a security futures business has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54617) A proposed rule change (SR-BSE-2006-43) filed by the Boston Stock Exchange relating to Exchange fees and charges has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54621) A proposed rule change (SR-NYSE-2006-87) filed by the New York Stock Exchange relating to Rule 13 (Definitions of Orders) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54624) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-98) relating to the codification of Exchange policy regarding specialist commissions. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54618) The Fixed Income Clearing Corporation filed a proposed rule change (SR-FICC-2006-07) to clarify the frequency and timing of certain reports that FICC provides to its members. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54619) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2006-95) and Amendment No. 1 thereto submitted by the American Stock Exchange relating to the Vanguard Emerging Markets Stock Index Fund. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54625) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . N-2 Rochdale Core Alternative Strategies Fund LLC, 570 LEXINGTON AVENUE, 9TH FLOOR, NEW YORK, NY, 10022, 212-702-3500 - 20,000 ($100,000,000.00) Other, (File 333-138071 - Oct. 19) (BR. 18) N-2 Rochdale Core Alternative Strategies Fund TEI LLC, 570 LEXINGTON AVENUE, 9TH FLOOR, NEW YORK, NY, 10022, 212-702-3500 - 20,000 ($100,000,000.00) Other, (File 333-138072 - Oct. 19) (BR. 18) S-3 NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 0 ($65,000,000.00) Other, (File 333-138073 - Oct. 19) (BR. 10B) SB-2 Bioenergy Inc., 3702 SOUTH VIRGINIA STREET, #G12-401, RENO, NV, 89502, 775-338-2598 - 1,237,500 ($24,750.00) Equity, (File 333-138074 - Oct. 19) (BR. 04) S-8 VIDEO DISPLAY CORP, 1868 TUCKER INDUSTRIAL DR, TUCKER, GA, 30084, 7709382080 - 0 ($4,512,000.00) Equity, (File 333-138076 - Oct. 19) (BR. 10C) S-3ASR SUBURBAN PROPANE PARTNERS LP, P O BOX 206, 240 ROUTE 10 WEST, WIPPANY, NJ, 07981, 9738875300 - 0 ($79,058,542.16) Equity, (File 333-138077 - Oct. 19) (BR. 02B) S-8 FELLOWS ENERGY LTD, 8716 ARAPAHOE ROAD, C/O FELLOWS ENERGY LTD., BOULDER, CO, 80303, 7203086109 - 800,000 ($108,000.00) Equity, (File 333-138078 - Oct. 19) (BR. 04C) S-1 TransTech Services Partners Inc., 445 FIFTH AVENUE SUITE 30H, NEW YORK, NY, 10016, 212-629-3710 - 0 ($69,690,000.00) Other, (File 333-138080 - Oct. 19) (BR. 09) S-4 ACTIVANT SOLUTIONS INC /DE/, 804 LAS CIMAS PARKWAY, C/O ACTIVANT, AUSTIN, TX, 78746, 5123282300 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-138081 - Oct. 19) (BR. 03C) F-6 MIZUHO FINANCIAL GROUP INC, 1-5-5 OFEMACHI, CHIYODA-KU, TOKYO 100-0004, M0, 00000, 300,000,000 ($15,000,000.00) ADRs/ADSs, (File 333-138082 - Oct. 19) (BR. 07) SB-2 Audio Stocks, Inc., 580 SECOND STREET, SUITE 102, ENCINITAS, CA, 92024, 760-230-2300 - 3,234,460 ($636,892.00) Equity, (File 333-138083 - Oct. 19) (BR. 11) S-3 ACE COMM CORP, 704 QUINCE ORCHARD RD, GAITHERBURG, MD, 20878, 3012589850 - 0 ($169,218.88) Equity, (File 333-138084 - Oct. 19) (BR. 03A) S-3 INTERACTIVE INTELLIGENCE INC, 7601 INTERACTIVE WAY, INDIANAPOLIS, IN, 46278, 3178723000 - 4,000,000 ($63,780,000.00) Equity, (File 333-138085 - Oct. 19) (BR. 03A) S-3 NASTECH PHARMACEUTICAL CO INC, 3830 MONTE VILLA PARKWAY, BOTHELL, WA, 98021, 4259083600 - 0 ($125,000,000.00) Equity, (File 333-138088 - Oct. 19) (BR. 01B) S-8 PINNACLE WEST CAPITAL CORP, 400 NORTH FIFTH STREET, ., PHOENIX, AZ, 85004, 6023792500 - 1,000,000 ($46,090,000.00) Equity, (File 333-138089 - Oct. 19) (BR. 02B) S-4 SMITHFIELD FOODS INC, 200 COMMERCE STREET, EXECUTIVE OFFICE BUILDING, SMITHFIELD, VA, 23430, 7573653000 - 0 ($564,112,511.00) Equity, (File 333-138090 - Oct. 19) (BR. 05B) S-8 SUBURBAN PROPANE PARTNERS LP, P O BOX 206, 240 ROUTE 10 WEST, WIPPANY, NJ, 07981, 9738875300 - 0 ($7,909,700.00) Equity, (File 333-138093 - Oct. 19) (BR. 02B) S-11 DCT Industrial Trust Inc., 518 SEVENTEENTH STREET, DENVER, CO, 80202, 3038694700 - 0 ($175,000,000.00) Equity, (File 333-138094 - Oct. 19) (BR. 08A) S-8 SAIC, Inc., 10260 CAMPUS POINT DRIVE, SAN DIEGO, CA, 92121, (858) 826-6000 - 0 ($3,864,255,000.00) Equity, (File 333-138095 - Oct. 19) (BR. 06A) S-8 ENTRUST INC, 9729437300 - 4,800,000 ($16,584,000.00) Equity, (File 333-138096 - Oct. 19) (BR. 03C) S-1 SIMTEK CORP, 4250 BUCKINGHAM DR 100, COLORADO SPRINGS, CO, 80907, 7195319444 - 1,851,155 ($11,685,633.30) Equity, (File 333-138097 - Oct. 19) (BR. 10C) S-8 ALPHA INNOTECH CORP, 2401 MERCED ST., SAN LEANDRO, CA, 94577, 5104839620 - 3,213,666 ($3,245,802.60) Equity, (File 333-138098 - Oct. 19) (BR. 10A) S-8 CAROLINA NATIONAL CORP, 1350 MAIN STREET, COLUMBIA, SC, 29201, 8037790411 - 129,402 ($2,426,287.50) Equity, (File 333-138099 - Oct. 19) (BR. 07A) S-8 First Commerce Bancorp, Inc., 500 NORTH ELLINGTON PARKWAY, LEWISBURG, TN, 37091, (931) 359-4322 - 195,462 ($3,009,952.00) Equity, (File 333-138100 - Oct. 19) (BR. 07) S-3 CLEVELAND ELECTRIC ILLUMINATING CO, 76 SOUTH MAIN STREET, C/O FIRSTENERGY CORP, AKRON, OH, 44308, 2166229800 - 0 ($550,000,000.00) Debt, (File 333-138101 - Oct. 19) (BR. 02B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT AASTROM BIOSCIENCES INC MI 1.01,1.02 10/16/06 ABRAXAS PETROLEUM CORP NV 5.02 10/19/06 ABX AIR INC 1.01,2.03 10/10/06 ACCENTIA BIOPHARMACEUTICALS INC 1.01,9.01 10/09/06 ACE Securities Corp. Home Equity Loan DE 9.01 09/28/06 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 09/28/06 ACROSS AMERICA REAL ESTATE CORP CO 5.02,9.01 10/19/06 Adams Respiratory Therapeutics, Inc. DE 7.01,9.01 10/19/06 ADDISON DAVIS DIAGNOSTICS DE 1.03,9.01 10/05/06 ADEPT TECHNOLOGY INC CA 7.01,9.01 10/17/06 ADM TRONICS UNLIMITED INC/DE DE 8.01,9.01 10/19/06 ADVANCED MICRO DEVICES INC DE 1.01,2.03,9.01 10/13/06 AES CORP DE 5.02 10/13/06 AJS BANCORP INC DE 1.01,2.02,9.01 10/19/06 ALBEMARLE CORP VA 2.02,9.01 10/18/06 ALESCO FINANCIAL INC 1.01,2.03 10/12/06 AMEND ALIGN TECHNOLOGY INC DE 1.01,2.01,9.01 10/13/06 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 10/18/06 Allis Chalmers Energy Inc. DE 1.01,2.01,3.02,7.01,9.01 10/17/06 ALLSTATE CORP DE 2.02,9.01 10/18/06 AMBASSADORS GROUP INC DE 2.02,9.01 10/18/06 AMBASSADORS GROUP INC DE 2.02,9.01 10/18/06 AMERICAN AIRLINES INC DE 2.02,9.01 10/19/06 AMERICAN BANCORP OF NEW JERSEY INC NJ 8.01,9.01 10/19/06 AMERICAN ECOLOGY CORP DE 7.01 10/18/06 American Home Mortgage Assets Trust 2 DE 9.01 09/22/06 AMERICAN MOLD GUARD INC 2.02 10/19/06 AMERICAN RIVER BANKSHARES CA 2.02,9.01 10/19/06 AMERICANWEST BANCORPORATION WA 1.01,7.01,9.01 10/18/06 AMERICANWEST BANCORPORATION WA 8.01,9.01 10/19/06 Ameris Bancorp GA 2.02,9.01 10/19/06 AMERUS GROUP CO/IA IA 7.01,9.01 10/19/06 AMGEN INC DE 8.01 10/13/06 AMR CORP DE 2.02,9.01 10/19/06 AMSOUTH BANCORPORATION DE 8.01,9.01 10/19/06 ANDREW CORP DE 7.01 10/17/06 APPLICA INC FL 1.02,7.01,9.01 10/19/06 ARBITRON INC DE 2.02,9.01 10/19/06 ARMOR HOLDINGS INC DE 2.02,9.01 10/19/06 ARRAY BIOPHARMA INC DE 8.01,9.01 10/19/06 ASSOCIATED BANC-CORP WI 2.02,9.01 10/19/06 ASYST TECHNOLOGIES INC CA 2.02,9.01 10/16/06 Atlantic Southern Financial Group, In 2.02,9.01 10/19/06 AURIGA LABORATORIES, INC. DE 1.01,5.02,9.01 10/09/06 AURORA GOLD CORP DE 8.01,9.01 10/18/06 AUTOSTRADA MOTORS INC UT 7.01,9.01 10/18/06 AVICI SYSTEMS INC DE 2.02,9.01 10/19/06 AVOCENT CORP DE 2.02,9.01 10/19/06 BANCFIRST CORP /OK/ OK 2.02,4.02 10/18/06 BANCFIRST CORP /OK/ OK 2.02,9.01 10/19/06 BANCORP RHODE ISLAND INC 5.02,9.01 10/17/06 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,8.01,9.01 10/19/06 BANK OF NEW YORK CO INC NY 2.02,9.01 09/30/06 BANKATLANTIC BANCORP INC FL 2.02,9.01 10/18/06 BARNES GROUP INC DE 5.02 10/18/06 BARNES GROUP INC DE 2.02,9.01 10/18/06 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 10/19/06 BAXTER INTERNATIONAL INC DE 2.02,9.01 10/19/06 BAYOU CITY EXPLORATION, INC. NV 5.02,9.01 10/19/06 BB&T CORP NC 2.02,9.01 09/30/06 BDC Capital, Inc. MN 5.02 10/16/06 BDC Capital, Inc. MN 5.02 10/16/06 AMEND Bear Stearns ARM Trust 2006-4 DE 9.01 09/29/06 AMEND BEARINGPOINT INC DE 5.02,9.01 10/17/06 BELO CORP DE 2.02,9.01 10/19/06 Ben Franklin Financial, Inc. X1 8.01,9.01 10/18/06 BENCHMARK ELECTRONICS INC TX 2.02,9.01 10/19/06 BERKLEY W R CORP DE 2.04,9.01 10/18/06 BERRY PETROLEUM CO DE 1.01,9.01 10/19/06 BEVERLY NATIONAL CORP MA 2.02,9.01 10/19/06 BIGGEST LITTLE INVESTMENTS LP DE 8.01 10/16/06 BJs RESTAURANTS INC CA 8.01,9.01 10/19/06 BORLAND SOFTWARE CORP DE 1.01,5.02,9.01 10/16/06 BREEZE-EASTERN CORP DE 7.01,9.01 10/18/06 Bridge Capital Holdings CA 2.02,9.01 10/19/06 BRIGGS & STRATTON CORP WI 2.02,9.01 10/19/06 BROADCOM CORP CA 2.02,9.01 10/19/06 BUFFETS HOLDINGS, INC. DE 2.02,9.01 10/19/06 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 10/19/06 CALA CORP OK 2.02 10/16/06 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 10/19/06 CALLISTO PHARMACEUTICALS INC DE 8.01,9.01 10/18/06 CAMBRIDGE HEART INC DE 1.01,1.02,5.02 10/13/06 CAPITOL BANCORP LTD MI 2.02 09/30/06 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 10/19/06 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 1.01,9.01 10/13/06 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 10/18/06 CASS INFORMATION SYSTEMS INC MO 2.02,9.01 10/19/06 CATERPILLAR INC DE 7.01 10/19/06 CATHAY GENERAL BANCORP DE 2.02,9.01 10/19/06 CAVCO INDUSTRIES INC DE 2.02,9.01 10/19/06 CELL THERAPEUTICS INC WA 1.01,3.01,9.01 10/18/06 CENTER FINANCIAL CORP CA 8.01,9.01 10/17/06 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01 10/18/06 CENTURY CASINOS INC /CO/ DE 1.01,9.01 10/19/06 CERNER CORP /MO/ DE 2.02,9.01 10/19/06 CHICAGO BRIDGE & IRON CO N V 1.01,9.01 10/13/06 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 5.02 10/16/06 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01,9.01 10/17/06 CHINA DIRECT TRADING CORP FL 5.02,9.01 10/06/06 CHITTENDEN CORP /VT/ VT 2.02,9.01 09/30/06 CIT GROUP INC DE 8.01,9.01 10/18/06 CITIGROUP INC DE 2.02,9.01 10/19/06 CITIZENS BANKING CORP MI 2.02,8.01,9.01 10/19/06 CITY HOLDING CO WV 2.02,9.01 10/18/06 CLEAN POWER TECHNOLOGIES INC. NV 1.01,9.01 09/11/06 CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 10/16/06 COAST BANCORP/CA 2.02,9.01 10/19/06 COBRA ELECTRONICS CORP DE 1.01,9.01 10/14/06 COCA COLA CO DE 2.02,9.01 10/19/06 COMERICA INC /NEW/ DE 2.02,7.01,9.01 10/19/06 COMMERCIAL BANKSHARES INC FL 2.02,9.01 10/19/06 COMMUNITY CAPITAL CORP /SC/ SC 5.03,7.01,9.01 10/18/06 COMPOSITE TECHNOLOGY CORP NV 7.01,9.01 10/19/06 CONGOLEUM CORP DE 1.01 10/17/06 CONSUMER PORTFOLIO SERVICES INC CA 2.02,9.01 10/18/06 CONTINENTAL AIRLINES INC /DE/ DE 2.02,9.01 10/19/06 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 10/19/06 COOPER TIRE & RUBBER CO DE 1.01,9.01 10/13/06 Copano Energy, L.L.C. DE 8.01,9.01 10/18/06 COSI INC DE 2.01,9.01 10/18/06 COSTCO WHOLESALE CORP /NEW WA 1.01,9.01 10/17/06 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 10/18/06 CREE INC NC 2.02,9.01 10/19/06 CRESTED CORP CO 8.01 09/29/06 CROGHAN BANCSHARES INC OH 5.02 10/17/06 CSMC 2006-8 DE 8.01,9.01 09/19/06 AMEND Cyberkinetics Neurotechnology Systems DE 1.01,3.02,9.01 10/18/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 10/19/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 10/19/06 CYTEC INDUSTRIES INC/DE/ DE 2.02,9.01 10/19/06 CYTOGEN CORP DE 5.03,9.01 10/17/06 DANAHER CORP /DE/ DE 2.02,9.01 10/18/06 DARLING INTERNATIONAL INC DE 7.01,9.01 10/19/06 DCB FINANCIAL CORP OH 2.02,9.01 10/19/06 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 10/17/06 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 1.01,8.01,9.01 10/13/06 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 4.01 10/13/06 DELTATHREE INC DE 3.01,9.01 10/13/06 DENBURY RESOURCES INC DE 2.02,9.01 10/19/06 Dividend Capital Total Realty Trust I MD 2.01,9.01 10/16/06 DoMar Exotic Furnishings Inc. NV 4.01,9.01 10/04/06 DURECT CORP DE 8.01,9.01 10/19/06 DXP ENTERPRISES INC TX 1.01,2.01,2.03,7.01,9.01 10/19/06 DYNASIL CORP OF AMERICA NJ 3.03,9.01 10/02/06 E CENTIVES INC DE 1.01,2.03,3.02,9.01 10/13/06 EAGLE BANCORP/MT 2.02 10/19/06 EARTHLINK INC DE 2.02,9.01 10/19/06 EAST PENN FINANCIAL CORP 2.02,9.01 10/19/06 ECOLLEGE COM DE 2.02,9.01 10/18/06 EDGETECH SERVICES INC NV 1.01,2.01,9.01 10/18/06 EDWARDS LIFESCIENCES CORP DE 2.02,9.01 10/19/06 EMC INSURANCE GROUP INC IA 1.01,9.01 10/19/06 ENCISION INC CO 2.02,9.01 10/19/06 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 10/18/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 10/19/06 ENDWAVE CORP DE 1.01 10/18/06 ENPATH MEDICAL INC MN 2.02,9.01 10/19/06 EQUITY LIFESTYLE PROPERTIES INC MD 7.01,9.01 10/18/06 EXAR CORP DE 2.02,9.01 10/19/06 EXCO RESOURCES INC TX 1.01,9.01 07/22/06 AMEND EZCORP INC DE 1.01,9.01 10/13/06 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.02 10/19/06 FAR EAST ENERGY CORP 9.01 10/19/06 Federal Home Loan Bank of Boston X1 2.03 10/16/06 Federal Home Loan Bank of Chicago X1 2.03 10/16/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/16/06 Federal Home Loan Bank of Dallas 2.03 10/17/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/16/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/17/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/16/06 Federal Home Loan Bank of San Francis X1 2.03 10/16/06 Federal Home Loan Bank of Seattle 2.03 10/19/06 Federal Home Loan Bank of Topeka 2.03 10/17/06 FIDELITY D & D BANCORP INC PA 2.02,9.01 10/18/06 FIELDPOINT PETROLEUM CORP CO 7.01,8.01 10/19/06 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 10/19/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 1.01,5.02,9.01 10/19/06 FIRST M&F CORP/MS MS 2.02,7.01,9.01 10/19/06 FIRST MARINER BANCORP MD 2.02,9.01 10/17/06 FIRST STATE FINANCIAL CORP/FL 2.02 10/19/06 FIRSTMERIT CORP /OH/ OH 2.02,9.01 10/19/06 FLEETWOOD ENTERPRISES INC/DE/ DE 7.01,9.01 10/19/06 FLEXPOINT SENSOR SYSTEMS INC DE 8.01 10/12/06 FNB CORP/FL/ FL 2.02,9.01 10/19/06 FREESCALE SEMICONDUCTOR INC DE 2.02,9.01 10/19/06 Fremont Home Loan Trust 2006-3 DE 9.01 09/29/06 FRONTIER FINANCIAL CORP /WA/ WA 2.02 10/19/06 FULLER H B CO MN 7.01,9.01 10/19/06 GA Computer Sciences Inc. NV 1.01,3.02,9.01 10/03/06 GALTECH SEMICONDUCTOR MATERIALS CO UT 2.01,9.01 10/16/06 GENTEX CORP MI 2.02,9.01 10/19/06 GEO GROUP INC FL 7.01 10/19/06 GLADSTONE COMMERCIAL CORP MD 5.03,8.01,9.01 10/18/06 GLOBAL PARTNERS LP 3.01 10/17/06 Global Telecom & Technology, Inc. DE 1.01,2.01,3.02,3.03, 10/15/06 5.02,5.03,5.06,9.01 GOLDEN STAR RESOURCES LTD 5.02 10/13/06 Google Inc. DE 2.02,9.01 10/19/06 GRAFTECH INTERNATIONAL LTD DE 1.01,8.01 10/18/06 GRAMERCY CAPITAL CORP MD 2.02,7.01,9.01 10/18/06 GRAMERCY CAPITAL CORP MD 1.01,9.01 10/13/06 GREAT AMERICAN FINANCIAL RESOURCES IN DE 9.01 10/19/06 GREATER COMMUNITY BANCORP NJ 8.01,9.01 10/18/06 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 3.02 10/16/06 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 8.01 10/19/06 HALF ROBERT INTERNATIONAL INC /DE/ DE 2.02,8.01,9.01 10/19/06 HALLIBURTON CO DE 5.03 10/19/06 HANDLEMAN CO /MI/ MI 5.02 10/19/06 HARBOR FLORIDA BANCSHARES INC DE 2.02,8.01,9.01 10/18/06 Harborview 2006-9 DE 8.01,9.01 10/04/06 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,9.01 10/18/06 HEARTLAND EXPRESS INC NV 2.02,9.01 09/30/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01 10/18/06 HERSHEY CO DE 2.02,9.01 10/01/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 10/16/06 HNI CORP IA 2.02,9.01 10/19/06 HOKU SCIENTIFIC INC DE 1.01 10/14/06 HOME BANCSHARES INC 2.02,7.01,9.01 10/19/06 HOME PROPERTIES INC MD 1.01,7.01,9.01 10/18/06 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 10/19/06 Horizon Lines, Inc. 8.01,9.01 10/18/06 HUBBELL INC CT 2.02 10/19/06 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/19/06 HYPERCOM CORP DE 2.02,9.01 10/18/06 HYPERION SOLUTIONS CORP DE 2.02,9.01 10/19/06 IBERIABANK CORP LA 2.02,7.01,9.01 10/17/06 AMEND ICF International, Inc. DE 7.01,9.01 10/18/06 ICOS CORP WA 2.02 10/19/06 IDEX CORP /DE/ DE 2.02,9.01 10/19/06 IKANOS COMMUNICATIONS CA 1.01,9.01 10/17/06 IMMUCELL CORP /DE/ DE 2.02,9.01 10/19/06 IMMUNOGEN INC MA 1.01,9.01 10/17/06 IMPART MEDIA GROUP INC NV 8.01 10/16/06 INDEPENDENT BANK CORP MI 2.02,7.01,9.01 10/19/06 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 10/12/06 INFORMATICA CORP DE 2.02,9.01 10/19/06 INNOVO GROUP INC DE 1.01,2.03 10/13/06 INTEGRATED BIOPHARMA INC DE 3.02,9.01 10/13/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 10/13/06 INTEGRITY BANCSHARES INC GA 2.02,5.02,9.01 10/16/06 INTER TEL INC AZ 2.02,8.01,9.01 10/19/06 INTERNAP NETWORK SERVICES CORP DE 8.01,9.01 10/17/06 INTERPOOL INC DE 8.01,9.01 10/13/06 INX Inc DE 8.01,9.01 10/19/06 IOMED INC UT 5.02 10/19/06 iPCS, INC DE 9.01 07/01/05 AMEND ISCO INTERNATIONAL INC DE 7.01,9.01 10/19/06 ISONICS CORP CA 1.01 10/16/06 ITERIS, INC. DE 1.01 10/18/06 IVISION GROUP LTD 4.01,9.01 08/15/06 Ivivi Technologies, Inc. NJ 8.01,9.01 10/18/06 IWT TESORO CORP NV 5.02 10/19/06 JACUZZI BRANDS INC DE 8.01,9.01 10/13/06 JAKKS PACIFIC INC DE 8.01 10/19/06 JAKKS PACIFIC INC DE 2.02,9.01 10/19/06 JOURNAL REGISTER CO DE 8.01,9.01 10/17/06 JUNIATA VALLEY FINANCIAL CORP PA 2.02,5.02,8.01 10/17/06 KB HOME DE 1.01,2.03,9.01 10/18/06 KENSEY NASH CORP DE 2.02,9.01 10/19/06 KEY ENERGY SERVICES INC MD 2.02,4.02,8.01,9.01 10/19/06 KEY ENERGY SERVICES INC MD 8.01,9.01 10/19/06 KNIGHT CAPITAL GROUP, INC. DE 5.02 10/17/06 AMEND KNIGHT TRANSPORTATION INC AZ 2.02,9.01 10/18/06 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 10/19/06 KYPHON INC DE 5.03,9.01 07/20/06 AMEND LABOR READY INC WA 2.02,9.01 10/19/06 LANDSTAR SYSTEM INC DE 2.02,9.01 10/19/06 LANTRONIX INC DE 7.01 10/19/06 LAUREATE EDUCATION, INC. MD 2.02,9.01 10/19/06 LB-UBS COMMERCIAL MORTGAGE TRUST 2006 1.01,9.01 10/04/06 LEGGETT & PLATT INC MO 2.02,9.01 10/19/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 10/04/06 LFG International, Inc. NV 5.02 09/30/06 LIFE PARTNERS HOLDINGS INC TX 2.02,3.01,9.01 10/16/06 LIFEWAY FOODS INC IL 1.01,9.01 07/27/06 AMEND LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 10/12/06 LILLY ELI & CO IN 1.01,2.02,2.05,2.06,8.01 10/16/06 LIN TV CORP DE 1.01,8.01,9.01 10/18/06 LINCOLN NATIONAL CORP IN 2.04,8.01,9.01 10/18/06 LITTLE SIOUX CORN PROCESSORS LLC 1.01,7.01,9.01 09/26/06 LODGENET ENTERTAINMENT CORP DE 2.02,9.01 10/19/06 LONE STAR STEAKHOUSE & SALOON INC DE 7.01,8.01,9.01 10/18/06 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,3.02,3.03,9.01 10/17/06 LUFKIN INDUSTRIES INC TX 2.02,9.01 10/18/06 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,7.01,9.01 10/19/06 MARTEN TRANSPORT LTD DE 2.02,9.01 10/18/06 MARTIN MARIETTA MATERIALS INC NC 5.03,9.01 10/18/06 MATRIX SERVICE CO DE 1.01,9.01 10/17/06 MATTHEWS INTERNATIONAL CORP PA 7.01 10/19/06 MCDONALDS CORP DE 2.02,9.01 10/19/06 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 10/19/06 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 10/19/06 MEADE INSTRUMENTS CORP DE 2.02,3.01,5.02,9.01 10/16/06 MedAire, Inc. NV 8.01,9.01 10/19/06 MEDCATH CORP DE 2.02,9.01 10/19/06 MEDICAL STAFFING NETWORK HOLDINGS INC DE 7.01,9.01 10/19/06 MELLON FINANCIAL CORP PA 2.02,9.01 10/18/06 MERRILL MERCHANTS BANCSHARES INC ME 2.02,3.01,9.01 10/19/06 METALDYNE CORP DE 5.02,9.01 10/17/06 MetaMorphix Inc. MD 5.01,8.01,9.01 10/19/06 MODINE MANUFACTURING CO WI 9.01 10/19/06 MODINE MANUFACTURING CO WI 2.02,9.01 10/19/06 AMEND MOLECULAR IMAGING CORP DE 1.02,2.01,9.01 10/13/06 MOLEX INC DE 2.02,9.01 10/19/06 MONACO COACH CORP /DE/ DE 2.02,9.01 10/18/06 MONARCH CASINO & RESORT INC NV 8.01 10/16/06 MORGAN STANLEY CHARTER ASPECT L.P. DE 1.01,5.03,9.01 10/16/06 MORGAN STANLEY CHARTER WCM L.P. DE 1.01,5.03,9.01 10/13/06 MS STRUCTURED SATURNS SERIES 2002-15 DE 8.01,9.01 10/16/06 MS STRUCTURED SATURNS SERIES 2004-5 DE 8.01,9.01 10/16/06 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 10/19/06 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 10/17/06 NACCO INDUSTRIES INC DE 1.02,9.01 10/19/06 NASDAQ STOCK MARKET INC DE 2.02,9.01 10/19/06 NATIONAL LAMPOON INC CA 5.02,9.01 10/19/06 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 10/19/06 NATIONAL TAX CREDIT INVESTORS II CA 8.01 10/13/06 NATIONAL TAX CREDIT INVESTORS II CA 8.01 09/15/06 NATROL INC DE 1.01,2.01,7.01,9.01 10/13/06 NATROL INC DE 1.01,9.01 04/28/06 NATUS MEDICAL INC DE 1.01,2.01,9.01 10/16/06 NEW BRUNSWICK SCIENTIFIC CO INC NJ 3.01,9.01 10/19/06 NEW YORK TIMES CO NY 2.02,2.05,9.01 10/19/06 Newkirk Realty Trust, Inc. MD 8.01,9.01 10/13/06 NOBLE CORP 2.02,9.01 10/19/06 NORTHERN EMPIRE BANCSHARES CA 8.01,9.01 10/19/06 NORTHWEST BANCORPORATION INC WA 2.02 10/18/06 NORTHWEST PIPE CO OR 2.02,9.01 10/19/06 NORWOOD FINANCIAL CORP PA 2.02,9.01 10/19/06 NOVA BIOSOURCE FUELS, INC. NV 7.01,9.01 10/18/06 NOVA BIOSOURCE FUELS, INC. NV 1.01,7.01,9.01 10/18/06 Novelis Inc. A6 1.01,9.01 10/16/06 NUCOR CORP DE 2.02,9.01 10/19/06 NUWAY MEDICAL INC DE 1.02,3.02,8.01,9.01 10/17/06 NYER MEDICAL GROUP INC FL 2.02,9.01 10/19/06 NYSE Group, Inc. DE 8.01 10/19/06 O2DIESEL CORP 1.01,3.02,9.01 10/19/06 OAKLEY INC WA 2.02 10/19/06 OCEAN WEST HOLDING CORP DE 4.02 08/04/06 Omni Financial Services, Inc. GA 8.01,9.01 10/10/06 OMNICELL INC /CA/ CA 2.02,9.01 10/19/06 OneTravel Holdings, Inc. DE 5.02 09/28/06 OPENTV CORP 5.01,7.01 10/18/06 optionsXpress Holdings, Inc. DE 2.02,9.01 10/19/06 ORION HEALTHCORP INC DE 1.01,9.01 10/15/06 OSIRIS THERAPEUTICS, INC. DE 7.01,9.01 10/19/06 PACIFIC CONTINENTAL CORP OR 2.02,9.01 09/30/06 PACKETEER INC DE 2.02,9.01 10/19/06 PAINCARE HOLDINGS INC CT 8.01,9.01 10/19/06 PAREXEL INTERNATIONAL CORP MA 5.02 10/17/06 PARQUE LA QUINTA ESTATES NV 1.01,9.01 10/17/06 PAULSON CAPITAL CORP OR 8.01,9.01 10/19/06 PEABODY ENERGY CORP DE 2.02,9.01 10/19/06 PENN TRAFFIC CO DE 7.01,9.01 10/19/06 PEOPLES BANCTRUST CO INC AL 2.02,9.01 10/19/06 PEP BOYS MANNY MOE & JACK PA 1.01,7.01,9.01 10/19/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 1.02,5.02 09/13/06 PETRO RESOURCES CORP 4.01,5.02,9.01 10/12/06 PETROHAWK ENERGY CORP DE 8.01 10/19/06 PETROQUEST ENERGY INC DE 7.01,9.01 10/19/06 PFIZER INC DE 2.02,9.01 10/19/06 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 09/30/06 PIZZA INN INC /MO/ MO 2.04 10/13/06 PLANETLINK COMMUNICATIONS INC GA 5.02,9.01 10/16/06 PMC SIERRA INC DE 2.02,9.01 10/19/06 PMI GROUP INC DE 1.01 10/13/06 POMEROY IT SOLUTIONS INC DE 1.01,9.01 10/13/06 POOL CORP DE 2.02,7.01,9.01 10/19/06 POSSIS MEDICAL INC MN 7.01,9.01 10/18/06 PPG INDUSTRIES INC PA 2.02,9.01 10/19/06 PREMIERE GLOBAL SERVICES, INC. GA 2.02,9.01 10/19/06 PRIMEDEX HEALTH SYSTEMS INC NY 8.01,9.01 10/18/06 PRINCIPAL FINANCIAL GROUP INC DE 7.01 10/19/06 PROGRESS SOFTWARE CORP /MA MA 3.01,9.01 10/13/06 PROSPERITY BANCSHARES INC TX 5.02 10/17/06 PROTECTIVE LIFE CORP DE 2.02,9.01 10/18/06 PROTECTIVE LIFE INSURANCE CO TN 2.02,9.01 10/19/06 PROVIDENT BANKSHARES CORP MD 2.02,9.01 10/19/06 PTS INC/NV/ NV 2.01 10/08/06 PVF CAPITAL CORP OH 2.02,8.01,9.01 10/18/06 QLT INC/BC A1 2.02,9.01 10/19/06 QUEPASA CORP NV 1.01,3.02,8.01,9.01 10/17/06 QUEST DIAGNOSTICS INC DE 2.02,9.01 10/19/06 QUOVADX INC DE 7.01 10/18/06 RADIAN GROUP INC DE 2.02,9.01 10/18/06 RALI Series 2006-QS12 Trust DE 8.01,9.01 10/19/06 AMEND RAMBUS INC DE 2.02,2.04,8.01,9.01 10/18/06 Rand Logistics, Inc. DE 1.01,9.01 10/18/06 REDBACK NETWORKS INC DE 2.02,9.01 10/19/06 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 10/19/06 RITE AID CORP DE 8.01,9.01 10/19/06 River Rock Entertainment Authority XX 5.02 10/13/06 RIVER VALLEY BANCORP IN 2.02,9.01 10/17/06 RLI CORP IL 2.02,9.01 10/19/06 ROCK OF AGES CORP DE 1.01 10/19/06 ROHM & HAAS CO DE 2.02,9.01 10/19/06 RURBAN FINANCIAL CORP OH 2.02,9.01 10/18/06 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 10/18/06 SAFLINK CORP DE 2.05,3.01,5.02,9.01 10/11/06 SANDISK CORP DE 2.02,9.01 10/19/06 SANDY SPRING BANCORP INC MD 7.01,9.01 10/17/06 SAVVIS, Inc. DE 2.02,9.01 10/19/06 SCHNITZER STEEL INDUSTRIES INC OR 1.01,8.01,9.01 10/16/06 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.05 10/18/06 SEA CONTAINERS LTD /NY/ 1.03,9.01 10/15/06 SELIGMAN QUALITY MUNICIPAL FUND INC MD 8.01 10/19/06 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 10/19/06 SHERWIN WILLIAMS CO OH 2.02,9.01 10/19/06 SIGNALIFE, INC. DE 3.02 10/16/06 SILGAN HOLDINGS INC DE 2.02,9.01 09/30/06 SIMMONS FIRST NATIONAL CORP AR 2.02 10/19/06 SIRF TECHNOLOGY HOLDINGS INC 2.02,9.01 10/19/06 SL GREEN REALTY CORP MD 1.01,9.01 10/13/06 SLADES FERRY BANCORP MA 1.01,2.02,9.01 10/17/06 SLM CORP DE 2.02 10/19/06 SOLOMON TECHNOLOGIES INC DE 2.04 10/15/06 SOUTH FINANCIAL GROUP INC SC 2.02,9.01 10/19/06 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 10/19/06 SOUTHERN UNION CO DE 8.01,9.01 10/18/06 SOUTHWEST AIRLINES CO TX 2.02 09/30/06 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 10/19/06 Sovereign Exploration Associates Inte UT 4.02 10/13/06 Spectrum Brands, Inc. WI 8.01 10/16/06 SPIRIT FINANCE CORP 1.01,9.01 10/13/06 SPIRIT FINANCE CORP 1.01,9.01 10/16/06 ST. BERNARD SOFTWARE, INC. CA 1.01,2.01,3.02,9.01 10/16/06 STANLEY WORKS CT 1.01,9.01 10/13/06 STAPLES INC DE 1.01,2.03,9.01 10/13/06 STEEL DYNAMICS INC IN 2.02,9.01 10/18/06 STUDENT LOAN CORP DE 2.02,9.01 10/19/06 SUBURBAN PROPANE PARTNERS LP DE 1.01,3.02,3.03,5.03,7.01,9.01 10/19/06 SUN COMMUNITIES INC MD 5.02,5.03 10/16/06 SYNAPTICS INC CA 2.02,9.01 10/19/06 SYSTEMS EVOLUTION, INC ID 3.01,9.01 10/19/06 TAYLOR DEVICES INC NY 3.01,9.01 10/16/06 TEMPUR PEDIC INTERNATIONAL INC DE 2.02,7.01,9.01 10/19/06 TERADYNE, INC MA 2.02,8.01,9.01 10/16/06 TERCICA INC DE 8.01 10/19/06 TEXOLA ENERGY CORP NV 7.01,9.01 10/18/06 TEXTRON INC DE 9.01 10/19/06 Thomas Equipment, Inc. DE 5.02 10/13/06 TIME WARNER INC DE 7.01,9.01 10/19/06 TLC VISION CORP A6 8.01,9.01 10/19/06 TorreyPines Therapeutics, Inc. DE 4.01 10/03/06 AMEND TOWER FINANCIAL CORP IN 9.01 10/18/06 TOYOTA MOTOR CREDIT CORP CA 2.03 10/13/06 TRACKPOWER INC WY 5.02 10/16/06 TRADESTATION GROUP INC FL 2.02,9.01 10/19/06 TRADESTATION GROUP INC FL 8.01,9.01 10/19/06 TRANSOCEAN INC E9 1.01,5.02 10/18/06 TRANSWITCH CORP /DE DE 2.02,5.02,9.01 10/17/06 TRI-CONTINENTAL CORP MD 7.01,9.01 10/19/06 TRIARC COMPANIES INC DE 8.01 10/19/06 TRIBUNE CO DE 2.02,9.01 09/24/06 TRIMERIS INC DE 2.02,9.01 10/16/06 ULTRATECH INC DE 2.02,9.01 10/19/06 UMPQUA HOLDINGS CORP OR 2.02,9.01 10/19/06 UNION PACIFIC CORP UT 2.02,9.01 10/19/06 UNION PACIFIC RAILROAD CO/DE DE 2.02,9.01 10/19/06 UNITED AUTO GROUP INC DE 8.01,9.01 10/19/06 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 10/18/06 UNITED DOMINION REALTY TRUST INC MD 5.02,5.03,7.01,9.01 10/13/06 UNITED PARCEL SERVICE INC DE 2.02,9.01 10/19/06 UNITEDHEALTH GROUP INC MN 2.02,9.01 10/19/06 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 10/19/06 Universal Capital Management, Inc. DE 1.01,2.03,9.01 10/13/06 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02 10/19/06 US ENERGY CORP WY 5.02,8.01 10/13/06 USA TRUCK INC DE 2.02 09/30/06 USA TRUCK INC DE 7.01 10/19/06 USEC INC DE 1.01,9.01 10/16/06 USI HOLDINGS CORP DE 1.01,9.01 10/17/06 UTAH MEDICAL PRODUCTS INC UT 2.02 10/19/06 VALENTIS INC DE 1.01,2.01,8.01,9.01 10/16/06 VALERO GP HOLDINGS LLC DE 1.01 10/13/06 VALLEY NATIONAL BANCORP NJ 2.02,9.01 10/18/06 VALSPAR CORP DE 7.01,9.01 10/18/06 VALSPAR CORP DE 1.01 10/18/06 VASCULAR SOLUTIONS INC DE 2.02,9.01 10/19/06 VECTOR GROUP LTD DE 8.01,9.01 09/29/06 VERISIGN INC/CA DE 2.02,9.01 10/19/06 Vertical Communications, Inc. DE 1.01,2.03,3.02,5.03,9.01 10/18/06 VIASPACE Inc. NV 8.01,9.01 10/19/06 VICAL INC DE 1.01,9.01 10/17/06 VIGNETTE CORP DE 2.02,9.01 10/18/06 VIGNETTE CORP DE 1.01 10/17/06 VIRBAC CORP DE 5.02,8.01,9.01 10/16/06 VISTA GOLD CORP 8.01,9.01 10/18/06 VODAVI TECHNOLOGY INC DE 1.01,9.01 10/18/06 VTEX ENERGY INC NV 5.02 10/10/06 WACHOVIA CORP NEW NC 5.02,9.01 10/17/06 WACHOVIA PREFERRED FUNDING CORP DE 5.02,9.01 10/17/06 WATER CHEF INC DE 1.01,2.03,3.02,9.01 10/17/06 WESCO INTERNATIONAL INC DE 2.02 10/19/06 WEST BANCORPORATION INC IA 2.02,9.01 10/19/06 WEST CORP DE 1.01,2.03,8.01 10/16/06 WESTELL TECHNOLOGIES INC DE 2.02,9.01 10/18/06 WEYERHAEUSER CO WA 8.01 10/19/06 WILD OATS MARKETS INC DE 1.02,2.05 10/13/06 WINMARK CORP MN 2.02,9.01 10/19/06 WORKSTREAM INC 2.03,3.02,8.01,9.01 10/12/06 WORLDGATE COMMUNICATIONS INC DE 3.02,9.01 10/13/06 WYETH DE 2.02,9.01 10/19/06 XETA TECHNOLOGIES INC OK 8.01,9.01 10/18/06 XILINX INC DE 2.02,9.01 10/19/06 XO HOLDINGS INC DE 8.01,9.01 10/17/06 ZHONE TECHNOLOGIES INC DE 2.02,9.01 10/19/06 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 10/19/06 ZOMAX INC /MN/ MN 8.01,9.01 10/18/06