SEC NEWS DIGEST Issue 2004-54 March 19, 2004 COMMISSION ANNOUNCEMENTS TRADING SUSPENDED IN SECURITIES OF QUEÉNCH, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of Queénch, Inc. (Queénch), of Jericho, New York at 9:30 a.m., EST, on March 19, 2004, and terminating at 11:59 p.m., EST, on April 1, 2004. The Commission temporarily suspended trading in the securities of Queénch because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, 1) vendor contracts between Queénch and Time-Warner, Inc., 7-Eleven, Disney World Property-Grosvenor Resorts and others; 2) the "exclusive distribution" of Queénch products through Sysco Food Service; 3) the launching of Queénch's new distribution channel covering the 700 islands of the Bahamas; and 4) the accuracy of Queénch's published financial information. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, he should refrain from entering quotations relating to Queénch's securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation, which is in violation of the rule, the Commission will consider the need for prompt enforcement action. For questions relating to the operation of Rule 15c2-11, please contact the Division of Market Regulation at (202) 942-0069. If any broker-dealer or other person has any information that may relate to this matter, they should immediately communicate it to Harold F. Degenhardt, District Administrator (817) 900-2607, Spencer C. Barasch, Associate District Administrator (817) 978-6425, or Jeffrey A. Cohen, Assistant District Administrator (817) 978-6480, at the Fort Worth District Office of the Securities and Exchange Commission. The Commission acknowledges the assistance and cooperation of the National Association of Securities Dealers. (Rel. 34-49448) OFFICE OF THE CHIEF ACCOUNTANT SELECTS SIX PROFESSIONAL ACCOUNTING FELLOWS The Securities and Exchange Commission's Office of the Chief Accountant has selected six professional accounting fellows for two-year terms beginning in June 2004: * Shan L. Benedict, currently a senior manager in BDO Seidman, LLP's National SEC Department, based in Chicago, IL. * Jennifer M. Burns, currently a senior manager in Deloitte & Touche LLP's National Office Risk, Regulatory, Professional Matters Group based in Wilton, CT. * Mark A. Northan, currently a senior manager in KPMG LLP's Department of Professional Practice, based in New York, NY. * Brian K. Roberson, currently a senior manager in KPMG LLP's Department of Professional Practice, based in New York, NY. * Nancy L. Salisbury, currently a senior manager in Ernst & Young LLP's Baltimore, MD practice office and formerly in the firm's Mid-Atlantic Area Professional Practice Group. * Pamela R. Schlosser, currently a senior manager in PricewaterhouseCoopers LLP's Professional, Technical, Risk and Quality Group based in Florham Park, NJ. The six will join the current professional accounting fellows - Robert J. Comerford, Russell P. Hodge, John M. James, and Chad A. Kokenge. Outgoing professional accounting fellows are D. Douglas Alkema, Gregory A. Faucette, Randolph P. Green, and Eric J. Schuppenhauer. At the Commission, the newly selected professional accounting fellows will be involved in the study and development of rule proposals under the federal securities laws, liaison with the professional accounting and auditing standards-setting bodies, and consultation with registrants on accounting and reporting matters. "I am excited to work with this group of highly qualified and talented individuals. This is an exciting time to work at the Commission given the unprecedented number of issues on our agenda. I also want to thank the outgoing professional accounting fellows for their hard work and dedication and wish them the very best as they begin a new chapter in their careers," said Donald T. Nicolaisen, Chief Accountant. (Press Rel. 2004-39) ENFORCEMENT PROCEEDINGS WULF INTERNATIONAL AND GEORGE WULF SANCTIONED The Commission announced the entry of judgments by a federal district court in Austin, Texas against Wulf International Ltd. and its founder, former chairman, and former chief executive officer, George R. Wulf. The judgments permanently enjoined Wulf International and Wulf from violating Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The judgment against Wulf also barred him from acting or serving as an officer or director of any public company, and from participating in an offering of penny stock. The Commission's complaint alleged that, between January 2001 and April 2002, Wulf International, through Wulf, made fraudulent statements in press releases concerning its receipt of financing commitments for low- income housing projects in the Philippines and Pakistan, and the status of required approvals from the Philippines government for the housing project in that country. The complaint also alleged that the defendants disseminated false and misleading earnings projections about the projects. Wulf International and Wulf consented to the judgments without admitting or denying any of the allegations in the Commission's complaint. Litigation as to the Commission's claims for disgorgement of ill-gotten gains and civil money penalties against Wulf is continuing. [SEC v. Wulf International Ltd. and George R. Wulf, Civ. No. A03CA-565SS (USDC ND Texas)] (LR-18629) SEC OBTAINS PERMANENT INJUNCTION AND OTHER RELIEF AGAINST DONALD ELLIS, OWNER OF D&E ACQUISITIONS, INC. The Commission announced that on March 15 the Honorable C. Ashley Royal of the United States District Court for the Middle District of Georgia, entered an order of permanent injunction and other relief against Donald N. Ellis (Ellis) of Union Point, Georgia for engaging in an unlawful offering of securities, for which no exemption from registration existed, through his solely owned company D&E Acquisitions, Inc. (D&E) based in Greene County Georgia. Judge Royal's order permanently enjoined Ellis from further violating the registration provisions set forth in Sections 5(a) and 5(c) of the Securities Act of 1933. Ellis consented to the entry of the order without admitting or denying the allegations of the Commission's first amended complaint. Ellis was ordered to pay disgorgement, prejudgment interest and a civil penalty in amounts to be resolved upon motion of the Commission at a later date. The Commission sued Ellis and D&E along with John Benjamin Stewart, Jr. (Stewart), Stewart Finance Company (Stewart Finance) and Stewart National Finance Company (Stewart National). The amended complaint alleged that Stewart and his companies, Stewart Finance and Stewart National, previously engaged in a series of unregistered offers and sales of securities, without an exemption from registration, in violation of the federal securities laws, and further alleged that Stewart, for his own benefit, caused D&E to be formed through Ellis, a straw man, for the purpose of allowing securities previously issued by Stewart Finance and Stewart National to be rolled over and issued through D&E. The offering through D&E, which unlawfully raised approximately $6 million, constituted an unregistered offering of securities, which was integrated with the earlier unregistered, non- exempt offerings. [SEC v. John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc., Civil Action File No. 3:03-CV-42 (CAR) MD GA] (LR- 18630) ADDITIONS AND CORRECTIONS A summary entitled "SEC SUES FOUR INDIVIDUALS BEHIND MILLENNIUM FINANCIAL, LTD., A $20 MILLION FRAUDULENT BOILER ROOM OPERATION" in the March 16th issue of the Digest should have appeared as follows: SEC SUES FOUR INDIVIDUALS BEHIND MILLENNIUM FINANCIAL, LTD., A $20 MILLION FRAUDULENT BOILER ROOM OPERATION On March 15, the Commission filed an action in the U.S. District Court for the Southern District of New York against four individuals who managed all or part of Millennium Financial, Ltd. (Millennium), a sophisticated and fraudulent international boiler room operation. The Commission's complaint alleges that Millennium conducted fraudulent operations from Spain, Mexico and the United States, and operated from approximately March 2000 until June 2002. The complaint alleges that, during that time, Millennium defrauded more than 700 investors in over 20 countries, and raised more than $20 million. The complaint alleges that Rodney Shehyn headed Millennium's operations, and that Rodney Marr, Donald Marr and Karen Leigh each acted, at various times, as Millennium salespersons and managers of other salespersons. The complaint alleges that each of the defendants knew of the fraudulent nature of Millennium's operations and took numerous steps to conceal their respective roles. Among other things, the complaint alleges that each of them used a variety of aliases when working for Millennium. The complaint alleges that Millennium made a number of fraudulent claims about itself and the securities that it was selling. Millennium first identified potential investors by renting the subscription lists of English language financial publications, including certain well-known U.S. publications. Millennium then contacted those subscribers and lured them in with false claims that it was a prestigious offshore banking firm with a "phenomenal 21-year track record." In reality, Millennium began its operations in approximately March 2000. The complaint alleges that Millennium then engaged in a two-step "bait and switch" sales scheme. First, Millennium's salespersons fraudulently induced investors to purchase U.S. securities trading on the New York Stock Exchange (NYSE). Those investors who purchased NYSE-traded securities were then contacted by another Millennium salesperson. In the second stage of the sales process, Millennium fraudulently induced investors to sell their NYSE-traded securities and invest the proceeds, plus additional money, in the so-called "pre-initial public offering" securities of small U.S. companies, including Key Card Communications, Inc., kNutek Holdings, Inc. and Sonic Garden, Inc. Millennium's salespersons used high pressure sales tactics and made a number of fraudulent statements concerning the value of these securities. None of the companies which issued these securities have had an IPO, and Millennium's investors have typically lost most, if not all, of their investment. The Commission's complaint alleges that each of the defendants violated the antifraud provisions of the federal securities contained within Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 promulgated thereunder. It alleges that Shehyn, Rodney Marr and Donald Marr are liable for Millennium's violations of Section 10(b) of the Exchange Act and Rule 10b-5 as controlling persons under Section 20(a) of the Exchange Act. The complaint further alleges that Shehyn violated Section 15(a) of the Exchange Act. The Commission's complaint seeks, against all the defendants, a permanent injunction against future violations of the federal securities laws, disgorgement and prejudgment interest thereon, an accounting and repatriation of investor funds, civil monetary penalties, and a penny stock bar. SEC v. Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young, Civil Action No. 04 CV 02003 (MBM) (S.D.N.Y.) (filed March 15, 2004); Litigation Release No. 18624 (March 15, 2004). On May 22, 2002, the Commission filed an action against Millennium itself. SEC v. Millennium Financial, Ltd., and Newpont Fiduciaries & Nominees, S.A., Civil Action No. 02 CV 3901 (MBM) (S.D.N.Y.); Litigation Release Nos. 17528 (May 22, 2002) and 17576 (June 20, 2002). In that action, the court issued a preliminary injunction and asset freeze, and also appointed a receiver. For additional information concerning the receiver, investors may access the website at www.millfinreceiver.com. On May 21, 2001, Shehyn was arrested in connection with an indictment in another boiler room operation. On or about June 28, 2001, Shehyn was released pending trial in the Southern District of California. He was re-arrested on June 11, 2002, for violating the conditions of his pre-trial release. Since then, he has been in custody in the Metropolitan Correctional Center in San Diego. The Commission wishes to acknowledge the cooperation and assistance of the regulatory and law enforcement officials of more than a dozen foreign jurisdictions in connection with this matter, including the Federation of St. Kitts and Nevis, which has restrained over $1.3 million of defrauded investor funds. The Commission also wishes to acknowledge the cooperation and assistance of the U.S. Immigration and Customs Enforcement. In order to assist investors, the Commission has released an online brochure on pre-IPO fraud. Entitled "Risky Business: Pre-IPO Investing," the brochure advises investors about the consequences of investing at the pre-IPO stage and provides key questions investors should ask. The brochure is available at www.sec.gov/investor/pubs/preipo.htm. The Commission has also posted a warning to foreign investors who may be additionally victimized by those who promise to help recover losses in U.S. microcap stocks. In some cases, individuals have fraudulently promised to help investors recover losses for a substantial fee disguised as some type of tax, deposit, or refundable insurance. The notice concerning these activities is located at www.sec.gov/investor/pubs/fleecing.htm The Commission is continuing its investigation in this matter. [SEC v. RODNEY S. SHEHYN, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, RODNEY D. MARR, a.k.a. Robert Moran, a.k.a. Ronald Carlson, DONALD L. MARR, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and KAREN S. LEIGH, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young, Civil Action No. 04 CV 02003 (MBM) SDNY] (LR- 18624). The release was reissued on March 18 (See LR-18624A). SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Boston Stock Exchange filed a proposed rule change (SR-BSE-2004-10) to permit the separation of the Chairman and Chief Executive Officer positions. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34-49434) A proposed rule change (SR-CHX-2003-24) and Amendment No. 1 thereto have been filed by the Chicago Stock Exchange relating to the definition of Primary Market. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34-49437) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2004-023) and Amendment No. 1 thereto to amend its Order Audit Trail System (OATS) rules relating to execution reports. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34-49439) The International Securities Exchange filed a proposed rule change (SR- ISE-2004-05) relating to customized market data reports (ISEmine). Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34-49442) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2004-01) under Section 19(b)(1) of the Exchange Act, which became effective upon filing, to reduce certain clearing fees for securities option contracts effective April 1, 2004. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34- 49436) A proposed rule change (SR-Amex-2004-07) and Amendment No. 1 thereto filed by the American Stock Exchange relating to ITS Trade-Throughs and Locked Markets has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34- 49440) A proposed rule change (SR-NYSE-2004-15) filed by the New York Stock Exchange relating to a pilot program to revise minimum numerical continued listing standards has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of March 22. (Rel. 34-49443). DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class A Common Stock, $.01 par value, of Dan Driver Inc., effective at the opening of business on March 19. (Rel. 34-49445) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 LAURIES HAPPY THOUGHTS INC, 4,150,000 ($207,500.00) Equity, (File 333-113700 - Mar. 18) (BR. 09) S-3 DURATEK INC, 10100 OLD COLUMBIA ROAD, COLUMBIA, MD, 21046, 4103125100 - 0 ($175,890,211.00) Other, (File 333-113701 - Mar. 18) (BR. 08) N-2 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3179178146 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-113702 - Mar. 18) (BR. 18) S-8 HEADWATERS INC, 10653 SOUTH RIVERFRONT PARKWAY, SUITE 300, SOUTH JORDAN, UT, 84095, 801-984-9400 - 2,500,000 ($58,475,000.00) Equity, (File 333-113704 - Mar. 18) (BR. 06) S-8 TENNECO AUTOMOTIVE INC, 500 NORTH FIELD DRIVE, LAKE FOREST, IL, 60045, 847-482-50 - 0 ($25,900,000.00) Equity, (File 333-113705 - Mar. 18) (BR. 05) S-3 NEORX CORP, 410 W HARRISON ST, SEATTLE, WA, 98119, 206-286-25 - 0 ($11,014,650.00) Equity, (File 333-113706 - Mar. 18) (BR. 01) S-8 DIALEX MINERALS, SUITE 600, 56 TEMPERANCE STREET, TORONTO, A6, M5H 3V5, 416-368-7881 - 6,004,260 ($780,554.00) Equity, (File 333-113707 - Mar. 18) (BR. 09) N-2 GABELLI DIVIDEND & INCOME TRUST, ONE CORPORATE CENTER, RYE, NY, 10580, 40,100 ($3,500,000.00) Equity, (File 333-113708 - Mar. 18) (BR. 22) S-8 DIVERSIFIED FINANCIAL RESOURCES CORP, SANDRA JORGENSEN, 1771 WOLVISON WAY, SAN DIEGO, CA, 92154, 6195757904 - 75,000,000 ($525,000.00) Non-Convertible Debt, (File 333-113709 - Mar. 18) (BR. 07) S-3 SUN HEALTHCARE GROUP INC, 101 SUN AVENUE N E, ALBUQUERQUE, NM, 87109, 5058213355 - 6,443,129 ($66,831,355.55) Equity, (File 333-113710 - Mar. 18) (BR. 08) S-8 GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY, BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 34,000 ($340.00) Other, (File 333-113711 - Mar. 18) (BR. 01) SB-2 ARENA RESOURCES INC, 4920 SOUTH LEWIS STREET, SUITE 107, TULSA, OK, 74105, 9187476060 - 3,240,000 ($23,268,240.00) Equity, (File 333-113712 - Mar. 18) (BR. 04) S-3 TRAFFIX INC, ONE BLUE HILL PLAZA, PO BOX 1665, PEARL RIVER, NY, 10965, 9146201212 - 0 ($207,231.00) Equity, (File 333-113713 - Mar. 18) (BR. 05) S-3 S&T BANCORP INC, 43 SOUTH NINTH ST, P O BOX 190, INDIANA, PA, 15701, 7244651466 - 500,000 ($14,925,000.00) Equity, (File 333-113714 - Mar. 18) (BR. 07) S-11 BIMINI MORTGAGE MANAGEMENT INC, 3305 FLAMINGO DRIVE, SUITE 100, VERO BEACH, FL, 32963, 7722311400 - 0 ($172,500,000.00) Equity, (File 333-113715 - Mar. 18) (BR. ) SB-2 ALTERNATE ENERGY CORP, 3325 NORTH SERVICE ROAD, UNIT 105, BURLINGTON, A6, L7N 2G2, 9053323110 - 12,421,142 ($9,564,279.00) Equity, (File 333-113716 - Mar. 18) (BR. 03) S-4 WHITING PETROLEUM CORP, 0 ($48,479,534.00) Equity, (File 333-113717 - Mar. 18) (BR. 04) S-8 TERCICA INC, 651 GATEWAY BLVD SUITE 950, SOUTH SAN FRANCISCO, CA, 94060, 6506244900 - 3,359,560 ($22,979,082.02) Equity, (File 333-113718 - Mar. 18) (BR. 01) S-3 TIVO INC, 2160 GOLD STREET, PO BOX 2160, ALVISO, CA, 95002, 4087476080 - 0 ($74,400,000.00) Unallocated (Universal) Shelf, (File 333-113719 - Mar. 18) (BR. 37) N-2 SALOMON BROTHERS INFLATION MANAGEMENT FUND INC, 0 ($1,000,000.00) Equity, (File 333-113720 - Mar. 18) (BR. ) S-8 TOLL BROTHERS INC, 3103 PHILMONT AVE, HUNTINGDON VALLEY, PA, 19006, 2159388000 - 7,000,000 ($318,570,000.00) Equity, (File 333-113721 - Mar. 18) (BR. 06) S-3 HEICO CORP, 3000 TAFT ST, HOLLYWOOD, FL, 33021, 3059876101 - 0 ($3,234,634.75) Equity, (File 333-113722 - Mar. 18) (BR. 05) S-8 PEP BOYS MANNY MOE & JACK, 3111 W ALLEGHENY AVE, PHILADELPHIA, PA, 19132, 2152299000 - 0 ($10,000,000.00) Other, (File 333-113723 - Mar. 18) (BR. 02) S-3 STANDARD PACIFIC CORP /DE/, 15326 ALTON PARKWAY, IRVINE, CA, 92618, 9497891600 - 0 ($85,110,000.00) Equity, 0 ($800,000,000.00) Unallocated (Universal) Shelf, (File 333-113724 - Mar. 18) (BR. 06) S-8 NORANDA INC, BCE PLACE, 181 BAY STREET, SUITE 200, TORONTO, A6, M5J 2T3, 416-982-7115 - 3,000,000 ($50,100,000.00) Equity, (File 333-113725 - Mar. 18) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST COLONIAL BANCORP INC PA X X 03/18/04 1ST CONSTITUTION BANCORP NJ X 03/18/04 3COM CORP DE X X 03/18/04 ACADIA REALTY TRUST MD X X 03/18/04 ADEPT TECHNOLOGY INC CA X X 03/16/04 ADOBE SYSTEMS INC DE X 03/18/04 ALIGN TECHNOLOGY INC DE X X 03/18/04 ALLIANCE BANCORP OF NEW ENGLAND INC DE X 03/18/04 AMBIENT CORP /NY DE X X 03/18/04 AMERICAN ACCESS TECHNOLOGIES INC FL X X 03/16/04 AMERICAN AIRLINES INC DE X 03/17/04 AMEND AMERICAN OIL & GAS INC NV X 03/18/04 AMERICAN VANGUARD CORP DE X X 03/16/04 AMERIGON INC CA X X 11/12/03 AMR CORP DE X 03/18/04 AMR CORP DE X 03/17/04 AMEND AMREIT TX X X 12/31/03 ANACOMP INC IN X X 03/17/04 ANDREA ELECTRONICS CORP NY X X 03/16/04 ANGELICA CORP /NEW/ MO X X 03/17/04 ANTHRACITE CAPITAL INC MD X X 03/17/04 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 03/17/04 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 03/17/04 AQUANTIVE INC WA X 03/18/04 AUTOZONE INC NV X X 03/17/04 BACK YARD BURGERS INC DE X X X 02/17/04 BANK OF AMERICA CORP /DE/ DE X 03/18/04 BANK OF SOUTH CAROLINA CORP SC X 03/18/04 BARNES & NOBLE INC DE X X 03/18/04 BEAR STEARNS COMPANIES INC DE X X 03/17/04 BEHRINGER HARVARD MID TERM VALUE ENHA TX X X 03/12/04 BEST BUY CO INC MN X X 03/18/04 BF ACQUISITION GROUP I INC FL X X 03/18/04 BIG DOG HOLDINGS INC DE X 03/03/04 BIO AMERICAN CAPITAL CORP NV X X 03/05/04 BIOANALYTICAL SYSTEMS INC IN X X 03/16/04 BOMBAY COMPANY INC DE X 01/31/04 BON TON STORES INC PA X X 03/18/04 BOSTON LIFE SCIENCES INC /DE DE X X 03/16/04 BROOKE CORP KS X X 03/18/04 BROWN JORDAN INTERNATIONAL INC FL X 03/18/04 BRT REALTY TRUST MA X X 03/18/04 BUILDING MATERIALS HOLDING CORP DE X 12/05/03 AMEND CAGLES INC GA X 01/30/04 AMEND CAM COMMERCE SOLUTIONS INC DE X X 03/18/04 CANYON RESOURCES CORP DE X X 03/10/04 AMEND CAREMARK RX INC DE X X 03/17/04 CARRAMERICA REALTY CORP MD X X 03/16/04 CARROLS CORP DE X X 03/16/04 CATALINA MARKETING CORP/DE DE X X 03/18/04 CATO CORP DE X X X 03/16/04 CBRL GROUP INC TN X X 03/18/04 CHARLES RIVER ASSOCIATES INC MA X 03/18/04 CHARMING SHOPPES INC PA X X 03/18/04 CHATTEM INC TN X X 03/18/04 CHEC FUNDING LLC DE X 03/18/04 CHINA NETTV HOLDINGS INC NV X X 03/11/04 CHOICE HOTELS INTERNATIONAL INC /DE DE X 03/18/04 CINCINNATI FINANCIAL CORP DE X 03/18/04 CLICK COMMERCE INC X X 03/18/04 CMS ENERGY CORP MI X X 03/17/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 COLONY BANKCORP INC GA X X 03/18/04 COMBANC INC DE X X 03/18/04 COMDIAL CORP DE X X 03/11/04 COMDIAL CORP DE X X 03/16/04 COOPER CAMERON CORP DE X X 03/18/04 COOPER INDUSTRIES LTD X X X 03/18/04 COSI INC DE X X 03/18/04 COST PLUS INC/CA/ CA X X 03/18/04 COTT CORP /CN/ X 03/17/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 03/18/04 CSK AUTO CORP DE X X 03/18/04 CWALT INC X X 01/28/04 DISTINCTIVE DEVICES INC NY X X 03/10/04 DOLLAR GENERAL CORP TN X X 03/18/04 DUN & BRADSTREET CORP/NW DE X 03/18/04 DURATEK INC DE X 03/18/04 EAUTOCLAIMS COM INC NV X 03/18/04 EDGEWATER TECHNOLOGY INC/DE/ DE X 03/18/04 AMEND ELIZABETH ARDEN INC FL X X 03/16/04 ENVIRONMENTAL POWER CORP DE X X 03/17/04 ENZON PHARMACEUTICALS INC DE X 03/15/04 ENZON PHARMACEUTICALS INC DE X 03/16/04 EQUITY INNS INC TN X X 03/18/04 ESCALON MEDICAL CORP DE X X 03/17/04 EVANS & SUTHERLAND COMPUTER CORP UT X X 03/18/04 EXTENDICARE HEALTH SERVICES INC DE X X 03/18/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION X 03/17/04 FENTURA FINANCIAL INC MI X X 03/15/04 FIRST CASH FINANCIAL SERVICES INC DE X X 03/12/04 FIRST NATIONAL BANCSHARES INC/ FL/ FL X X 03/15/04 FIRST UNION NATIONAL BANK COM MORT PA NC X 03/12/04 FLORIDA BANKS INC FL X X 03/17/04 FLOW INTERNATIONAL CORP WA X X 03/16/04 FLOWERS FOODS INC GA X X 03/18/04 FNBH 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