SEC NEWS DIGEST Issue 2005-57 March 25, 2005 RULES AND RELATED MATTERS SEC APPROVES GOLDMAN, SACHS AND CO.’s APPLICATION TO BE SUPERVISED AT THE GROUP LEVEL AS A CONSOLIDATED SUPERVISED ENTITY On March 23, the Commission approved the application of Goldman, Sachs, & Co. (GS), a registered broker-dealer, to use the alternative method of computing net capital contained in Appendix E to Rule 15c3-1 (17 CFR 240.15c3-1e) to the Securities Exchange Act of 1934. As a condition to the approval of GS’s application, The Goldman Sachs Group, Inc. (GSGroup) consented to group-wide Commission supervision. GSGroup and its affiliates are referred to as a “consolidated supervised entity,” or “CSE.” (Rel. 34-51421) ENFORCEMENT PROCEEDINGS SEC v. MAVEN CAPITAL CORPORATION, ET AL. On March 15, the Honorable Kent J. Dawson, U.S. District Judge for the District of Nevada, entered an Order To Show Cause why defendant Rodd Buckle (Buckle) should not be held in civil contempt for his violation of the Court’s Feb. 13, 2001, order requiring him to pay disgorgement and civil penalties. The Commission’s application alleged that on Feb. 13, 2001, the Court entered an Order on Civil Penalties as to Buckle. The order provided, among other things, that Buckle pay previously ordered disgorgement of $2,037,815 and a civil penalty of $110,000 within 30 days of the order. The Commission alleged that Buckle made no payment whatsoever through March 2004. On a prior application by the Commission, the Court found Buckle in contempt on March 5, 2004. He has since paid only $276.10. [SEC v. Maven Capital Corporation, et al., USDC, District of Nevada, Civil Action No. CV-S-00501-KJD (LRL)] (LR-19155) SEC FILES FINANCIAL FRAUD ACTION AGAINST FORMER SENIOR OFFICERS OF IGO CORPORATION On March 24, the Commission filed a civil injunctive action in federal district court against three former senior officers of iGo Corporation (iGo) for violations of the antifraud, periodic reporting, record keeping, internal controls, and lying to auditors provisions of the federal securities laws. The complaint alleges that the defendants engaged in fraudulent accounting practices in fiscal years 1999 and 2000 that caused iGo to materially overstate its revenues by millions of dollars. The defendants, according to the complaint, collectively caused iGo to improperly record revenue on a loan transaction, on consignment sales, on a sham transaction, on product that was not shipped, and on transactions that should have been recorded in a later fiscal period. The complaint further alleges that the defendants made materially false and misleading statements to iGo’s independent auditors. Named as defendants in the complaint are Kenneth W. Hawk, iGo’s founder and former chairman of the board and chief executive officer; Michael J. Delargy, iGo’s former chief financial officer and chief operating officer; and Thomas R. de Jong, iGo’s former senior vice president of sales. IGo, which was located in Reno, Nevada and no longer is a public company, manufactured and distributed parts and accessories for mobile technology products such as laptops and cellular phones. In its complaint, the Commission requests that the Court issue a final judgment permanently restraining and enjoining the defendants from violating and/or aiding and abetting violations of Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B), and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act), and Exchange Act Rules 10b-5, 12b-20, 13a-1, 13a-13, 13b2-1, and 13b2-2. Also, as to Hawk, the Commission is seeking an order holding him liable as a control person, under Section 20(a) of the Exchange Act, for iGo’s violations of Sections 10(b), 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act, and Exchange Act Rules 10b-5, 12b-20, 13a-1, 13a-13. The Commission also is seeking an order that each defendants be prohibited from acting as an officer or director of a public company, that the defendants disgorge all ill-gotten gain, including compensation and other remuneration, they received by virtue of their misconduct, and that the defendants pay civil penalties. [SEC v. Kenneth W. Hawk, Michael J. Delargy, and Thomas R. de Jong, Civil Action No. 6449, USDC, Nevada; SEC v. Maven Capital Corporation, et al., U.S. District Court for the District of Nevada, Civil Action No. CV-S- 00501-KJD (LRL)] (LR-19156) INVESTMENT ADVISERS ACT RELEASES PARKLAND MANAGEMENT COMPANY, L.L.C. An order has been issued on an application filed by Parkland Management Company, L.L.C. under Section 202(a)(11)(F) of the Investment Advisers Act. The order declares Parkland Management Company, L.L.C. to be a person not within the intent of Section 202(a)(11) of the Advisers Act, which defines the term "investment adviser." (Rel. IA-2369) INVESTMENT COMPANY ACT RELEASES DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Hilliard Lyons Growth Fund, Inc. [File No. 811-6423] [Rel. No. IC - 26790] – March 23, 2005 Credit Suisse Strategic Small Cap Fund, Inc. [File No. 811-10435] [Rel. No. IC - 26791] – March 23, 2005 Credit Suisse New York Tax Exempt Fund, Inc. [File No. 811-4170] [Rel. No. IC - 26792] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 1 [File No. 811-1015] [Rel. No. IC - 26793] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 15 [File No. 811-1507] [Rel. No. IC - 26794] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 19 [File No. 811-1688] [Rel. No. IC - 26795] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 20 [File No. 811-1742] [Rel. No. IC - 26796] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 30 National Trust 30 [File No. 811-2096] [Rel. No. IC - 26797] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 32 National Trust 32 [File No. 811-2121] [Rel. No. IC - 26798] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 34 National Trust 34 [File No. 811-2160] [Rel. No. IC - 26799] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 35 National Trust 35 [File No. 811-2169] [Rel. No. IC - 26800] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 38 [File No. 811-2223] [Rel. No. IC - 26801] – March 23, 2005 Nuveen Tax Exempt Unit Trust Series 39 National Trust 39 [File No. 811-2234] [Rel. No. IC - 26802] – March 23, 2005 Touchstone Series Trust [File No. 811-8380] [Rel. No. IC - 26803] – March 23, 2005 Arden Registered Institutional Advisers, L.L.C. [File No. 811-21307] [Rel. No. IC - 26804] – March 23, 2005 Nuveen Florida Dividend Advantage Municipal Fund [File No. 811-9467] [Rel. No. IC - 26805] – March 23, 2005 Nuveen Missouri Dividend Advantage Municipal Bond Fund [File No. 811-10195] [Rel. No. IC - 26806] – March 23, 2005 Nuveen California Dividend Advantage Municipal Fund 4 [File No. 811-10545] [Rel. No. IC - 26807] – March 23, 2005 Nuveen Dividend Advantage Municipal Fund 4 [File No. 811-10547] [Rel. No. IC - 26808] – March 23, 2005 Nuveen Pennsylvania Dividend Advantage Municipal Fund 3 [File No. 811-21150] [Rel. No. IC - 26809] – March 23, 2005 Nuveen New Jersey Dividend Advantage Municipal Fund 3 [File No. 811-21151] [Rel. No. IC - 26810] – March 23, 2005 Nuveen Michigan Dividend Advantage Municipal Fund 2 [File No. 811-21156] [Rel. No. IC - 26811] – March 23, 2005 Nuveen Colorado Dividend Advantage Municipal Fund [File No. 811-21159] [Rel. No. IC - 26812] – March 23, 2005 Nuveen Insured PA Tax Free Advantage Municipal Fund [File No. 811-21243] [Rel. No. IC - 26813] – March 23, 2005 Nuveen Insured NJ Tax Free Advantage Municipal Fund [File No. 811-21244] [Rel. No. IC - 26814] – March 23, 2005 Nuveen Insured Michigan Tax-Free Advantage Municipal Fund [File No. 811-21245] [Rel. No. IC - 26815] – March 23, 2005 Nuveen Insured New York Tax Free Advantage Municipal Fund 2 [File No. 811-21302] [Rel. No. IC - 26816] – March 23, 2005 Nuveen Insured Tax-Free Advantage Municipal Fund 2 [File No. 811-21303] [Rel. No. IC - 26817] – March 23, 2005 Nuveen Insured CA Tax Free Advantage Municipal Fund 2 [File No. 811-21304] [Rel. No. IC - 26818] – March 23, 2005 Phoenix Trust [File No. 811-4116] [Rel. No. IC - 26819] – March 23, 2005 American Municipal Term Trust Inc. III [File No. 811-6516] [Rel. No. IC - 26820] – March 23, 2005 Lindbergh Funds [File No. 811-9437] [Rel. No. IC - 26821] – March 23, 2005 TCW Premier Funds [File No. 811-21164 [Rel. No. IC - 26822] – March 23, 2005 TRUST INDENTURE ACT RELEASES MRS. FIELDS FAMOUS BRANDS, LLC, ET AL. The Commission issued an order on an application by Mrs. Fields Famous Brands, LLC, Mrs. Fields Financing Company, Inc., and certain guarantors under Section 304(d) of the Trust Indenture Act of 1939. The order conditionally exempts from the certificate or opinion delivery requirements of Section 314(d) of the 1939 Act certain provisions of an indenture dated March 16, 2004, as supplemented by an indenture dated Feb. 9, 2005, between Mrs. Fields Famous Brands, Mrs. Fields Financing Company, certain guarantors, and The Bank of New York, as trustee. (Rel. TI-2434; File No. 22-28772) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The International Securities Exchange filed a proposed rule change (SR- ISE-2004-27) and Amendments No. 1 and No. 2 thereto relating to trading options on reduced values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, including long-term options. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34- 51410) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2004-17) that would allow FICC to amend the rules of its Government Securities Division to modify the assessment process for late submissions of collateral allocations made through its GCF Repo service and to increase the types of securities that can be used by a participant in satisfaction of collateral allocation obligations. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51413) The Boston Stock Exchange filed a proposed rule change (SR-BSE-2005-01) and Amendment No. 1 thereto relating to the Price Improvement Period under the rules of the Boston Options Exchange Facility. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51418) The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD- 2004-139) and Amendment No. 1 thereto proposing to list and trade Leveraged Index Return Notes Linked to the Dow Jones Industrial Average issued by Merrill Lynch & Co., Inc. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34- 51425) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-FICC-2004-13) filed by the Fixed Income Clearing Corporation, which amends the rules of its Mortgage-Backed Securities Division to impose fines on members for violations of minimum financial standards and to modify the penalty assessment process for failures of members to submit requisite financial reports on a timely basis. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51412) The Commission approved a proposed rule change (SR-Phlx-2005-11) and granted accelerated approval to Amendment No. 1 thereto submitted by the Philadelphia Stock Exchange to amend its by-laws to replace an On-Floor Equity Governor position with an On-Floor Philadelphia Board of Trade Governor position. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51419) The Commission approved a proposed rule change (SR-NASD-2005-003) submitted by the National Association of Securities Dealers to amend Rule 4350(n) and IM-4350-7 to conform the time frame for the disclosure of a waiver to a company’s code of conduct to the time frame required for similar disclosure by the Commission’s Form 8-K. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51420) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-020) submitted by the American Stock Exchange relating to the dissemination of order imbalances in Tape A and Tape B securities admitted to unlisted trading privileges in the same manner as order imbalances in Tape C securities admitted to unlisted trading privileges. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51423) The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-022) submitted by the American Stock Exchange relating to the listing and trading of notes linked to the performance of the CBOE S&P 500 BuyWrite Index(sm). Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51426) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-ISE-2005-15) filed by the International Securities Exchange relating to the elimination of the restriction on electronically generated orders has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 28. (Rel. 34-51424) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.01 par value, of Tower Automotive, Inc., effective at the opening of business on March 28. (Rel. 34-51432) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SFBC INTERNATIONAL INC, 11190 BISCAYNE BLVD, MAIMI, FL, 33181, 3058950304 - 1,062,447 ($37,398,134.40) Equity, (File 333-123536 - Mar. 24) (BR. 01) S-8 XENOGEN CORP, 860 ATLANTIC AVENUE, ALAMEDA, CA, 94501, 5102916100 - 0 ($2,629,776.28) Equity, (File 333-123537 - Mar. 24) (BR. 36) S-8 ACCESSITY CORP, 3300 UNIVERSITY DRIVE, #201, CORAL SPRINGS, FL, 33065, 954-752-6161 - 2,500,000 ($22,500,000.00) Equity, (File 333-123538 - Mar. 24) (BR. 37) S-8 ACCESSITY CORP, 3300 UNIVERSITY DRIVE, #201, CORAL SPRINGS, FL, 33065, 954-752-6161 - 600,000 ($5,400,000.00) Equity, (File 333-123539 - Mar. 24) (BR. 37) S-8 OVERSTOCK COM INC, 6322 SOUTH 3000 EAST, STE 100, SALT LAKE CITY, UT, 84121, 8019473100 - 0 ($1,631,000.00) Equity, (File 333-123540 - Mar. 24) (BR. 08) S-8 ELINEAR INC, 2901 WEST SAM HOUSTON PARKWAY NORTH, SUITE E-300, HOUSTON, TX, 77043, 713-896-0500 - 1,600,000 ($1,520,000.00) Equity, (File 333-123541 - Mar. 24) (BR. 03) S-3D ENTERPRISE BANCORP INC /MA/, 222 MERRIMACK ST, LOWELL, MA, 01852, 9784599000 - 0 ($5,640,000.00) Equity, (File 333-123542 - Mar. 24) (BR. 07) S-8 MAGNUM DIOR RESOURCES INC, 3266 YONGE STREET STE 1208, BC, TORONTO ONTARIO CANA, A6, 00000, 10,000,000 ($400,000.00) Equity, (File 333-123543 - Mar. 24) (BR. 08) F-10 TORONTO DOMINION BANK, TD TOWER 12TH FLOOR 55 KING STREET WEST, PO BOX 1 TORONTO, PROVINCE ONTARIO, A6, 4169828222 - 0 ($1.00) Other, (File 333-123545 - Mar. 24) (BR. 07) F-8 NORANDA INC, BCE PLACE, 181 BAY STREET, SUITE 200, TORONTO, A6, M5J 2T3, 416-982-7115 - 0 ($206,453,400.40) Equity, (File 333-123546 - Mar. 24) (BR. 04) F-8 NORANDA INC, BCE PLACE, 181 BAY STREET, SUITE 200, TORONTO, A6, M5J 2T3, 416-982-7115 - 0 ($965,879,000.00) Equity, (File 333-123547 - Mar. 24) (BR. 04) S-4 CENTER BANCORP INC, 2455 MORRIS AVE, UNION, NJ, 07083, 9086889500 - 1,041,898 ($6,011,752.00) Equity, (File 333-123548 - Mar. 24) (BR. 07) S-3 RADIANT SYSTEMS INC, 7707723000 - 0 ($20,831,537.00) Equity, (File 333-123549 - Mar. 24) (BR. 03) S-3 CLICK COMMERCE INC, 200 E. RANDOLPH DR., 52ND FLOOR, CHICAGO, IL, 60601, 3123773110 - 0 ($22,047,712.76) Equity, (File 333-123550 - Mar. 24) (BR. 03) S-1 TRIPATH TECHNOLOGY INC, 2560 ORCHARD PARKWAY, SAN JOSE, CA, 95131, 408-750-3000 - 5,800,002 ($5,365,001.85) Equity, (File 333-123551 - Mar. 24) (BR. 36) N-2 PIMCO Global StocksPLUS Income Fund, 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105, 212 739-3371 - 1,000 ($25,000.00) Equity, (File 333-123552 - Mar. 24) (BR. ) S-8 GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK, MN, 55416, 6125252070 - 0 ($1,022,141.00) Equity, (File 333-123553 - Mar. 24) (BR. 05) S-8 GLIMCHER REALTY TRUST, 150 EAST GAY STREET, COLUMBUS, OH, 43215, 6146219000 - 1,100,000 ($27,258,000.00) Equity, (File 333-123557 - Mar. 24) (BR. 08) S-8 IDEX CORP /DE/, 630 DUNDEE RD STE 400, NORTHBROOK, IL, 60062, 8474987070 - 0 ($92,977,500.00) Equity, (File 333-123558 - Mar. 24) (BR. 36) S-8 ELTEK LTD, 750,000 ($276.44) Equity, (File 333-123559 - Mar. 24) (BR. 36) SB-2 Tao Minerals Ltd., 80 S COURT STREET, THUNDER BAY, A6, P7B 2X4, 807 344 2644 - 3,339,500 ($166,975.00) Equity, (File 333-123560 - Mar. 24) (BR. ) N-2 COHEN & STEERS WORLDWIDE REALTY INCOME FUND, INC., 757 THIRD AVENUE, NEW YORK, NY, 10017, 212-832-3232 - 40 ($1,000,000.00) Equity, (File 333-123561 - Mar. 24) (BR. 22) S-3 TODCO, 2000 W. SAM HOUSTON PKWY S., SUITE 800, HOUSTON, TX, 77042-3615, 713-278-6000 - 13,310,000 ($339,005,700.00) Equity, (File 333-123563 - Mar. 24) (BR. 04) S-8 NEXTPHASE WIRELESS, INC., 300 S. HARBOR BOULEVARD, SUITE 500, ANAHEIM, CA, 92805, (714) 765-0010 - 250,000 ($235,000.00) Equity, (File 333-123566 - Mar. 24) (BR. 37) S-3 APPLIED DIGITAL SOLUTIONS INC, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, FL, 33445, 561-805-8000 - 722,543 ($2,991,328.00) Equity, (File 333-123567 - Mar. 24) (BR. 37) SB-2 IT&E INTERNATIONAL GROUP, 505 LOMAS SANTA FE DRIVE, SUITE 200, SOLANA BEACH, CA, 92075, 858-366-0970 - 11,200,000 ($4,592,000.00) Equity, (File 333-123568 - Mar. 24) (BR. 01) SB-2 BIODELIVERY SCIENCES INTERNATIONAL INC, 865 LONGBOAT KEY CLUB ROAD, LONGBOAT KEY, FL, 34228, 8124797266 - 0 ($5,156,128.00) Equity, (File 333-123569 - Mar. 24) (BR. 01) S-3 AASTROM BIOSCIENCES INC, 24 FRANKL LLOYD WRIGHT DR, PO BOX 376, ANN ARBOR, MI, 48106, 7349305555 - 0 ($50,000,000.00) Other, (File 333-123570 - Mar. 24) (BR. 01) S-4 MEDCO HEALTH SOLUTIONS INC, 100 PARSONS POND DR, FRANKLIN LAKES, NJ, 07417, 2012693400 - 0 ($1,156,906,883.00) Equity, (File 333-123571 - Mar. 24) (BR. 01) SB-2 CHEMOKINE THERAPEUTICS CORP, 2386 EAST MALL STREET., SUITE 208, SUITE 208, VANCOUVER, A1, V6T 1Z3, 604-8220301 - 1,632,000 ($1,599,360.00) Equity, (File 333-123572 - Mar. 24) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ABGENIX INC DE 1.01 03/18/05 ABRAXAS PETROLEUM CORP NV 2.02,9.01 03/23/05 AMEND ABX AIR INC 5.03,9.01 03/18/05 ADAPTEC INC DE 2.02,9.01 03/23/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 03/24/05 ADVANCED MAGNETICS INC DE 8.01,9.01 03/24/05 ADVANCED MEDICAL INSTITUTE INC. NV 3.02,5.01,9.01 03/21/05 ADVOCAT INC DE 3.03,9.01 03/19/05 AEHR TEST SYSTEMS CA 2.02,9.01 03/24/05 AEI INCOME & GROWTH FUND 25 LLC DE 2.01,9.01 03/18/05 AFFINITY GROUP INC DE 1.01,2.01,9.01 03/24/05 AFV SOLUTIONS, INC. NV 5.03,8.01,9.01 02/09/05 AIRTRAN HOLDINGS INC NV 7.01,9.01 03/24/05 AJS BANCORP INC DE 1.02,8.01,9.01 03/22/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 7.01,9.01 03/21/05 ALDERWOODS GROUP INC DE 1.01,9.01 03/18/05 ALLEGHENY ENERGY, INC MD 1.01 03/24/05 ALLIED CAPITAL CORP MD 1.01 03/21/05 ALLIED HEALTHCARE INTERNATIONAL INC NY 8.01 03/24/05 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 03/24/05 AMERICAN GREETINGS CORP OH 5.02 03/21/05 AMERICAN HEALTHCHOICE INC /NY/ NY 7.01 03/21/05 AMERICAN HOME MORTGAGE SECURITIES LLC DE 2.01,8.01,9.01 03/22/05 AMERICAN HOMEPATIENT INC DE 2.02,9.01 03/22/05 AMERICAN TECHNOLOGY CORP /DE/ DE 3.02 01/05/05 AMERICAN VANGUARD CORP DE 1.01,8.01,9.01 03/18/05 AMERON INTERNATIONAL CORP DE 2.02,5.02,5.03 03/23/05 AMERON INTERNATIONAL CORP DE 2.02,5.02,5.03 03/23/05 AMEND AMN HEALTHCARE SERVICES INC DE 1.01 03/18/05 AMREIT TX 2.02,9.01 03/21/05 AMX CORP /TX/ TX 5.01,5.02,9.01 03/24/05 ANGELICA CORP /NEW/ MO 1.01,2.01,7.01,9.01 03/21/05 ANIMAS CORP DE 2.01,9.01 03/23/05 ARADYME CORP DE 8.01 03/22/05 ARROW FINANCIAL CORP NY 5.03,9.01 03/24/05 ASBURY AUTOMOTIVE GROUP INC DE 1.01,1.02,2.03,9.01 03/23/05 ASHLAND INC KY 1.01,1.02 03/21/05 ASPEN INSURANCE HOLDINGS LTD D0 8.01,9.01 03/22/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/26/04 AMEND Asset Backed Pass-Through Certificate DE 8.01,9.01 10/25/04 AMEND Asset Backed Pass-Through Certificate DE 8.01,9.01 03/24/05 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 9.01 03/24/05 ASSOCIATED BANC-CORP WI 1.01 03/21/05 AMEND AURORA GOLD CORP DE 1.02,9.01 03/24/05 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,5.02,8.01,9.01 03/22/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 03/24/05 BANC OF AMERICA FUNDING CORP MORT PAS DE 9.01 03/21/05 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 03/21/05 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 03/21/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 03/21/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 03/21/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 03/21/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 03/21/05 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 03/20/05 BARNES & NOBLE INC DE 8.01,9.01 03/24/05 BEAR STEARNS ARM TRUST, MORTGAGE-BACK DE 9.01 02/28/05 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/04 AMEND BESTNET COMMUNICATIONS CORP NV 7.01,9.01 03/23/05 BIOSITE INC DE 1.01 03/18/05 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02 03/24/05 BNL FINANCIAL CORP IA 8.01 03/23/05 BORDERS GROUP INC DE 9.01 03/10/05 AMEND BOSTON RESTAURANT ASSOCIATES INC DE 8.01 03/21/05 BOWATER INC DE 1.01 03/21/05 BOYDS COLLECTION LTD 5.02 03/24/05 BRANDPARTNERS GROUP INC DE 7.01,9.01 03/24/05 BRILLIANT DIGITAL ENTERTAINMENT INC DE 5.02 03/18/05 BRITESMILE INC UT 2.02,9.01 03/23/05 BROADWAY FINANCIAL CORP \DE\ DE 8.01,9.01 03/24/05 C&D TECHNOLOGIES INC DE 1.01,1.02,5.02,8.01,9.01 03/24/05 CABG MEDICAL INC MN 1.01,3.02,9.01 03/22/05 CAL DIVE INTERNATIONAL INC MN 1.01,8.01,9.01 03/21/05 CAMCO FINANCIAL CORP DE 8.01,9.01 03/22/05 CAPITAL HILL GOLD INC FL 1.01,2.01,3.02,5.01,9.01 03/21/05 CARLETON VENTURES CORP NV 5.02 03/23/05 CATHAY GENERAL BANCORP DE 1.01 03/24/05 CCH II LLC 7.01 03/22/05 CCO HOLDINGS LLC 7.01 03/22/05 CDKNET COM INC FL 4.01,9.01 03/18/05 Celanese CORP DE 7.01,9.01 03/23/05 CELLEGY PHARMACEUTICALS INC CA 1.01,1.02 03/18/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 03/24/05 CHARLES & COLVARD LTD NC 7.01 03/23/05 CHART INDUSTRIES INC DE 5.02 03/18/05 CHARTER COMMUNICATIONS HOLDINGS LLC DE 7.01 03/22/05 CHARTER COMMUNICATIONS INC /MO/ DE 7.01 03/22/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 03/15/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2001-1 DE 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2001-4 DE 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-1 DE 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-2 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-3 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-4 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-5 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-6 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-7 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2002-8 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-1 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-2 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-3 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-4 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-5 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2003-6 NY 8.01,9.01 03/15/05 CHASE CREDIT CARD OWNER TRUST 2004-1 NY 8.01,9.01 03/15/05 Chase Credit Card Owner Trust 2004-2 NY 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 03/14/05 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 03/15/05 CHASE MANHATTAN AUTO TRUST 2004-A DE 8.01,9.01 03/15/05 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 03/15/05 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 03/15/05 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 03/15/05 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 03/15/05 CHASE MANHATTAN BANK USA CHASE MANHAT DE 8.01,9.01 03/15/05 CHASE MANHATTAN MARINE OWNER TRUST 19 NY 8.01,9.01 03/15/05 CHASE MANHATTAN RV OWNER TRUST 1997-A DE 8.01,9.01 03/15/05 CHEC FUNDING LLC DE 8.01,9.01 03/24/05 Chembio Diagnostics Inc. NV 1.01,2.02,9.01 12/31/04 Chembio Diagnostics Inc. NV 1.01,2.02,9.01 12/31/04 CHESAPEAKE CORP /VA/ VA 7.01,9.01 03/24/05 CHESAPEAKE ENERGY CORP OK 5.03,9.01 03/22/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 03/21/05 CINCINNATI BELL INC OH 4.01,9.01 03/21/05 CINCINNATI BELL INC OH 4.01,9.01 03/21/05 CINCINNATI BELL INC OH 4.01,9.01 03/21/05 CITICORP MORTGAGE SECURITIES INC DE 8.01,9.01 03/24/05 Citigroup Mortgage Loan Trust Inc. As 2.01,9.01 03/07/05 COMMSCOPE INC DE 1.01 03/23/05 CONAGRA FOODS INC /DE/ DE 2.02,4.02 03/23/05 CONRAD INDUSTRIES INC DE 3.01,9.01 03/22/05 CONTINENTAL MATERIALS CORP DE 2.02,8.01,9.01 03/21/05 CORNELL COMPANIES INC DE 1.01,9.01 03/21/05 CORRECTIONS CORP OF AMERICA MD 1.01,2.03,3.03,8.01,9.01 03/21/05 COVENANT TRANSPORT INC NV 7.01,9.01 03/23/05 COVER ALL TECHNOLOGIES INC DE 1.01,9.01 03/24/05 CRESCENT REAL ESTATE EQUITIES CO TX 5.03,9.01 03/21/05 CRONOS GROUP N4 5.02,9.01 03/24/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 12/27/04 AMEND CTI MOLECULAR IMAGING INC DE 1.01,9.01 03/18/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 AMEND CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 AMEND CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 AMEND CWALT INC 9.01 03/24/05 CWHEQ, Inc. 8.01,9.01 03/23/05 CYTOGEN CORP DE 8.01 03/24/05 DANIELSON HOLDING CORP DE 1.01,9.01 03/18/05 DATA SYSTEMS & SOFTWARE INC DE 8.01,9.01 03/14/05 DATAMEG CORP NY 8.01,9.01 03/24/05 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 03/24/05 DIGIMARC CORP DE 3.01,9.01 03/22/05 DISTRIBUTION FINANCIAL SERVICES RV TR NY 8.01,9.01 02/28/05 DOLE FOOD COMPANY INC DE 8.01 03/24/05 DOLLAR TREE STORES INC VA 1.01,9.01 03/18/05 DRESSER INC DE 1.01,9.01 03/18/05 DUKE ENERGY CORP NC 1.01 03/18/05 DURATEK INC DE 7.01,9.01 03/24/05 EBS LITIGATION LLC DE 7.01 03/24/05 EBS PENSION LLC DE 7.01 03/24/05 EGL INC TX 4.02 03/02/05 AMEND ELECTRO RENT CORP CA 9.01 03/24/05 EMPIRE ENERGY CORP UT 8.01,9.01 03/24/05 Emrise CORP DE 1.01,2.01,9.01 03/18/05 ENGLISH LANGUAGE LEARNING & INSTRUCTI DE 5.02 02/17/05 ENHANCE BIOTECH INC DE 5.03,9.01 12/20/04 AMEND ENVIROKARE TECH INC NV 5.02 03/17/05 EROOMSYSTEM TECHNOLOGIES INC NV 2.02,9.01 03/24/05 EUROWEB INTERNATIONAL CORP DE 5.02 03/24/05 FENTURA FINANCIAL INC MI 5.02 03/21/05 FIFTH THIRD BANCORP OH 1.01 03/22/05 FINANCE AMERICA MORTGAGE LOAN TRUST 2 DE 8.01 11/26/04 AMEND FINANCE AMERICA MORTGAGE LOAN TRUST 2 DE 8.01 12/27/04 AMEND FIRST HORIZON NATIONAL CORP TN 8.01 03/23/05 FLATBUSH FEDERAL BANCORP INC 8.01,9.01 03/24/05 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 7.01,9.01 03/24/05 FOG CUTTER CAPITAL GROUP INC MD 8.01 03/14/05 FPL GROUP INC FL 5.02,8.01 03/18/05 FREMONT MICHIGAN INSURACORP INC 2.02,9.01 03/24/05 FTS GROUP, INC. CO 3.02,9.01 03/04/05 FULTON FINANCIAL CORP PA 5.02 03/24/05 GALAXY NUTRITIONAL FOODS INC DE 5.02 03/23/05 GAP INC DE 2.02,9.01 03/24/05 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 03/21/05 GENESCO INC TN 4.02,9.01 03/24/05 GIGA TRONICS INC CA 8.01,9.01 03/23/05 Global Cash Access, Inc. DE 1.01,8.01,9.01 03/22/05 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,3.03,9.01 03/21/05 GP STRATEGIES CORP DE 1.01 03/23/05 GUILFORD PHARMACEUTICALS INC DE 8.01,9.01 03/24/05 HALLIBURTON CO DE 2.04 03/24/05 Hartford Life Global Funding Trust 20 CT 1.01,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 03/15/05 HEALTHCARE REALTY TRUST INC MD 7.01 03/24/05 HEARTLAND PARTNERS L P DE 2.01,9.01 03/23/05 HIGHER EDUCATION FUNDING I DE 8.01,9.01 03/10/05 HOLLYWOOD MEDIA CORP FL 2.02,8.01,9.01 03/24/05 HOMETOWN AUTO RETAILERS INC DE 2.02,9.01 03/24/05 HORIZON BANCORP /IN/ IN 1.01,9.01 03/21/05 HORIZON FINANCIAL CORP WA 8.01,9.01 03/22/05 HORIZON FINANCIAL CORP WA 8.01,9.01 03/23/05 HUB INTERNATIONAL LTD A6 1.01 03/22/05 HUMANA TRANS SERVICES HOLDING CORP DE 4.01,9.01 11/03/04 HUNTINGTON BANCSHARES INC/MD MD 8.01 03/24/05 HyperSpace Communications, Inc. CO 1.01 03/20/05 I TRAX INC DE 3.01,5.02,9.01 03/18/05 IAC/INTERACTIVECORP DE 1.01 03/24/05 IAS COMMUNICATIONS INC OR 1.01,1.02,9.01 03/17/05 IBERIABANK CORP LA 5.03,9.01 03/21/05 ICO INC TX 8.01 03/23/05 ICOS CORP / DE DE 8.01,9.01 03/23/05 ICU MEDICAL INC/DE DE 1.01 03/22/05 IDEX CORP /DE/ DE 1.01,5.03,9.01 03/22/05 IMH ASSETS CORP DE 8.01,9.01 03/24/05 INDYMAC MBS INC 9.01 03/24/05 INFONOW CORP / DE 2.02,9.01 03/24/05 INHIBITEX INC 2.02,9.01 03/24/05 INKINE PHARMACEUTICAL CO INC NY 5.02,9.01 03/19/05 INNOVATE ONCOLOGY, INC. NV 4.01,9.01 11/11/04 INTEGRATED SECURITY SYSTEMS INC DE 4.01 03/18/05 AMEND Intermix Media, Inc. DE 1.01,5.02,9.01 03/18/05 INTERNATIONAL SHIPPING ENTERPRISES, I DE 5.02 03/18/05 JARDEN CORP DE 9.01 01/24/05 AMEND JUNO LIGHTING INC DE 2.02,7.01,9.01 02/28/05 KANBAY INTERNATIONAL INC 5.02,9.01 03/24/05 KEANE INC MA 5.02,9.01 03/18/05 KEITHLEY INSTRUMENTS INC OH 7.01 03/10/05 KEYSPAN CORP NY 1.01,9.01 03/24/05 KIRKLANDS INC 1.01 03/18/05 KOPPERS INC PA 2.02 03/24/05 LEESPORT FINANCIAL CORP PA 1.01,9.01 03/16/05 AMEND LEFT RIGHT MARKETING TECHNOLOGY INC DE 1.01,2.01,5.01,5.02,8.01,9.01 12/20/04 LEXAR MEDIA INC CA 2.02,9.01 03/24/05 LIBERTY STAR GOLD CORP NV 3.02 03/22/05 AMEND LOEWS CORP DE 1.01 03/24/05 LSI INDUSTRIES INC OH 1.01,9.01 03/24/05 M I HOMES INC OH 1.01,2.03,9.01 03/24/05 MAC-GRAY CORP DE 9.01 01/10/05 AMEND MAGNITUDE INFORMATION SYSTEMS INC DE 8.01 03/24/05 MAGNUM HUNTER RESOURCES INC NV 8.01,9.01 03/24/05 MAINE & MARITIMES CORP 2.02,9.01 03/24/05 MANCHESTER TECHNOLOGIES INC NY 1.01,2.03,9.01 03/15/05 MASSBANK CORP DE 9.01 03/24/05 MAX RE CAPITAL LTD 1.02,8.01,9.01 03/22/05 MAXYGEN INC DE 1.01,9.01 03/21/05 MCDERMOTT INTERNATIONAL INC R1 1.01,9.01 03/18/05 MCI INC DE 1.01,8.01,9.01 03/23/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 03/24/05 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 5.02,9.01 03/21/05 MDU RESOURCES GROUP INC DE 8.01,9.01 03/24/05 MEDICIS PHARMACEUTICAL CORP DE 1.01 03/20/05 MERCURY AIR GROUP INC NY 8.01,9.01 03/22/05 Meritage Homes CORP MD 8.01,9.01 03/23/05 MGM MIRAGE DE 7.01,9.01 03/23/05 MGM MIRAGE DE 7.01,9.01 03/23/05 MICREL INC CA 8.01 03/24/05 MICREL INC CA 1.01 03/24/05 MineCore International, Inc CO 8.01,9.01 03/15/05 MIV THERAPEUTICS INC NV 1.01,8.01,9.01 03/11/05 AMEND MKS INSTRUMENTS INC MA 1.01,9.01 03/22/05 MORGAN STANLEY DE 8.01 03/23/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 03/01/05 MORRIS PUBLISHING GROUP LLC GA 2.02,9.01 03/24/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 03/24/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 03/24/05 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 03/21/05 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 03/21/05 MORTGAGEBROKERS.COM HOLDINGS, INC. DE 1.01,2.01,3.02 03/24/05 MOSSIMO INC DE 2.02,9.01 03/24/05 MOVING BYTES INC 4.01,9.01 03/15/05 AMEND MYOGEN INC DE 8.01 03/21/05 MYRIAD GENETICS INC DE 8.01 03/18/05 NATIONAL PENN BANCSHARES INC PA 5.03,9.01 03/23/05 NATURAL HEALTH TRENDS CORP FL 2.02,4.02,9.01 03/21/05 Neenah Paper Inc DE 2.02,9.01 03/23/05 NEOMEDIA TECHNOLOGIES INC DE 1.01 03/24/05 NEW COMMERCE BANCORP SC 8.01 03/23/05 NOFIRE TECHNOLOGIES INC DE 4.01 03/22/05 NORTH AMERICAN SCIENTIFIC INC 5.02,9.01 03/18/05 NOVO NETWORKS INC DE 4.01,9.01 03/18/05 OCCAM NETWORKS INC/DE DE 1.01,3.02,9.01 03/18/05 OLM VENTURES, INC. 1.01,3.02,3.03,5.01,5.02,5.03 03/17/05 OLYMPUS COMMUNICATIONS LP DE 7.01 03/24/05 ONE VOICE TECHNOLOGIES INC NV 1.01,2.03,3.02,9.01 03/18/05 OPINION RESEARCH CORP DE 1.01,9.01 03/22/05 P&F INDUSTRIES INC DE 2.02,9.01 03/24/05 PALWEB CORP 5.03,9.01 03/18/05 PANTRY INC DE 7.01 03/23/05 PARKER HANNIFIN CORP OH 2.05 03/18/05 PARTNERS TRUST FINANCIAL GROUP INC 1.01 03/22/05 PATHMARK STORES INC DE 8.01,9.01 03/23/05 PENFORD CORP WA 2.02,9.01 03/22/05 PENN TRAFFIC CO DE 1.03,9.01 03/17/05 PEOPLES ENERGY CORP IL 8.01 03/24/05 PEPSI BOTTLING GROUP INC DE 5.02,8.01,9.01 02/24/05 PETCARE TELEVISION NETWORK INC FL 5.03,9.01 03/18/05 PHH MORTGAGE CAPITAL LLC DE 8.01,9.01 03/24/05 PINNACLE SYSTEMS INC CA 1.01,9.01 03/18/05 PIONEER DRILLING CO TX 1.01,9.01 03/23/05 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 03/24/05 POGO PRODUCING CO DE 8.01,9.01 03/23/05 PPG INDUSTRIES INC PA 8.01,9.01 03/23/05 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.02,9.01 03/22/05 PRESSTEK INC /DE/ DE 1.01,9.01 03/21/05 PRICESMART INC DE 7.01 03/16/05 PRIMEDIA INC DE 2.01,9.01 03/18/05 PROVIDIAN MASTER TRUST 8.01,9.01 03/15/05 QUESTCOR PHARMACEUTICALS INC CA 5.02 03/21/05 QUINCY GOLD CORP. NV 1.01,5.02,9.01 03/18/05 RADNOR HOLDINGS CORP DE 1.01 03/18/05 RAYTECH CORP DE 2.05 03/18/05 REDDY ICE HOLDINGS INC DE 1.01,8.01,9.01 03/22/05 REGAN HOLDING CORP CA 4.01,9.01 03/18/05 RENT WAY INC PA 5.02,5.03,9.01 03/23/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 03/24/05 RICHARDSON ELECTRONICS LTD/DE DE 7.01 03/23/05 RIDGESTONE FINANCIAL SERVICES INC WI 7.01,9.01 03/24/05 ROCKY SHOES & BOOTS INC OH 2.01,9.01 01/06/05 AMEND SABA SOFTWARE INC DE 1.01,3.02,9.01 03/24/05 SABA SOFTWARE INC DE 1.01,2.02,9.01 03/23/05 SAVIENT PHARMACEUTICALS INC DE 1.01,9.01 03/23/05 SBS TECHNOLOGIES INC NM 1.01,2.03,9.01 03/24/05 SCHERING PLOUGH CORP NJ 7.01,9.01 03/24/05 SCHMITT INDUSTRIES INC OR 2.02,9.01 03/24/05 SCOTTS MIRACLE-GRO CO OH 1.01,2.01,2.03,8.01,9.01 03/18/05 SECURITY INTELLIGENCE TECHNOLOGIES IN FL 1.01,5.02,9.01 03/22/05 SEQUA CORP /DE/ DE 5.02,9.01 03/24/05 SHOE CARNIVAL INC IN 1.01,9.01 03/24/05 SILICONIX INC DE 8.01,9.01 03/24/05 SIMMONS BEDDING CO DE 2.02,7.01,9.01 03/22/05 SKYLINE CORP IN 2.02,9.01 03/24/05 SMART & FINAL INC/DE DE 8.01 03/21/05 SOLECTRON CORP DE 2.02,9.01 03/24/05 SOURCECORP INC DE 2.02,4.02,7.01,9.01 03/23/05 SOURCECORP INC DE 1.01,9.01 03/23/05 SOUTHWEST COMMUNITY BANCORP CA 8.01 03/23/05 SPX CORP DE 7.01,9.01 03/24/05 SRS LABS INC DE 2.02,9.01 03/24/05 STAGE STORES INC NV 1.01 03/18/05 STATE FINANCIAL SERVICES CORP WI 9.01 03/21/05 AMEND STERIS CORP OH 1.01,8.01,9.01 03/22/05 STERLING BANCORP NY 1.01,9.01 03/18/05 STERLING CONSTRUCTION CO INC DE 8.01 03/23/05 STEWART & STEVENSON SERVICES INC TX 1.02,3.03 03/21/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/23/05 SUPERCONDUCTOR TECHNOLOGIES INC 1.01,5.02,9.01 03/18/05 Surge Global Energy, Inc. 1.01,2.03,3.02,9.01 03/21/05 SYPRIS SOLUTIONS INC DE 5.02,9.01 03/24/05 TCF FINANCIAL CORP DE 8.01,9.01 03/24/05 TEKELEC CA 1.01,9.01 03/18/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,8.01,9.01 03/23/05 Telesis Technology Corp 2.01,3.02 03/24/05 TEMPLE INLAND INC DE 8.01,9.01 03/24/05 TEPPCO PARTNERS LP DE 5.02,5.03 03/22/05 TESORO CORP /NEW/ DE 5.02,9.01 03/21/05 TEXAS INDUSTRIES INC DE 2.02,9.01 03/24/05 TIBCO SOFTWARE INC DE 2.02,9.01 03/24/05 TMS INC /OK/ OK 7.01,9.01 03/24/05 TODCO DE 5.02 03/23/05 TORCH OFFSHORE INC DE 3.01 03/24/05 TOYS R US INC DE 8.01,9.01 03/23/05 TRC COMPANIES INC /DE/ DE 1.01,5.02,9.01 03/18/05 TRICELL INC NV 7.01,9.01 03/23/05 Trust, Asset Backed Notes DE 9.01 08/25/04 AMEND Trust, Asset Backed Notes DE 9.01 09/25/04 AMEND TRUSTCO BANK CORP N Y NY 8.01 03/24/05 TRUSTREET PROPERTIES INC MD 7.01,9.01 03/24/05 TUESDAY MORNING CORP/DE DE 5.02 03/24/05 U S WIRELESS DATA INC DE 5.01,5.02 03/18/05 UAL CORP /DE/ DE 8.01,9.01 02/28/05 UCN INC DE 2.02,9.01 03/23/05 ULTICOM INC NJ 1.01 03/21/05 ULTIMATE ELECTRONICS INC DE 1.01,2.04,2.05,5.02,8.01,9.01 03/16/05 AMEND ULTRATECH INC DE 7.01,9.01 03/24/05 UNIFI INC NY 1.01,9.01 03/18/05 UNITED RENTALS INC /DE DE 1.01,9.01 03/21/05 UNITED TRUST GROUP INC IL 1.01 03/22/05 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 03/23/05 UNIVEST CORP OF PENNSYLVANIA PA 8.01 03/23/05 VERITY INC \DE\ DE 2.02,9.01 03/24/05 VERIZON COMMUNICATIONS INC DE 1.01 03/23/05 VIASYSTEMS INC DE 1.01,2.05,4.02,9.01 03/24/05 VIKING SYSTEMS INC NV 1.01,2.03,5.02,9.01 03/22/05 VIRAGE LOGIC CORP CA 1.01 03/19/05 VIRGINIA COMMERCE BANCORP INC 8.01,9.01 03/23/05 WABASH NATIONAL CORP /DE DE 5.02 03/23/05 WAKO LOGISTICS GROUP INC 1.01,9.01 03/22/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/23/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 8.01,9.01 03/24/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 8.01,9.01 03/24/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 03/23/05 WESBANCO INC WV 1.01,9.01 03/21/05 WESTMORELAND COAL CO DE 5.02 03/22/05 WISCONSIN ENERGY CORP WI 1.01 03/24/05 WORLDWIDE RESTAURANT CONCEPTS INC DE 2.02,9.01 03/24/05 WYNDHAM INTERNATIONAL INC DE 2.01,9.01 03/24/05 WYNN RESORTS LTD 1.01,9.01 03/18/05 YUM BRANDS INC NC 8.01,9.01 03/24/05