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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| First Quarter |
SR-NYSEArca-2009-20 |
| 34-59562 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NYSEArca-2009-20
|
SR-NYSEArca-2009-17 |
| 34-59556 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-17
|
SR-NYSEArca-2009-14 |
| 34-59542 |
Mar. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due: 15 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-14
|
SR-NYSEArca-2009-16 |
| 34-59525 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-16
|
SR-NYSEArca-2008-134 |
| 34-59522 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Rule 10.16, Sanctioning Guidelines
See also: Notice: Rel. No. 34-59117
|
SR-NYSEArca-2009-15 |
| 34-59521 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-15
|
SR-NYSEArca-2009-01 |
| 34-59518 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
See also: Notice: Rel. No. 34-59270
|
SR-NYSEArca-2009-18 |
| 34-59493 |
Mar. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption SecuritiesŪ Linked to the S&P Small Cap Regional Banks Index
Comments due: March 30, 2009
Submit comments on SR-NYSEArca-2009-18
|
SR-NYSEArca-2009-13 |
| 34-59471 |
Feb. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iSharesŪ MSCI All Peru Index Fund
Comments due: March 27, 2009
Submit comments on SR-NYSEArca-2009-13
|
SR-NYSEArca-2009-12 |
| 34-59459 |
Feb. 26, 2009 |
Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due: March 27, 2009
Submit comments on SR-NYSEArca-2009-12
|
SR-NYSEArca-2009-09 |
| 34-59453 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: March 25, 2009
Submit comments on SR-NYSEArca-2009-09
|
SR-NYSEArca-2009-11 |
| 34-59440 |
Feb. 24, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due: March 24, 2009
Submit comments on SR-NYSEArca-2009-11
|
SR-NYSEArca-2009-10 |
| 34-59395 |
Feb. 11, 2009 |
Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due: March 12, 2009
Submit comments on SR-NYSEArca-2009-10
|
SR-NYSEArca-2008-139 |
| 34-59376 |
Feb. 10, 2009 |
Order Approving Proposed Rule Change Amending the Minor Rule Plan to Increase Certain Sanctions
See also: Notice: Rel. No. 34-59191
|
SR-NYSEArca-2009-03 |
| 34-59364 |
Feb. 5, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due: March 4, 2009
Submit comments on SR-NYSEArca-2009-03
|
SR-NYSEArca-2009-07 |
| 34-59349 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due: March 4, 2009
Submit comments on SR-NYSEArca-2009-07
|
SR-NYSEArca-2008-136 |
| 34-59332 |
Jan. 30, 2009 |
Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6) Relating to the Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities
See also: Notice: Rel. No. 34-59146
|
SR-NYSEArca-2009-05 |
| 34-59308 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due: February 24, 2009
Submit comments on SR-NYSEArca-2009-05
|
SR-NYSEArca-2009-04 |
| 34-59305 |
Jan. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due: February 24, 2009
Submit comments on SR-NYSEArca-2009-04
|
SR-NYSEArca-2009-01 |
| 34-59270 |
Jan. 21, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due: February 23, 2009
See also: Order: Rel. No. 34-59518
|
SR-NYSEArca-2009-06 |
| 34-59289 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due: February 20, 2009
Submit comments on SR-NYSEArca-2009-06
|
SR-NYSEArca-2009-02 |
| 34-59264 |
Jan. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due: February 17, 2009
Submit comments on SR-NYSEArca-2009-02
|
SR-NYSEArca-2008-140 |
| 34-59234 |
Jan. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order
Comments due: February 13, 2009
Submit comments on SR-NYSEArca-2008-140
|
SR-NYSEArca-2008-135 |
| 34-59194 |
Jan. 5, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Amending Rule 6.47A to Reduce the Order Exposure Period from Three Seconds to One Second
See also: Notice: Rel. No. 34-59082
|
| NYSE Arca File Number List for 2009 |
| Release No. |
Date |
Details |
SR-NYSEArca-2009-20 |
| 34-59562 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-20
|
SR-NYSEArca-2009-18 |
| 34-59493 |
Mar. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption SecuritiesŪ Linked to the S&P Small Cap Regional Banks Index
Comments due: March 30, 2009
Submit comments on SR-NYSEArca-2009-18
|
SR-NYSEArca-2009-17 |
| 34-59556 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-17
|
SR-NYSEArca-2009-16 |
| 34-59525 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-16
|
SR-NYSEArca-2009-15 |
| 34-59521 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-15
|
SR-NYSEArca-2009-14 |
| 34-59542 |
Mar. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due: 15 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-14
|
SR-NYSEArca-2009-13 |
| 34-59471 |
Feb. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iSharesŪ MSCI All Peru Index Fund
Comments due: March 27, 2009
Submit comments on SR-NYSEArca-2009-13
|
SR-NYSEArca-2009-12 |
| 34-59459 |
Feb. 26, 2009 |
Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due: March 27, 2009
Submit comments on SR-NYSEArca-2009-12
|
SR-NYSEArca-2009-11 |
| 34-59440 |
Feb. 24, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due: March 24, 2009
Submit comments on SR-NYSEArca-2009-11
|
SR-NYSEArca-2009-10 |
| 34-59395 |
Feb. 11, 2009 |
Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due: March 12, 2009
Submit comments on SR-NYSEArca-2009-10
|
SR-NYSEArca-2009-09 |
| 34-59453 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: March 25, 2009
Submit comments on SR-NYSEArca-2009-09
|
SR-NYSEArca-2009-07 |
| 34-59349 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due: March 4, 2009
Submit comments on SR-NYSEArca-2009-07
|
SR-NYSEArca-2009-06 |
| 34-59289 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due: February 20, 2009
Submit comments on SR-NYSEArca-2009-06
|
SR-NYSEArca-2009-05 |
| 34-59308 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due: February 24, 2009
Submit comments on SR-NYSEArca-2009-05
|
SR-NYSEArca-2009-04 |
| 34-59305 |
Jan. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due: February 24, 2009
Submit comments on SR-NYSEArca-2009-04
|
SR-NYSEArca-2009-03 |
| 34-59364 |
Feb. 5, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due: March 4, 2009
Submit comments on SR-NYSEArca-2009-03
|
SR-NYSEArca-2009-02 |
| 34-59264 |
Jan. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due: February 17, 2009
Submit comments on SR-NYSEArca-2009-02
|
SR-NYSEArca-2009-01 |
| 34-59518 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
|
| 34-59270 |
Jan. 21, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due: February 23, 2009
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http://www.sec.gov/rules/sro/nysearca.shtml
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