| Date Filed | Title |
| 02/13/2009 | 13F-HR/A for GAMCO INVESTORS INC ET AL | |
| | COMPANY NAME(s) - [GAMCO INVESTORS INC ET AL (CIK - 807249 /SIC - Unspecified)] |
| | SOLE 25600 0 0 HEINZ, H J COMPANY COM 423074103 46488 1236372 SH SOLE 1162572 1500 72300 HERLEY INDS INC COM COM 427398102 27720 2257312 SH SOLE 2201912 0 55400 HERSHEY COMPANY (THE) COM 427866108 50490 1453381 SH SOLE 1399581 0 53800 HESKA CORP COM COM 42805E108 46 182000 SH SOLE 182000 0 0 HESS |
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| 02/13/2009 | 13F-HR for Capital World Investors | |
| | COMPANY NAME(s) - [Capital World Investors (CIK - 1422849 /SIC - Unspecified)] |
| | 10715000 FIFTH THIRD BANCORP 316773100 37418 4530000 SH DEFINED 1, 2 30000 4500000 FINISAR CORP 31787A101 4675 12301895 SH DEFINED 1, 2 12301895 FIRST SOLAR INC 336433107 607024 4400000 SH DEFINED 1, 2 500000 3900000 FIRSTENERGY CORP 337932107 298354 6141500 SH DEFINED 1, 2 6141500 FMC TECHNOLOGIES INC |
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| 02/13/2009 | EX-99.17(H) of N-14 for Pioneer Series Trust IV | |
| | COMPANY NAME(s) - [Pioneer Series Trust IV (CIK - 1331854 /SIC - Unspecified)] |
| | Pioneer Classic Balanced Fund | Annual Report | 7/31/08 19 -PAGE- Schedule of Investments | 7/31/08 (continued) -TABLE- -CAPTION- Floating S&P/Moody's Rate (d) Ratings Shares (unaudited) (unaudited) Value -S- -C- -C- -C- -C- Specialized Finance -- 0.3% 525 CME Group, Inc. $ 189, 068 2, 679 Nymex |
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| 02/13/2009 | 13F-HR for NOMURA ASSET MANAGEMENT CO LTD | |
| | COMPANY NAME(s) - [NOMURA ASSET MANAGEMENT CO LTD (CIK - 1055964 /SIC - Unspecified)] |
| | ASSOCIATES CL A 421933102 65 36, 200 SH SOLE 36, 200 HEALTH NET INC COM 42222G108 2, 880 264, 497 SH SOLE 264, 497 HEALTHCARE REALTY TRUST INC COM 421946104 3, 972 169, 158 SH SOLE 169, 158 HEALTHSOUTH CORP COM NEW 421924309 10, 926 996, 900 SH SOLE 996, 900 HEINZ HJ CO COM 423074103 22, 478 597, 824 SH SOLE |
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| 02/13/2009 | EX-99.17(F) of N-14 for PIONEER FUND MA | |
| | COMPANY NAME(s) - [PIONEER FUND MA (CIK - 78713 /SIC - Unspecified)] |
| | PORTFOLIO OF INVESTMENTS NOVEMBER 30, 2008 Principal Amount Value Commercial Paper 13.1% Auto Manufacturers 2.9% $ 1, 000, 000 (1) Toyota Motor Corporation, 0.700%, 12/3/2008 $ 999, 961 2, 000, 000 (1) Toyota Motor Corporation, 3.265%, 12/8/2008 1, 998, 736 Total Auto Manufacturers 2, 998, 697 Beverages 2 |
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| 02/13/2009 | 13F-HR for EDGAR LOMAX COVA | |
| | COMPANY NAME(s) - [EDGAR LOMAX COVA (CIK - 1013538 /SIC - Unspecified)] |
| | 22, 540 HONEYWELL INTL INC Com 438516106 17, 599 536, 050 SH Sole 429, 150 106, 900 HEWLETT PACKARD CO Com 428236103 210 5, 800 SH Sole 5, 800 INTERNATIONAL BUSINESS MACHINES Com 459200101 9, 565 113, 650 SH Sole 93, 600 20, 050 INTEL CORP Com 458140100 391 26, 700 SH Sole 18, 900 7, 800 INTERNATIONAL PAPER Com |
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| 02/13/2009 | 10-K for ATHEROS COMMUNICATIONS INC | |
| | COMPANY NAME(s) - [ATHEROS COMMUNICATIONS INC (CIK - 1140486 /SIC - 3674)] |
| | Item 7. Management s Discussion and Analysis of Financial Condition and Results of Operations Overview We are a leading developer of advanced semiconductor system solutions for wired and wireless communications products. We combine our wireless systems and software expertise with our |
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| 02/13/2009 | 13F-HR for OTA Financial Group LP | |
| | COMPANY NAME(s) - [OTA Financial Group LP (CIK - 1317346 /SIC - Unspecified)] |
| | 22143 EXPEDIA INC DEL *W EXP 02/04/200 30212P121 26 331373 SH DEFINED 1 331373 EXXON MOBIL CORP CALL 30231G902 699 8900 CALL DEFINED 2 8900 FASTENAL CO COM 311900104 219 6300 SH DEFINED 2 6300 FEDERATED PREMIER COM 31423P108 204 22568 SH DEFINED 1 22568 FEDEX CORP COM 31428X106 551 8600 SH DEFINED 2 |
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| 02/13/2009 | 13F-HR/A for RBC ASSET MANAGEMENT INC | |
| | COMPANY NAME(s) - [RBC ASSET MANAGEMENT INC (CIK - 1218696 /SIC - Unspecified)] |
| | 0 0 Cisco Systems Inc Common Stock 17275R102 13903 853002 SH DEFINED 2 853002 0 0 Corning Inc Common Stock 219350105 1 190 SH DEFINED 2 190 0 0 CVS Caremark Corp Common Stock 126650100 16342 568634 SH DEFINED 2 568634 0 0 Deere & Co Common Stock 244199105 10 275 SH DEFINED 2 275 0 0 Deutsche Bank AG |
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| 02/13/2009 | 13F-HR for Dominick Dominick LLC | |
| | COMPANY NAME(s) - [Dominick Dominick LLC (CIK - 1453102 /SIC - Unspecified)] |
| | SH SOLE 71612 0 0 DOW CHEM CO COM 260543103 584 38705 SH SOLE 38705 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1483 58600 SH SOLE 58600 0 0 DUKE ENERGY CORP NEW COM 26441C105 550 36650 SH SOLE 36650 0 0 E M C CORP MASS COM 268648102 195 18600 SH SOLE 18600 0 0 EATON VANCE TAX MNG GBL DV E COM |
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