No. 98-1163
In the Supreme Court of the United States
OCTOBER TERM, 1998
MIRON FLORIN MARCU, PETITIONER
v.
IMMIGRATION AND NATURALIZATION SERVICE
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney General
DONALD E. KEENER
ALISON R. DRUCKER
HUGH MULLANE
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether substantial evidence supported the Board of Immigration Appeals'
denial of asylum, which was based in part on the State Department's advisory
opinion that a significant change in country conditions made petitioner's
fear of persecution no longer well-founded.
In the Supreme Court of the United States
OCTOBER TERM, 1998
No. 98-1163
MIRON FLORIN MARCU, PETITIONER
v.
IMMIGRATION AND NATURALIZATION SERVICE
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-24a) is reported at 147
F.3d 1078. The decision and order of the Board of Immigration Appeals (Pet.
App. 25a-32a), and the decision and order of the immigration judge (Pet.
App. 33a-38a) are unreported.
JURISDICTION
The court of appeals entered its judgment on June 26, 1998. No petition
for rehearing or suggestion for rehearing en banc was filed by petitioner.
On August 13, 1998-after the time for filing a petition for rehearing or
suggestion for rehearing en banc had elapsed (Fed. R. App. P. 35(c), 40(a)(1))-the
court sua sponte directed the parties to file briefs addressing whether
the case should be reheard en banc. Pet. App. 39a. Petitioner filed a Brief
in Support of Rehearing En Banc, but did not file a separate petition for
rehearing, nor did the brief seek panel rehearing. The court of appeals
denied the suggestion for rehearing en banc on October 22, 1998. Pet. App.
40a. The petition for a writ of certiorari was filed on January 19, 1999.
The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). For the
reasons stated in Point 1, infra, we believe that the Court lacks jurisdiction
because the petition was not timely filed.
STATEMENT
1. The Immigration and Nationality Act of 1952, 8 U.S.C. 1101 et seq., as
amended by the Refugee Act of 1980, Pub. L. No. 96-212, 94 Stat. 102, provides
that an alien will be considered a "refugee" if he "is unable
or unwilling to return to" his home "because of per- secution
or a well-founded fear of persecution on account of race, religion, nationality,
membership in a particular social group, or political opinion." 8 U.S.C.
1101(a)(42)(A). If the "Attorney General determines" that an alien
qualifies as a refugee, the Attorney General may grant that person asylum
in the United States, 8 U.S.C 1158(a). The decision to grant or deny asylum,
however, falls within "the discretion of the Attorney General."
8 U.S.C. 1158(a).1
An alien seeking asylum need only demonstrate a reasonable fear or risk
of persecution. See INS v. Cardoza-Fonseca, 480 U.S. 421, 430-441 (1987).
The alien bears the burden of proving that he is a refugee because he has
the requisite well-founded fear of persecution. 8 C.F.R. 208.13(a) (1994);
see also 8 C.F.R. 208.13(a) (1996). A showing of past persecution gives
rise to a presumption of refugee status. 8 C.F.R. 208.13(b)(1) (1994); see
also 8 C.F.R. 208.13(b)(1) (1996). That presumption can be rebutted, however,
if it is shown, by a preponderance of the evidence, that "since the
time the persecution occurred conditions in the applicant's country of nationality
or last habitual residence have changed to such an extent that the applicant
no longer has a well-founded fear of being persecuted if he were to return."
8 C.F.R. 208.13(b)(1)(i) (1994).2
2. Petitioner is a native and citizen of Romania. Petitioner's mother was
a United States citizen who moved to Romania as a teenager; his father was
Romanian. Pet. App. 2a, 34a.3 When a communist regime came to power in 1945,
most of the family's possessions were confiscated, but they were allowed
to remain in their home, which was the largest house in the town at that
time. Id. at 2a, 37a. The family leased the home as an office to the United
States Department of State. Id. at 2a, 26a.
After the United States closed its office, the government forced petitioner's
family to live in "a small room, 10 feet by 12 feet, with no facilities,
no water, no anything, only a room." Pet. App. 2a. During his youth,
petitioner's mother was imprisoned for refusing to renounce her United States
citizenship, and petitioner experienced some taunting at school. Ibid. He
claimed that his mother's citizenship prevented him from attending a college,
although he was admitted to a technical trade school. Ibid. He was sufficiently
well off that he was able to purchase an expensive home and to decorate
it with some valuables. Id. at 37a.
Petitioner testified that he was arrested and beaten in 1964 for listening
to Radio Free Europe and in 1968 for wearing blue jeans made in the United
States. Id. at 2a. He also complained that, throughout the 1970s and 1980s,
the government repeatedly searched his home and questioned him, and refused
to permit him to visit his first wife after she emigrated to the United
States. Id. at 2a-3a. Finally, in June 1990, after he applied for a visa
to visit the United States, petitioner was summoned to the police station
and beaten unconscious, while officers threatened to kill him for being
an "enemy of the people." Id. at 3a, 37a.
In September 1990, petitioner left Romania for the United States with his
second wife. Pet. App. 3a, 27a. His mother-in-law, who lives in his Romanian
home, testified that within a few weeks of his departure, the local police
came to the home seeking information about him. Id. at 3a.
3. a. In September 1990, petitioner entered the United States as a nonimmigrant
visitor, but he did not timely depart. Pet. App. 25a. In November 1992,
the Immigration and Naturalization Service (Service) commenced deportation
proceedings against petitioner. Id. at 33a; see also 8 U.S.C. 1251(a)(1)(B).
Petitioner conceded deportability, but sought asylum and withholding of
deportation based on the persecution he claimed to have suffered at the
hands of the Romanian government. Pet. App. 2a, 3a. Pursuant to regulation,
8 C.F.R. 208.11, the immigration judge forwarded petitioner's asylum application
to the Department of State for an advisory opinion. Pet. App. 33a.
The State Department responded with a letter from Roger Dankert, Director,
Office of Asylum Affairs, Bureau of Human Rights and Humanitarian Affairs,
and a report on country conditions in Romania. Pet. App. 41a-48a. In the
letter, Director Dankert observed that information indicating that petitioner
received a good education and long-term employment and that his first wife
was permitted to travel to the United States "d[id] not comport with
the applicant's depiction of himself as a constant target of official harassment,
for they would not have been possible for someone in serious troubles with
the authorities." Id. at 42a. The Director acknowledged that "[t]he
applicant's connections with the United States may well have led to recurrent
interest in him on the part of [Communist] authorities." Id. at 41a.
But, the Director continued, there had been "real change in the Romanian
Government" with the downfall of the Ceausescu regime so that petitioner
was "incorrect in stating that his U.S. connections would be a basis
for retribution against him." Id. at 42a. The Director concluded that
"[w]e see no reason why the applicant could not reside tranquilly in
Romania." Ibid. The Director noted that his observations were based
on the State Department's analysis of "country conditions and other
relevant factors," and also on "an evaluation of the specific
information provided in the application."4
The country-conditions report that accompanied the letter summarized the
recent political changes in Romania since the overthrow of the Ceausescu
regime in late 1989. Pet. App. 44a. The report explained that "[c]hanges
in Romania have been fundamental," such that the country has been "profoundly
transformed" and has made "solid progress in human rights."
Ibid. The report also noted that a weak economy has caused Romanians "to
seek economic opportunity and a better life in Western Europe or North America."
Ibid. The report concluded that "country conditions have so altered
as to remove any presumption that past mistreatment under Ceausescu or in
the chaotic first year after his overthrow will lead to mistreatment in
the future." Id. at 45a.
b. Following a hearing, the immigration judge concluded that petitioner
had not established a well-founded fear of future persecution. Pet. App.
37a. She noted at the outset that the State Department report was "not
dispositive since it is this Court's responsibility to determine eligibility."
Id. at 33a. The immigration judge then determined that, "[b]ased on
the documentation submitted and the testimony," she could not "on
this record find that the stringent test that Congress has said that has
to be met, has been met, as to persecution." Id. at 37a. She also found
it "highly peculiar" that petitioner's mother-in-law was able
to travel freely to the United States and that she was returning to Romania.
Ibid.
c. The Board of Immigration Appeals affirmed. Pet. App. 32a. The Board acknowledged
that the physical beatings petitioner claimed to have endured "might
rise to the level of [past] persecution." Id. at 29a. The Board nevertheless
concluded that petitioner "failed to establish that he maintains a
well-founded fear of persecution," ibid., because "[a] preponderance
of evidence in the record of proceedings indicates that conditions have
changed dramatically in Romania since the respondent's departure,"
id. at 31a. The Board placed significant weight on the State Department's
analysis of petitioner's claim and its recommendation regarding the likelihood
of future persecution given the change in government. Ibid. The Board also
determined that the persecution petitioner previously suffered was not sufficiently
severe to merit a grant of asylum on humanitarian grounds. Id. at 31a-32a.
Finally, the Board concluded that, because petitioner "failed to satisfy
the lower burden of proof required for asylum, it follows that he has failed
to satisfy the clear probability standard of eligibility required for withholding."
Id. at 32a.
4. The court of appeals denied the petition for review. Pet. App. 9a. The
court considered the only question before it to be "whether there is
substantial evidence in the record to support the [Board's] conclusion that
the [Service] successfully rebutted the presumption of future persecution."
Id. at 5a.5 The court approved the Board's significant reliance on the State
Department's advisory letter and country conditions report, noting that
"[w]e have previously described these country reports as '"the
most appropriate and perhaps the best resource" for "information
on politi- cal situations in foreign nations."'" Ibid. (quoting
Kazlauskas v. INS, 46 F.3d 902, 906 (9th Cir. 1995), and Rojas v. INS, 937
F.2d 186, 190 n.1 (5th Cir. 1991) (per curiam)).
The court of appeals concluded that (1) the State Department report, (2)
Director Dankert's analysis, which "was individualized to [petitioner's]
situation," Pet. App. 6a, and (3) the absence of "alleged abuses
[by petitioner] after that ['chaotic first year'], which is completely consistent
with the Department of State report", ibid., together "provided
substantial evidence for the [Board's] determination that the [Service]
successfully rebutted the presumption of future persecution." Id. at
7a. The fact that "the documentary evidence [petitioner] submitted
in some ways confirms the country report's observation that the conditions
in Romania have changed" reinforced the court's conclusion. Ibid. In
short, the court of appeals perceived that the case reduced to "a factual
dispute regarding the current conditions in Romania," and discerned
that its "task is to determine whether there is substantial evidence
to support the [Board's] finding, not to substitute an analysis of which
side in the factual dispute we find more persuasive." Ibid.6
Judge Hawkins dissented. Pet. App. 9a-24a. Although he agreed "with
the majority that the issue is whether there is substantial evidence in
the record to support the [Board's] conclusion," id. at 15a, he concluded
that the record as a whole failed sufficiently to rebut the presumption
of a well-founded fear of persecution. Id. at 17a. The dissent also criticized
the Board for failing to address petitioner's claim that the local authorities
would persecute him upon his return. Id. at 23a.
ARGUMENT
1. Review should be denied because the petition appears to be untimely.
Pursuant to 28 U.S.C. 2101(c), a petition for a writ of certiorari in a
civil case must be filed within 90 days after entry of a court of appeals'
judgment. This time limitation is "mandatory and jurisdictional."
Missouri v. Jenkins, 495 U.S. 33, 45 (1990). The court of appeals entered
its judgment on June 26, 1998. The petitioner did not file a petition for
rehearing, nor did he seek an extension of time from this Court in which
to file a petition for a writ of certiorari. Accordingly, the petition was
due on September 24, 1998. The petition was not filed, however, until January
19, 1999.
Petitioner contends (Pet. 1-2) that the court of appeals' sua sponte call
for briefing on whether the case should be heard en banc sufficed to toll
the time for filing the petition. That is incorrect. Pursuant to Supreme
Court Rule 13.3, a suggestion made to a court of appeals for rehearing en
banc does not toll the time for filing a petition for a writ of certiorari.
For the same reason, a sua sponte call by the court of appeals for briefing
on the appropriateness of rehearing en banc should not toll the 90-day filing
period. That is especially true when, as in this case, the court's request
for briefs is made outside the proper time limit for filing a petition for
rehearing or suggestion for rehearing en banc (Fed. R. App. P. 35(c), 40(a)(1)),
and no rehearing or rehearing en banc is ultimately granted by the court.
Petitioner claims (Pet. 2) that the order for briefing was treated as both
a petition for rehearing and a suggestion for rehearing en banc. But nothing
in the Ninth Circuit rules so provided. See 9th Cir. R. 35-1, 40-1 (1998);
compare Jenkins, 495 U.S. at 50 (noting Fifth and Eleventh Circuits' rules
that automatically denominate all suggestions for rehearing en banc as also
petitions for panel rehearing).7 Nor does anything in the court's orders
requesting briefing or denying rehearing en banc indicate that the court
considered a petition for rehearing also to be pending. The initial order
requesting briefing seeks only the parties' positions "on whether the
case should be reheard en banc." Pet. App. 39a. Likewise, the order
denying the suggestion for rehearing en banc notes only that a judge of
the court requested "an en banc vote" and that a majority of the
judges of the court "voted against en banc consideration of this case."
Id. at 40a. There is no order of the court denying a petition for rehearing.
Petitioner also gave no indication that he considered a petition for rehearing
to be embraced within his court of appeals' filing. Petitioner's filing
in response to the court's order requesting briefing on the propriety of
en banc consideration is styled only as a "Brief in Support of Rehearing
En Banc." The text of the document advocates only rehearing en banc,
Br. 1, 8 ("Reasons Why Rehearing En Banc Should Be Granted"),
9, 17 ("The need for en banc review is therefore both immediate and
compelling."), 19, 21, 23, and its conclusion requests only that petitioner's
appeal "be reheard en banc," id. at 24. Finally, the fact that
the court of appeals withheld issuance of its mandate alone is an insufficient
basis for inferring, against all the contrary indications, that either the
court of appeals or petitioner considered a petition for rehearing to be
pending when the time for filing a petition for a writ of certiorari expired.
Sup. Ct. R. 13.3 ("The time to file a petition for a writ of certiorari
runs from the date of entry of the judgment or order sought to be reviewed,
and not from the issuance date of the mandate."); cf. Fed. R. App.
P. 41(d)(1) (providing generally for stay of the mandate until disposition
of a timely filed petition for rehearing or for rehearing en banc).
Contrary to petitioner's suggestion (Pet. 2 n.1), this case thus stands
in sharp contrast to Jenkins, where the court by its orders and the petitioner
by the characterization of its filing provided concrete evidence that the
suggestion for rehearing en banc was also considered to be a petition for
rehearing. Because there is no evidence in the record that petitioner's
brief filed in response to a court order constituted a petition for rehearing,
the petition should be denied as untimely.
2. a. Petitioner contends (Pet. 9-13) that review of the court of appeals'
substantial-evidence determination is necessary to resolve a conflict in
the circuits. No such conflict exists. The court's determination that substantial
evidence supported the Board's discretionary denial of asylum is consistent
with the Seventh Circuit's disposition of the virtually identical claim
in Vaduva v. INS, 131 F.3d 689 (1997). Vaduva, like petitioner, was a Romanian
citizen who had been beaten and endured other instances of harassment and
interrogation because of his support for pro-democratic forces in the chaotic
period following the downfall of Ceausescu. Id. at 690. The Seventh Circuit,
like the Ninth Circuit, upheld the Board's denial of asylum, which relied
heavily on the State Department's advisory opinion and report of country
conditions. The court of appeals explained:
The State Department's report does not necessarily mean that Vaduva loses,
but he had better be able to point to a highly credible independent source
of expert knowledge if he wants to contradict the . . . Department's evaluation
of the likelihood of his being persecuted if he is forced to return home,
an evaluation to which courts inevitably give considerable weight.
Id. at 691 (internal quotation marks omitted). Like the Ninth Circuit here,
the Seventh Circuit concluded that the applicant's appeal "was not
groundless * * * but in the end it fails like others because it cannot overcome
a simple reality: a dramatic change has swept through the Balkan countries,
making asylum in this one unnecessary." Id. at 692.
b. It is true, as petitioner notes (Pet. 10-12), that the substantial-evidence
inquiry has come out differently in some cases where the Service also placed
weight upon the State Department's advisory report. But that does not represent
a conflict in the circuits on a question of broad legal import. It simply
reflects the necessarily individualized, record-based, and context-specific
character of substantial-evidence review. The court of appeals here, like
the Seventh Circuit in Vaduva, did not rule as a matter of law that State
Department reports regarding changed country conditions will always suffice
to rebut a showing of past persecution. Rather, the Seventh and Ninth Circuits
each simply held that, on the record before the court, the individualized
analysis in the State Department's advisory letter and the information contained
in the country conditions report constituted substantial evidence to rebut
the applicant's particular fear of persecution, which in both cases was
based on the conduct of now-displaced government officials. See Pet. App.
6a-7a (noting that the State Department's report "was individualized
to [petitioner's] situation"); Vaduva, 131 F.3d at 690.
The cases upon which petitioner rests his claim of a conflict (Pet. 10-12)
do not support him for reasons that were peculiar to those cases. In Fergiste
v. INS, 138 F.3d 14 (1st Cir. 1998), the court, applying substantial evidence
review, concluded that a State Department report documenting a change of
government in Haiti did not provide substantial evidence to defeat the applicant's
fear of persecution by nongovernmental, private forces who continued to
operate after (and, indeed, may have been invigorated by) the change in
government. Id. at 19. Moreover, in Fergiste, the court of appeals reversed
because, despite the Board's finding that the applicant had been subjected
to persecution in the past, the Board failed to presume a well-founded fear
of future persecution, as required by the regulation. Id. at 18-19. In this
case, by contrast, the Board applied the appropriate presumption, but then
concluded that the evidence in the record detailing the dramatic change
in country conditions adequately rebutted that presumption. Pet. App. 4a-7a.
Likewise, the substantial-evidence rulings in Gailius v. INS, 147 F.3d 34
(1st Cir. 1998), and de la Llana-Castellon v. INS, 16 F.3d 1093 (10th Cir.
1994) (both cited at Pet. 11), do not conflict with the court of appeals'
decision in this case. Neither case addresses the regulation governing the
burden of proof in asylum cases, 8 C.F.R. 208.13(b)(1)(i), or the presumption
of a well-founded fear of future persecution that a demonstration of past
persecution triggers under that regulation. In Gailius, the court remanded
the Board's denial of asylum because the immigration judge failed to rule
on the credibility and authenticity of the alien's persecution claim. 147
F.3d at 47. Further, unlike petitioner, the applicant in Gailius offered
a wealth of specific and detailed testimony that was "[u]nlike the
vast majority of asylum claimants," id. at 45, and that specifically
responded (with expert testimony) to the Service's claim of changed conditions
by showing that the former Communists who had persecuted him had recently
been restored to power. Id. at 39, 42-43. In de la Llana-Castellon, the
court ruled only that the agency's sua sponte use of administrative notice,
without affording the petitioner any opportunity to rebut the administratively
noticed information, violated the alien's right to due process. 16 F.3d
at 1098-1100. That case, like Fergiste v. INS, supra, moreover, involved
threats of violence by a nongovernmental group that remained "a force
to be reckoned with" despite the change in government. Id. at 1097.8
3. Petitioner also contends (Pet. 13-18) that the court of appeals' decision
merits review because it conflicts with requirements in federal and international
law that asylum determinations be based on the alien's individual circumstances.
That claim lacks merit for four reasons.
First, the immigration judge, Board, and court of appeals, in fact, each
undertook an individualized analysis of whether petitioner's fear of persecution
reasonably persisted despite the change in government. See Pet. App. 6a
("Moreover, the Department of State report was individualized to [petitioner's]
situation."); id. at 31a ("The record of proceedings does not
indicate that a person in the respondent's circumstances would reasonably
fear persecution upon returning to Romania"; noting that mother-in-law
has resided peacefully in petitioner's home for three years) (emphasis added);
id. at 37a (noting petitioner's accomplishments in Romania; considering
it "highly peculiar" that "a relative as close as the mother
of his wife can come and visit and the authorities know apparently * * *
and she has no intention of remaining in the United States, but is returning
to Rumania [sic]"). Thus, the question that petitioner presents for
review by this Court-whether a fear of persecution can be rebutted by "generalized
changes in country conditions, and without any evidence pertaining to the
alien" (Pet. i)-is simply not presented by the record in this case.
Second, while faulting the asserted lack of further individualized analysis,
petitioner never actually identifies what additional evidence he believes
the government should have introduced to rebut the presumption of persecution.
Petitioner demonstrated that any persecution he previously suffered was
at the hands of a vehemently anti-Western, Communist government. The Service
responded by introducing evidence that the anti-Western Communist government
had fallen four years earlier (Pet. App. 42a, 47a); that his United States
connections would no longer be "a basis for retribution against him"
(id. at 42a); that "civil liberties, including freedom of speech, press,
assembly, association, religion, and travel are respected" (id. at
44a); and that any residual elements of persecution "can be averted
by internal relocation or by recourse to the nascent democratic legal structures
rather than by recourse to seeking political asylum abroad" (id. at
45a-46a). Because of the availability of internal relocation, the fear of
persecution solely by local officials that petitioner expresses generally
would not establish a well-founded fear of persecution, and thus need not
have been specifically rebutted by the Service.9 Finally, given that petitioner
has persisted in residing illegally in the United States now for nearly
the entire decade since the fall of the government he claims persecuted
him, it is inconceivable that the Service could or should have uncovered
voluminous or detailed personalized evidence regarding how petitioner is
likely to be treated by a government under which he has never lived.
Third, contrary to petitioner's argument (Pet. 14), the court of appeals'
ruling is consistent with the text of the Service's burden-of-proof regulation,
8 C.F.R. 208.13(b)(1)(i). Because the State Department letter and the immigration
judge's, Board's, and court of appeals' rulings considered petitioner's
"particular fear of persecution" (Pet. 14), petitioner's only
complaint can be that the evidence was not individualized enough to rebut
his evidence of past persecution. But the text of the regulation says nothing
about whether and to what extent evidence must be tailored to the individual
applicant. Nor does it specify what types of evidence are relevant or what
probative force will attach to evidence like the State Department's advisory
letter and general country conditions report. Rather, the regulation simply
requires the Service to show that there has been a substantial and beneficial
change in country conditions (so that the alien's fear is no longer well
founded); it does not require a detailed showing regarding the alien's individual
circumstances.10 Given the substantial deference that Congress has accorded
the Attorney General in making asylum decisions- making dispositive whether
the "Attorney General determines," 8 U.S.C. 1158(a), that an alien
has a well-founded fear of persecution--and the broad deference accorded
an agency's interpretation of its own regulation, see, e.g., Thomas Jefferson
Univ. v. Shalala, 512 U.S. 504, 512 (1994), petitioner's lengthy discussion
(Pet. 14-17) of how he believes the burden of proof and evidentiary principles
should have operated simply represents a disagreement with established principles
of deference to the administrative agency.
Fourth, petitioner's claim (Pet. 17-18) that the United Nations Protocol
Relating to the Status of Refugees, Jan. 31, 1967, 19 U.S.T. 6224, requires
that a more rigid burden of proof be imposed on the Service is without basis.
The Protocol does not impose any requirements on signatory States regarding
asylum decisions. See Guy S. Goodwin-Gill, The Refugee in International
Law 103-105, 107, 119, 121, 225 (1983); United Nations High Comm'r for Refugees,
Handbook on Procedures and Criteria for Determining Refugee Status Under
the 1951 Convention and the 1967 Protocol Relating to the Status of Refugees
Intro. (G) ¶¶ 24-25, at 7 (rev. ed. Jan. 1992); see also INS v.
Cardoza-Fonseca, 480 U.S. 421, 441 (1987) (Protocol language that pertains
to asylum "is precatory").11
4. Contrary to petitioner's contention (Pet. 18-20), the court of appeals'
ruling does not present any question of broad legal importance. Although
petitioner now attempts to portray his claim as presenting a legal question
regarding the burden of proof, that is not how either petitioner or the
court of appeals looked at this case below. There, both petitioner and the
court (including the dissenting judge) recognized that the only question
in the case was whether substantial evidence in the record rebutted the
presumption that petitioner faced "future persecution" (Pet. App.
5a n.1) by a government that ceased to exist years earlier. See id. at 3a,
7a, 15a-16a; Pet. C.A. Br. 12 (factual basis for denial of asylum should
be "reviewed for substantial evidence"), 20-21, 24 (contending
that substantial evidence standard not met by proof in this case; no argument
that either a legal question regarding the appropriate burden of proof or
the general ability of a State Department analysis and report to qualify
as substantial evidence was at issue); Pet. C.A. Reply Br. 1, 6 (same).
Petitioner's current burden-of-proof arguments appeared for the first time
in a brief filed in response to the court of appeals' sua sponte call for
briefing on the appropriateness of rehearing en banc.
Understood as a substantial evidence case, petitioner's claim is that his
arguments and evidence rendered a particular form of proof-the State Department's
individualized analysis and country conditions report-insufficiently probative.
That claim, however, presents a quintessential question of substantial evidence,
and the task of evaluating whether an agency's decision is supported by
substantial evidence belongs "primarily" to the court of appeals.
"This Court will intervene only in what ought to be the rare instance
when the standard appears to have been misapprehended or grossly misapplied."
Mobil Oil Corp. v. Federal Power Comm'n, 417 U.S. 283, 310 (1974); see also
Universal Camera Corp. v. NLRB, 340 U.S. 474, 491 (1951). That principle
should apply with particular force when, as here, both levels of the administrative
agency and the court of appeals concurred in their analysis of the record
and its application to the governing law.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DAVID W. OGDEN
Acting Assistant Attorney General
DONALD E. KEENER
ALISON R. DRUCKER
HUGH MULLANE
Attorneys
MARCH 1999
1 Section 604 of the Illegal Immigration Reform and Immigrant Responsibility
Act of 1996 (IIRIRA), Pub. L. No. 104-208, Div. C, Tit. VI-A, 110 Stat.
3009-690, significantly revised the Immigration and Nationality Act's asylum
provision. That amendment, however, does not govern the present case because
it applies to applications for asylum filed on or after April 1, 1997. IIRIRA,
Tit. VI-A, § 604(c), 110 Stat. 3009-694; see also Pet. App. 1a-2a.
The changes in asylum worked by the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), Pub. L. No. 104-132, Tit. IV-C, § 421(a), 110
Stat. 1270, do apply to this case because the AEDPA amendment governs asylum
determinations made on or after the amendment's effective date of April
24, 1996. AEDPA, Tit. IV-C, § 421(b), 110 Stat. 1270. For purposes
of petitioner's claim, however, the AEDPA amendment to asylum does not differ
in any material way from the pre-AEDPA asylum provision.
2 That regulation provides in full:
If it is determined that the applicant has established past persecution,
he or she shall be presumed also to have a well-founded fear of persecution
unless a preponderance of the evidence establishes that since the time the
persecution occurred conditions in the applicant's country of nationality
or last habitual residence have changed to such an extent that the applicant
no longer has a well-founded fear of being persecuted if he were to return.
The text of the 1996 version of the regulation is identical. 8 C.F.R. 208.13(b)(1)(i)
(1996).
3 Because petitioner's mother left the United States at a young age, she
did not pass her citizenship on to petitioner. See Pet. App. 34a; Nationality
Act of 1940, ch. 876, § 201(g), 54 Stat. 1139.
4 The letter also noted that the State Department had no "independent
information" about petitioner from its own sources, and thus relied
on the personal information provided in petitioner's application. Pet. App.
42a.
5 Like the Board, the court of appeals assumed that petitioner had shown
that he suffered past persecution. Pet. App. 5a.
6 The court of appeals also affirmed the Board's decision to deny petitioner
asylum for humanitarian reasons and to deny withholding of deportation.
Pet. App. 8a-9a. Petitioner has not sought this Court's review of either
of those aspects of the court of appeals' judgment. The Question Presented
and the text of the petition address only the Service's asylum decision
and application of an asylum regulation. (A separate regulation governs
the burden of proof in withholding of deportation cases. See 8 C.F.R. 208.16(b)(2).)
7 In the absence of a written court rule or well-established circuit law
making clear that all suggestions for rehearing en banc will also be considered
as petitions for rehearing (petitioner cites no such authority, and we are
aware of no such rule or caselaw within the Ninth Circuit), the practice
guide on which petitioner relies (Pet. 2) is an insufficient basis for tolling
the time period for seeking certiorari.
8 Petitioner's claim (Pet. 11-12) that the court's ruling conflicts with
Bevc v. INS, 47 F.3d 907 (7th Cir. 1995), and Hamzehi v. INS, 64 F.3d 1240
(8th Cir. 1995), is even further afield. Those cases addressed the initial
burden on the alien to prove persecution, not the burden on the government
to rebut the presumption of a well-founded fear. Bevc, 47 F.3d at 910; Hamzehi,
64 F.3d at 1243-1244 ("vagueness, confusion, and inconsistencies permeated
the Hamzehis' testimony," so that they failed to establish a "reasonable
link between the mistreatments of the past and their claim of a present,
well-founded fear of political persecution").
9 See, e.g., In re A-E-M-, Int. Dec. No. 3338, 1998 WL 99555 (BIA Feb. 20,
1998) (fear of persecution insufficient where it did not "exist throughout
that country"); In re C-A-L-, Int. Dec. No. 3305, 1997 WL 80985 (BIA
Feb. 21, 1997) ("This Board has found that an alien seeking to meet
the definition of a refugee must do more than show a well-founded fear of
persecution in a particular place within a country. He must show that the
threat of persecution exists for him country-wide."); 63 Fed. Reg.
31,947 (1998) ("The Board and the Federal courts have long acknowledged
the requirement of countrywide persecution as an integral component of the
refugee definition, which cannot be met if the applicant reasonably could
be expected to seek protection by relocating to another part of the country
in question.").
10 An alien, of course, is not precluded from offering proof that he has
a well-founded fear despite the change in country conditions. See Gailius,
147 F.3d at 46. All that a showing of changed country conditions does is
remove the administratively created presumption of a well-founded fear of
future persecution.
11 Even if the Protocol did regulate asylum decisions, it is not a self-executing
treaty. See United States v. Aguilar, 883 F.2d 662, 680 (9th Cir. 1989),
cert. denied, 498 U.S. 1046 (1991); Bertrand v. Sava, 684 F.2d 204, 218-219
(2d Cir. 1982).