SEC NEWS DIGEST Issue 2004-156 August 13, 2004 ENFORCEMENT PROCEEDINGS SEC CHARGES ANGELO HALIGIANNIS AND STERLING WATTERS HEDGE FUND WITH SECURITIES FRAUD The Commission announced today that it filed an emergency enforcement action August 11 against Angelo Haligiannis and Sterling Watters Group LP (Fund), a hedge fund, as well as the Fund’s general partners, Sterling Watters Capital Advisors, LLC, and Sterling Watters Capital Management, Inc. (Defendants). The complaint alleges that the Defendants have systematically been defrauding investors who purchased limited partnership interests in Sterling Watters. Since 1996, Haligiannis has raised at least $27 million in the Fund by grossly misrepresenting the Fund’s performance to investors and potential investors. Haligiannis and Sterling Watters distributed to investors phony account statements that recorded fictitious quarterly and annual investment gains and account balances. Haligiannis and Sterling Watters also inflated Sterling Watters investment returns in marketing materials in an effort to induce investments in Sterling Watters. For example, Haligiannis provided investors marketing materials that falsely claimed that the Fund had $180 million in assets and had achieved returns of over 1,500 percent since inception. As recently as two weeks ago, Sterling Watters sent investors quarterly account statements that showed an aggregate of tens of millions of dollars of investor equity in the fund. In fact, the Fund’s brokerage records show that the Fund has lost money over the years and is now essentially worthless. The complaint charges violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder by all Defendants, and violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 by Haligiannis and the Fund’s general partners. Upon the Commission’s application, the U.S. District Court for the Southern District of New York yesterday entered a temporary restraining order and an order freezing the Defendants’ assets. The Court also ordered a verified accounting from all Defendants and expedited discovery. The litigation is pending. [SEC v. Haligiannis, et al., 04 CV 06488, RJH, SDNY] (LR-18831) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2004-02) and Amendment No. 1 thereto, and approved on an accelerated basis Amendment No. 2 thereto, submitted by the Chicago Board Options Exchange to amend its obvious error rule relating to options quoted "no-bid." Publication of the order is expected in the Federal Register during the week of August 16. (Rel. 34-50169) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change and Amendment Nos. 1 and 2 thereto filed by the Chicago Board Options Exchange relating to CBOE's Fee Schedule for Fiscal Year 2005 have become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934 (SR-CBOE-2004-38). Publication of the proposal is expected in the Federal Register during the week of August 16. (Rel. 34-50175) PROPOSED RULE CHANGE A proposed rule change (SR-NYSE-2004-33) and Amendment No. 1 thereto has been filed by the New York Stock Exchange relating to proposed amendments to Exchange Rule 345A (Continuing Education for Registered Persons). Publication of the proposal is expected in the Federal Register during the week of August 16. (Rel. 34-50177) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 BOOMERS CULTURAL DEVELOPMENT, INC., 1453 JOHNSTON ROAD, SUITE 71524, WHITEROCK, A1, V4B 5J5, 604-592-3577 - 650,000 ($65,000.00) Equity, (File 333-118138 - Aug. 12) (BR. 05) S-8 PHASE FORWARD INC, 880 WINTER STREET, WALTHAM, MA, 02451, 320,000 ($2,537,600.00) Equity, (File 333-118139 - Aug. 12) (BR. 08) S-8 NEWPARK RESOURCES INC, 3850 N. CAUSEWAY BLVD, SUITE 1770, METAIRIE, LA, 70002, 5048388222 - 1,000,000 ($5,480,000.00) Equity, (File 333-118140 - Aug. 12) (BR. 04) S-1 U.S. Shipping Partners L.P., 399 THORNALL STREET, 8TH FLOOR, EDISON, NJ, 08837, 713-635-1500 - 0 ($149,561,643.00) Equity, (File 333-118141 - Aug. 12) (BR. 05) S-1 BUILD A BEAR WORKSHOP INC, 1954 INNERBELT BUSINESS CENTRE DRIVE, ST LOUIS, MO, 63114, 314-423-8000 - 0 ($125,000,000.00) Equity, (File 333-118142 - Aug. 12) (BR. 02) S-8 FLORIDA BUSINESS BANCGROUP INC, 2202 NORTH WEST SHORE BLVD STE 150, TAMPA, FL, 33607, 8132810009 - 196,500 ($2,063,250.00) Equity, (File 333-118143 - Aug. 12) (BR. 07) S-8 FLORIDA BUSINESS BANCGROUP INC, 2202 NORTH WEST SHORE BLVD STE 150, TAMPA, FL, 33607, 8132810009 - 123,500 ($1,296,750.00) Equity, (File 333-118144 - Aug. 12) (BR. 07) S-8 UGI CORP /PA/, 460 N GULPH RD, P O BOX 858, KING OF PRUSSIA, PA, 19406, 6103371000 - 3,500,000 ($115,535,000.00) Equity, (File 333-118147 - Aug. 12) (BR. 02) S-1 Great Wolf Resorts, Inc., 122 WEST WASHINGTON AVENUE, MADISON, WI, 53703, 608-251-6400 - 15,237,500 ($259,037,500.00) Equity, (File 333-118148 - Aug. 12) (BR. 08) S-4 American Casino & Entertainment Properties LLC, 2000 LAS VEGAS BOULEVARD SOUTH, LAS VEGAS, NV, 89104, 702-383-5242 - 0 ($215,000,000.00) Non-Convertible Debt, (File 333-118149 - Aug. 12) (BR. 05) S-8 DARK DYNAMITE, INC, 268 WEST 400 SOUTH, SUITE 300, SALT LAKE CITY, UT, 84101, 801-575-8073 - 100,000,000 ($370,000.00) Equity, (File 333-118150 - Aug. 12) (BR. 02) S-4 DIGITAS INC, 800 BOYLSTON STREET, PRUDENTIAL TOWER, BOSTON, MA, 02199, 6178671000 - 0 ($101,334,846.00) Equity, (File 333-118151 - Aug. 12) (BR. 08) S-8 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 30,000,000 ($30,000,000.00) Other, (File 333-118152 - Aug. 12) (BR. 07) S-8 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 13,000,000 ($492,050,000.00) Equity, (File 333-118153 - Aug. 12) (BR. 07) S-8 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 100,000,000 ($100,000,000.00) Other, (File 333-118154 - Aug. 12) (BR. 07) SB-2 WESTERN EXPLORATION INC., 8400 E. CRESCENT PKWY, #600, GREENWOOD VILLAGE, CO, 80111, 720-528-4326 - 2,621,000 ($655,250.00) Equity, (File 333-118155 - Aug. 12) (BR. 04) S-8 AXSYS TECHNOLOGIES INC, 175 CAPITAL BLVD SUITE 103, ROCKY HILL, CT, 06067, 2018711500 - 284,100 ($3,886,488.00) Equity, (File 333-118156 - Aug. 12) (BR. 36) S-3 SOUTHWEST GAS CORP, 5241 SPRING MOUNTAIN RD, PO BOX 98510, LAS VEGAS, NV, 89193-8510, 7028767237 - 1,000,000 ($22,970,000.00) Equity, (File 333-118157 - Aug. 12) (BR. 02) S-8 AXSYS TECHNOLOGIES INC, 175 CAPITAL BLVD SUITE 103, ROCKY HILL, CT, 06067, 2018711500 - 175,000 ($2,394,000.00) Equity, (File 333-118158 - Aug. 12) (BR. 36) S-8 CONSOLIDATED EDISON INC, 4 IRVING PLACE, ROOM 1618 S, NEW YORK, NY, 10003, 2124604600 - 5,000,000 ($204,000,000.00) Equity, (File 333-118159 - Aug. 12) (BR. 02) SB-2 ENTRADA NETWORKS INC, 5755 OBERLIN DR, SUITE 204, SAN DIEGO, CA, 92121, 8585971102 - 14,500,000 ($1,740,000.00) Equity, (File 333-118160 - Aug. 12) (BR. 03) S-8 SCORES HOLDING CO INC, 150 EAST 58TH STREET, SUITE, NEW YORK, NY, 10022, 212-421-8480 - 430,000 ($51,600.00) Equity, (File 333-118162 - Aug. 12) (BR. 05) S-8 AMERICAN EAGLE MANUFACTURING CO, 2052 CORTE DEL NOGAL, SUITE A, CARLSBAD, CA, 92009, 7608041789 - 5,500,000 ($4,757,500.00) Equity, (File 333-118163 - Aug. 12) (BR. 09) S-8 CAREDECISION CORP, 2660 TOWNSGATE ROAD, SUITE 300, WESTLAKE VILLAGE, CA, 91361, 8054461973 - 50,000,000 ($1,000,000.00) Equity, (File 333-118164 - Aug. 12) (BR. 09) S-8 SOUTHERN CONNECTICUT BANCORP INC, 215 CHURCH STREET, NEW HAVEN, CT, 06510, 2037821100 - 430,780 ($3,286,851.40) Equity, (File 333-118166 - Aug. 12) (BR. 07) S-8 LA-Z-BOY INC, 1284 N TELEGRAPH RD, MONROE, MI, 48162, 7342414414 - 5,000,000 ($81,850,000.00) Equity, (File 333-118167 - Aug. 12) (BR. 06) S-4 INTERNATIONAL SPEEDWAY CORP, 1801 W INTL SPEEDWAY BLVD, DAYTONA BEACH, FL, 32114-1243, (386) 254-2700 - 300,000,000 ($299,569,500.00) Non-Convertible Debt, (File 333-118168 - Aug. 12) (BR. 05) S-8 LIFE TIME FITNESS INC, 6442 CITY WEST PARKWAY, STE 300, EDEN PRAIRIE, MN, 55344, 0 ($78,820,000.00) Equity, (File 333-118169 - Aug. 12) (BR. 05) SB-2 Multicell Technologies Inc., 55 ACCESS ROAD, SUITE 700, WARWICK, RI, 02886, (401)738-7560 - 69,650,360 ($15,323,079.20) Equity, (File 333-118170 - Aug. 12) (BR. 36) S-3 ANTIGENICS INC /DE/, 630 FIFTH AVENUE SUITE 2170, NEW YORK, NY, 10111, 2123324774 - 0 ($2,359,000.00) Equity, (File 333-118171 - Aug. 12) (BR. 01) S-1 Medex Holdings CORP, 2231 RUTHERFORD ROAD, CARLSBAD, CA, 92008, (760) 602-4400 - 0 ($345,000,000.00) Equity, (File 333-118172 - Aug. 12) (BR. ) S-8 CAPCO ENERGY INC, 12241 NEWPORT AVENUE, SUITE 221, SANTA ANA, CA, 92705, 7147346876 - 15,880,000 ($2,021,524.00) Equity, (File 333-118173 - Aug. 12) (BR. 04) S-3 ANTIGENICS INC /DE/, 630 FIFTH AVENUE SUITE 2170, NEW YORK, NY, 10111, 2123324774 - 0 ($100,000,000.00) Other, (File 333-118175 - Aug. 12) (BR. 01) S-3 MONRO MUFFLER BRAKE INC, 200 HOLLEDER PKWY, ROCHESTER, NY, 14615-3808, 7166476400 - 100,000 ($2,199,000.00) Equity, (File 333-118176 - Aug. 12) (BR. 05) S-8 TESSCO TECHNOLOGIES INC, 11126 MCCORMICK ROAD, HUNT VALLEY, MD, 21031, 4102291000 - 0 ($12,827,560.00) Equity, (File 333-118177 - Aug. 12) (BR. 36) S-8 AMERICAN ACCESS TECHNOLOGIES INC, 6670 SPRING LAKE ROAD, -, KEYSTONE HEIGHTS, FL, 32656, 3524736673 - 2,500,000 ($4,427,400.00) Equity, (File 333-118178 - Aug. 12) (BR. 06) N-2 Eaton Vance Enhanced Equity Income Fund, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 617-482-8260 - 50,000 ($1,000,000.00) Equity, (File 333-118180 - Aug. 12) (BR. 16) S-3 NOVAVAX INC, 8320 GUILFORD RD, STE C, COLUMBIA, MD, 21046, 3078543900 - 0 ($19,556,317.00) Equity, (File 333-118181 - Aug. 12) (BR. 01) S-3 METRON TECHNOLOGY N V, 4425 FORTRAN DRIVE, SAN JOSE, CA, 94134, 4087194600 - 0 ($11,231,776.00) Equity, (File 333-118182 - Aug. 12) (BR. 36) S-8 ARCHIPELAGO HOLDINGS L L C, 100 SOUTH WACKER DRIVE, SUITE 2012, CHICAGO, IL, 60606, 0 ($52,377,190.00) Equity, (File 333-118183 - Aug. 12) (BR. 07) S-8 PAC-WEST TELECOMM INC, 1776 W. MARCH LANE, SUITE #250, STOCKTON, CA, 95207, 2099263300 - 0 ($1,185,000.00) Equity, (File 333-118184 - Aug. 12) (BR. 37) S-4 Lazy Days R.V. Center, Inc., 6130 LAZY DAYS BOULEVARD, SEFFNER, FL, 33584-2968, (800) 626-7800 - 0 ($137,000,000.00) Non-Convertible Debt, (File 333-118185 - Aug. 12) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABRAXAS PETROLEUM CORP NV X X 08/12/04 ACACIA RESEARCH CORP DE X X 08/12/04 ACCESS INTEGRATED TECHNOLOGIES INC X 08/12/04 ACCESS INTEGRATED TECHNOLOGIES INC X 08/12/04 ACCREDITED HOME LENDERS HOLDING CO DE X X 08/09/04 ACTUANT CORP WI X X 08/11/04 ADAMS RESOURCES & ENERGY INC DE X 08/12/04 ADC TELECOMMUNICATIONS INC MN X 05/18/04 AMEND ADVANCED DIGITAL INFORMATION CORP WA X X 08/12/04 AERO MARINE ENGINE INC NV X 07/30/04 AMEND AEROFLEX INC DE X X 06/30/04 AGILENT TECHNOLOGIES INC DE X 08/12/04 AIR METHODS CORP DE X 08/12/04 AIRGATE PCS INC /DE/ DE X X 08/11/04 AIRNET COMMUNICATIONS CORP DE X X 08/12/04 AIRPLANES LTD DE X 08/12/04 AMEDIA NETWORKS, INC. DE X X 08/09/04 AMERICAN EAGLE OUTFITTERS INC DE X X 08/12/04 AMERICAN INSURED MORTGAGE INVESTORS S CA X X 08/12/04 AMERICAN NATURAL ENERGY CORP OK X 08/11/04 AMERICAN SAFETY INSURANCE HOLDINGS LT X 08/12/04 AMERIPATH INC DE X 08/12/04 AML COMMUNICATIONS INC DE X 08/12/04 ANALOG DEVICES INC MA X 08/12/04 ANALOG DEVICES INC MA X 08/12/04 ANAREN INC NY X X 08/11/04 AP PHARMA INC /DE/ DE X X 03/31/04 AP PHARMA INC /DE/ DE X X 08/11/04 APCO ARGENTINA INC/NEW X X X 08/12/04 APHTON CORP DE X 08/05/04 APOLLO GOLD CORP X 08/12/04 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 08/03/04 APPLIED IMAGING CORP DE X X 08/12/04 ARADIGM CORP CA X X 08/12/04 ARTISOFT INC DE X 08/12/04 ASPEN INSURANCE HOLDINGS LTD D0 X 08/11/04 ASSET-BACKED CERTIFICATES SERIES 2003 DE X X 08/10/04 AMEND ASTEA INTERNATIONAL INC DE X X 08/12/04 ATWOOD OCEANICS INC TX X 08/12/04 AUTHENTIDATE HOLDING CORP DE X X 08/12/04 B2Digital, Inc. DE X 08/12/04 B2Digital, Inc. DE X 04/23/04 AMEND BAKERS FOOTWEAR GROUP INC MO X X 08/09/04 BANC OF AMERICA FUNDING MTG PASS THR NY X X 09/30/03 BANC OF AMERICA FUNDING CORP DE X X 08/12/04 BARNWELL INDUSTRIES INC DE X 08/12/04 BARRY R G CORP /OH/ OH X X 08/12/04 BAY BANKS OF VIRGINIA INC VA X X 08/11/04 BEA SYSTEMS INC DE X X 08/12/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 08/10/04 AMEND BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 08/09/04 AMEND BEAR STEARNS ASSET BACKED CERTS SER 2 DE X X 08/09/04 AMEND BEAR STEARNS ASSET BACKED CERTS SERIE DE X X 08/10/04 AMEND BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 08/10/04 AMEND BEAR STEARNS ASSET BACKED SEC INC CER DE X X 08/10/04 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE X 07/30/04 BEAR STEARNS ASSET BACKED SECURITIES DE X X 08/10/04 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE X X 08/09/04 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE X X 08/10/04 AMEND BEAR STEARNS ASSET-BACKED CERTIFICATE DE X X 08/10/04 AMEND BEBE STORES INC CA X X 06/30/04 BELDEN & BLAKE CORP /OH/ OH X X 08/12/04 BIOANALYTICAL SYSTEMS INC IN X X 08/11/04 BIODELIVERY SCIENCES INTERNATIONAL IN IN X X 08/12/04 BLONDER TONGUE LABORATORIES INC DE X X 08/12/04 BLOUNT INTERNATIONAL INC DE X X 08/12/04 BLUE RIDGE PAPER PRODUCTS INC X X 08/12/04 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA X X 08/12/04 BOUNDLESS MOTOR SPORTS RACING INC CO X X 08/06/04 BRADLEY PHARMACEUTICALS INC DE X X 08/10/04 BRAVO FOODS INTERNATIONAL CORP DE X X 08/11/04 BRISTOL WEST HOLDINGS INC DE X X 08/11/04 BROCADE COMMUNICATIONS SYSTEMS INC DE X X 08/12/04 BRODER BROS CO MI X X 08/10/04 BURLINGTON COAT FACTORY WAREHOUSE COR DE X 08/05/04 AMEND CAMDEN MINES LTD NV X 08/05/04 CAPITAL ONE AUTO FINANCE TRUST 2004-A DE X X 08/11/04 CAPITAL ONE PRIME AUTO RECEIVABLES TR DE X X 08/11/04 CARRINGTON LABORATORIES INC /TX/ TX X X 08/12/04 CDKNET COM INC FL X X 08/12/04 CENTERPOINT PROPERTIES TRUST MD X X 08/05/04 CENTRAL FEDERAL CORP DE X 06/10/04 AMEND CENTURY ALUMINUM CO DE X X 08/12/04 CHAMPPS ENTERTAINMENT INC DE X 08/11/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 08/11/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 08/12/04 CHILDRENS PLACE RETAIL STORES INC X X 08/12/04 CHYRON CORP NY X X 08/12/04 CITIZENS FINANCIAL CORP /KY/ KY X X 06/30/04 CITIZENS FINANCIAL CORP/DE/ DE X 08/12/04 CLARION TECHNOLOGIES INC/DE/ DE X X 06/26/04 CNB FINANCIAL CORP/PA PA X X 08/12/04 CNL INCOME PROPERTIES INC MD X X 08/12/04 COAST DISTRIBUTION SYSTEM INC DE X X 08/09/04 Collegiate Funding Services Education DE X X 07/31/04 COMMUNICATION INTELLIGENCE CORP DE X X X 06/30/04 COMMUNITY CAPITAL CORP /SC/ SC X X 08/12/04 COMPETITIVE TECHNOLOGIES INC DE X X 08/11/04 CONCURRENT COMPUTER CORP/DE DE X X X 08/12/04 CONEXANT SYSTEMS INC DE X X 08/12/04 CONTINENTAL AIRLINES INC /DE/ DE X X 08/12/04 CORCEPT THERAPEUTICS INC X X 08/09/04 CORPORATE BOND BACKED CERTIFICATES TR DE X X 08/02/04 Corridor Communications Corp DE X X 07/23/03 AMEND COSI INC DE X 08/11/04 CREDIT ACCEPTANCE CORPORATION MI X X 08/11/04 CRESCENT BANKING CO GA X X 04/28/04 CSK AUTO CORP DE X X 08/10/04 CYBERONICS INC DE X X 08/12/04 DAIMLERCHRYSLER AUTO TRUST 2004-B MI X X 07/30/04 DELL INC DE X X 08/12/04 DIGENE CORP DE X X 08/12/04 DILLARDS INC DE X X 08/07/04 DIRECTV GROUP INC DE X X 08/12/04 DIXON TICONDEROGA CO DE X X 08/12/04 DOANE PET CARE CO DE X X X 08/12/04 DUANE READE INC DE X X 08/12/04 DYNABAZAAR INC DE X X 08/10/04 DYNASIL CORP OF AMERICA NJ X X 08/12/03 EMS TECHNOLOGIES INC GA X X 08/06/04 ENCHANTED VILLAGE INC DE X X 08/05/04 AMEND ENDOCARE INC DE X X 08/10/04 ENERGY CONVERSION DEVICES INC DE X 08/12/04 ENTRADA NETWORKS INC DE X X 03/31/04 AMEND ENVIRONMENTAL SAFEGUARDS INC/TX NV X X 08/10/04 EQUITABLE RESOURCES INC /PA/ PA X 08/12/04 EURAMAX INTERNATIONAL INC X X X 08/05/04 EXCELLIGENCE LEARNING CORP DE X 08/12/04 EXCHANGE NATIONAL BANCSHARES INC MO X X 08/11/04 EXIDE TECHNOLOGIES DE X X 08/12/04 EXIDE TECHNOLOGIES DE X X 08/12/04 AMEND EXPEDITORS INTERNATIONAL OF WASHINGTO WA X 08/12/04 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 08/11/04 FARMERS NATIONAL BANC CORP /OH/ OH X X 08/12/04 FIND SVP INC NY X 08/12/04 FIRST BANCTRUST CORP DE X X 08/12/04 FIRST MARBLEHEAD CORP X 08/12/04 FIRST UNION REAL ESTATE EQUITY & MORT OH X X X 08/04/04 FLATBUSH FEDERAL BANCORP INC X X 08/11/04 FOCUS ENHANCEMENTS INC DE X X X 08/12/03 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 08/12/04 GE Dealer Floorplan Master Note Trust DE X X 08/12/04 GENAISSANCE PHARMACEUTICALS INC DE X X X 08/12/04 GENERAL BEARING CORP DE X 08/11/04 GENITOPE CORP DE X 08/12/04 GENLYTE GROUP INC DE X X 07/31/04 GLOBAL PAYMENT TECHNOLOGIES INC DE X X 08/12/04 GLOBETEL COMMUNICATIONS CORP DE X X 07/30/04 GOAMERICA INC DE X 08/12/04 GOLDFIELD CORP DE X X X 08/12/04 GRAND TOYS INTERNATIONAL INC NV X 06/30/04 Grande Communications Holdings, Inc. DE X X 08/12/04 GREENWICH CAPITAL ACCEPTANCE INC DE X 08/12/04 GS MORTGAGE SECURITIES CORP DE X X 08/09/04 GS MORTGAGE SECURITIES CORP DE X X 08/10/04 GS MORTGAGE SECURITIES CORP DE X 08/10/04 GS MORTGAGE SECURITIES CORP DE X X 08/10/04 GSAA HOME EQUITY TRUST 2004-6 DE X X 07/29/04 HALIFAX CORP VA X X 08/11/04 HCB BANCSHARES INC OK X X 08/12/04 HEALTHTRAC INC X 08/11/04 HEI INC MN X X 08/12/04 HEWLETT PACKARD CO DE X X X 08/12/04 HOME PROPERTIES INC MD X X 08/06/04 AMEND HOMEBANC MORTGAGE TRUST 2004-1 DE X X 07/30/04 HUMPHREY HOSPITALITY TRUST INC VA X 08/11/04 IA GLOBAL INC DE X 08/12/04 IBT BANCORP INC /MI/ MI X 08/10/04 IDACORP INC ID X X 08/10/04 IDENTIX INC DE X X 08/12/04 IMAGE ENTERTAINMENT INC CA X 08/12/04 IMMUNOGEN INC MA X X 08/12/04 IMPERIAL INDUSTRIES INC DE X X 08/12/04 IMPERIAL OIL LTD X 08/10/04 IndyMac INDX Mortgage Loan Trust 2004 X 07/26/04 IndyMac Residential Asset Securitizat X 07/26/04 INFORMATION HOLDINGS INC DE X X 08/12/04 INFRASOURCE SERVICES INC DE X 08/11/04 INNODATA ISOGEN INC DE X X 08/12/04 INSPIRE PHARMACEUTICALS INC DE X X 08/04/04 INTER PARFUMS INC DE X 08/11/04 INTERSTATE BAKERIES CORP/DE/ DE X X 08/11/04 INTERSTATE BAKERIES CORP/DE/ DE X X 08/12/04 INTERSTATE BAKERIES CORP/DE/ DE X X 08/12/04 INTROGEN THERAPEUTICS INC X X 08/12/04 ISLE OF CAPRI CASINOS INC DE X 07/25/04 ISTA PHARMACEUTICALS INC CA X 08/11/04 ITRONICS INC TX X 08/05/04 IVAX DIAGNOSTICS INC DE X 08/12/04 JACKSONVILLE BANCORP INC /FL/ FL X X 08/06/04 JACUZZI BRANDS INC DE X 08/12/04 JED OIL INC. X X X X 08/12/04 KATY INDUSTRIES INC DE X 06/30/04 KNAPE & VOGT MANUFACTURING CO MI X X 08/12/04 KNOT INC DE X X 08/12/04 KOHLS CORPORATION WI X 08/12/04 LANCER CORP /TX/ TX X X 08/12/04 LIFEPOINT INC DE X X 08/12/04 LIGHTPATH TECHNOLOGIES INC DE X X 08/12/04 LYNCH CORP IN X 08/12/04 MACE SECURITY INTERNATIONAL INC DE X X 08/12/04 MASTR Adjustable Rate Mortgages Trust DE X X 07/30/04 MASTR Alternative Loan Trust 2004-7 DE X X 07/29/04 MATRIX SERVICE CO DE X X 08/12/04 MAVERICK OIL & GAS, INC. X X 07/28/04 MD TECHNOLOGIES INC X X 08/12/04 MEADOW VALLEY CORP NV X X X 08/12/04 MEDCATH CORP DE X X 08/12/04 MEDCATH CORP DE X 08/12/04 MEDVEST HOLDINGS CORP X 08/12/04 MEDVEST HOLDINGS CORP X 08/12/04 MELLON BANK N A MA X X 08/10/04 MELLON BANK N A MA X X 08/10/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE X X 07/28/04 METABASIS THERAPEUTICS INC X 08/12/04 METATEC INC OH X 07/22/04 MFB CORP IN X X 08/06/04 ML MACADAMIA ORCHARDS L P DE X X 08/10/04 MODTECH HOLDINGS INC CA X X 08/12/04 Morgan Stanley ABS Capital I Inc. Tru DE X X 07/27/04 Morgan Stanley ABS Capital I Inc. Tru DE X X 07/28/04 Morgan Stanley Capital I Trust 2004 I DE X X 08/10/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 08/11/04 MOSSIMO INC DE X X 08/12/04 MULTIBAND CORP MN X X 08/09/04 NATIONAL OILWELL INC DE X X 08/12/04 NATIONAL WINE & SPIRITS INC IN X X 08/12/04 NCRIC GROUP INC DC X X 08/10/04 NEW CENTURY RESOURCE NV X 08/04/04 NORTHRIM BANCORP INC AK X X 08/05/04 NOTIFY TECHNOLOGY CORP CA X X 08/12/04 NUI CORP /NJ/ NJ X X 08/12/04