No. 99-596
In the Supreme Court of the United States
GEORGE MASON UNIVERSITY, PETITIONER
v.
ANNETTE GRECO LITMAN AND
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
BILL LANN LEE
Acting Assistant Attorney
General
JESSICA DUNSAY SILVER
SETH M. GALANTER
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether petitioner, which is a state university that receives federal financial
assistance, is subject to suit for sex discrimination, either because petitioner
waived its Eleventh Amendment immunity when it applied for and accepted
the federal financial assistance or because Congress has validly abrogated
petitioner's immunity from such suits under Section 5 of the Fourteenth
Amendment.
In the Supreme Court of the United States
No. 99-596
GEORGE MASON UNIVERSITY, PETITIONER
v.
ANNETTE GRECO LITMAN AND
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1-26) is reported at 186
F.3d 544. The opinion of the district court (Pet. App. 27-55) is reported
at 5 F. Supp. 2d 366.
JURISDICTION
The judgment of the court of appeals was entered on July 28, 1999. The petition
for a writ of certiorari was filed on October 5, 1999. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. Title IX of the Education Amendments of 1972 prohibits any "education
program or activity receiving Federal financial assistance" from "subject[ing
any person] to discrimination" on the basis of sex. 20 U.S.C. 1681(a).
Individuals have a private right of action for damages against entities
receiving federal funds that violate this prohibition. See Franklin v. Gwinnett
County Pub. Schs., 503 U.S. 60, 76 (1992); Cannon v. University of Chicago,
441 U.S. 677, 705-706 (1979). In the context of sexual harassment by an
employee of the recipient, a plaintiff can recover money damages if she
can show actual knowledge of the alleged discrimination by an official with
authority to take corrective action and deliberate indifference to that
discrimination. See Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274,
290 (1998).
In 1984, this Court held that only the "program or activity" that
actually received federal funds was governed by Title IX's nondiscrimination
requirement. See Grove City College v. Bell, 465 U.S. 555, 573-574 (1984).
In response to Grove City, Congress engaged in extensive hearings and deliberations
that culminated in the Civil Rights Restoration Act of 1987, Pub. L. No.
100-259, 102 Stat. 28. That statute defined the term "program or activity"
in Title IX to mean, in relevant part,
all of the operations of -
(1)(A) a department, agency, special purpose district, or other instrumentality
of a State or of a local government; or
(B) the entity of such State or local government that distributes such assistance
and each such department or agency (and each other State or local government
entity) to which the assistance is extended, in the case of assistance to
a State or local government;
(2)(A) a college, university, or other postsecondary institution, or a public
system of higher education; or
(B) a local educational agency (as defined in section 8801 of this title),
system of vocational education, or other school system;
* * * * *
any part of which is extended Federal financial assistance, except that
such term does not include any operation of an entity which is controlled
by a religious organization if the application of section 1681 of this title
to such operations would not be consistent with the religious tenets of
such organization.
20 U.S.C. 1687. Similar definitions were added to Title VI of the Civil
Rights Act of 1964, 42 U.S.C. 2000d-4a, and Section 504 of the Rehabilitation
Act of 1973, 29 U.S.C. 794(a), which prohibit discrimination by programs
or activities that receive federal financial assistance on the basis of
race and disability, respectively.
In 1985, this Court held that an analogous statutory provision that prohibited
discrimination on the basis of disability by programs receiving federal
funds (Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794(a))
was not clear enough to evidence Congress's intent to authorize private
damage actions against state entities. See Atascadero State Hosp. v. Scanlon,
473 U.S. 234, 245-246 (1985). In response to Atascadero, Congress enacted
42 U.S.C. 2000d-7 as part of the Rehabilitation Act Amendments of 1986,
Pub. L. No. 99-506, § 1003, 100 Stat. 1845. Section 2000d-7 provides in pertinent part:
A State shall not be immune under the Eleventh Amendment of the Constitution
of the United States from suit in Federal court for a violation of section
504 of the Rehabilitation Act of 1973 [29 U.S.C. 794], title IX of the Education
Amendments of 1972 [20 U.S.C. 1681 et seq.], the Age Discrimination Act
of 1975 [42 U.S.C. 6101 et seq.], title VI of the Civil Rights Act of 1964
[42 U.S.C. 2000d et seq.], or the provisions of any other Federal statute
prohibiting discrimination by recipients of Federal financial assistance.
2. Because of the procedural posture of this case, which arises from petitioner's
appeal of a refusal to grant its motion to dismiss respondent's complaint,
the facts alleged in the complaint must be taken as true. Petitioner is
a state-operated university that accepts federal financial assistance. Pet.
App. 3. Respondent Litman, a student, was sexually harassed and stalked
by her computer science professor. Id. at 3-4. In February 1996, she filed
a complaint with petitioner's Equity Office. Id. at 4. The office ordered
the professor to avoid contact with respondent, but it refused to investigate
the complaint further. Ibid. Finding this response inadequate, respondent
sought intervention of higher officials, but petitioner failed to undertake
any further investigation. Ibid. Other professors refused to interact with
her once it had become known that she had filed a sexual harassment complaint
against one of the faculty members. Ibid. Respondent alleges that in retaliation
for her complaint two professors charged her with sexually harassing them.
Ibid. Based on the professors' complaints, petitioner expelled respondent,
and then held a hearing on her charges against the professor. Ibid. Petitioner
found that the professor had not violated its sexual harassment policy,
but had failed to live up to the "standards" related to that policy.
Id. at 30.
Respondent filed a complaint alleging, inter alia, that petitioner had violated
Title IX. Petitioner moved to dismiss the claims on the ground that the
Eleventh Amendment barred the claims. The United States intervened, pursuant
to 28 U.S.C. 2403(a), to defend the constitutionality of the abrogation
of Eleventh Amendment immunity. The district court denied the motion to
dismiss the Title IX claims, concluding that petitioner had waived its Eleventh
Amendment immunity when it continued to accept federal funds after the effective
date of 42 U.S.C. 2000d-7. Pet. App. 43-50.
3. Petitioner took an interlocutory appeal of the denial of Eleventh Amendment
immunity. See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy,
Inc., 506 U.S. 139, 147 (1993). The court of appeals affirmed. Pet. App.
1-26. It held that Title IX is a valid exercise of Congress's power under
the Spending Clause to attach conditions to the grant of federal funds.
Id. at 13. The court articulated five conditions that must be met for a
statute to be valid Spending Clause legislation: (1) the exercise of the
spending power must be for the general welfare; (2) it must be "unambiguously"
clear that conditions are attached to the federal funds; (3) the conditions
must have "some relationship" to the federal spending; (4) the
money and the conditions may not violate any independent constitutional
prohibition; and (5) the financial inducement must not be "so coercive
as to pass to the point at which pressure turns into compulsion." Id.
at 15-16.
Because petitioner did not contend that Title IX failed to meet the "general
welfare," "some relationship," and "coercion" requirements,
the court of appeals did not address them. Pet. App. 16. The court rejected
petitioner's claim that the statute is ambiguous, holding that "any
state reading § 2000d-7(a)(1) in conjunction with 20 U.S.C. §
1681(a) would clearly understand the following consequences of accepting
Title IX funding: (1) the state must comply with Title IX's antidiscrimination
provisions, and (2) it consents to resolve disputes regarding alleged violations
of those provision in federal court." Id. at 19. The court stated that
petitioner's argument that Congress cannot condition the receipt of federal
funds on the waiver of Eleventh Amendment is "without merit under current
Supreme Court jurisprudence," because "conditioning federal funds
on an unambiguous waiver of a state's Eleventh Amendment immunity is as
permissible as a state's direct waiver of such immunity." Id. at 20
(citing Alden v. Maine, 119 S. Ct. 2240, 2267 (1999) ("Nor, subject
to constitutional limitations, does the Federal Government lack the authority
or means to seek the States' voluntary consent to private suits.")).
ARGUMENT
The court of appeals' ruling that petitioner was not immune under the Eleventh
Amendment to private suits alleging violations of Title IX of the Education
Amendment of 1972, 20 U.S.C. 1681 et seq., is correct and consistent with
the decisions of this Court and every other court of appeals that has addressed
the question. Accordingly, further review is unwarranted.
1. In Seminole Tribe v. Florida, 517 U.S. 44 (1996), this Court held that
the question whether Congress has removed Eleventh Amendment immunity in
particular legislation contains two elements: "first, whether Congress
has 'unequivocally expresse[d] its intent to abrogate the immunity,' * *
* and second, whether Congress has acted 'pursuant to a valid exercise of
power.'" Id. at 55 (quoting Green v. Mansour, 474 U.S. 64, 68 (1985)).
The petition for certiorari does not argue that Congress did not clearly
express its intention in 42 U.S.C. 2000d-7 to condition the receipt of federal
funds on the recipient's waiver of its Eleventh Amendment immunity to Title
IX suits.1 Instead, petitioner contends (Pet. 11-25) that principles of
federalism prohibit Congress from conditioning the disbursement of federal
funds on a State's agreement to waive its Eleventh Amendment immunity to
suits brought to secure compliance with the nondiscrimination promise it
made when it accepted the funds.
As petitioner concedes (Pet. 23), States are free to waive their Eleventh
Amendment immunity. See College Sav. Bank v. Florida Prepaid Postsecondary
Educ. Expense Bd., 119 S. Ct. 2219, 2226 (1999); Clark v. Barnard, 108 U.S.
436, 447 (1883). Petitioner nonetheless argues (Pet. 19-20 n.15) that requiring
States to waive their Eleventh Amendment immunity as a condition of receiving
federal funds is "never" constitutional because immunity is a
"fundamental aspect of sovereignty." But petitioner does not dispute
that in electing to whom it disburses federal funds, Congress may place
conditions on recipients that it could not impose unilaterally. See College
Savs. Bank, 119 S. Ct. at 2231; South Dakota v. Dole, 483 U.S. 203, 210
(1987). And this Court has consistently upheld Congress's power to condition
the receipt of federal funds on the recipient State's taking actions that
affect its "sovereign interests" in enacting legislation. "Where
the recipient of federal funds is a State, as is not unusual today, the
conditions attached to the funds by Congress may influence a State's legislative
choices." New York v. United States, 505 U.S. 144, 167 (1992). Thus,
in New York, this Court held that a statute in which Congress conditioned
grants to the States upon the States' "regulating pursuant to federal
standards" was "well within the authority of Congress" under
the Spending Clause. Id. at 169, 173; see also South Dakota v. Dole, 483
U.S. at 210 (assuming that Constitution vested authority over drinking age
solely in the States, Congress could condition the receipt of federal money
on State's enacting legislation setting drinking age); Oklahoma v. United
States Civil Serv. Comm'n, 330 U.S. 127, 143 (1947) (Congress could condition
the receipt of federal money on appointment by State of non-partisan disbursement
officials).
Nor is there anything unique about the Eleventh Amendment that would bar
Congress from conditioning its largesse on a waiver of Eleventh Amendment
immunity. Indeed, in Alden v. Maine, 119 S. Ct. 2240, 2267 (1999), this
Court specifically noted that "the Federal Government [does not] lack
the authority or means to seek the States' voluntary consent to private
suits. Cf. South Dakota v. Dole, 483 U.S. 203 (1987)." Similarly, in
College Savings Bank, this Court reaffirmed the holding of Petty v. Tennessee-Missouri
Bridge Commission, 359 U.S. 275 (1959), that Congress could condition the
exercise of one of its Article I powers (the approval of interstate compacts)
on the States' agreement to waive their Eleventh Amendment immunity from
suit. 119 S. Ct. at 2231. At the same time, the Court suggested that Congress
had the authority under the Spending Clause to condition the receipt of
federal funds on the waiver of immunity. Id. at 2231; see also id. at 2227
n.2. This Court explained that unlike Congress's power under the Commerce
Clause to regulate "otherwise lawful activity," Congress's power
to authorize interstate compacts and spend money constitutes the granting
of a "gift" on which Congress may place reasonable conditions
that a State is free to accept or reject. Id. at 2231.
Because one of the critical purposes of the Eleventh Amendment is to protect
the "financial integrity of the States," Alden, 119 S. Ct. at
2264, it is perfectly appropriate to permit each State to make its own cost-benefit
analysis and determine whether to accept the federal money with the condition
that it can be sued in federal court, or forgo the federal funds. See New
York, 505 U.S. at 168; Metropolitan Wash. Airports Auth. v. Citizens for
the Abatement of Aircraft Noise, Inc., 501 U.S. 252, 271 (1991). But once
that choice is made, "[r]equiring States to honor the obligations voluntarily
assumed as a condition of federal funding * * * simply does not intrude
on their sovereignty." Bell v. New Jersey, 461 U.S. 773, 790 (1983).
All the courts of appeals that have addressed the issue, both before and
after College Savings Bank, have held that so long as Congress has made
its intentions clear, Congress has the power to condition the receipt of
federal funds on a state recipient's waiver of Eleventh Amendment immunity.2
Further review of this issue is not warranted.
2. Petitioner also argues (Pet. 15-25) that even if Congress may condition
the receipt of federal funds on a waiver of immunity in some instances,
Congress exceeded its authority under the Spending Clause by requiring the
entire State to waive its Eleventh Amendment immunity to suits under Title
IX if the State elected to receive any federal funds. That argument is not
properly presented because it was not pressed or passed on below, because
it relies on a mistaken construction of the statutory provisions at issue,
and because it is contrary to this Court's settled precedent upholding Title
IX as valid Spending Clause legislation.
First, petitioner did not argue below that the breadth of the waiver required
by Title IX exceeded Congress's authority. As the court of appeals noted,
petitioner did "not contend * * * that the prohibition of discrimination
and the accompanying waiver of Eleventh Amendment immunity are not reasonably
related to grants of education funds; or that the attachment of conditions
to the funding arrangement is coercive." Pet. App. 16; see also id.
at 47, 49 (district court notes that "Title IX and § 2000d-7 easily
satisfy [the relatedness] requirement, and Defendant does not argue otherwise"
and "Defendant does not argue that the financial inducement[s] provided
by federal monies offered under Title IX funding are so great as to be coercive").
Thus, the court of appeals did not address the contours of the "relatedness"
or "coercion" doctrines, or apply them to the circumstances of
this case.
This Court's general rule is that it will not grant certiorari to address
arguments not pressed in, or decided by, the lower courts. See United States
v. Williams, 504 U.S. 36, 42 (1992); FW/PBS, Inc. v. City of Dallas, 493
U.S. 215, 237 (1990). Since this is a court of "review, not one of
first view," Oklahoma Tax Comm'n v. Chickasaw Nation, 515 U.S. 450,
457 (1995), the failure of petitioner to press these arguments below denies
this Court "the benefit of a well-developed record and a reasoned opinion
on the merits." Bankers Life & Cas. Co. v. Crenshaw, 486 U.S. 71,
80 (1988). Petitioner suggests (Pet. 15 n.13) that because Eleventh Amendment
immunity can be raised at any stage of the proceedings, this Court should
ignore this rule. But this Court's rule is based not on the power of the
Court to hear a case and address arguments not previously raised, but on
practical grounds concerning which cases present appropriate vehicles to
address such arguments. This Court has applied this prudential rule even
when the question involves the Eleventh Amendment. See Blessing v. Freestone,
520 U.S. 329, 340 n.3 (1997) (declining to address Eleventh Amendment argument
"which w[as] neither raised nor decided below, and w[as] not presented
in the petition for certiorari"); see also Middlesex County Sewerage
Auth. v. National Sea Clammers Ass'n, 453 U.S. 1, 8 n.12 (1981) (petition
raised Eleventh Amendment issue; Court would not address it because it was
not "within the scope of the questions on which review was granted");
cf. Torres v. Puerto Rico Tourism Co., 175 F.3d 1, 4-5 (1st Cir. 1999) (that
appeal involves Eleventh Amendment claims does not allow State to ignore
rules of appellate procedure).
The value of having the lower courts address questions in the first instance
is evidenced in this case, where petitioner's arguments are premised on
a particular interpretation of a statutory provision that the lower courts
were not given an opportunity to accept or reject. Petitioner asserts (Pet.
15-16, 19) that 20 U.S.C. 1687(1)(A), which provides that the Title IX's
nondiscrimination prohibition applies to "all of the operations of
* * * a department, agency, special purpose district, or other instrumentality
of a State or of a local government * * * any part of which is extended
Federal financial assistance," means that the entire State must comply
with Title IX if any agency of the State accepted any federal funds. But
the language of the statute cannot support such a reading. As the text makes
clear, the operations of the "department, agency * * * or other instrumentality
of a State" are covered if "any part" of that department
or agency "is extended Federal financial assistance"; the text
does not state or imply that the entire state government is covered if any
part of any state entity accepts federal funds.
Petitioner does not explain how the statutory language can be read to require
it to make the all-or-nothing choice it describes. Instead, petitioner relies
(Pet. 13-14) on the Eighth Circuit's interpretation of similar language
in Bradley v. Arkansas Department of Education, 189 F.3d 745 (1999). After
the petition for certiorari was filed in this case, however, the Eighth
Circuit vacated the portion of the Bradley decision addressing the Spending
Clause issue-the portion on which petitioner relies-and granted our petition
for rehearing en banc with respect to that issue.3 Jim C. v. Arkansas Dep't
of Educ., No. 98-1830EALR, 1999 WL 1209784 (Dec. 14, 1999). One of the bases
for our petition for rehearing en banc in Bradley was our contention that
the panel's discussion of the scope of the waiver required of recipients
of federal funds was simply a misreading of the statute's plain language.4
Petitioner's proposed reading of the statute is contrary to the interpretation
of every other court of appeals that has addressed the issue, each of which
has concluded that coverage under this subsection extends only to the "agency"
or "department" that accepted the federal funds. See, e.g., Association
of Mexican-American Educators v. California, 195 F.3d 465, 474-475 (9th
Cir. 1999); Nelson v. Miller, 170 F.3d 641, 653 n.8 (6th Cir. 1999); O'Connor
v. Davis, 126 F.3d 112, 117 (2d Cir. 1997), cert. denied, 522 U.S. 1114
(1998); Lightbourn v. County of El Paso, 118 F.3d 421, 426-427 (5th Cir.
1997), cert. denied, 522 U.S. 1052 (1998); Schroeder v. City of Chicago,
927 F.2d 957, 962 (7th Cir. 1991).5 Thus, the premise of petitioner's argument
regarding the meaning of this provision of the statute is simply erroneous.
Petitioner's failure to present its argument earlier also deprived the parties
and the lower courts of the opportunity to identify which provision of 20
U.S.C. 1687 triggered coverage of petitioner. In our view, this case does
not involve subsection (1)(A) at all, because petitioner is clearly covered
under subsection (2)(A). That subsection provides that "all the operations"
of "a college, university, or other postsecondary institution, or a
public system of higher education" are covered by Title IX if "any
part" is extended federal financial assistance. 20 U.S.C. 1687(2)(A).
In this case, it is uncontested that petitioner is a "university"
that receives federal financial assistance. See Pet. App. 3 ("[T]he
parties agree that GMU is a recipient of federal education funding within
the meaning of Title IX."), 17 ("GMU acknowledges that it voluntarily
accepts Title IX funding."). Thus, petitioner's complaint about the
alleged breadth of another subsection of the definition of "program
or activity" is irrelevant, because petitioner is covered under this
alternative provision. Cf. Salinas v. United States, 522 U.S. 52, 60-61
(1997) (declining to address facial validity of Spending Clause provision
when it was clear that it was valid as applied).
There can be no doubt that Congress, under the Spending Clause, can require
a university that elects to receive federal financial assistance to promise
not to discriminate on the basis of sex in any of its operations. In Lau
v. Nichols, 414 U.S. 563 (1974), the Court interpreted Title VI of the Civil
Rights Act of 1964, 42 U.S.C. 2000d, to prohibit a school district from
ignoring the disparate impact its policies had on limited-English proficiency
students. It held that Title VI, as interpreted, was a valid exercise of
the Spending Power. "The Federal Government has power to fix the terms
on which its money allotments to the States shall be disbursed. Whatever
may be the limits of that power, they have not been reached here."
Id. at 569 (citations omitted). The Court reached a similar conclusion in
Grove City College v. Bell, 465 U.S. 555 (1984). In Grove City, the Court
addressed whether Title IX infringed on the college's First Amendment rights.
The Court rejected that claim, holding that "Congress is free to attach
reasonable and unambiguous conditions to federal financial assistance that
educational institutions are not obligated to accept." Id. at 575;
cf. Rust v. Sullivan, 500 U.S. 173, 197-199 (1991) (Congress may constitutionally
require that an entity that receives federal funds not engage in conduct
Congress does not wish to subsidize so long as recipient may restructure
its operations to separate its federally-supported activities from other
activities).6
More recently, in Board of Education v. Mergens, 496 U.S. 226 (1990), the
Court interpreted the scope of the Equal Access Act, 20 U.S.C. 4071 et seq.,
which prohibits any public secondary schools that receive federal financial
assistance and maintain a "limited open forum" from denying "equal
access" to students based on the content of their speech. In rejecting
the school's argument that the Act as interpreted unduly hindered local
control, the Court noted that "because the Act applies only to public
secondary schools that receive federal financial assistance, a school district
seeking to escape the statute's obligations could simply forgo federal funding.
Although we do not doubt that in some cases this may be an unrealistic option,
[complying with the Act] is the price a federally funded school must pay
if it opens its facilities to noncurriculum-related student groups."
496 U.S. at 241 (citation omitted). Similarly, compliance with Title IX
and waiver of its sovereign immunity is the price a university must pay
if it elects to remain federally funded.
3. Even if petitioner's arguments concerning waiver were correct, Congress
validly abrogated petitioner's Eleventh Amendment immunity pursuant to its
power under Section 5 of the Fourteenth Amendment to enforce the Equal Protection
Clause. See College Sav. Bank, 119 S. Ct. at 2206 ("'[A]ppropriate'
legislation pursuant to the Enforcement Clause of the Fourteenth Amendment
could abrogate state sovereignty."); Fitzpatrick v. Bitzer, 427 U.S.
445 (1976).
As petitioner concedes (Pet. 27-28), every court of appeals that has addressed
Congress's power to abrogate state sovereign immunity from suits under Title
IX has upheld Section 2000d-7 as a valid exercise of Congress's Section
5 authority. See Franks v. Kentucky Sch. for the Deaf, 142 F.3d 360, 363
(6th Cir. 1998); Doe v. University of Ill., 138 F.3d 653, 660 (7th Cir.
1998), vacated and remanded, 119 S. Ct. 2016 (1999), reinstated in pertinent
part, No. 96-3511, 1999 WL 1257383 (7th Cir. Dec. 23, 1999); Crawford v.
Davis, 109 F.3d 1281, 1283 (8th Cir. 1997); see also Lesage v. Texas, 158
F.3d 213, 217 (5th Cir. 1998) (same holding for Title VI), rev'd and remanded
on other grounds, 120 S. Ct. 467 (1999).
Nonetheless, petitioner claims (Pet. 26-28) that these decisions have all
been undermined by this Court's decision in College Savings Bank because
(petitioner asserts) that case requires a pattern of constitutional violations
by States before Congress can abrogate Eleventh Amendment immunity. But,
unlike the statute at issue in College Savings Bank, which was directed
at unremedied patent infringements, the nondiscrimination prohibition of
Title IX is based on a long history of unconstitutional sex discrimination
by States. In J.E.B. v. Alabama, 511 U.S. 127 (1994), this Court concluded
that "'our Nation has had a long and unfortunate history of sex discrimination,'
a history which warrants the heightened scrutiny we afford all gender-based
classifications today." Id. at 136 (citation omitted); see also United
States v. Virginia, 518 U.S. 515, 531-532 (1996). This Court itself has
determined that women "have suffered * * * at the hands of discriminatory
state actors during the decades of our Nation's history." J.E.B., 511
U.S. at 136. No additional legislative inquiry on the scope of the problem
is necessary for statutes involving sex discrimination. See also Mississippi
Univ. for Women v. Hogan, 458 U.S. 718, 725 n.10 (1982) ("History provides
numerous examples of legislative attempts to exclude women from particular
areas simply because legislators believed women were less able than men
to perform a particular function."). A statute that prohibits sex discrimination,
a form of discrimination that this Court has found to be widespread, invidious,
and often unconstitutional,7 clearly falls within Congress's "wide
latitude in determining" whether a statute is appropriate remedial
legislation. College Savings Bank, 119 S. Ct. at 2206 (quoting City of Boerne
v. Flores, 521 U.S. 507, 520 (1997)).
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
BILL LANN LEE
Acting Assistant Attorney
General
JESSICA DUNSAY SILVER
SETH M. GALANTER
Attorneys
JANUARY 2000
1 The courts of appeals that have addressed the issue agree with the panel
in this case (Pet. App. 17-19) that the language of 42 U.S.C. 2000d-7 is
sufficient to put recipients on notice that acceptance of federal funds
constitutes a waiver of Eleventh Amendment immunity. See Sandoval v. Hagan,
197 F.3d 484 (11th Cir. 1999); Clark v. California, 123 F.3d 1267, 1271
(9th Cir. 1997), cert. denied, 118 S. Ct. 2340 (1998); Little Rock Sch.
Dist. v. Mauney, 183 F.3d 816, 831-832 (8th Cir. 1999) (addressing same
language in 20 U.S.C. 1403); In re Innes, 184 F.3d 1275, 1282-1283 (10th
Cir. 1999) (dictum). But see Amos v. Maryland Dep't of Pub. Safety &
Correctional Servs., 178 F.3d 212, 230-231 (1999) (Williams, J., dissenting),
vacated for rehearing en banc, No. 96-7091(4th Cir. Dec. 28, 1999).
2 See Sandoval v. Hagan, 197 F.3d 484 (11th Cir. 1999) (Title VI of the
Civil Rights Act of 1964); Bradley v. Arkansas Dep't of Educ., 189 F.3d
745, 757 (8th Cir. 1999) (Individuals with Disabilities Education Act);
Little Rock Sch. Dist. v. Mauney, 183 F.3d 816, 831-832 (8th Cir. 1999)
(same); Clark v. California, 123 F.3d 1267, 1271 (9th Cir. 1997) (Section
504 of the Rehabilitation Act), cert. denied, 118 S. Ct. 2340 (1998); Department
of Educ. v. Katherine D., 727 F.2d 809, 818-819 (9th Cir. 1983) (Education
for All Handicapped Children Act of 1975), cert. denied, 471 U.S. 1117 (1985);
Scanlon v. Atascadero State Hosp., 735 F.2d 359, 361-362 (9th Cir.) (Section
504 of the Rehabilitation Act), rev'd due to the absence of a clear statement,
469 U.S. 1032 (1984); Florida Nursing Home Ass'n v. Page, 616 F.2d 1355,
1363 (5th Cir. 1980) (Medicaid), rev'd due to the absence of a clear statement
sub nom. Florida Dep't of Health & Rehabilitative Servs. v. Florida
Nursing Home Ass'n, 450 U.S. 147 (1981); see also Premo v. Martin, 119 F.3d
764, 770-771 (9th Cir. 1997) (State's participation in Randolph-Sheppard
Vending Stand Act constitutes a waiver of Eleventh Amendment immunity),
cert. denied, 522 U.S. 1147 (1998); Delaware Dep't of Health & Soc.
Servs. v. Department of Educ., 772 F.2d 1123, 1138 (3d Cir. 1985) (same).
3 The United States intervened in Bradley to defend the constitutionality
of Section 2000d-7.
4 Bradley involved Section 504 of the Rehabilitation Act of 1973, 29 U.S.C.
794. The substantive nondiscrimination obligations of Section 504, like
those of Title IX, apply only to a "program or activity receiving Federal
financial assistance." The term "program or activity" is
similarly defined in both statutes. Compare 29 U.S.C. 794(b) with 20 U.S.C.
1687; see also 42 U.S.C. 2000d-4a (same for Title VI of the Civil Rights
Act of 1964).
5 Prior to the now-vacated panel opinion in Bradley, the Eighth Circuit
itself had recognized that "[f]or State and local governments, only
the department or agency which receives the aid is covered." Klinger
v. Department of Corrections, 107 F.3d 609, 615 (8th Cir. 1997) (quoting
S. Rep. No. 64, 100th Cong., 2d Sess. 4 (1987)); accord Thomlison v. City
of Omaha, 63 F.3d 786, 789 (8th Cir. 1995) ("Because the definition
of program or activity covers all the operations of a department, here the
Public Safety Department, and part of the Department received federal assistance,
the entire Department is subject to the Rehabilitation Act.").
6 Contrary to petitioner's suggestion (Pet. 16), the Constitution does not
require that Congress must provide funds for the "enforcement of federal
anti-discrimination law" if it wishes to impose a nondiscrimination
requirement. In neither Lau nor Grove City was there any suggestion that
the federal funds received were targeted towards alleviating discrimination.
In fact, it is clear that the financial assistance at issue in Grove City
was simply general financial aid, and had no relationship to programs to
combat sex discrimination. 465 U.S. at 559, 565 n.13.
7 The courts of appeals are in agreement that sexual harassment is a kind
of sex discrimination that can violate the Equal Protection Clause. See,
e.g., Pontarelli v. Stone, 930 F.2d 104, 114 (1st Cir. 1991); Gierlinger
v. New York State Police, 15 F.3d 32, 34 (2d Cir. 1994); Andrews v. City
of Philadelphia, 895 F.2d 1469, 1480 (3d Cir. 1990); Beardsley v. Webb,
30 F.3d 524, 529 (4th Cir. 1994); Southard v. Texas Bd. of Criminal Justice,
114 F.3d 539, 550 (5th Cir. 1997); Poe v. Haydon, 853 F.2d 418, 429 (6th
Cir. 1988), cert. denied, 488 U.S. 1007 (1989); Bohen v. City of East Chicago,
799 F.2d 1180, 1185 (7th Cir. 1986); Headley v. Bacon, 828 F.2d 1272, 1274-1275
(8th Cir. 1987); Bator v. Hawaii, 39 F.3d 1021, 1027-1028 (9th Cir. 1994);
Johnson v. Martin, 195 F.3d 1208, 1216-1217 (10th Cir. 1999); Cross v. Alabama,
49 F.3d 1490, 1503 (11th Cir. 1995).